United States
Securities and Exchange Commission.
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2000
Check here if Amendment |_|; Amendment Number:
This Amendment (Check only one.): |_| is a restatement.
|_| adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Perry Corp.
Address: 599 Lexington Avenue
New York, New York 10022
13F File Number:
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Randall Borkenstein
Title: Controller
Phone: (212) 583-4000
Signature, Place and Date of Signing:
/s/ Randall Borkenstein New York November 14, 2000
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Report Type (Check only one.):
|X| 13F HOLDINGS REPORT.
|_| 13F NOTICE.
|_| 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
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None.
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I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
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FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 205
Form 13F Information Table Value Total: 2,277,363
No. 13F File Number Name
None.
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See attached schedule
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Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8:
Market
Title of Value Investment Discretion Voting Authority
Name of Issuer Class CUSIP In 000's Quantity Sole Shared Other Managers Sole Share None
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ABRAXAS PETROLEUM CORP. COMMON STOCK 003830106 2,426 625,992 SH X X
AC NIELSEN CORP COMMON STOCK 004833109 20,306 850,500 SH X X
ADAC LABORATORIES COMMON STOCK 005313200 6,711 321,500 SH X X
AEROFLEX COMMON STOCK 007768104 681 14,000 SH X X
ALBERTSONS COMMON STOCK 013104104 6,758 321,800 SH X X
ALLMERICA FINANCIAL CORP COMMON STOCK 019754100 1,659 25,950 SH X X
ALLMERICA FINANCIAL CORP COMMON STOCK 019754100 19,239 300,900 SH X X
ALLSTATE CORP COMMON STOCK 020002101 42,005 1,208,786 SH X X
AMERICA ONLINE COMMON STOCK 02364J104 25,894 484,000 SH X X
AMERICA ONLINE COMMON STOCK 02364J954 16,500 300,000 P X X
AMERICAN EXPRESS COMMON STOCK 025816109 3,744 61,637 SH X X
AMGEN COMMON STOCK 031162900 8,000 100,000 C X X
ANADARKO PETROLEUM CORP. COMMON STOCK 032511107 5,959 89,657 SH X X
AON CORP. COMMON STOCK 037389103 20,638 525,800 SH X X
APPLIED MATERIAL COMMON STOCK 038222955 7,500 100,000 P X X
APPLIED MATERIALS COMMON STOCK 038222105 6,726 113,400 SH X X
APPLIED MICRCIRCUITS COMMON STOCK 03822W909 13,500 50,000 C X X
ARIBA INC COMMON STOCK 04033V954 3,750 25,000 P X X
ARIBA INC COMMON STOCK 04033V954 19,250 125,000 C X X
ARIBA INC. COMMON STOCK 04033V104 717 5,000 SH X X
ARVINMERITOR INC. COMMON STOCK 043353101 2,740 186,525 SH X X
ASPEN TECHNOLOGY INC. COMMON STOCK 045327103 1,771 39,300 SH X X
AT HOME COMMON STOCK 045919107 1,065 75,433 SH X X
AT PLASTICS COMMON STOCK 001947100 17,641 10,407,400 SH X X
AT&T CORP COMMON STOCK 001957109 4,482 152,590 SH X X
ATMEL CORP COMMON STOCK 049513104 2,278 150,000 SH X X
AVICI SYSTEMS COMMON STOCK 05367L109 401 4,225 SH X X
AXA COMMON STOCK 054536107 1,598 24,700 SH X X
BAKER FENTRESS AND CO. COMMON STOCK 057213100 341 17,500 SH X X
BAKER HUGHES INC COMMON STOCK 057224107 12,563 338,400 SH X X
BEAR STEARNS COMMON STOCK 073902108 6,313 100,000 SH X X
BEST BUY CO COMMON STOCK 086516901 7,000 100,000 C X X
BESTFOODS COMMON STOCK 08658U101 79,676 1,095,209 SH X X
BIOGEN COMMON STOCK 090597905 3,000 50,000 C X X
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<TABLE>
<CAPTION>
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Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8:
Market
Title of Value Investment Discretion Voting Authority
Name of Issuer Class CUSIP In 000's Quantity Sole Shared Other Managers Sole Share None
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<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
BIOGEN COMMON STOCK 090597905 3,000 50,000 P X X
BOEING CO COMMON STOCK 097023105 628 10,000 SH X X
BORG-WARNER AUTOMOTIVE COMMON STOCK 099724106 6,542 197,500 SH X X
BROADCOM COMMON STOCK 111320957 58,000 200,000 C X X
BURLINGTON NORTHERN
SANTA FE CORP COMMON STOCK 12189T104 19,518 905,166 SH X X
BURNHAM PAC COMMON STOCK 12232C108 4,274 705,000 SH X X
CELL GENESYS INC. COMMON STOCK 150921104 17,169 577,100 SH X X
CERIDIAN CORP COMMON STOCK 15677T106 10,088 359,500 SH X X
CHINA UNICOM SPONSORED ADR 16945R104 5,453 250,000 SH X X
CHIRON CORP COMMON STOCK 170040109 1,031 22,900 SH X X
CHIRON CORP COMMON STOCK 170040959 3,750 100,000 P X X
CISCO SYSTEMS COMMON STOCK 17275R952 54,000 1,000,000 P X X
CLEAR CHANNEL COMM COMMON STOCK 184502102 7,017 124,187 SH X X
CLOROX COMMON STOCK 189054109 3,357 84,846 SH X X
CNA SURETY COMMON STOCK 12612L108 4,201 365,300 SH X X
COASTAL CORP COMMON STOCK 190441105 11,623 156,800 SH X X
COMPAQ COMPUTER CORP COMMON STOCK 204493100 5,504 200,000 SH X X
CONSOLIDATED PAPERS INC. COMMON STOCK 209759109 1,349 35,500 SH X X
COOPER CAMERON COMMON STOCK 216640102 1,884 25,562 SH X X
CORNING INC COMMON STOCK 219350905 15,500 50,000 C X X
CORNING INC. COMMON STOCK 219350105 596 2,000 SH X X
COVANCE INC. COMMON STOCK 222816100 6,168 753,300 SH X X
CRESCENDO PHARMACEUTICALS COMMON STOCK 225637107 3,278 160,400 SH X X
CRESTLINE CAPITAL COMMON STOCK 226153104 21,639 1,078,600 SH X X
CYBERONICS INC COMMON STOCK 23251P102 2,885 134,600 SH X X
DAL TILE INT'L COMMON STOCK 23426R108 11,819 945,500 SH X X
DELL COMPUTER COMMON STOCK 247025959 12,500 250,000 C X X
DELTA & PINELAND COMMON STOCK 247357106 3,535 137,500 SH X X
DEUTSCHE TELEKOM AG SPONSORED ADR 251566105 308 9,000 SH X X
DOW JONES AND CO. COMMON STOCK 260561105 9,317 154,000 SH X X
DUN & BRADSTREET COMMON STOCK 26483B106 2,955 85,800 SH X X
DUPONT PHOTOMASK COMMON STOCK 26613X101 5,288 90,000 SH X X
EARTHGRAINS COMPANY COMMON STOCK 270319106 3,732 202,400 SH X X
ELDER-BEERMAN COMMON STOCK 284470101 2,444 539,279 SH X X
ESENJAY EXPLORATION COMMON STOCK 296426109 722 199,282 SH X X
FIDELITY NATIONAL FINANCIAL COMMON STOCK 316326107 23,494 956,500 SH X X
FLEET FINANCIAL GROUP COMMON STOCK 338915101 9,504 243,700 SH X X
FRESENIUS NATIONAL
MEDICAL PFD D COMMON STOCK 358029205 - 60,900 SH X X
GATEWAY INC. COMMON STOCK 367626108 9,650 200,000 SH X X
GENERAL DYNAMICS COMMON STOCK 369550108 39,283 625,400 SH X X
GENERAL MOTORS COMMON STOCK 370442105 25,292 410,000 SH X X
GENERAL MOTORS CLASS H COMMON STOCK 370442832 57,021 1,533,645 SH X X
GLOBAL INDS COMMON STOCK 379336100 838 67,400 SH X X
GO2NET INC. COMMON STOCK 383486107 5,985 110,200 SH X X
GOLDEN STATE BANCORP COMMON STOCK 381197102 1,465 62,018 SH X X
GOLDMAN SACHS COMMON STOCK 38141G954 14,854 130,300 SH X X
GOLDMAN SACHS COMMON STOCK 38141G954 68,650 657,000 P X X
GP FINANCIAL CORP COMMON STOCK 395384100 8,671 292,700 SH X X
HARTFORD FINANCIAL
SERVICES GROUP COMMON STOCK 416515104 7,120 97,700 SH X X
HEWLETT PACKARD COMMON STOCK 428236103 1,463 15,000 SH X X
HINES HORTICULTURE COMMON STOCK 433245107 2,450 502,500 SH X X
HORIZON GROUP PROPERTIES COMMON STOCK 44041U102 151 32,599 SH X X
</TABLE>
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<TABLE>
<CAPTION>
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Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8:
Market
Title of Value Investment Discretion Voting Authority
Name of Issuer Class CUSIP In 000's Quantity Sole Shared Other Managers Sole Share None
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<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
HOST MARRIOT CP COMMON STOCK 44107P104 1,205 107,100 SH X X
I2 TECHNOLOGIES COMMON STOCK 465754109 35,535 190,025 SH X X
IBM COMMON STOCK 459200901 39,750 300,000 C X X
IBM COMMON STOCK 459200951 15,000 150,000 P X X
IMAX CORP. COMMON STOCK 45245E109 1,116 50,000 SH X X
IMRGLOBAL CORPORATION COMMON STOCK 45321W106 5,286 454,700 SH X X
INPRISE CORP. COMMON STOCK 45766C102 10,164 1,902,000 SH X X
INTEL CORP COMMON STOCK 458140100 11,106 267,624 SH X X
INTEL CORP COMMON STOCK 458140950 12,500 200,000 P X X
INTERGRAPH COMMON STOCK 458683109 17,781 2,473,900 SH X X
INTERNATIONAL PAPER COMMON STOCK 460146103 21,063 734,237 SH X X
INVESTORS FINANCIAL SERVICES COMMON STOCK 461915100 18,635 295,200 SH X X
IONA TECHNOLOGIES PLC COMMON STOCK 46206P109 6,833 98,500 SH X X
JDA SOFTWARE GROUP INC. COMMON STOCK 46612K108 2,814 220,700 SH X X
JDS UNIPHASE COMMON STOCK 46612J901 23,000 200,000 P X X
JDS UNIPHASE CORP COMMON STOCK 46612J101 12,282 129,800 SH X X
JOHNSON & JOHNSON COMMON STOCK 478160104 8,079 85,999 SH X X
KANSAS CITY SOUTHERN COMMON STOCK 485170104 6,850 788,500 SH X X
KEEBLER FOODS COMMON STOCK 487256109 4,326 103,000 SH X X
KIMBERLY CLARK CORP COMMON STOCK 494368103 18,489 331,264 SH X X
L-3 COMM HLDGS COMMON STOCK 502424104 6,113 108,200 SH X X
LOCKHEED MARTIN CORP COMMON STOCK 539830109 16,478 500,400 SH X X
LOWES CO. COMMON STOCK 548661107 3,949 88,000 SH X X
LUCENT TECHNOLOGIES COMMON STOCK 549463957 677 22,100 SH X X
LUCENT TECHNOLOGY COMMON STOCK 549463907 9,000 150,000 C X X
LYCOS COMMON STOCK 550818108 2,308 33,575 SH X X
MARTIN MARIETTA MATERIALS COMMON STOCK 573284106 32,705 854,360 SH X X
MEDTRONIC COMMON STOCK 585055106 28,516 550,375 SH X X
MEDTRONIC COMMON STOCK 585055956 9,000 200,000 P X X
MEMC ELECTRONICS MATERIALS COMMON STOCK 552715104 3,219 250,000 SH X X
MERITAGE CORP COMMON STOCK 59001A102 982 84,000 SH X X
MERRILL LYNCH COMMON STOCK 590188958 26,800 570,000 P X X
MERRILL LYNCH COMMON STOCK 590188908 42,000 600,000 C X X
MERRILL LYNCH & CO COMMON STOCK 590188108 4,620 70,000 SH X X
METHODE ELECTRONICS COMMON STOCK 591520950 434 9,800 SH X X
METLIFE INC. COMMON STOCK 59156R108 7,560 288,000 SH X X
MICRON TECHNOLOGIES COMMON STOCK 595112953 7,750 100,000 P X X
MICRON TECHNOLOGY COMMON STOCK 595112103 4,683 101,800 SH X X
MICROSEMI CORP COMMON STOCK 595137950 6,927 181,700 SH X X
MICROSOFT COMMON STOCK 594918954 7,500 100,000 C X X
MILLIPORE CORP COMMON STOCK 601073109 9,639 199,000 SH X X
MOMENTUM BUSINESS COMMON STOCK 60877P108 1,245 123,700 SH X X
MONY GROUP COMMON STOCK 615337102 26,345 660,700 SH X X
MOTOROLA CORP COMMON STOCK 620076909 7,500 200,000 P X X
MOTOROLA CORP INC COMMON STOCK 620076109 15,305 518,813 SH X X
NABISCO HLDGS CORP - CL A COMMON STOCK 629526104 24,472 455,300 SH X X
NASDAQ 100 TRUST COMMON STOCK 631100104 29,658 333,000 SH X X
NETSPEAK CORPORATION COMMON STOCK 64115D109 2,852 253,500 SH X X
NEWPORT NEWS COMMON STOCK 652228107 15,554 358,600 SH X X
NEXTEL COMMUNICATIONS COMMON STOCK 65332V103 6,250 133,700 SH X X
NEXTEL COMMUNICATIONS COMMON STOCK 65333f957 10,500 200,000 P X X
NEXTLINK COMMUNICATIONS COMMON STOCK 65333H707 15,700 475,755 SH X X
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<TABLE>
<CAPTION>
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Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8:
Market
Title of Value Investment Discretion Voting Authority
Name of Issuer Class CUSIP In 000's Quantity Sole Shared Other Managers Sole Share None
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<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
NOKIA CORP SPONSORED ADR 654902204 800 20,000 SH X X
NVEST LP COMMON STOCK 67065F107 5,776 146,700 SH X X
ONEIDA LTD COMMON STOCK 682505102 591 42,600 SH X X
ORACLE CORP COMMON STOCK 68389X105 1,512 19,200 SH X X
PACIFIC CENTURY (PCCW) COMMON STOCK 694058108 169 150,000 SH X X
PACIFIC GULF PROPERTIES COMMON STOCK 694396102 5,329 199,200 SH X X
PALM INC COMMON STOCK 696642107 1,059 20,000 SH X X
PANAMSAT COMMON STOCK 697933109 21,379 670,700 SH X X
PARADYNE NETWORKS COMMON STOCK 69911G107 538 100,000 SH X X
PFIZER INC COMMON STOCK 717081103 32,535 724,329 SH X X
PHOTRONICS COMMON STOCK 719405102 4,168 191,100 SH X X
PINNACLE SYSTEMS COMMON STOCK 723481107 3,816 341,100 SH X X
PIONEER GROUP INC. COMMON STOCK 723684106 29,724 676,500 SH X X
PNC FINANCIAL CORP COMMON STOCK 693475105 33,339 512,903 SH X X
PRIMEX TECH COMMON STOCK 741597108 4,126 141,980 SH X X
PUBLICIS CVG COMMON STOCK 74463M106 5,408 2,813,760 SH X X
QUALCOMM INC. COMMON STOCK 747525103 21,275 298,600 SH X X
QUINTILES TRANS COMMON STOCK 748767100 1,973 123,300 SH X X
QWEST COMMUNICATIONS COMMON STOCK 749121109 104,368 2,168,686 SH X X
RAWLINGS SPORT COMMON STOCK 754459105 385 65,600 SH X X
REGIS CORP COMMON STOCK 758932107 3,555 237,000 SH X X
RIO ALGOM LTD COMMON STOCK 766889109 36,171 1,909,300 SH X X
ROYAL PTT NEDER (ADR) SPONSORED ADR 780641205 324 15,000 SH X X
SAFECO CORP. COMMON STOCK 786429100 14,170 520,000 SH X X
SCOTTS CO COMMON STOCK 810186106 58,459 1,745,032 SH X X
SEAGRAMS COMMON STOCK 811850106 17,961 312,700 SH X X
SEARS ROEBUCK & CO COMMON STOCK 812387108 14,824 457,255 SH X X
SPRINT COMMON STOCK 852061100 4,397 150,000 SH X X
SPRINT COMMON STOCK 852061900 8,750 125,000 C X X
STILWELL FINANCIAL INC. COMMON STOCK 860831106 30,502 701,200 SH X X
SUN MICROSYSTEMS COMMON STOCK 866810104 5,399 45,900 SH X X
TELEFONICA DEL PERU COMMON STOCK 879384105 385 50,100 SH X X
TELEPHONE & DATA SYS COMMON STOCK 879433100 1,572 14,200 SH X X
TELXON CORP COMMON STOCK 879700102 8,582 493,900 SH X X
TEXAS INSTRUMENTS COMMON STOCK 882508954 1,528 32,000 SH X X
TIME WARNER INC COMMON STOCK 887315109 1,605 20,490 SH X X
TYCO INTERNATIONAL COMMON STOCK 902124106 17,820 343,513 SH X X
U S TRUST CORP COMMON STOCK 91288L105 814 35,600 SH X X
UNION PACIFIC COMMON STOCK 907818108 16,258 417,536 SH X X
VERISIGN INC. COMMON STOCK 92343E102 5,996 29,600 SH X X
VIALOG CORP - RESTRICTED COMMON STOCK 92552X106 556 63,053 SH X X
VIGNETTE COMMON STOCK 926734104 1,547 51,790 SH X X
WALTER INDUSTRIES COMMON STOCK 93317Q105 116 13,100 SH X X
WELLS FARGO COMMON STOCK 949746101 42,936 934,660 SH X X
WESLEY JESSEN COMMON STOCK 951018100 10,974 285,500 SH X X
WORLDCOM INC COMMON STOCK 98157D956 8,500 200,000 P X X
WORLDCOM INC. COMMON STOCK 98157D106 2,512 82,700 SH X X
XEROX CORP COMMON STOCK 984121953 4,000 200,000 P X X
XILINX INC COMMON STOCK 983919101 428 5,000 SH X X
XILINX Inc. COMMON STOCK 983919901 4,750 50,000 C X X
YAHOO COMMON STOCK 984332956 19,000 200,000 C X X
YAHOO INC COMMON STOCK 984332106 26,854 295,100 SH X X
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2,277,363 71,868,202
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