UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 1999
Check here if Amendment: ___; Amendment Number: ___
This Amendment (Check only one.) ___ is a restatement.
___ adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Emerging Growth Management Co.
Address: One Embarcadero Center, Suite 2410
San Francisco, CA 94111
Form 13F File Number: 28-4994
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that all information contained herein is
true, correct and complete, and that it is understood that all required
items, statements, schedules, lists and tables, are considered integral
parts of this Form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Jacqueline M. Keyser
Title: Managing Director - Compliance Officer
Phone: 415-782-9600
Signature, Place and Date of Signing:
Jacqueline M. Keyser San Francisco, CA 11-5-1999
[Signature] [City, State] [Date]
Report Type (Check only one.):
XXX 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
___ 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
___ 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 131
Form 13F Information Table Value Total: $644,338
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is
filed, other than the manager filing this report.
NONE.
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FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MGRS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Actel Corp. COM 004934105 3019 158900 SH SOLE 158900
Aeroflex, Inc. COM 007768104 2201 180600 SH SOLE 180600
Alternative Resources Corp. COM 02145R102 1950 376000 SH SOLE 376000
Alza Corp COM 022615108 1334 31160 SH SOLE 31160
American Mgmt. Sys., Inc. COM 027352103 4884 190362 SH SOLE 179662 10700
American Xtal Tech., Inc. COM 030514103 7453 348700 SH SOLE 348700
Ameripath Inc. COM 03071d109 368 43900 SH SOLE 43900
Ancor Communications, Inc. COM 03332k108 8424 347400 SH SOLE 347400
Aradigm Corp. COM 038505103 978 107200 SH SOLE 107200
Arrow Electronics, Inc. COM 042735100 10991 623600 SH SOLE 583300 40300
Artesyn Technologies, Inc. COM 043127109 16854 888500 SH SOLE 852400 36100
Aspect Development Inc. COM 045234101 3356 132600 SH SOLE 132600
BEA Systems, Inc. COM 073325102 25104 710900 SH SOLE 686500 24400
Belden Inc. COM 077459105 2929 142900 SH SOLE 142900
Biotransplant Inc. COM 09066y107 2118 332300 SH SOLE 332300
Burr Brown Corp. COM 122574106 7975 201900 SH SOLE 188400 13500
Business Objects, S.A. COM 12328x107 5800 98300 SH SOLE 98300
CIMA Labs Inc. COM 171796105 350 50000 SH SOLE 50000
Cambridge Technology Partners, COM 132524109 3402 234600 SH SOLE 217100 17500
Cirrus Logic, Inc. COM 172755100 11070 1006400 SH SOLE 940600 65800
Computer Task Group, Inc. COM 205477102 2872 194700 SH SOLE 194700
Connectics Corp. COM 208192104 250 50000 SH SOLE 50000
Consolidated Graphics, Inc. COM 209341106 12772 303200 SH SOLE 292000 11200
Corsair Communications Inc. COM 220406102 449 63600 SH SOLE 63600
Corvas COM 221005101 547 194500 SH SOLE 194500
Crescent R.E. Equities Co. COM 225756105 934 51900 SH SOLE 51900
Cypress Bioscience, Inc. RESTR COM 732674991 412 150000 SH SOLE 150000
Datum Inc. COM 238208102 534 78800 SH SOLE 78800
David's Bridal, Inc. COM 238576102 3278 440700 SH SOLE 440700
Depomed Inc. COM 249908104 392 146000 SH SOLE 146000
Digital Microwave Corp. COM 253859102 3720 237100 SH SOLE 225400 11700
EDO Corp. COM 281347104 129 22500 SH SOLE 22500
EMCOR Group Inc. COM 29084q100 9348 485600 SH SOLE 485600
EMS Technologies Inc. COM 26873n108 3313 276100 SH SOLE 276100
Eclipse Surgical COM 278849104 825 50000 SH SOLE 50000
Electro Scientific Inds., Inc. COM 285229100 10369 194600 SH SOLE 182200 12400
Electroglas, Inc. COM 285324109 5776 247100 SH SOLE 231300 15800
Endocare Inc. COM 29264p104 857 135800 SH SOLE 135800
Endosonics Corp. COM 29264K105 595 70000 SH SOLE 70000
Enzon Inc. COM 293904108 317 10400 SH SOLE 10400
Enzon, Inc. (Private Placement COM 293904018 915 30000 SH SOLE 30000
Epix Medical Inc. COM 26881Q101 968 135800 SH SOLE 135800
Exar Corp. COM 300645108 3444 92000 SH SOLE 92000
Excel Switching Corp. COM 30067V108 14946 416600 SH SOLE 389600 27000
FEI Corp. COM 30241L109 191 25200 SH SOLE 25200
FileNET Corp. COM 316869106 8662 810500 SH SOLE 769100 41400
Forest Oil Corp. COM 346091606 7513 440300 SH SOLE 413600 26700
Genesys Telecom Labs Inc. COM 371931106 13478 295000 SH SOLE 275500 19500
Health Care REIT, Inc. COM 42217K106 1174 58725 SH SOLE 58725
IGEN International, Inc. COM 449536101 374 15000 SH SOLE 15000
ION Networks Inc. COM 46205p100 99 15400 SH SOLE 15400
ITT Educational Services, Inc. COM 45068b109 6119 313800 SH SOLE 293500 20300
Informix Corp. COM 456779107 7563 952800 SH SOLE 891300 61500
Innerdyne Co. COM 45764d102 684 210500 SH SOLE 210500
Innotrac Corp. COM 45767m109 5268 294700 SH SOLE 294700
International Multifoods Corp. COM 460043102 12781 555700 SH SOLE 520300 35400
Intranet Solutions Inc. COM 460939309 198 23000 SH SOLE 23000
JDA Software Group Inc. COM 46612k108 1330 113800 SH SOLE 113800
Jack In The Box Inc. COM 466367109 7925 317800 SH SOLE 297000 20800
KLA-Tencor Corp. COM 482480100 8307 127800 SH SOLE 127800
Kent Electronics Corp. COM 490553104 6022 325500 SH SOLE 325500
Kulicke & Soffa Ind. Inc. COM 501242101 9295 382300 SH SOLE 371300 11000
Lecroy Corp. COM 52324W109 985 54700 SH SOLE 54700
Lonestar Tech. Inc. COM 542312103 2498 124900 SH SOLE 124900
MICROS Systems, Inc. COM 594901100 12778 315500 SH SOLE 299100 16400
MTI Technology Corp. COM 553903105 12052 522600 SH SOLE 522600
MasTec, Inc. COM 576323109 21534 731500 SH SOLE 703600 27900
Medarex Inc. COM 583916101 803 112700 SH SOLE 112700
Medstone International Inc. COM 58505C101 324 49900 SH SOLE 49900
MeriStar Hospitality Corp. COM 58984y103 1321 85900 SH SOLE 85900
Mobile Mini, Inc. COM 60740f105 2395 109500 SH SOLE 109500
Myriad Genetics Inc. COM 62855J104 425 25000 SH SOLE 25000
NCS HealthCare, Inc. COM 628874109 58 22000 SH SOLE 22000
National-Oilwell, Inc. COM 637071101 6624 403000 SH SOLE 403000
Nova Corp. COM 669784100 17635 705400 SH SOLE 666200 39200
Novadigm, Inc. COM 669937104 8190 560000 SH SOLE 560000
OSI Pharmaceuticals Inc. COM 671040103 715 125800 SH SOLE 125800
Omnicare, Inc. COM 681904108 10967 1139400 SH SOLE 1063400 76000
PairGain Technologies, Inc. COM 695934109 5897 462500 SH SOLE 432900 29600
Pathogenesis Corp. COM 70321e104 3947 256700 SH SOLE 256700
Patterson Energy, Inc. COM 703414102 3982 262200 SH SOLE 45200 17000
Penwest Pharmaceuticals Co. COM 709754105 74 10000 SH SOLE 10000
Pharmacopeia, Inc. COM 71713b104 1073 98700 SH SOLE 98700
Photronics, Inc. COM 719405102 2071 92300 SH SOLE 92300
Physicians' Specialty Corp. COM 718934102 497 49400 SH SOLE 49400
Pomeroy Computer Resources, In COM 731822102 498 45000 SH SOLE 45000
Power-One, Inc. COM 739308104 5842 229100 SH SOLE 229100
Precision Response Corp. COM 740314109 3348 273300 SH SOLE 273300
Protein Design Labs, Inc. COM 74369L103 7792 215700 SH SOLE 215700
Quidel Corp COM 74838J101 152 34800 SH SOLE 34800
REMEC Inc. COM 759543101 7542 548500 SH SOLE 512800 35700
Radisys Corp. COM 750459109 3894 99200 SH SOLE 99200
Rational Software Corp. COM 75409P202 9727 332200 SH SOLE 332200
Remedy Corp. COM 759548100 17800 627300 SH SOLE 595000 32300
Rowan Companies, Inc. COM 779382100 11884 731300 SH SOLE 683900 47400
Sangstat Medical Corp. COM 801003104 351 16400 SH SOLE 16400
Santa Fe Int'l. Corp. COM g7805c108 2158 100100 SH SOLE 100100
ScanSource, Inc. COM 806037107 3451 123800 SH SOLE 123800
Serena Software, Inc. COM 817492101 3165 184800 SH SOLE 184800
Spectralink Corp. COM 847580107 806 176700 SH SOLE 176700
Spectranetics COM 84760C107 117 29200 SH SOLE 29200
Spectrian Corp. COM 847608106 3323 152800 SH SOLE 152800
Symantec Corp. COM 871503108 11816 328500 SH SOLE 304000 24500
Tech Data Corp. COM 878237106 11503 494100 SH SOLE 471400 22700
Tekelec COM 879101103 10474 758300 SH SOLE 720500 37800
TeleTech Holdings, Inc. COM 879939106 11548 810400 SH SOLE 810400
The Bisys Group, Inc. COM 055472104 10159 216582 SH SOLE 202761 13821
The DII Group, Inc. COM 232949107 6812 193600 SH SOLE 178600 15000
The Gymboree Corp. COM 403777105 687 100000 SH SOLE 100000
The Spectranetics Corp. - REST COM 84760c107 800 200000 SH SOLE 200000
Titan Pharmaceuticals Inc.(Res COM 888314101 1706 182000 SH SOLE 182000
Titan Pharmeceuticals COM 888314101 842 89800 SH SOLE 89800
Triangle Pharmaceuticals(Restr COM 89589H104 674 35000 SH SOLE 35000
Tuesday Morning Corp. COM 899035505 9603 380300 SH SOLE 356600 23700
US Bioscience COM 911646206 285 20000 SH SOLE 20000
US Oncology, Inc. COM 90338w103 10805 1192288 SH SOLE 1129088 63200
UTI Energy Corp. COM 903387108 4651 239300 SH SOLE 239300
Universal Health Realty Income COM 91359E105 225 12500 SH SOLE 12500
Valley Media, Inc. COM 91972c106 2532 212100 SH SOLE 212100
Varco International, Inc. COM 922126107 13006 1067200 SH SOLE 1011500 55700
Varian Inc. COM 922206107 9574 539400 SH SOLE 504600 34800
Variflex, Inc. COM 922242102 91 16500 SH SOLE 16500
Veritas Software Corp. COM 923436109 13276 174822 SH SOLE 174822
Visible Genetics Inc. COM 92829s104 281 15000 SH SOLE 15000
Zale Corp. COM 988858106 12471 325500 SH SOLE 304600 20900
Acorda Therapeutics Ser. H (RE PRD 195 60000 SH SOLE 60000
Apache Corp. PRD 037411600 1400 35000 SH SOLE 35000
Carriage Services Capital Trus PRD 14444t101 751 21600 SH SOLE 21600
Kmart Financing I Preferred PRD 498778208 1238 26000 SH SOLE 26000
MCI Worldcom Inc. Ser. C (fka PRD 55268b205 1508 39300 SH SOLE 39300
Tower Automotive Capital Trust PRD 891706202 1223 28600 SH SOLE 28600
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