File Number 28-630
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS
PURSUANT TO SECTION 13(F) OF THE SECURITIES EXCHANGE ACT OF 1934
AND RULES THEREUNDER
Securities and Exchange Commission
Washington, D. C. 20549
(Adopted in Release No. 34-14852 (81,610), June 15, 1978. 43 F. R. -.)
Report for the Calendar Year or Quarter Ended September 30, 1999
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If amended report check here: ___________
Name of Institutional Investment Manager: John Hancock Mutual Life Insurance
Company
Business Address : P.O. Box 111, John Hancock Place, Boston, MA 02117
Name, Phone No., and Title of Person Duly Authorized to Submit This Report:
Eileen Bruckner, Investment Analyst (617)572-9610
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The institutional investment manager submitting this Form and its attachments
and the person by whom it is signed represent hereby that all information
contained therein is true, correct and complete. It is understood that all
required items, statements and schedules are considered integral parts of this
Form and that the submission of any amendment represents that all unamended
items, statements and schedules remain true, correct and complete as previously
submitted. Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City of Boston and State of Massachusetts on the 15th day
of August, 1999.
John Hancock Mutual Life Insurance Company
By: _______________________________________
Title: Eileen Bruckner, Investment Analyst
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Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filed (Other than the one filling this report). (List
in alphabetical order).
Name: 13F File No.:
1. John Hancock Mutual Life Ins. Co.
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2. Maritime life Assurance
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3. Venture Capital Management
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4. Capital Growth Management
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5.
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6.
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7.
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John Hancock Mutual Life Insurance Company
September 30, 1999
Item 1 Item 2 Item 3 Item 4 Item 5 Item 6 Item 7 Item 8
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Fair Principal Investment Direction: Manager Voting Authority-Shares
Name of Issuer Class Cusip Market or # Sole Shared/ Shared/ Sole Shared None
Value of Shares Aff Oth
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Aber Resources, LTD com 002916-10-4 115,000 9,100 X 2 9,100
Abitibi Cons com 003924-10-7 373,000 31,152 X 2 31,152
Able Telecom com 003712-30-4 2,651,000 286,653 X 0 286,653
Agnico Eagle Mines, Ltd com 008474-10-8 79,000 10,200 X 2 10,200
Agrium Inc com 008916-10-8 185,000 18,512 X 2 18,512
Air Canada CL A NVTG 008911-30-7 83,000 12,800 X 2 12,800
Alberta Energy Co. com 012873-10-5 482,000 22,947 X 2 22,947
Alcan Aluminium, ltd com 013716-10-5 1,234,000 39,500 X 2 39,500
Algoma Steel Inc. com 01566M-10-5 10,000 4,800 X 2 4,800
Alliance Atlantis com 01853E-20-4 67,000 3,600 X 2 3,600
Alliance Forst. Prod. com 01859J-10-8 130,000 6,000 X 2 6,000
Ampex Corp. com 032092-10-8 970,000 186,411 X 0 186,411
Architel Sys Corp. com 039917-10-9 39,000 2,800 X 2 2,800
ATI Tech. com 001941-10-3 850,000 32,700 X 2 32,700
AT Plastics, Inc. com 001947-10-0 18,000 2,100 X 2 2,100
Aurora Biosciences com 051920-10-6 313,000 43,205 X 3 43,205
Back Bay Restaurants com 05635V-10-3 2,740,000 271,126 X 0 271,126
Ballard Power Systems com 05858H-10-4 690,000 14,100 X 2 14,100
Bank of Montreal com 06367-11-01 29,000,000 43,500 X 2 43,500
Barrick Gold Corp com 06790-11-08 1,401,000 64,458 X 2 64,458
Beard Company com 07384R-10-1 1,200,000 312,040 X 0 312,040
BCE, Inc. com 05534B-10-9 9,600,000 133,900 X 2 133,900
BCE Mobile Comm. com 05534G-10-8 202,500 4,500 X 2 4,500
Bell Canada Intl. com 077914-10-9 69,000 3,700 X 2 3,700
Bema Gold Corp. com 08135F-10-7 17,000 19,600 X 2 19,600
Benton Oil & Gas com 083288-10-0 750,000 375,000 X 0 375,000
Bid.Com com 088788-10-4 98,000 8,600 X 2 8,600
Biochem Pharma com 09058T-10-8 532,000 16,500 X 2 16,500
Biomira, Inc. com 09161R-10-6 29,000 5,500 X 2 5,500
Biovail Corp. Intl. com 09067K-10-6 253,000 3,100 X 2 3,100
Boston Beer com 100557-10-7 62,000 12,937 X 3 12,937
Brookfield PPTYS com 112900-10-5 199,000 10,400 X 2 10,400
Budget Group, Inc. com 119003-10-1 12,731,000 1,818,785 X 0 1,818,785
Cadillac Fairview com 126929-10-7 297,000 10,000 X 2 10,000
Call-Net Enterprises Cl B NV 130910-20-1 104,000 2,800 X 2 2,800
Cambior, Inc. com 13201L-10-3 57,000 11,900 X 2 11,900
Cameco Corp. com 13321L-10-8 312,000 10,100 X 2 10,100
Canadian 88 Energy com 13566G-50-9 66,000 15,900 X 2 15,900
CDN Imperial Bank com 136069-10-1 1,350,000 67,500 X 2 67,500
Canadian Marconi com 136357-10-0 28,000 1,600 X 2 1,600
Canadian Nat'l Railway com 136375-10-2 847,400 19,000 X 2 19,000
Canadian Pacific LTD com 135923-10-0 2,356,000 68,299 X 2 68,299
Canadian Occidental Petr com 136420-10-6 392,000 16,500 X 2 16,500
Canwest Global Non VTG 138906-30-0 22,000 1,100 X 2 1,100
Canyon Resources com 138869-10-2 41,000 217,201 X 0 217,201
CGI Group Inc. com 39945C-10-9 330,000 10,600 X 2 10,600
Celestica, Inc. Sub VTG 15101Q-10-8 713,000 10,500 X 2 10,500
Chieftan Interl, Inc. com 16867C-10-1 61,000 2,400 X 2 2,400
Cinar Corp. Sub VTG 171905-30-0 213,600 6,000 X 2 6,000
Cinram, Ltd. com 17252T-10-5 159,000 11,100 X 2 11,100
Clarus Corp. com 182707-10-9 8,266,000 870,155 X 3 870,155
Clearnet Comm. com 184902-10-4 128,000 6,300 X 2 3,400
Coastal Corp com 190441-10-5 30,000 710 X 0 710
CoCensys com 191263-10-2 20,000 25,000 3 25,000
Cognicase Inc. com 192423-10-1 55,000 2,300 X 2 2,300
Cognos Incorporated com 19244C-10-9 246,000 7,600 X 2 7,600
Coinstar Inc. com 19259P-30-0 1,004,000 35,000 X 0 35,000
Cominco com 200435-10-5 264,000 8,800 X 2 8,800
Computalog Ltd. com 204908-30-5 23,000 2,200 X 2 2,200
Concord Comm. com 206186-10-8 150,000 3,329 X 0 3,329
Corel Corp. com 21868Q-10-9 55,000 9,400 X 2 9,400
Cott com 22163N-10-6 48,000 9,100 X 2 9,100
Counsel Corp. com 22226R-10-2 33,000 4,100 X 2 4,100
Cytex com 232946-10-3 20,000 1,042 X 0 1,042
Delta & Pine Land com 247357-10-6 107,347,000 4,128,764 X 0 4,128,764
Descartes Systems com 249906-10-8 5,000 6,500 X 2 6,500
Dia Met Minerals Cl B ML VTG 25243K-30-7 59,000 2,300 X 2 2,300
Diatide com 252842-10-9 62,000 13,154 X 3 13,154
Domtar Inc. com 257561-10-0 281,000 18,595 X 2 18,595
Dorel Industries com 25822C-20-5 139,000 4,300 X 2 4,300
Echo Bay Mines com 278751-10-2 56,000 25,212 X 2 25,212
Edperbrascan Corp com 280905-80-3 586,000 26,112 X 2 26,112
Enbridge Inc. com 29250N-10-5 2,278,000 67,500 X 2 67,500
Encal Energy Ltd com 29250D10-7 90,000 12,400 X 2 12,400
Evergreen Resources com 299900-30-8 22,800,000 905,660 X 0 905,660
Excite At Home com 300904-10-9 1,113,000 8,372 X 3 8,372
Extendicare Inc. com 30224T-87-1 59,000 10,400 X 2 10,400
Fahnestock Viner Hld com 302921-10-1 43,000 1,900 X 2 1,900
Fed. Agri. Mtg. Corps. com 313148-10-8 660,000 40,000 X 0 40,000
Fed. Agri. Mtg. Corps. com 313148-30-6 915,000 40,000 X 0 40,000
Federated Dept Stores com 31410H-10-1 1,425,000 26,927 X 0 26,927
Federated Dept Stores warrants cl c 31410H-11-9 246,000 8,620 X 0 8,620
Federated Dept Stores warrants cl d 31410H-12-7 231,000 8,620 X 0 8,620
Flexi Intl. Software, Inc. com 338923-10-5 91,000 66,190 X 3 66,190
Foodmaker, Inc. com 344839-20-4 4,408,000 155,357 X 0 155,357
Four Seasons Hotels sub vtg shs 35100E10-4 168,000 3,806 X 2 3,806
Furr's/Bishop's com 361115-50-4 4,451,000 5,477,994 X 0 5,477,994
General Surgical com 371013-10-3 3,448,000 699,640 X 3 699,640
Gilead Sciences com 375558-10-3 249,000 4,766 X 0 4,766
Glamis Gold, Ltd. com 376775-10-2 10,000 3,600 X 2 3,600
Gold Corp., Inc. Class A,SV 380956-10-2 89,000 12,300 X 2 12,300
Golden State Vintners com 38121K-20-8 4,034,000 658,595 X 0 658,595
Greenstone Res Ltd com 39573W-10-4 3,000 11,900 X 2 11,900
GTE com 362320-10-3 5,309,000 68,948 X 0 68,948
Guidant Corp. com 401698-10-5 126,000 2,468 X 0 2,468
Gulf Cda Resources Ordinary sh 40218L-30-5 378,000 57,103 X 2 57,103
Hollinger com 43556c-60-6 39,000 2,300 X 2 2,300
Hummingbird Commun com 44544R-10-1 74,000 2,700 X 2 2,700
Hurricane Hydro com 44779E-10-6 3,000 7,200 X 2 7,200
IMAX Corp. com 45245E-10-9 112,000 3,400 X 2 3,400
Imperial Oil, LTD com 453038-40-8 628,000 21,445 X 2 21,445
Inco Ltd. CL VBN shs 453258-70-9 47,000 4,225 X 2 4,225
Inco Ltd. com 453258-40-2 776,000 29,600 X 2 29,600
Informix Corp. com 456779-10-7 218,000 25,538 X 3 25,538
Intertape Plymr Grp com 460919-10-3 137,000 4,700 X 2 4,700
Intl Comfort Prod. com 458978-10-3 126,000 7,500 X 2 7,500
Intrawest Corp. com 460915-20-0 170,000 7,500 X 2 7,500
IPSCO Inc. com 462622-10-1 238,000 6,900 X 2 6,900
Jannock, LTD com 470888-80-1 100,000 5,700 X 2 5,700
K-Swiss, Inc com 482686-10-2 6,300,000 200,000 X 0 200,000
Kaiser Ventures com 483100-10-3 4,000 270 X 0 270
Kinross Gold Corp com 496902-10-7 462,000 160,837 X X 0/2 121,737 39,100
LTV Corp com 501921-10-0 339,000 62,413 X 0 62,413
Laidlaw, Inc. com 50730K-50-3 628,000 53,984 X 2 53,984
Eli Lilly & Co. com 532457-10-8 90,000 1,404 X 0 1,404
LodgeNet Entertainment com 540211-10-9 1,118,000 240,000 X 0 240,000
Loewen Group, Inc. com 54042L-10-0 12,000 13,900 X 2 13,900
Louis Dreyfus Nat. Gas com 546011-10-7 7,665,000 356,525 X 0 356,525
MDC Comm. com 55267W-30-9 51,000 2,900 X 2 2,900
MacKenzie Financial com 554531-10-3 359,000 20,800 X 2 20,800
Macmillan Bloedel com 554783-20-9 574,000 19,700 X 2 19,700
Magna Intl. Inc. CL A SV 559222-40-1 1,027,000 12,700 X 2 12,700
MediaOne com 58440J-10-4 326,000 4,787 X 0 4,787
Meridian Gold Inc. com 589975-10-1 98,000 14,300 X 2 14,300
Methanex com 59151K-10-8 139,000 20,600 X 2 20,600
Metronet CL B NVTG 59169Y-10-8 375,000 4,000 X 2 4,000
Mitel Corporation com 606711-10-9 221,000 20,200 X 2 20,200
Moore Corp, LTD com 615785-10-2 207,000 15,000 X 2 15,000
Nabors Industries, Inc. com 629568-10-6 19,997,000 799,900 X 0 799,900
National Energy Grp, Inc. com 635812-10-0 12,000 178,348 X 0 178,348
Newbridge Network Corp com 650901-10-1 1,021,000 23,400 X 2 23,400
Newcourt Credit Grp com 650905-10-2 504,000 25,100 X 2 25,100
Nortel Networks com 656569-10-0 8,724,000 133,500 X 2 133,500
Nova Chemicals com 66977W-10-9 828,000 23,995 X 2 23,995
Numac Energy com 67052A-10-3 45,000 12,200 X 2 12,200
Ocean Energy, Inc. com 674812-20-1 11,800,000 1,225,977 X 0 1,225,977
Open Text Corp. com 683715-10-6 165,000 3,800 X 2 3,800
Pan American Silver com 697900-10-8 38,000 4,500 X 2 4,500
PC Docs Grp Intl. com 69318L-10-5 33,000 3,000 X 2 3,000
Penny J. C. com 708160-10-6 326,000 9,453 X 0 9,453
Petro-Canada com 71644E-10-2 1,290,000 60,400 X 2 60,400
Philip Services com 71819M-10-3 6,000 24,300 X 2 24,300
Phoenix Intl. Life com 718919-10-3 43,000 4,600 X 2 4,600
Placer Dome Inc. com 725906-10-1 758,000 53,300 X 2 53,300
Potash Corp of Sask com 73755L-10-7 729,000 8,900 X 2 8,900
Precision Drilling com 74022D-10-0 207,000 7,136 X 2 7,136
Premdor Inc. com 74046P-10-5 118,000 7,200 X 2 7,200
PSC, Inc. com 69361E-10-7 260,000 422,500 X 0 422,500
QLT Phototherapeut com 746927-10-2 408,000 5,100 X 2 5,100
Quebecor Printing com 747922-10-2 293,000 5,100 X 2 5,100
R&B Falcon Corp. com 74912E-10-1 25,107,000 1,621,152 X 0 1,621,152
RH Phillips com 749573-10-1 1,115,000 1,346,788 X 0 1,346,788
Ranger Oil, Ltd. com 752805-10-1 169,000 23,598 X 2 23,598
Research In Motion com 760975-10-2 248,000 7,600 X 2 7,600
Rigel Energy Corp. com 76655l-10-1 119,000 10,550 X 2 10,550
Rio Algom, Ltd. com 766889-10-9 238,000 10,300 X 2 10,300
Robotic Vision Sys. com 771074-10-1 111,000 29,692 X 3 29,692
Rogers Cantel MOB com 775102-20-5 70,000 2,900 X 2 2,900
Rogers Comm. com 775109-20-0 505,000 19,900 X 2 19,900
Royal Bank CDA com 780087-10-2 2,897,000 69,800 X 2 69,800
Royal Group Tech com 779915-10-7 218,000 11,100 X 2 11,100
Russel Metals Inc. Class A 781903-10-9 31,000 7,843 X 2 7,843
Seagrams LTD com 811850-10-6 3,549,000 52,000 X 2 52,000
Shaw Corp. CL B NVT 82028K-20-0 627,000 10,961 X 2 10,961
Simon Property com 828806-10-9 853,000 38,026 X 0 38,026
Snyder Oil Corp. com 80218K105 6,330,000 703,398 X 0 703,398
Speciality Equip. Corp. com 847497-20-3 10,731,000 425,000 X 0 425,000
Spectralink com 847580-10-7 4,010,000 754,791 X 3 754,791
Steinway Musical Inst. com 858495-10-4 32,414,000 1,543,553 X 0 1,543,553
Suncor Inc. com 867229-10-6 1,183,000 18,100 X 2 18,100
Suiza Foods Corp. com 865077-10-1 64,622,000 1,723,246 X 0 1,723,246
Talisman Energy Inc. com 87425E-10-3 847,000 22,608 X 2 22,608
Tangram Enterprise com 875924-10-2 1,000 770 770 X 0 770
Teleglobe Inc. com 87941V-10-0 954,000 20,400 X 2 20,400
Telesystem Intl. Sub. VTG 879946-10-1 332,000 11,400 X 2 11,400
Tesco Corp. com 88157K-10-1 48,000 6,100 X 2 6,100
TLC The Laser Cntr. com 872934-10-4 343,000 4,900 X 2 4,900
Toronto-Dominion Bk com 891160-50-9 2,053,001 32,500 X 2 132,500
TransCanada Pipelines com 893526-10-3 2,558,00 23,273 X 2 123,273
Trizec Hahn Corp com 896938-10-7 77,002 3,626 X 2 23,626
TVX Gold, Inc. com 83708K-10-1 41,000 29,900 X 2 29,900
United Dominion Inds. com 909914-10-3 262,000 6,473 X 2 6,473
U.S. Filter com 911843-20-9 1,236,000 39,242 X 1 39,242
U.S. West com 91273H-10-1 257,000 4,369 X 0 4,369
Walker Interactive System com 931664-10-6 122,000 43,669 X 0 43,669
Westcoast Energy Inc. com 95751D-10-2 1,003,000 37,600 X 2 37,600
Western Star Truck com 95960H-10-0 23,000 1,000 X 2 1,000
TOTALS 481,595,000 31,208,630
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