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United States
Securities and Exchange Commission.
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 1999
Check here if Amendment [_]; Amendment Number:
This Amendment (Check only one.): [_] is a restatement.
[_] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Perry Corp.
Address: 599 Lexington Avenue
New York, New York 10022
13F File Number:
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Randall Borkenstein
Title: Controller
Phone: (212) 583-4000
Signature, Place and Date of Signing:
/s/ Randall Borkenstein New York February 14, 2000
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<PAGE>
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT.
[_] 13F NOTICE.
[_] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
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None.
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I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 184
Form 13F Information Table Value Total: 2,404,881
No. 13F File Number Name
None.
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See attached schedule
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<CAPTION>
Item 1: Item 2: Item 3: Item 5: Item 6: Item 7: Item 8:
Investment
Market Discretion Voting Authority
Title of Value ----------------- ---------------
Name of Issuer Class CUSIP (000's) Quantity Sole Shared Other Managers Sole Share None
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<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
[***] [***] [***] [***] [***] [***] [***] [***]
[***] [***] [***] [***] [***] [***] [***] [***]
[***] [***] [***] [***] [***] [***] [***] [***]
[***] [***] [***] [***] [***] [***] [***] [***]
3COM CORP COMMON 885535104 329 7,000 SH X X
ABBOTT LABS COMMON 002824100 18,317 504,416 SH X X
AC NIELSEN CORP COMMON 004833109 35,663 1,448,231 SH X X
ADAC LABORATORIES COMMON 005313200 10,965 1,020,000 SH X X
ADVANCED MICRO DEVICES COMMON 007903107 2,894 100,000 SH X X
ALBERTSONS COMMON 013104104 11,658 361,500 SH X X
ALLMERICA FINANCIAL CORP COMMON 019754100 16,738 300,900 SH X X
ALLSTATE CORP COMMON 020002101 22,245 926,886 SH X X
AMERICA ONLINE COMMON 02364J104 18,822 249,498 SH X X
AMERICA ON-LINE COMMON 02364J954 12,000 150,000 PUT X X
AMERICAN EXPRESS COMMON 025816109 10,247 61,637 SH X X
AMERICAN FINANCIAL HOLDINGS COMMON 026075101 2,376 189,100 SH X X
AMERICAN MOBILE SATELLITE CP COMMON 02755R103 1,053 50,000 SH X X
APPLE COMPUTER COMMON 037833100 1,028 10,000 SH X X
APPLE COMPUTER COMMON 037833950 4,500 50,000 PUT X X
APPLIED MATL'S INC COMMON 038222955 10,000 100,000 PUT X X
ASPEN TECHNOLOGY INC. COMMON 045327103 3,572 135,100 SH X X
ASSOCIATED GROUP COMMON 045651106 43,424 474,900 SH X X
ASTRAZENECA PLC SPONSORED ADR 046353108 11,694 280,100 X X
AT HOME COMMON 045919107 5,134 119,733 SH X X
AT PLASTICS SPONSORED ADR 001947100 8,529 3,590,050 X X
AXENT TECH COMMON 05459C108 420 20,000 SH X X
BAKER FENTRESS AND CO. COMMON 057213100 7,796 549,500 SH X X
BANK OF AMERICA CORP COMMON 060505954 23,125 375,000 PUT X X
BEST BUY INC COMMON 086516101 10,038 200,000 SH X X
BEST BUY INC COMMON 086516951 12,000 200,000 PUT X X
BORG-WARNER AUTOMOTIVE COMMON 099724106 7,999 197,500 SH X X
BROADVISION INC. COMMON 111412102 680 4,000 SH X X
BURLINGTON NORTHERN SANTA FE CORP COMMON 12189T104 12,129 500,166 SH X X
CADILLAC FAIRVIEW CORP COMMON 126929207 850 36,966 SH X X
CARDINAL HEALTH COMMON 14149Y108 2,411 50,350 SH X X
CBS CORP COMMON 12490K107 20,402 319,100 SH X X
CERIDIAN CORP COMMON 15677T106 22,968 1,065,200 SH X X
CFM TECHNOLOGIES INC. COMMON 12525K106 808 85,000 SH X X
CHASE MANHATTAN INC COMMON 16161A958 15,750 200,000 PUT X X
CISCO SYSTEMS INC COMMON 17275R952 18,050 190,000 PUT X X
CITIGROUP INC COMMON 172967951 8,250 150,000 PUT X X
CLEAR CHANNEL COMM COMMON 184502102 2,159 24,187 SH X X
CLOROX COMMON 189054109 4,274 84,846 SH X X
COLEMAN CO COMMON 193559101 918 98,600 SH X X
COMPUTER SCIENCES CORP COMMON 205363954 3,750 50,000 PUT X X
CONCORD COMMUNICATIONS COMMON 206186108 3,771 85,100 SH X X
</TABLE>
<PAGE>
<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
CONCUR TECHNOLOGIES INC COMMON 206708959 4,500 150,000 PUT X X
CONCUR TECHNOLOGIES INC. COMMON 206708109 3,607 125,200 SH X X
CONSORCIO GRUPO DINA - SP ADR SPONSORED ADR 210306106 219 583,100 X X
COOPER CAMERON COMMON 216640102 1,251 25,562 SH X X
CORSAIR COMMUNICATIONS COMMON 220406102 208 26,000 SH X X
CORUS GROUP ADR SPONSORED ADR 22087M101 606 28,500 X X
CRESTLINE CAPITAL COMMON 226153104 17,354 841,400 SH X X
DAL TILE INT'L COMMON 23426R108 27,167 2,683,200 SH X X
DELL COMPUTER CORP COMMON 247025109 1,528 30,000 SH X X
DELL COMPUTER CORP COMMON 247025959 131,8604,013,400 PUT X X
DELTA & PINELAND COMMON 247357106 2,007 115,500 SH X X
DUPONT PHOTOMASK COMMON 26613X101 1,367 28,400 SH X X
E*TRADE GROUP COMMON 269246104 682 26,100 SH X X
EARTHGRAINS COMPANY COMMON 270319106 5,694 353,100 SH X X
ELDER-BEERMAN COMMON 284470101 2,670 520,999 SH X X
ELECTRONIC ARTS INC COMMON 285512109 4,200 50,000 SH X X
ELECTRONIC ARTS INC COMMON 285512959 5,250 50,000 PUT X X
EMCORE CORP. COMMON 290846104 396 11,900 SH X X
ESENJAY EXPLORATION COMMON 296426109 361 199,282 SH X X
ETEC SYSTEMS COMMON 26922C103 2,244 50,000 SH X X
E-TRADE GROUP INC COMMON 269246904 225 10,000 CALL X X
FEDERAL-MOGUL CORP. COMMON 313549107 1,006 50,000 SH X X
FLEET FINANCIAL GROUP COMMON 338915101 10,022 243,700 SH X X
GENERAL DYNAMICS COMMON 369550108 44,927 851,700 SH X X
GENERAL INSTRUMENT COMMON 370120107 50,405 593,000 SH X X
GENERAL INSTRUMENTS CORP COMMON 370120957 4,875 75,000 PUT X X
GENERAL MOTORS CLASS H COMMON 370442832 31,169 324,676 SH X X
GENERAL MOTORS CORP COMMON 370442902 17,500 250,000 CALL X X
GOLDEN STATE BANCORP COMMON 381197102 1,070 62,018 SH X X
GOLDEN STATE WTS EXP 9/17/2000 WARRANT 381197136 353 107,318 WTS X X
GP FINANCIAL CORP COMMON 395384100 6,970 292,700 SH X X
GTE CORP COMMON 362320103 5,292 75,000 SH X X
HARTFORD FINANCIAL SERVICES GROUP COMMON 416515104 23,640 499,000 SH X X
HEALTHEON CORP COMMON 422209106 2,600 69,338 SH X X
HEWLETT PACKARD CO COMMON 428236103 4,671 41,000 SH X X
HEWLETT PACKARD CO COMMON 428236953 29,000 300,000 PUT X X
HINES HORTICULTURE COMMON 433245107 6,729 803,500 SH X X
HORIZON GROUP PROPERTIES COMMON 44041U102 110 32,599 SH X X
INTEGRATED SYSTEMS, INC. COMMON 45812M104 2,121 63,300 SH X X
INTEL CORP COMMON 458140100 22,413 272,500 SH X X
INTEL CORP COMMON 458140950 16,000 200,000 PUT X X
INTERGRAPH COMMON 458683109 11,031 2,385,000 SH X X
INTERNET CAPITAL GROUP COMMON 46059C956 8,210 68,000 PUT X X
INVESTORS FINANCIAL SERVICES COMMON 461915100 6,771 147,600 SH X X
IONA TECHNOLOGIES PLC - ADR COMMON 46206P109 9,526 176,400 SH X X
JCC HOLDING CO CL A COMMON 46611Q205 233 82,890 SH X X
JDA SOFTWARE GROUP INC. COMMON 46612K108 720 45,000 SH X X
JOHN MANVILLE CORP COMMON 478129109 50,338 3,595,600 SH X X
JOHNSON & JOHNSON COMMON 478160104 9,739 104,576 SH X X
</TABLE>
<PAGE>
<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
JUNIPER NETWORKS COMMON 48203R104 679 2,000 SH X X
KANSAS CITY SOUTHERN COMMON 485170104 26,686 357,600 SH X X
KIMBERLY CLARK CORP COMMON 494368103 21,456 328,824 SH X X
L-3 COMM HLDGS COMMON 502424104 4,504 108,200 SH X X
LANIER WORLDWIDE INC. COMMON 51589L105 7,065 1,823,200 SH X X
LOCKHEED MARTIN CORP COMMON 539830109 16,419 750,600 SH X X
LOWES CO. COMMON 548661107 5,258 88,000 SH X X
LUCENT TECHNOLOGIES COMMON 549463957 49,778 900,000 PUT X X
LYCOS COMMON 550818958 7,350 140,000 PUT X X
LYNX THERAPEUTICS COMMON 551812308 451 14,094 SH X X
MANUGISTICS GROUP COMMON 565011103 1,298 40,000 SH X X
MAPQUEST.COM INC COMMON 565644101 2,083 92,300 SH X X
MARTIN MARIETTA MATERIALS COMMON 573284106 35,029 854,360 SH X X
MAXCOR FINANCIAL COMMON 57772G100 275 102,500 SH X X
MCI WORLDCOM INC COMMON 55268B106 8,772 165,314 SH X X
MCI WORLDCOM INC COMMON 55268B956 10,193 180,000 PUT X X
MEDTRONIC COMMON 585055106 21,189 581,529 SH X X
MEMC ELECTRONICS MATERIALS COMMON 552715104 1,838 150,000 SH X X
MERITOR AUTOMOTIVE COMMON 59000G100 5,094 262,900 SH X X
MICROSOFT CORP COMMON 594918954 37,175 420,000 PUT X X
MILLIPORE CORP COMMON 601073109 7,686 199,000 SH X X
MONY GROUP COMMON 615337102 27,430 939,800 SH X X
MOTOROLA INC COMMON 620076959 6,250 50,000 PUT X X
NETRATINGS INC. COMMON 64116M108 721 15,000 SH X X
NETSPEAK CORP COMMON 64115D909 1,000 50,000 CALL X X
NETWORK ASSOCIATES INC COMMON 640938906 4,500 300,000 CALL X X
NEWPORT NEWS COMMON 652228107 9,862 358,600 SH X X
NEXTEL COMMUNICATIONS COMMON 65332V103 1,608 15,600 SH X X
NEXTEL COMMUNICATIONS INC COMMON 65332V953 8,000 80,000 PUT X X
NORTH FACE COMMON 659317101 2,433 576,600 SH X X
OMNIPOINT COMMON 68212D102 38,111 316,600 SH X X
ORACLE CORP COMMON 68389X955 5,850 90,000 PUT X X
PANAMSAT COMMON 697933109 39,643 671,200 SH X X
PHOTRONICS COMMON 719405102 2,419 84,700 SH X X
PNC FINANCIAL CORP COMMON 693475105 38,408 863,103 SH X X
PRIMEX TECH COMMON 741597108 2,928 141,980 SH X X
QUALCOM INC COMMON 747525953 78,400 560,000 PUT X X
QUALCOMM INC. COMMON 747525103 141,132 801,600 SH X X
QUINTILES TRANS COMMON 748767100 2,304 123,300 SH X X
RAINBOW TECH COMMON 750862104 1,837 79,000 SH X X
RAMBUS INC. COMMON 750917106 4,043 60,000 SH X X
RAMBUS INC. COMMON 750917956 4,200 60,000 PUT X X
RAYTHEON CO A COMMON 755111309 620 25,000 SH X X
REGIS CORP COMMON 758932107 4,444 237,000 SH X X
REVLON INC COMMON 761525950 725 70,000 PUT X X
REYNOLDS METALS COMMON 761763101 45,439 593,000 SH X X
RF MICRO DEVICES COMMON 749941100 4,095 60,000 SH X X
RF MICRO DEVICES COMMON 749941950 3,300 60,000 PUT X X
SAFESKIN CORP. COMMON 786454108 1,814 149,600 SH X X
</TABLE>
<PAGE>
<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
SCIENTIFIC ATLANTA COMMON 808655104 5,563 100,000 SH X X
SCOTTS CO COMMON 810186106 72,991 1,813,432 SH X X
SEARS ROEBUCK & CO COMMON 812387108 13,918 457,255 SH X X
SPECTRIAN CORP. COMMON 847608106 3,375 120,000 SH X X
SPECTRIAN CORP. COMMON 847608956 5,250 150,000 PUT X X
SPRINT COMMON 852061100 3,366 50,000 SH X X
SPRINT CORP COMMON 852061900 17,500 250,000 CALL X X
SUN MICROSYSTEMS COMMON 866810901 774 10,000 SH X X
SUN MICROSYSTEMS INC COMMON 866810954 9,450 140,000 PUT X X
SYNOPSYS INC COMMON 871607107 2,325 35,000 SH X X
TELEPHONE & DATA SYS COMMON 879433100 2,520 20,000 SH X X
TEXAS INSTRUMENTS COMMON 882508104 5,813 60,000 SH X X
TEXAS INSTRUMENTS INC COMMON 882508954 9,500 100,000 PUT X X
TOTAL FINA ADR SPONSORED ADR 89151E109 1,656 23,852 X X
TRANZ RAIL HOLDINGS ADR SPONSORED ADR 894116102 1,183 220,000 X X
TRAVELERS PROPERTY COMMON 893939108 37,470 1,094,000 SH X X
TYCO INTERNATIONAL COMMON 902124106 13,354 343,513 SH X X
U S TRUST CORP COMMON 91288L105 894 35,600 SH X X
U S WEST INC COMMON 91273H101 120,665 1,675,900 SH X X
UNION PACIFIC COMMON 907818108 18,215 417,536 SH X X
UNION PACIFIC RSC COMMON 907834105 2,512 197,050 SH X X
UNOVA INC COMMON 91529B106 60,103 4,623,300 SH X X
UNUM PROVIDENT CORP COMMON 91529Y106 22,604 705,000 SH X X
US ENERGY SYSTEMS COMMON 902951102 381 100,000 SH X X
US ENERGY SYSTEMS WTS WARRANT 902951110 38 50,000 WTS X X
US WEST INC COMMON 91273H901 25,545 393,000 CALL X X
US WEST INC COMMON 91273H951 12,925 235,000 PUT X X
VISIO CORP. COMMON 927914101 22,306 469,600 SH X X
VOICESTREAM WIRELESS CORP COMMON 928615103 3,308 23,243 SH X X
WACHOVIA CORP COMMON 929771103 2,965 43,600 SH X X
WACHOVIA CORP COMMON 929771953 8,000 100,000 PUT X X
WALTER INDUSTRIES COMMON 93317Q105 140 13,100 SH X X
WELLS FARGO COMMON 949746101 37,795 934,660 SH X X
WHITTMAN-HART INC. COMMON 966834103 751 14,000 SH X X
WIND RIVER SYSTEMS COMMON 973149107 22,151 604,800 SH X X
WORONOCO BANCORP INC. COMMON 981630106 291 30,000 SH X X
YAHOO INC COMMON 984332106 2,466 5,700 SH X X
YAHOO INC COMMON 984332956 55,000 150,000 PUT X X
ZIXIT CORP COMMON 98974P100 3,963 100,000 SH X X
ZIXIT CORP COMMON 98974P950 3,500 100,000 PUT X X
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2,404,881 67,347,869
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</TABLE>
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