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OMB APPROVAL
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OMB Number 3235-0104
Expires: September 30, 1998
Estimated average burden
hours per response ....... 0.5
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U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 3
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935 or
Section 30(f) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Feinberg Stephen
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(Last) (First) (Middle)
c/o Cerberus Partners, L.P.
450 Park Avenue, 28th Floor
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(Street)
New York, NY 10022
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(City) (State) (Zip)
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2. Date of Event Requiring Statement (Month/Day/Year)
5/25/99
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3. IRS or Social Security Number of Reporting Person (Voluntary)
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4. Issuer Name and Ticker or Trading Symbol
Nucentrix Broadband Networks, Inc. - NCNX
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5 Relationship of Reporting Person to Issuer
(Check all applicable)
[ ] Director [X]* 10% Owner
[ ] Officer (give title below) [ ] Other (specify below)
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6. If Amendment, Date of Original (Month/Day/Year)
<PAGE>
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7. Individual or Joint/Group Filing (Check Applicable line)
[X]* Form Filed by One Reporting Person
[ ] Form Filed by More Than One Reporting Person
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Table I -- Non-Derivative Securities Beneficially Owned
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<TABLE>
<CAPTION>
3. Ownership Form:
2. Amount of Securities Direct (D) or
1. Title of Security Beneficially Owned Indirect (I) 4. Nature of Indirect Beneficial Ownership
(Instr. 4) (Instr. 4) (Instr. 5) (Instr.5)
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<S> <C> <C> <C>
Common Stock 1,108,866* I* By partnerships and corporations*
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</TABLE>
Reminder: Report on a separate line for each class of securities beneficially
owned directly or indirectly.
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FORM 3 (continued)
Table II -- Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
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<TABLE>
<CAPTION>
<S> <C> <C> <C> <C> <C>
5. Owner-
3. Title and Amount of Securities ship
Underlying Derivative Security Form of
2. Date Exercisable (Instr. 4) Derivative
and Expiration Date --------------------------------- 4. Conver- Security:
(Month/Day/Year) Amount sion or Direct 6. Nature of
---------------------- or Exercise (D) or Indirect
Date Expira- Number Price of Indirect Beneficial
1. Title of Security Exer- tion of Derivative (I) Ownership
(Instr. 4) cisable Date Title Shares Security (Instr.5) (Instr. 5)
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</TABLE>
EXPLANATION OF RESPONSES: *Cerberus Partners, L.P. ("Cerberus") is the holder of
257,100 shares of common stock of Nucentrix Broadband Networks, Inc. (the
"Company"); Cerberus International, Ltd. ("International") is the holder of
514,200 shares of common stock of the Company; Cerberus Institutional Partners,
L.P. ("Institutional") is the holder of 73,666 shares of common stock of the
Company; and certain private investment funds (the "Funds") in the aggregate are
the holders of 263,900 shares of common stock of the Company. Stephen Feinberg
possesses sole power to vote and direct the disposition of all securities of the
Company owned by each of Cerberus, International, Institutional and the Funds.
Mr. Feinberg's interest is limited to the extent of his pecuniary interest in
Cerberus, International, Institutional and the Funds, if any.
/s/ Stephen Feinberg As of May 25, 1999
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**Signature of Reporting Person Date
**Intentional misstatements or omissions of facts constitute Federal Criminal
Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed.
If space provided is insufficient. See Instruction 6 for procedure.
Potential persons who are to respond to the collection of information
contained in this form are not required to respond unless the form
displays a currently valid OMB Number.
