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EXHIBIT 13-D
AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON OCTOBER 2, 1997
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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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SCHEDULE 13D
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No. 5/Final)
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CORE INDUSTRIES INC
(Name of Subject Company)
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UD NEVADA CORP.
AND
UNITED DOMINION INDUSTRIES LIMITED
(Reporting Persons)
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COMMON STOCK, $1.00 PAR VALUE
(Title of Class of Securities)
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218675106
(CUSIP Number of Class of Securities)
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RICHARD L. MAGEE, ESQ.
SECRETARY
UD NEVADA CORP.
UNITED DOMINION INDUSTRIES LIMITED
2300 ONE FIRST UNION CENTER
CHARLOTTE, NORTH CAROLINA 28202-6039
TELEPHONE: (704) 347-6800
(Name, Address and Telephone Number of Person Authorized to Receive Notices
and Communications on Behalf of Bidder)
COPY TO:
STEPHEN M. LYNCH, ESQ.
ROBINSON, BRADSHAW & HINSON, P.A.
1900 INDEPENDENCE CENTER
101 NORTH TRYON STREET
CHARLOTTE, NORTH CAROLINA 28246
TELEPHONE: (704) 377-2536
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Page 1 of 7 pages.
The exhibit index begins on page 7.
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CUSIP No. 218675106 SCHEDULE 14D-1 Page 2 of 7 pages
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<S> <C> <C>
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1 NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Core Industries Inc (formerly known as UD Nevada Corp.)
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ]
(b) [ ]
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3 SEC USE ONLY
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4 SOURCE OF FUNDS
BK, WC
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS
IS REQUIRED PURSUANT TO ITEM 2(e) or 2(f) [ ]
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
Nevada
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7 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON
N/A
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8 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (7)
EXCLUDES CERTAIN SHARES [ ]
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9 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (7)
100.0%
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10 TYPE OF REPORTING PERSON
CO
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<TABLE>
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CUSIP No. 218675106 SCHEDULE 14D-1 Page 3 of 7 pages
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<S> <C> <C> <C>
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1 NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
United Dominion Industries Limited
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)[ ]
(b)[ ]
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3 SEC USE ONLY
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4 SOURCE OF FUNDS
BK, WC
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS
IS REQUIRED PURSUANT TO ITEM 2(e) or 2(f) [ ]
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
Canada
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7 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON
N/A
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8 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (7)
EXCLUDES CERTAIN SHARES [ ]
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9 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (7)
100.0%
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10 TYPE OF REPORTING PERSON
CO
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Page 4 of 7 pages
This Amendment No. 5/Final (this "Amendment No. 5") is to the
Statement on Schedule 13D (the "Statement") with respect to the acquisition by
UD Nevada Corp., a Nevada corporation ("Purchaser") and an indirect wholly
owned subsidiary of United Dominion Industries Limited, a corporation organized
under the laws of Canada ("Parent"), of beneficial ownership of shares of
Common Stock, par value $1.00 per share (the "Shares"), of Core Industries Inc,
a Nevada corporation (the "Company"). Purchaser acquired beneficial ownership
of Shares reported hereby pursuant to its offer to purchase all outstanding
Shares, at a price of $25.00 per Share, net to the seller in cash, without
interest thereon, upon the terms and subject to the conditions set forth in
Purchaser's Offer to Purchase dated July 2, 1997 and in the related Letter of
Transmittal, copies of which were filed as Exhibits (a)(1) and (a)(2) to the
Statement, respectively, and pursuant to the merger (the "Merger") of the
Company with and into Purchaser pursuant to the Agreement and Plan of Merger,
as amended (the "Merger Agreement"), among Purchaser, Parent and the Company
dated June 25, 1997, a copy of which was filed as Exhibits (c)(1) and (c)(4) to
the Statement. The Statement was filed with the Securities and Exchange
Commission on July 2, 1997 on Schedule 14D-1 and Schedule 13D . The item
numbers and responses thereto below are in accordance with the requirements of
Schedule 14D-1. Capitalized terms used in this Amendment No. 5 but not defined
herein have the meanings ascribed to such terms in the Offer to Purchase and
the Statement.
This Amendment No. 5 reports that pursuant to the Merger Agreement the
Company was merged with and into Purchaser effective October 1, 1997.
Immediately following the Merger, Purchaser amended its Articles of
Incorporation to change its name to "Core Industries Inc".
ITEM 5. PURPOSE OF THE TENDER OFFER AND PLANS OR PROPOSALS OF THE
BIDDER.
Item 5 is hereby amended and supplemented by adding to the end thereof
the following:
On October 1, 1997, the Company was mergerd with and into
Purchaser pursuant to the terms of the Merger Agreement. Immediately
following the Merger, Purchaser amended its Articles of Incorporation
to change its name to "Core Industries Inc". As a result of the
Merger, all Shares, other than Shares held by Parent, Purchaser, the
Company, or those stockholders perfecting dissenters' rights under
Nevada Law, were converted into the right to receive $25.00 in cash.
Upon completion of the Merger, the New York Stock Exchange suspended
trading in the Shares and commenced proceedings to delist the Shares.
Purchaser, as successor to the Company, will promptly file with the
Securities and Exchange Commission a notice on Form 15 to suspend the
Company's further reporting obligations under the Securities Exchange
Act of 1934, as amended.
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Page 5 of 7 pages
After due inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
CORE INDUSTRIES INC
(formerly, UD Nevada Corp.)
By: /s/ GLENN A. EISENBERG
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Name: Glenn A. Eisenberg
Title: Vice President
By: /s/ RICHARD L. MAGEE
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Name: Richard L. Magee
Title: Vice President
October 1, 1997
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Page 6 of 7 pages
After due inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
UNITED DOMINION INDUSTRIES LIMITED
By: /s/ GLENN A. EISENBERG
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Name: Glenn A. Eisenberg
Title: Senior Vice President
By: /s/ RICHARD L. MAGEE
-----------------------------------
Name: Richard L. Magee
Title: Vice President
October 1, 1997
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Page 7 of 7 pages
EXHIBIT INDEX
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<CAPTION>
Exhibit
No.
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<S> <C>
(a)(1)* Form of Offer to Purchase dated July 2, 1997
(a)(2)* Form of Letter of Transmittal
(a)(3)* Form of Notice of Guaranteed Delivery
(a)(4)* Form of Letter from Merrill Lynch, Pierce, Fenner & Smith Incorporated and
Furman Selz LLC to Brokers, Dealers, Commercial Banks, Trust Companies and
Nominees
(a)(5)* Form of Letter from Brokers, Dealers, Commercial Banks, Trust Companies
and Nominees to Clients
(a)(6)* Form of Guidelines for Certification of Taxpayer Identification Number on
Substitute Form W-9
(a)(7)* Summary Advertisement as published in The Wall Street Journal on
July 2, 1997
(a)(8)* Press release issued by Parent on June 26, 1997
(a)(9)* Press release issued by the Company on June 26, 1997
(a)(10)* Form of Letter from Putnam Investments to participants in
Core Industries Inc 401(k) Plans, with transmittal instructions
(a)(11)* Press release issued by Parent on July 23, 1997
(a)(12) Press release issued by Parent on July 29, 1997 (incorporated by reference to Exhibit (a)(14)
to Amendment No. 4/Final to Schedule 14D-1 of Parent and UD Delaware Corp. with
respect to Imo Industries Inc. dated July 29, 1997)
(a)(13)* Press release issued by Parent on July 31, 1997
(b)(1)* Commitment letter dated June 24, 1997 from Royal Bank
of Canada in favor of Parent and United Dominion Industries, Inc.
(b)(2)* $650,000,000 Second Amendment and Restatement of the Credit Agreement and Guaranty,
dated as of July 28, 1997, among Parent, United Dominion Industries, Inc. and United
Dominion Holdings, Inc., as Obligors, the financial institutions named therein, as Banks, and
Royal Bank of Canada, as Agent
(c)(1)* Agreement and Plan of Merger, dated as of June 25, 1997, among Parent,
Purchaser and the Company
(c)(2)* Confidentiality Agreement dated October 2, 1996 between the Company and
United Dominion Industries, Inc.
(c)(3)* Letter Agreement dated June 20, 1997 between the Company and Parent
regarding payment of certain fees
(c)(4)* Amendment No. 1 to Agreement and Plan of Merger dated as of September 15, 1997 among
Parent, Purchaser and the Company
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* Previously filed.
