U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-KSB/A
AMENDMENT NO. 1 TO FORM 10-KSB
[X] ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE
ACT OF 1934
For the fiscal year ended December 31, 1997
Commission File No. 0-23866
VARI-L COMPANY, INC.
(Name of Small Business Issuer in its Charter)
Colorado 06-0679347
(State or other jurisdiction (I.R.S. Employer Identification No.)
of incorporation)
4895 Peoria Street
Denver, Colorado 80239
(303) 371-1560
(Address and Telephone Number of Principal Executive Offices)
Securities registered under Section 12(b) of the Exchange Act: None
Securities registered under Section 12(g) of the Exchange Act:
Title of Class
Common Stock, $.01 Par Value
Check whether the issuer (1) filed all reports required to be filed
by Section 13 or 15(d) of the Exchange Act during the past 12 months (or
for such shorter period that the registrant was required to file such
reports), and (2) has been subject to such filing requirements for the
past 90 days.
[X] Yes [ ] No
Check if there is no disclosure of delinquent filers in response to
Item 405 of Regulation S-B contained in this form, and no disclosure will
be contained, to the best of issuer's knowledge, in definitive proxy or
information statements incorporated by reference in Part III of this Form
10-KSB or any amendment to this Form 10-KSB. [ ]
State issuer's revenues for the fiscal year ended December 31, 1997:
$17,385,364.
At March 9, 1998, 5,310,018 shares of Common Stock were outstanding.
The aggregate market value of the Common Stock held by non-affiliates on
March 9, 1998 was approximately $45,846,588 based on the closing price on
the Nasdaq National Market System on that date.
DOCUMENTS INCORPORATED BY REFERENCE
Portions of the issuer's definitive proxy statement to be filed
pursuant to Regulation 14A not later than 120 days after the end of the
fiscal year are incorporated by reference in Part III.
SIGNATURES
In accordance with Section 13 or 15(d) of the Exchange Act, the
Registrant caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
VARI-L COMPANY, INC.
By:/s/ David G. Sherman
David G. Sherman,
President
In accordance with the Exchange Act, this report has been signed
below by the following persons on behalf of the Registrant and in the
capacities and on the dates indicated.
/s/ Joseph H. Kiser Date: March 20, 1998
Joseph H. Kiser, Chairman of the Board,
Chief Scientific Officer
and Director
/s/ David G. Sherman Date: March 20, 1998
David G. Sherman, President,
Chief Executive Officer, Principal Executive
Officer, Principal Financial Officer
and Director
/s/Jon L. Clark Date: March 20, 1998
Jon L. Clark, Vice President of Finance and
Principal Accounting Officer
/s/ Sarah L. Booher Date: March 20, 1998
Sarah L. Booher, Director
Date: March ___, 1998
David A. Lisowski, Director
/s/ Anthony B. Petrelli Date: March 20, 1998
Anthony B. Petrelli, Director
EXHIBIT INDEX
Exhibit No. Description Method of Filing
10.19 Business Loan Agreement between
the Company and Bank One,
Colorado, N.A., dated August 13,
1997 with a maturity date of
August 13, 1998 Previously Filed
10.20 Business Loan Agreement between
the Company and Bank One,
Colorado, N.A., dated August 13,
1997 with a maturity date of
February 13, 2001 Previously Filed
23.1 Consent of Haugen, Springer
& Co. to the incorporation by
reference of their financial
statements in the Registrant's
Form S-8 Registration Statements
(No. 33-88666), (No. 33-81045) and
(No. 333-45137) and the Registrant's
Form S-3 Registration Statement
(No. 333-25173) Previously Filed
27 Financial Data Schedule Previously Filed
