UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 2)
Vari-L Company, Inc.
(Name of Issuer)
Common Stock, $.01 par value)
(Title of Class of Securities)
922150 10 7
(CUSIP Number)
1) Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Alwin E. Branson
2) Check the Appropriate Box if a Member of a Group*
Not Applicable
(a)
(b)
3) SEC USE ONLY
4) Citizenship or Place of Organization
U.S.
Number of Shares 5) Sole Voting Power 181,830
Beneficially Owned 6) Shared Voting Power 0
By Each Reporting 7) Sole Dispositive Power 181,830
Person With 8) Shared Dispositive
Power 0
9) Aggregate Amount Beneficially Owned by Each Reporting Person
181,830
10) Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares
Not Applicable
11) Percent of Class Represented by Amount in Row (11)
4.6%
12) Type of Reporting Person
IN
AMENDMENT NO. 2 TO
SCHEDULE 13G FOR
ALWIN E. BRANSON
Item 1(a) Name of Issuer: Vari-L Company, Inc.
Item 1(b) Address of Issuer's Principal Executive Offices:
11101 East 51st Avenue, Denver, Colorado 80239
Item 2(a) Name of Person Filing: Alwin E. Branson
Item 2(b) Address of Principal Business Office or, if None,
Residence: The residence address of Mr. Branson is
2261 S. Columbine, Denver, Colorado 80210
Item 2(c) Citizenship: Mr. Branson is a United States Citizen.
Item 2(d) Title of Class of Securities: Common Stock, $.01 par
value.
Item 2(e) CUSIP Number: 922150-10-7
Item 3 If this statement is filed pursuant to Rules 13d-1(b), or
13d-2(b), check whether the person filing is a:
(a) [ ] Broker or Dealer registered under Section 15 of
the Securities Exchange Act of 1934 (the "Act").
(b) [ ] Bank as defined in Section 3(a)(6) of the Act.
(c) [ ] Insurance Company as defined in Section 3(a)(19)
of the Act.
(d) [ ] Investment Company registered under Section 8 of
the Investment Company Act of 1940.
(e) [ ] Investment Adviser registered under Section 203
of the Investment Advisers Act of 1940.
(f) [ ] Employee Benefit Plan, Pension Fund which is
subject to the provisions of the Employee
Retirement Income Security Act of 1974 or
Endowment Fund; see Rule 13d-1(b)(1)(ii)(F) of
the Act.
(g) [ ] Parent Holding Company, in accordance with Rule
13d-1(b)(ii)(G) of the Act.
(h) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(H)
of the Act.
Not applicable.
Item 4 Ownership.
(a) Amount Beneficially Owned: Mr. Branson is the sole
beneficial owner of 181,830 shares of Common Stock as
of December 31, 1996. Includes 108,750 shares
issuable to Mr. Branson upon the exercise of
outstanding stock options exercisable on December 31,
1996, or within 60 days thereafter.
(b) Percent of Class: 4.6% (based on the 3,805,838 shares
of Common Stock reported to be outstanding on
September 30, 1996 in the Vari-L Company, Inc.
Quarterly Report on Form 10-QSB for the fiscal quarter
ended September 30, 1996 and 11,866 additional shares
issued effective December 31, 1996.)
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote:
181,830 shares.
(ii) shared power to vote or to direct the vote:
-0- shares.
(iii) sole power to dispose or to direct the
disposition of: 181,830 shares.
(iv) shared power to dispose or to direct the
disposition of: -0- shares.
Item 5 Ownership of Five Percent or Less of a Class.
Mr. Branson has ceased to be the beneficial owner of more
than five percent of the Common Stock.
Item 6 Ownership of More than Five Percent on Behalf of Another
Person.
Not applicable.
Item 7 Identification and Classification of the Subsidiary Which
Acquired the Security Being Reported on by the Parent
Holding Company.
Not applicable.
Item 8 Identification and Classification of Members of the Group.
Not applicable.
Item 9 Notice of Dissolution of Group.
Not applicable.
Item 10 Certification.
Not applicable.
Not filed pursuant to Rule 13d-1(b).
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief,
I certify that the information set forth in this statement is true,
complete and correct.
Dated: January 28, 1997 /s/ Alwin E. Branson
Alwin E. Branson
APPENDIX
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. )
Vari-L Company, Inc.
(Name of Issuer)
Common Stock, $.01 par value)
(Title of Class of Securities)
922150 10 7
(CUSIP Number)
1) Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Alwin E. Branson
2) Check the Appropriate Box if a Member of a Group*
Not Applicable
(a)
(b)
3) SEC USE ONLY
4) Citizenship or Place of Organization
U.S.
Number of Shares 5) Sole Voting Power 147,280
Beneficially Owned 6) Shared Voting Power 0
By Each Reporting 7) Sole Dispositive Power 147,280
Person With 8) Shared Dispositive
Power 0
9) Aggregate Amount Beneficially Owned by Each Reporting Person
147,280
10) Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares
Not Applicable
11) Percent of Class Represented by Amount in Row (11)
5.9%
12) Type of Reporting Person
IN
SCHEDULE 13G FOR
ALWIN E. BRANSON
Item 1(a) Name of Issuer: Vari-L Company, Inc.
Item 1(b) Address of Issuer's Principal Executive Offices:
11101 East 51st Avenue, Denver, Colorado 80239
Item 2(a) Name of Person Filing: Alwin E. Branson
Item 2(b) Address of Principal Business Office or, if None,
Residence: The address of the principal business office of
Mr. Branson is 11101 East 51st Avenue, Denver, Colorado
80239
Item 2(c) Citizenship: Mr. Branson is a United States Citizen.
Item 2(d) Title of Class of Securities: Common Stock, $.01 par
value.
Item 2(e) CUSIP Number: 922150-10-7
Item 3 If this statement is filed pursuant to Rules 13d-1(b), or
13d-2(b), check whether the person filing is a:
(a) [ ] Broker or Dealer registered under Section 15 of
the Securities Exchange Act of 1934 (the "Act").
(b) [ ] Bank as defined in Section 3(a)(6) of the Act.
(c) [ ] Insurance Company as defined in Section 3(a)(19)
of the Act.
(d) [ ] Investment Company registered under Section 8 of
the Investment Company Act of 1940.
(e) [ ] Investment Adviser registered under Section 203
of the Investment Advisers Act of 1940.
(f) [ ] Employee Benefit Plan, Pension Fund which is
subject to the provisions of the Employee
Retirement Income Security Act of 1974 or
Endowment Fund; see Rule 13d-1(b)(1)(ii)(F) of
the Act.
(g) [ ] Parent Holding Company, in accordance with Rule
13d-1(b)(ii)(G) of the Act.
(h) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(H)
of the Act.
Not applicable.
Item 4 Ownership.
(a) Amount Beneficially Owned: Mr. Branson is the sole
beneficial owner of 147,280 shares of Common Stock as
of December 31, 1994. Includes 78,750 shares issuable
to Mr. Branson upon the exercise of outstanding stock
options exercisable on December 31, 1994, or within 60
days thereafter. Certain shares beneficially owned by
Mr. Branson have been deposited in an escrow account
pursuant to an agreement with the Underwriter for the
Issuer's initial public offering. These shares will
be held in escrow until certain performance criteria
are met or until April 19, 2000.
(b) Percent of Class: 5.9% (based on the 2,424,007 shares
of Common Stock reported to be outstanding on
September 30, 1994 in the Vari-L Company, Inc.
Quarterly Report on Form 10-QSB for the fiscal quarter
ended September 30, 1994.)
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote: 147,280
shares.
(ii) shared power to vote or to direct the vote:
-0- shares.
(iii) sole power to dispose or to direct the disposition
of: 147,280 shares.
(iv) shared power to dispose or to direct the
disposition of: -0- shares.
Item 5 Ownership of Five Percent or Less of a Class.
Not applicable.
Item 6 Ownership of More than Five Percent on Behalf of Another
Person.
Not applicable.
Item 7 Identification and Classification of the Subsidiary Which
Acquired the Security Being Reported on by the Parent
Holding Company.
Not applicable.
Item 8 Identification and Classification of Members of the Group.
Not applicable.
Item 9 Notice of Dissolution of Group.
Not applicable.
Item 10 Certification.
Not applicable.
Not filed pursuant to Rule 13d-1(b).
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief,
I certify that the information set forth in this statement is true,
complete and correct.
Dated: 2-14-95 /s/ Alwin E. Branson
Alwin E. Branson
APPENDIX
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)
Vari-L Company, Inc.
(Name of Issuer)
Common Stock, $.01 par value)
(Title of Class of Securities)
922150 10 7
(CUSIP Number)
1) Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Alwin E. Branson
2) Check the Appropriate Box if a Member of a Group*
Not Applicable
(a)
(b)
3) SEC USE ONLY
4) Citizenship or Place of Organization
U.S.
Number of Shares 5) Sole Voting Power 177,280
Beneficially Owned 6) Shared Voting Power 0
By Each Reporting 7) Sole Dispositive Power 177,280
Person With 8) Shared Dispositive
Power 0
9) Aggregate Amount Beneficially Owned by Each Reporting Person
177,280
10) Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares
Not Applicable
11) Percent of Class Represented by Amount in Row (11)
4.9%
12) Type of Reporting Person
IN
AMENDMENT NO. 1 TO
SCHEDULE 13G FOR
ALWIN E. BRANSON
Item 1(a) Name of Issuer: Vari-L Company, Inc.
Item 1(b) Address of Issuer's Principal Executive Offices:
11101 East 51st Avenue, Denver, Colorado 80239
Item 2(a) Name of Person Filing: Alwin E. Branson
Item 2(b) Address of Principal Business Office or, if None,
Residence: The address of the principal business office of
Mr. Branson is 11101 East 51st Avenue, Denver, Colorado
80239
Item 2(c) Citizenship: Mr. Branson is a United States Citizen.
Item 2(d) Title of Class of Securities: Common Stock, $.01 par
value.
Item 2(e) CUSIP Number: 922150-10-7
Item 3 If this statement is filed pursuant to Rules 13d-1(b), or
13d-2(b), check whether the person filing is a:
(a) [ ] Broker or Dealer registered under Section 15 of
the Securities Exchange Act of 1934 (the "Act").
(b) [ ] Bank as defined in Section 3(a)(6) of the Act.
(c) [ ] Insurance Company as defined in Section 3(a)(19)
of the Act.
(d) [ ] Investment Company registered under Section 8 of
the Investment Company Act of 1940.
(e) [ ] Investment Adviser registered under Section 203
of the Investment Advisers Act of 1940.
(f) [ ] Employee Benefit Plan, Pension Fund which is
subject to the provisions of the Employee
Retirement Income Security Act of 1974 or
Endowment Fund; see Rule 13d-1(b)(1)(ii)(F) of
the Act.
(g) [ ] Parent Holding Company, in accordance with Rule
13d-1(b)(ii)(G) of the Act.
(h) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(H)
of the Act.
Not applicable.
Item 4 Ownership.
(a) Amount Beneficially Owned: Mr. Branson is the sole
beneficial owner of 177,280 shares of Common Stock as
of December 31, 1995. Includes 108,750 shares
issuable to Mr. Branson upon the exercise of
outstanding stock options exercisable on December 31,
1995, or within 60 days thereafter.
(b) Percent of Class: 4.9% (based on the 3,544,977 shares
of Common Stock reported to be outstanding on
September 30, 1995 in the Vari-L Company, Inc.
Quarterly Report on Form 10-QSB for the fiscal quarter
ended September 30, 1995.)
(c) Number of shares as to which such person has:
(a) sole power to vote or to direct the vote:
177,280 shares.
(b) shared power to vote or to direct the vote: -0-
shares.
(c) sole power to dispose or to direct the
disposition of: 177,280 shares.
(d) shared power to dispose or to direct the
disposition of: -0- shares.
Item 5 Ownership of Five Percent or Less of a Class.
As of the date hereof, Mr. Branson is the beneficial owner
of 196,030 shares (5.2%) pursuant to the grant to him of
additional stock options on January 1, 1996.
Item 6 Ownership of More than Five Percent on Behalf of Another
Person.
Not applicable.
Item 7 Identification and Classification of the Subsidiary Which
Acquired the Security Being Reported on by the Parent
Holding Company.
Not applicable.
Item 8 Identification and Classification of Members of the Group.
Not applicable.
Item 9 Notice of Dissolution of Group.
Not applicable.
Item 10 Certification.
Not applicable.
Not filed pursuant to Rule 13d-1(b).
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief,
I certify that the information set forth in this statement is true,
complete and correct.
Dated: January 25, 1996 /s/ Alwin E. Branson
Alwin E. Branson
