UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2000
Check here if Amendment [ ]; Amendment Number: ___
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Firsthand Capital Management, Inc.
Address: 125 South Market
Suite 1200
San Jose, California 95113
Form 13F File Number: 28-04505
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Omar N. Billawala
Title: Chief Operating Officer
Phone: (408) 294-2200
Signature, Place, and Date of Signing:
/s/ Omar N. Billawala San Jose, California
--------------------- --------------------- -----------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings are reported in this report, and all
holdings are reported by other reporting manager(s).
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
-------------------------
Form 13F Information Table Entry Total: 157
-------------------------
Form 13F Information Table Value Total: $ 7,136,934
-------------------------
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NONE
<PAGE>
<TABLE>
Firsthand Capital Management, Inc.
FORM 13F
as of 06/30/00
<CAPTION>
Voting Authority
Title of Value Shares/ Sh/ Put/ Invstmt Other ----------------
Name of Issuer Class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None
-------------- ----- ----- -------- ------- --- ---- ---------------- ---- ------ ----
<S> <C> <C> <C> <C> <C> <C> <C>
360NETWORKS INC COM 88575T205 $ 32,429 2,126,500 SH SOLE 2,126,500
ACCRUE SOFTWARE INC COM 00437W102 $ 12,780 360,000 SH SOLE 360,000
ADAPTIVE BROADBAND CORP COM 00650M104 $ 14,112 384,000 SH SOLE 384,000
ADC TELECOMMUNICATIONS INC COM 000886101 $ 82,533 984,000 SH SOLE 984,000
ADVANCED FIBRE COMMUNICATION COM 00754A105 $ 31,805 701,900 SH SOLE 701,900
AETHER SYSTEMS INC COM 00808V105 $ 34,420 167,900 SH SOLE 167,900
AGILENT TECHNOLOGIES INC COM 00846U101 $ 15,500 210,176 SH SOLE 210,176
AIRNET COMM CORP COM 00941P106 $ 6,531 250,000 SH SOLE 250,000
ALCATEL ALSTHOM ADR 013904305 $ 54,514 819,760 SH SOLE 819,760
ALLAIRE CORP COM 016714107 $ 16,538 450,000 SH SOLE 450,000
ALTERA CORP COM 021441100 $ 26,716 262,081 SH SOLE 262,081
AMERICA ONLINE INC DEL COM 02364J104 $ 15,071 285,809 SH SOLE 285,809
AMERICAN EXPRESS CR CORP COM 02581R005 $ 159,942 10,000,000 SH SOLE 10,000,000
AMERICAN XTAL TECHNOLOGY INC COM 030514103 $ 12,080 279,300 SH SOLE 279,300
AMGEN INC COM 031162100 $ 45,199 643,400 SH SOLE 643,400
AMKOR TECHNOLOGY INC COM 031652100 $ 26,671 755,274 SH SOLE 755,274
APPLIED MATERIALS INC COM 038222105 $ 24,040 265,268 SH SOLE 265,268
APPLIED MICRO CIRCUITS CORP COM 03822W109 $ 191,407 1,938,300 SH SOLE 1,938,300
APPLIED SCIENCE + TECH INC COM 038236105 $ 2,523 97,500 SH SOLE 97,500
ART TECHNOLOGY GROUP INC COM 04289L107 $ 63,883 632,900 SH SOLE 632,900
ASYST TECHNOLOGIES INC COM 04648X107 $ 27,332 798,000 SH SOLE 798,000
AT + T CORP COM 001957109 $ 105,232 3,327,206 SH SOLE 3,327,206
AVANT CORP COM 053487104 $ 8,046 429,462 SH SOLE 429,462
BEA SYS INC COM 073325102 $ 29,663 600,000 SH SOLE 600,000
BINDVIEW DEV CORP COM 090327107 $ 24,084 2,007,000 SH SOLE 2,007,000
BLUESTONESOFTWARE INC COM 09623P102 $ 10,778 419,600 SH SOLE 419,600
BOOKHAM TECHNOLOGY PLC ADR 09856Q108 $ 3,081 52,000 SH SOLE 52,000
BOSTON SCIENTIFIC CORP COM 101137107 $ 3,220 146,800 SH SOLE 146,800
BREEZECOMLTD COM M20385106 $ 2,153 49,500 SH SOLE 49,500
BROCADE COMMUNICATIONS SYS I COM 111621108 $ 62,385 340,000 SH SOLE 340,000
CABLETRONSYSTEMS INC COM 126920107 $ 197,758 7,832,000 SH SOLE 7,832,000
CALDERA SYS INC COM 128780103 $ 2,874 220,000 SH SOLE 220,000
CALICO COMM INC COM 129897104 $ 10,741 661,000 SH SOLE 661,000
CELERITEK INC COM 150926103 $ 21,312 522,200 SH SOLE 522,200
CHECK POINT SOFTWARE COM M22465104 $ 5,506 26,000 SH SOLE 26,000
CIELO COMMUNICATIONS INC COM 171776990 $ 1,475 842,857 SH SOLE 842,857
CIENA CORP COM 171779101 $ 183,573 1,101,300 SH SOLE 1,101,300
CISCO SYSINC COM 17275R102 $ 36,228 569,965 SH SOLE 569,965
CONCORD COMMUNICATIONS INC COM 206186108 $ 75,396 1,890,800 SH SOLE 1,890,800
CONEXANT SYS INC COM 207142100 $ 7,549 155,256 SH SOLE 155,256
CORNING INC COM 219350105 $ 416,185 1,542,140 SH SOLE 1,542,140
COVAD COMMUNICATIONS GROUP I COM 222814204 $ 3,543 219,700 SH SOLE 219,700
CREE INC COM 225447101 $ 38,902 291,400 SH SOLE 291,400
CYMER INC COM 232572107 $ 10,075 211,000 SH SOLE 211,000
CYSIVE INC COM 23281T108 $ 7,984 334,400 SH SOLE 334,400
DELANO TECHNOLOGY CORP COM 245701107 $ 2,789 230,000 SH SOLE 230,000
DIGEX INCDEL COM 253756100 $ 20,551 302,500 SH SOLE 302,500
DIGITAL MICROWAVE CORP COM 253859102 $ 293,090 7,687,600 SH SOLE 7,687,600
E M C CORP MASS COM 268648102 $ 19,622 255,032 SH SOLE 255,032
EGAIN COMMUNICATIONS CORP COM 28225C103 $ 4,256 351,000 SH SOLE 351,000
EPCOS AG ADR 29410P107 $ 22,655 230,000 SH SOLE 230,000
EPLUS INC COM 294268107 $ 21,716 821,400 SH SOLE 821,400
EXFO ELECTRO OPTICAL ENGR IN COM 302043104 $ 746 17,000 SH SOLE 17,000
EXODUS COMMUNICATIONS INC COM 302088109 $ 38,914 844,800 SH SOLE 844,800
F5 NETWORKS INC COM 315616102 $ 1,910 35,000 SH SOLE 35,000
FINISAR CORP COM 31787A101 $ 66,193 2,527,650 SH SOLE 2,527,650
FIREPOND INC COM 318224102 $ 6,120 170,000 SH SOLE 170,000
FORD MTR CR CO YRS 1+2 COM 34539T006 $ 39,986 40,000,000 SH SOLE 40,000,000
GENESIS MICROCHIP INC COM 371933102 $ 25,488 1,425,900 SH SOLE 1,425,900
GENUITY INC COM 37248E103 $ 36,625 4,000,000 SH SOLE 4,000,000
GLOBAL CROSSING LTD COM G3921A100 $ 13,169 500,500 SH SOLE 500,500
GLOBESPAN INC COM 379571102 $ 152,593 1,249,962 SH SOLE 1,249,962
GLOBIX CORP COM 37957F101 $ 135,992 4,639,400 SH SOLE 4,639,400
GUIDANT CORP COM 401698105 $ 25,301 511,129 SH SOLE 511,129
HARMONIC INC COM 413160102 $ 44,570 1,800,800 SH SOLE 1,800,800
HEWLETT PACKARD CO COM 428236103 $ 10,365 83,000 SH SOLE 83,000
I2 TECHNOLOGIES INC COM 465754109 $ 7,716 74,000 SH SOLE 74,000
IMANAGE INC COM 45245Y105 $ 1,232 124,000 SH SOLE 124,000
IMMUNEX CORP NEW COM 452528102 $ 8,998 182,000 SH SOLE 182,000
INET TECHNOLOGIES INC COM 45662V105 $ 9,765 180,000 SH SOLE 180,000
INTEL CORP COM 458140100 $ 18,325 137,075 SH SOLE 137,075
INTERLIANT INC COM 458742103 $ 40,878 1,753,500 SH SOLE 1,753,500
INTERMEDIA COMMUNICATIONS IN COM 458801107 $ 6,726 226,100 SH SOLE 226,100
INTERNATIONAL BUSINESS MACHS COM 459200101 $ 31,823 290,452 SH SOLE 290,452
INTERNET PICTURES CORP COM 46059S101 $ 3,781 250,000 SH SOLE 250,000
INTERWORLD CORP COM 46114Q108 $ 2,460 120,000 SH SOLE 120,000
INTERWOVEN INC COM 46114T102 $ 16,762 152,400 SH SOLE 152,400
INTRAWAREINC COM 46118M103 $ 1,044 65,000 SH SOLE 65,000
JOHNSON +JOHNSON COM 478160104 $ 1,530 15,020 SH SOLE 15,020
JUNIPER NETWORKS INC COM 48203R104 $ 14,993 103,000 SH SOLE 103,000
KANA COMMUNICATIONS INC COM 483600102 $ 14,649 236,750 SH SOLE 236,750
KLA TENCOR CORP COM 482480100 $ 23,919 408,431 SH SOLE 408,431
KOPIN CORP COM 500600101 $ 10,263 148,200 SH SOLE 148,200
LEGATO SYSTEMS INC COM 524651106 $ 98,704 6,525,900 SH SOLE 6,525,900
LEVEL 3 COMMUNICATIONS INC COM 52729N100 $ 27,641 314,100 SH SOLE 314,100
LOUDEYE TECHNOLOGIES INC COM 545754103 $ 1,831 105,000 SH SOLE 105,000
LUCENT TECHNOLOGIES INC COM 549463107 $ 51,524 870,056 SH SOLE 870,056
MACROMEDIA INC COM 556100105 $ 77,640 803,000 SH SOLE 803,000
MARCHFIRST INC COM 566244109 $ 3,473 190,300 SH SOLE 190,300
MEDICALOGIC INC COM 584642102 $ 2,682 289,900 SH SOLE 289,900
MEDTRONICINC COM 585055106 $ 20,867 418,906 SH SOLE 418,906
MERCK + CO INC COM 589331107 $ 23,907 312,000 SH SOLE 312,000
METHODE ELECTRS INC COM 591520200 $ 24,141 625,000 SH SOLE 625,000
METROMEDIA FIBER NETWORK INC COM 591689104 $ 9,176 231,200 SH SOLE 231,200
MICRO PHOTONIX INTEGRATION C COM 59499D980 $ 4,000 633,382 SH SOLE 633,382
MICROMUSE INC COM 595094103 $ 99,142 599,100 SH SOLE 599,100
MICROSOFTCORP COM 594918104 $ 11,119 138,987 SH SOLE 138,987
NAVISITE INC COM 63935M109 $ 91,369 2,185,200 SH SOLE 2,185,200
NETSILICON INC COM 64115X105 $ 43,472 1,327,400 SH SOLE 1,327,400
NEW FOCUS INC COM 644383101 $ 2,464 30,000 SH SOLE 30,000
NEXTLINK COMMUNICATIONS INC COM 65333H707 $ 15,048 396,656 SH SOLE 396,656
NHC COMMUNICATIONS INC FOREIGN 628937104 $ 4,394 563,100 SH SOLE 563,100
NOKIA CORP ADR 654902204 $ 22,773 455,894 SH SOLE 455,894
NORTEL NETWORKS CORP COM 656568102 $ 2,730 40,000 SH SOLE 40,000
NOVOSTE CORP COM 67010C100 $ 4,465 73,200 SH SOLE 73,200
NUANCE COMMUNICATIONS COM 669967101 $ 17,429 209,200 SH SOLE 209,200
NUMERICALTECHNOLOGIES INC COM 67053T101 $ 25,771 530,000 SH SOLE 530,000
ONDISPLAYINC COM 68232L100 $ 28,503 350,000 SH SOLE 350,000
ONI SYS CORP COM 68273F103 $ 1,172 10,000 SH SOLE 10,000
ORACLE CORP COM 68389X105 $ 72,177 858,612 SH SOLE 858,612
OSICOM TECHNOLOGIES COM 688271501 $ 134,782 1,592,700 SH SOLE 1,592,700
PACKETEER INC COM 695210104 $ 5,746 197,300 SH SOLE 197,300
P-COM INC COM 693262107 $ 62,459 10,981,800 SH SOLE 10,981,800
PERVASIVE SOFTWARE INC COM 715710109 $ 12,958 2,303,600 SH SOLE 2,303,600
PMC SIERRA INC COM 69344F106 $ 317,941 1,789,329 SH SOLE 1,789,329
PROXIM INC COM 744284100 $ 7,423 75,000 SH SOLE 75,000
PSINET INC COM 74437C101 $ 49,338 1,963,700 SH SOLE 1,963,700
QUALCOMM INC COM 747525103 $ 39,225 653,750 SH SOLE 653,750
QWEST COMMUNICATIONS INT'L I COM 749121109 $ 20,874 420,100 SH SOLE 420,100
RCN CORP COM 749361101 $ 4,060 160,000 SH SOLE 160,000
RUDOLPH TECHNOLOGIES INC COM 781270103 $ 1,356 35,000 SH SOLE 35,000
SAGE INC COM 786632109 $ 3,720 287,500 SH SOLE 287,500
SAPIENT CORP COM 803062108 $ 10,694 100,000 SH SOLE 100,000
SCIENT CORP COM 80864H109 $ 8,825 200,000 SH SOLE 200,000
SCIENTIFIC ATLANTA INC COM 808655104 $ 43,210 580,000 SH SOLE 580,000
SEAGATE TECHNOLOGY COM 811804103 $ 356,615 6,483,900 SH SOLE 6,483,900
SILICON IMAGE INC COM 82705T102 $ 1,910 311,700 SH SOLE 311,700
SOFTWARE COM INC COM 83402P104 $ 12,988 100,000 SH SOLE 100,000
SPECTRALINK CORP COM 847580107 $ 17,139 1,171,900 SH SOLE 1,171,900
SSGA FDS COM 784924797 $ 154,693 154,693,316 SH SOLE 154,693,316
STATE STREET REPO COM 85799F003 $ 190,108 190,107,667 SH SOLE 190,107,667
SUN MICROSYSTEMS INC COM 866810104 $ 57,363 630,799 SH SOLE 630,799
TEKELEC INC COM 879101103 $ 91,513 1,899,100 SH SOLE 1,899,100
TELEDYNE TECHNOLOGIES INC COM 879360105 $ 39,674 2,368,600 SH SOLE 2,368,600
TELIGENT INC COM 87959Y103 $ 10,064 426,000 SH SOLE 426,000
TELLABS INC COM 879664100 $ 44,519 650,500 SH SOLE 650,500
TERADYNE INC COM 880770102 $ 22,050 300,000 SH SOLE 300,000
TEXAS INSTRS INC COM 882508104 $ 15,729 229,000 SH SOLE 229,000
TRANSWITCH CORP COM 894065101 $ 239,698 3,105,400 SH SOLE 3,105,400
UTSTARCOM INC COM 918076100 $ 11,096 365,300 SH SOLE 365,300
V3 SEMICINDUTOR INC COM 918392101 $ 3,248 183,000 SH SOLE 183,000
VEECO INSTRS INC DEL COM 922417100 $ 17,067 233,000 SH SOLE 233,000
VERIO INC COM 923433106 $ 22,749 410,000 SH SOLE 410,000
VERISIGN INC COM 92343E102 $ 61,828 350,300 SH SOLE 350,300
VIGNETTE CORP COM 926734104 $ 12,562 241,500 SH SOLE 241,500
VISUAL NETWORKS INC COM 928444108 $ 54,301 1,905,300 SH SOLE 1,905,300
VITESSE SEMICONDUCTOR CORP COM 928497106 $ 298,939 4,063,746 SH SOLE 4,063,746
VOICESTREAM WIRELESS CORP COM 928615103 $ 24,318 209,100 SH SOLE 209,100
VYYO INC COM 918458100 $ 1,350 50,000 SH SOLE 50,000
WEBMETHODS INC COM 94768C108 $ 8,174 52,000 SH SOLE 52,000
WEBSENSE INC COM 947684106 $ 19,615 780,700 SH SOLE 780,700
WESTERN DIGITAL CORP COM 958102105 $ 11,501 2,300,200 SH SOLE 2,300,200
WILLIAMS COMMUNICATIONS GROU COM 969455104 $ 18,310 551,700 SH SOLE 551,700
WIND RIV SYS INC COM 973149107 $ 281,281 7,426,565 SH SOLE 7,426,565
WINSTAR COMMUNICATIONS INC COM 975515107 $ 13,753 406,000 SH SOLE 406,000
XILINX INC COM 983919101 $ 30,017 363,562 SH SOLE 363,562
ZORAN CORP COM 98975F101 $ 121,259 1,839,000 SH SOLE 1,839,000
REPORT SUMMARY: 157 $ 7,136,934
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