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Previous: HELEN OF TROY LTD, 10-Q, 1996-07-09 |
Next: CIDCO INC, 3, 1996-07-09 |
<TABLE>
FORM 3 U.S. SECURITIES AND EXCHANGE COMMISSION OMB APPROVAL
WASHINGTON, D.C. 20549 OMB Number 3235-0104
Expires: April 30, 1997
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Estimated average burden
hours per response......0.5
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935 or Section
30(f) of the Investment Company Act of 1940
<CAPTION>
1. Name and Address of Reporting Person 2. Date of Event Re- 4. Issuer Name and Ticker or Trading Symbol
quiring Statement
Horbach Sandra J. (Month/Day/Year) CIDCO Incorporated; CDCO
(Last) (First) (Middle) 5. Relationship of Reporting Person to Issuer 6. If Amendment,
June 28, 1996 (Check all applicable) Date of Original
767 Fifth Avenue, 44th Floor 3. IRS or Social Se- Director 10% Owner (Month/Day/Year)
curity Number of ----- -----
(Street) Reporting Person Officer (give X Other (specify
(Voluntary) ----- title ----- below)
New York, New York 10153 below)
(City) (State) (Zip) general partner of general partner of 10% owner
-----------------------------------------------
Table I - Non-Derivative Securities Beneficially Owned
------------------------------------------------------
1. Title of Security 2. Amount of Securities 3. Ownership Form: 4. Nature of Indirect Beneficial
(Instr. 4) Beneficially Owned Direct (D) or Ownership (Instr. 5)
(Instr. 4) Indirect (I)
(Instr. 5)
<S> <C> <C> <C>
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over)
(Print or Type Responses) SEC 1473 (8-92)
</TABLE>
<TABLE>
FORM 3 (CONTINUED) TABLE II - DERIVATIVE SECURITIES BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE
SECURITIES)
<CAPTION>
1. Title of Derivative 2. Date Exercisable and Expiration 3. Title and Amount of 4. Conver- 5. Owner-ship 6. Nature of
Security Date (Month/Day/Year) Securities Underlying sion or Form of Indirect
(Instr. 4) Derivative Security Exercise Deri-vative Beneficial
(Instr. 4) Price of Security: Ownership
Deri- Direct (D) (Instr. 5)
vative or Indirect
Date Exer- Expiration Date Title Amount or Security (I) (Instr.
cisable Number of 5)
Shares
<S> <C> <C> <C> <C> <C> <C> <C>
3.75% Convertible 12/31/96 6/30/03 Common $150 $41.00 I The reporting
Subordinated Notes <FN1> Stock million <FN2> person is a
general
partner of
FLC XXX
Partnership,
which is the
the general
partner of ID
Holding
Partnership,
L.P., which
is the direct
owner
Explanation of Responses:
Reporting Person:
** Intentional misstatements or omissions of facts constitute
Federal Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). /s/Sandra J. Horbach July 8, 1996
--------------------------------- ------------
Sandra J. Horbach Date
** Signature of Reporting Person
Note: File three copies of this form, one of which must be manually signed. If space provided is insufficient,
See Instruction 6 for procedure.
<FN>
1 Earlier (i) if a third party announces an intention to effect a
Change in Control or (ii) upon a Change in Control (as such term is defined in the
Note Purchase Agreement, dated June 7, 1996, between the Issuer, ID Holding
Partnership, L.P. and ID Partnership, L.P.
2 Subject to anti-dilution adjustment.
Page 2
SEC 1473 (3/91)
</TABLE>
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