SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 10-QSB/A
[x] QUARTERLY REPORT PURSUANT SECTION 13 or 15(d) OF THE SECURITIES
EXCHANGE ACT OF 1934
For the quarter ended June 30, 1997
[ ] TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES
EXCHANGE ACT OF 1934
For the transition period from to
Commission File No. 0-23590
SUPER VISION INTERNATIONAL, INC.
(Exact Name of Small Business Issuer as Specified in Its Charter)
Delaware 59-3046866
(State or Other Jurisdiction of (I.R.S. Employer Identification Number)
Incorporation or Organization)
2442 Viscount Road
Orlando, Florida 32809
(Address of Principal Executive Offices)
(407) 857-9900
(Issuer's Telephone Number, Including Area Code)
Not Applicable
(Former Name, Former Address and Former Fiscal Year,
if Changed Since Last Report)
Check whether the issuer (1) filed all reports required to be
filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the
past 12 months (or for such shorter period that the registrant was required to
file such reports), and (2) has been subject to such filing requirements for the
past 90 days.
Yes X No
State the number of shares outstanding of each of the issuer's
classes of common equity, as of the latest practicable date.
Class Outstanding at August 12, 1997:
Class A Common Stock, $.001
par value 1,721,714 shares
Class B Common Stock, $.001
par value 483,264 shares
Traditional Small Business Disclosure Format
Yes X No
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SUPER VISION INTERNATIONAL, INC.
PART II. OTHER INFORMATION
ITEM 4. SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS
On May 19, 1997 the Company held an Annual Meeting of Stockholders (the
"1997 Annual Meeting"). At the 1997 Annual Meeting: (i) all five director
nominees were elected; (ii) the amendment to the Company's 1994 Stock Option
Plan increasing from 150,000 to 250,000 the number of shares of Class A Common
Stock reserved for issuance was approved and ratified; (iii) the amendment to
the certificate of incorporation of the Company amending Article Fourth thereof
to allow for certain limited transfers of the Class B Common Stock was approved
and ratified; and (iv) the appointment of Coopers & Lybrand, L.L.P., as the
independent auditors of the Company was approved and ratified.
1. The following directors were elected for a one year term at the 1997
Annual Meeting by the votes indicated:
For Withheld
Brett M. Kingstone 4,096,766 500
Edgar Protiva 4,096,766 500
Eric Protiva 4,096,766 500
Brian McCann 4,096,766 500
Anthony Castor 4,096,766 500
2. The amendment to the Company's 1994 Stock Option Plan increasing the
number of shares of Class A Common Stock authorized to be issued under such Plan
from 150,000 to 250,000, was approved and ratified by a vote of 4,096,466 for;
800 against and 0 abstaining.
3. The amendment to the certificate of incorporation of the Company,
which amended Article Fourth thereof to allow for certain limited transfers of
the Class B Common Stock, was approved and ratified by a vote of 4,096,166 for;
1,100 against and 0 abstaining.
4. The appointment of Coopers & Lybrand, LLP as independent auditors of
the Company for the ensuing fiscal year was approved and ratified by a vote of
4,097,266 for; 0 against and 0 abstaining.
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In accordance with the requirements of the Securities Exchange Act of 1934, the
registrant caused this report to be signed on its behalf by the undersigned,
thereunder duly authorized.
SUPER VISION INTERNATIONAL, INC.
By: /s/ John P. Stanney Date: August 19, 1997
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John P. Stanney, Chief Financial Officer
(Principal Financial and Accounting Officer)
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