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Previous: WAVE SYSTEMS CORP, 10-Q, 1999-11-15 |
Next: CHEMICAL BANK & TRUST CO/MI/, 13F-HR, 1999-11-15 |
United States
Securities and Exchange Commission.
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 1999
Check here if Amendment |_|; Amendment Number:
This Amendment (Check only one.): |_| is a restatement.
|_| adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Perry Corp.
Address: 599 Lexington Avenue
New York, New York 10022
13F File Number:
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Randall Borkenstein
Title: Controller
Phone: (212) 583-4000
Signature, Place and Date of Signing:
/s/ Randall Borkenstein New York November 12, 1999
- --------------------------------------------------------------------------------
<PAGE>
Report Type (Check only one.):
|X| 13F HOLDINGS REPORT.
|_| 13F NOTICE.
|_| 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
- --------------------------------------------------------------------------------
None.
- --------------------------------------------------------------------------------
- --------------------------------------------------------------------------------
- --------------------------------------------------------------------------------
- --------------------------------------------------------------------------------
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 154
Form 13F Information Table Value Total: 1,833,730
No. 13F File Number Name
None.
- --------------------------------------------------------------------------------
- --------------------------------------------------------------------------------
- --------------------------------------------------------------------------------
- --------------------------------------------------------------------------------
See attached schedule
<PAGE>
<TABLE>
<CAPTION>
FORM 13F
Perry Corp.
30-Sep-99
- ---------------------------------------------------------------------------------------------------------------------------
Item 1: Item 2: Item 3: Item 4: Item 5:
Title of Market Value
Name of Issuer Class CUSIP In 000's Quantity
- ---------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
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[***] [***] [***] [***] [***] [***]
AC NIELSEN CORP COMMON 004833109 29,463 1,298,631 SH
ADAC LABORATORIES COMMON 005313200 9,186 933,200 SH
ALBERTSONS COMMON 013104104 14,302 361,500 SH
ALLMERICA FINANCIAL CORP COMMON 019754100 14,330 300,900 SH
ALLSTATE CORP COMMON 020002101 23,114 926,886 SH
ALLTRISTA CORP COMMON 020040101 713 27,300 SH
AMAZON.COM COMMON 023135106 4,461 55,800 SH
AMERICAN EXPRESS COMMON 025816109 13,422 99,700 SH
AMSOUTH BANCORPORATION COMMON 032165102 2,344 100,000 SH
APPLIED SCIENCE COMMON 038236105 701 34,000 SH
ARROW ELECTRONICS, INC COMMON 042735100 2,141 121,500 SH
ARTISAN COMPONENTS COMMON 042923102 259 30,000 SH
ASPEN TECHNOLOGY INC. COMMON 045327103 969 100,000 SH
ASSOCIATED GROUP COMMON 045651106 11,405 189,100 SH
ASTRAZENECA PLC SPONSORED ADR 046353108 11,834 280,100
AT HOME COMMON 045919907 9,002 217,233 SH
AT PLASTICS SPONSORED ADR 001947100 15,657 3,590,050
ATMEL CORP COMMON 049513104 743 22,000 SH
AVIS RENT-A-CAR COMMON 053790101 10,690 512,100 SH
AVNET COMMON 053807103 5,985 142,500 SH
AXENT TECH COMMON 05459C108 258 20,000 SH
BAKER FENTRESS AND CO. COMMON 057213100 5,356 384,300 SH
BORG-WARNER AUTOMOTIVE COMMON 099724106 8,493 197,500 SH
BURLINGTON NORTHERN SANTA FE CORP COMMON 12189T104 13,755 500,166 SH
CADILLAC FAIRVIEW CORP COMMON 126929207 790 36,966 SH
CARDINAL HEALTH COMMON 14149Y108 2,744 50,350 SH
CBS CORP COMMON 12490K107 14,758 319,100 SH
CBT GROUP PLC (ADR) SPONSORED ADR 124853300 7,511 305,000
CENTOCOR INC. COMMON 152342101 40,318 689,200 SH
CERIDIAN CORP COMMON 15677T106 6,393 257,000 SH
CLEAR CHANNEL COMM COMMON 184502102 1,932 24,187 SH
CLOROX COMMON 189054109 3,245 84,846 SH
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
- -----------------------------------------------------------------------------------------------------------------------------
Item 6: Item 7: Item 8:
Investment Discretion Voting Authority
Sole Shared Other Managers Sole Share None
- -----------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
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[***] [***] [***] [***] [***] [***] [***]
[***] [***] [***] [***] [***] [***] [***]
AC NIELSEN CORP X X
ADAC LABORATORIES X X
ALBERTSONS X X
ALLMERICA FINANCIAL CORP X X
ALLSTATE CORP X X
ALLTRISTA CORP X X
AMAZON.COM X X
AMERICAN EXPRESS X X
AMSOUTH BANCORPORATION X X
APPLIED SCIENCE X X
ARROW ELECTRONICS, INC X X
ARTISAN COMPONENTS X X
ASPEN TECHNOLOGY INC. X X
ASSOCIATED GROUP X X
ASTRAZENECA PLC X X
AT HOME X X
AT PLASTICS X X
ATMEL CORP X X
AVIS RENT-A-CAR X X
AVNET X X
AXENT TECH X X
BAKER FENTRESS AND CO. X X
BORG-WARNER AUTOMOTIVE X X
BURLINGTON NORTHERN SANTA FE CORP X X
CADILLAC FAIRVIEW CORP X X
CARDINAL HEALTH X X
CBS CORP X X
CBT GROUP PLC (ADR) X X
CENTOCOR INC. X X
CERIDIAN CORP X X
CLEAR CHANNEL COMM X X
CLOROX X X
</TABLE>
<PAGE>
<TABLE>
<S> <C> <C> <C> <C> <C>
COLEMAN CO COMMON 193559101 943 98,600 SH
COMPUTER NETWORK TECHNOLOGY CORPORATION COMMON 204925101 833 90,000 SH
CONCORD COMMUNICATIONS COMMON 206186108 4,933 124,500 SH
CONCURRENT COMP COMMON 206710204 4,183 625,500 SH
CONSORCIO GRUPO DINA - SP ADR SPONSORED ADR 210306106 292 583,100
COOPER CAMERON COMMON 216640102 1,054 27,932 SH
CRESTLINE CAPITAL COMMON 226153104 23,610 1,148,200 SH
DAL TILE INT'L COMMON 23426R108 22,092 2,783,200 SH
DUPONT PHOTOMASK COMMON 26613X101 1,532 33,400 SH
EARTHGRAINS COMPANY COMMON 270319106 11,018 498,000 SH
ELDER-BEERMAN COMMON 284470101 3,276 513,948 SH
ESENJAY EXPLORATION COMMON 296426109 455 199,282 SH
ETEC SYSTEMS COMMON 26922C103 2,621 70,000 SH
FLEET FINANCIAL GROUP COMMON 338915101 8,926 243,700 SH
FRESENIUS NATIONAL MEDICAL PFD D COMMON 358029106 - 55,100 SH
GENERAL DYNAMICS COMMON 369550108 39,048 625,400 SH
GENERAL DYNAMICS COMMON 369550108 14,261 228,400 SH
GENERAL MOTORS CLASS H COMMON 370442832 18,588 324,676 SH
GOLDEN STATE BANCORP COMMON 381197102 1,112 62,018 SH
GP FINANCIAL CORP COMMON 395384100 7,775 292,700 SH
GTECH HOLDINGS COMMON 400518106 2,431 113,400 SH
HARRIS CORP. COMMON 413875105 6,014 217,700 SH
HARTFORD FINANCIAL SERVICES GROUP COMMON 416515104 20,397 499,000 SH
HINES HORTICULTURE COMMON 433245107 7,736 803,700 SH
HORIZON GROUP PROPERTIES COMMON 44041U102 114 32,599 SH
INTEL CORP COMMON 458140100 16,423 221,000 SH
INTERGRAPH COMMON 458683109 12,819 2,385,000 SH
INVESTORS FINANCIAL SERVICES COMMON 461915100 5,065 147,600 SH
JCC HOLDING CO CL A COMMON 46611Q205 779 95,890 SH
JDA SOFTWARE GROUP INC. COMMON 46612K108 291 25,000 SH
JDS UNIPHASE CORP COMMON 46612J101 3,414 30,000 SH
JOHN MANVILLE CORP COMMON 478129109 48,133 3,632,700 SH
KANSAS CITY SOUTHERN COMMON 485170104 16,606 357,600 SH
KIMBERLY CLARK CORP COMMON 494368103 17,391 331,264 SH
KNOLL INC COMMON 498904101 34,301 1,276,300 SH
L-3 COMM HLDGS COMMON 502424104 17,350 459,600 SH
LOCKHEED MARTIN CORP COMMON 539830109 16,357 500,400 SH
LOWES CO. COMMON 548661107 4,290 88,000 SH
LYCOS COMMON 550818108 3,439 68,600 SH
LYNX THERAPEUTICS COMMON 551812308 157 14,094 SH
MARTIN MARIETTA MATERIALS COMMON 573284106 72,629 1,818,568 SH
MAXCOR FINANCIAL COMMON 57772G100 288 102,500 SH
MEDE AMERICA COMMON 584067102 1,980 88,000 SH
MEDTRONIC COMMON 585055106 15,017 423,000 SH
MERITOR AUTOMOTIVE COMMON 59000G100 21,134 1,012,412 SH
MICHAEL FOODS INC. COMMON 594079105 851 32,500 SH
MICRON TECHNOLOGY COMMON 595100108 3,994 60,000 SH
MICROSOFT COMMON 594918104 1,268 14,000 SH
MILLIPORE CORP COMMON 601073109 7,475 199,000 SH
</TABLE>
<PAGE>
<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C>
COLEMAN CO X X
COMPUTER NETWORK TECHNOLOGY CORPORATION X X
CONCORD COMMUNICATIONS X X
CONCURRENT COMP X X
CONSORCIO GRUPO DINA - SP ADR X X
COOPER CAMERON X X
CRESTLINE CAPITAL X X
DAL TILE INT'L X X
DUPONT PHOTOMASK X X
EARTHGRAINS COMPANY X X
ELDER-BEERMAN X X
ESENJAY EXPLORATION X X
ETEC SYSTEMS X X
FLEET FINANCIAL GROUP X X
FRESENIUS NATIONAL MEDICAL PFD D X X
GENERAL DYNAMICS X X
GENERAL DYNAMICS X X
GENERAL MOTORS CLASS H X X
GOLDEN STATE BANCORP X X
GP FINANCIAL CORP X X
GTECH HOLDINGS X X
HARRIS CORP. X X
HARTFORD FINANCIAL SERVICES GROUP X X
HINES HORTICULTURE X X
HORIZON GROUP PROPERTIES X X
INTEL CORP X X
INTERGRAPH X X
INVESTORS FINANCIAL SERVICES X X
JCC HOLDING CO CL A X X
JDA SOFTWARE GROUP INC. X X
JDS UNIPHASE CORP X X
JOHN MANVILLE CORP X X
KANSAS CITY SOUTHERN X X
KIMBERLY CLARK CORP X X
KNOLL INC X X
L-3 COMM HLDGS X X
LOCKHEED MARTIN CORP X X
LOWES CO. X X
LYCOS X X
LYNX THERAPEUTICS X X
MARTIN MARIETTA MATERIALS X X
MAXCOR FINANCIAL X X
MEDE AMERICA X X
MEDTRONIC X X
MERITOR AUTOMOTIVE X X
MICHAEL FOODS INC. X X
MICRON TECHNOLOGY X X
MICROSOFT X X
MILLIPORE CORP X X
</TABLE>
<PAGE>
<TABLE>
<S> <C> <C> <C> <C> <C>
MODIS PROFESSIONAL SERVICES COMMON 607830106 7,354 555,000 SH
MONY GROUP COMMON 615337102 31,061 1,075,700 SH
NEWPORT NEWS COMMON 652228107 11,587 358,600 SH
NORTH FACE COMMON 659317101 2,771 471,600 SH
OGDEN CORP COMMON 676346109 1,500 150,000 SH
OLD KENT FINANCIAL CORP COMMON 679833103 639 17,220 SH
OPTICAL COATING LAB COMMON 683829105 2,762 30,000 SH
PANAMSAT COMMON 697933109 31,371 869,900 SH
PEERLESS SYSTEMS CORP. COMMON 705536100 1,313 100,000 SH
PHOTRONICS COMMON 719405102 1,452 64,700 SH
PNC FINANCIAL CORP COMMON 693475105 45,475 863,103 SH
PRIME RETAIL 10 1/2% PFD COMMON 741570303 1,343 79,300 SH
PRIMEX TECH COMMON 741597108 2,804 141,980 SH
QUINTILES TRANS COMMON 748767100 2,347 123,300 SH
REGIS CORP COMMON 758932107 4,533 237,000 SH
REPUBLIC NEW YORK CORP. COMMON 760719104 21,847 355,600 SH
RF MICRO DEVICES COMMON 749941100 2,734 60,000 SH
SCIENTIFIC ATLANTA COMMON 808655104 1,487 30,000 SH
SCOTTS CO COMMON 810186106 62,790 1,813,432 SH
SDLI INC COMMON 784076101 3,816 50,000 SH
SEARS ROEBUCK & CO COMMON 812387108 14,346 457,255 SH
SOLA INTERNATIONAL COMMON 834092108 3,718 239,900 SH
STRATTEC SECURITY CORP COMMON 863111100 2,162 62,000 SH
SYNOPSYS INC COMMON 871607107 3,929 70,000 SH
TELE SUDESTE CEL PART ADR SPONSORED ADR 879252104 228 10,600
TELEPHONE & DATA SYS COMMON 879433100 12,682 142,800 SH
TOTAL FINA ADR SPONSORED ADR 89150A108 4,606 72,600
TRANSWITCH CORP COMMON 894065101 2,850 50,000 SH
TRANZ RAIL HOLDINGS ADR SPONSORED ADR 894116102 1,114 220,000
TRAVELERS PROPERTY COMMON 893939108 56,018 1,898,900 SH
TRIQUINT SEMICONDUCTOR COMMON 89674K103 2,859 50,000 SH
TYCO INTERNATIONAL COMMON 902124106 40,133 388,695 SH
U S TRUST CORP COMMON 91288L105 1,072 35,600 SH
U S WEST INC COMMON 91273H101 77,246 1,353,700 SH
UNION PACIFIC COMMON 907818108 20,068 417,536 SH
UNION PACIFIC RSC COMMON 907834105 3,165 197,050 SH
UNOVA INC COMMON 91529B106 61,837 4,623,300 SH
UNUM PROVIDENT CORP COMMON 91529Y106 10,156 345,000 SH
US ENERGY SYSTEMS COMMON 902951102 213 100,000 SH
VITESSE SEMICONDUCTOR COMMON 928497106 3,415 40,000 SH
WALTER INDUSTRIES COMMON 93317Q105 174 13,100 SH
WELLS FARGO COMMON 949746101 37,036 934,660 SH
WIND RIVER SYSTEMS COMMON 973149107 17,025 899,000 SH
WORLD COLOR PRESS INC. COMMON 981443104 1,881 50,500 SH
XOMED SURGICAL PRODUCTS INC. COMMON 98412V107 13,132 230,900 SH
AMERICA ONLINE COMMON 02364J104 38,250 450,000 CALL
CAPITOL ONE FINANCIAL COMMON 14040H105 8,000 200,000 CALL
FRONTIER CORP COMMON 35906P105 46,307 869,200 CALL
</TABLE>
<PAGE>
<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C>
MODIS PROFESSIONAL SERVICES X X
MONY GROUP X X
NEWPORT NEWS X X
NORTH FACE X X
OGDEN CORP X X
OLD KENT FINANCIAL CORP X X
OPTICAL COATING LAB X X
PANAMSAT X X
PEERLESS SYSTEMS CORP. X X
PHOTRONICS X X
PNC FINANCIAL CORP X X
PRIME RETAIL 10 1/2% PFD X X
PRIMEX TECH X X
QUINTILES TRANS X X
REGIS CORP X X
REPUBLIC NEW YORK CORP. X X
RF MICRO DEVICES X X
SCIENTIFIC ATLANTA X X
SCOTTS CO X X
SDLI INC X X
SEARS ROEBUCK & CO X X
SOLA INTERNATIONAL X X
STRATTEC SECURITY CORP X X
SYNOPSYS INC X X
TELE SUDESTE CEL PART ADR X X
TELEPHONE & DATA SYS X X
TOTAL FINA ADR X X
TRANSWITCH CORP X X
TRANZ RAIL HOLDINGS ADR X X
TRAVELERS PROPERTY X X
TRIQUINT SEMICONDUCTOR X X
TYCO INTERNATIONAL X X
U S TRUST CORP X X
U S WEST INC X X
UNION PACIFIC X X
UNION PACIFIC RSC X X
UNOVA INC X X
UNUM PROVIDENT CORP X X
US ENERGY SYSTEMS X X
VITESSE SEMICONDUCTOR X X
WALTER INDUSTRIES X X
WELLS FARGO X X
WIND RIVER SYSTEMS X X
WORLD COLOR PRESS INC. X X
XOMED SURGICAL PRODUCTS INC. X X
AMERICA ONLINE X X
CAPITOL ONE FINANCIAL X X
FRONTIER CORP X X
</TABLE>
<PAGE>
<TABLE>
<S> <C> <C> <C> <C> <C>
QUALCOMM COMMON 747525103 30,000 200,000 CALL
AMAZON.COM COMMON 023135106 22,000 400,000 PUT
CONCORD COMMUNICATIONS COMMON 206186108 3,600 80,000 PUT
CUSTOMTRAKS CORP COMMON 232046102 3,500 100,000 PUT
DELL COMPUTER COMMON 247025109 122,253 3,991,000 PUT
JDS UNIPHASE CORP COMMON 46612J101 3,900 30,000 PUT
LUCENT COMMON 549463107 40,750 800,000 PUT
LYCOS COMMON 550818108 7,350 140,000 PUT
OPTICAL COATING LAB COMMON 683829105 3,000 30,000 PUT
REPUBLIC NEW YORK CORP COMMON 760719104 18,000 300,000 PUT
RF MICRO DEVICES COMMON 749941100 3,300 60,000 PUT
SDLI INC COMMON 784076101 4,500 50,000 PUT
TRANSWITCH CORP COMMON 894065101 3,500 50,000 PUT
TRIQUINT SEMICONDUCTOR COMMON 89674K103 3,500 50,000 PUT
US WEST COMMON 91273H101 25,000 500,000 PUT
VITESSE SEMI-CONDUCTOR COMMON 928497106 4,000 40,000 PUT
----------------------------
1,833,730 64,577,929
</TABLE>
<PAGE>
<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C>
QUALCOMM X X
AMAZON.COM X X
CONCORD COMMUNICATIONS X X
CUSTOMTRAKS CORP X X
DELL COMPUTER X X
JDS UNIPHASE CORP X X
LUCENT X X
LYCOS X X
OPTICAL COATING LAB X X
REPUBLIC NEW YORK CORP X X
RF MICRO DEVICES X X
SDLI INC X X
TRANSWITCH CORP X X
TRIQUINT SEMICONDUCTOR X X
US WEST X X
VITESSE SEMI-CONDUCTOR X X
</TABLE>
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