UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2000
Check here if Amendment: ___; Amendment Number: ___
This Amendment (Check only one.) ___ is a restatement.
___ adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Emerging Growth Management Co.
Address: One Embarcadero Center, Suite 2410
San Francisco, CA 94111
Form 13F File Number: 28-4994
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that all information contained herein is
true, correct and complete, and that it is understood that all required
items, statements, schedules, lists and tables, are considered integral
parts of this Form.
Person Signing this Report on Behalf of Reporting Manager:
Name: David A. Spiller
Title: Senior Vice President - Compliance Officer
Phone: 415-782-9600
Signature, Place and Date of Signing:
David A. Spiller San Francisco, CA 4-27-2000
[Signature] [City, State] [Date]
Report Type (Check only one.):
XXX 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
___ 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
___ 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 137
Form 13F Information Table Value Total: 911,150
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is
filed, other than the manager filing this report.
NONE.
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FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
3-D Systems COM 88554d205 2163 208500 SH SOLE 208500
ALZA Corp. COM 022615108 9438 251260 SH SOLE 251260
APAC Customer Services Inc. COM 00185E106 3552 408900 SH SOLE 408900
APEX, Inc. COM 037548104 23259 626500 SH SOLE 606900 19600
ATMI, Inc. COM 00207r101 10233 214300 SH SOLE 214300
AVI Biopharma Inc. - RESTRICTE COM 002346104 500 142860 SH SOLE 142860
Advanced Neuromodulation Syste COM 00757t101 1092 57500 SH SOLE 57500
Aeroflex, Inc. COM 007768104 2752 55600 SH SOLE 55600
American Mgmt. Sys., Inc. COM 027352103 1034 23600 SH SOLE 23600
Ameripath Inc. COM 03071d109 357 43900 SH SOLE 43900
Aradigm Corp. COM 038505103 2409 115400 SH SOLE 115400
Arena Pharmaceuticals - Restri COM 040047201 500 68500 SH SOLE 68500
Arrow Electronics, Inc. COM 042735100 18030 511500 SH SOLE 473900 37600
Artesyn Technologies, Inc. COM 043127109 13741 725600 SH SOLE 695200 30400
Avex Technology Inc. COM 053495305 1143 99400 SH SOLE 99400
BEA Systems, Inc. COM 073325102 9179 125100 SH SOLE 125100
Benchmark Electronics, Inc. COM 08160h101 5694 153900 SH SOLE 142500 11400
BioTransplant, Inc. RESTRICTED COM 09066y107 951 89000 SH SOLE 89000
Biotransplant Inc. COM 09066y107 3334 312000 SH SOLE 312000
Bottom Line Technologies COM 101388106 3374 92600 SH SOLE 92600
Brightpoint, Inc. COM 109473108 10776 879700 SH SOLE 815000 64700
Brio Technology, Inc. COM 109704106 8305 220000 SH SOLE 205300 14700
C-Cor.net Corp. COM 125010108 12323 251500 SH SOLE 233000 18500
CIMA Labs Inc. COM 171796105 1121 65200 SH SOLE 65200
CTS Corp. COM 126501105 12534 219900 SH SOLE 204200 15700
Cell Genesys Inc COM 150921104 607 28500 SH SOLE 28500
Cell Therapeutics COM 150934107 2538 108300 SH SOLE 108300
Chirex COM 170038103 1213 63000 SH SOLE 63000
Circle Int'l. Group Inc. COM 172574105 9451 363500 SH SOLE 363500
Cirrus Logic Inc. COM 172755100 24793 1358500 SH SOLE 1294800 63700
Commscope, Inc. COM 203372107 10663 233400 SH SOLE 217600 15800
Computer Network Tech. Corp. COM 204925101 7416 423800 SH SOLE 423800
Core Inc. COM 21867p102 462 84900 SH SOLE 84900
Corsair Communications Inc. COM 220406102 379 19800 SH SOLE 19800
Corvas Int'l. Inc. COM 221005101 3173 288500 SH SOLE 288500
Credence Systems Corp. COM 225302108 9647 77100 SH SOLE 71500 5600
Cubist Pharmaceuticals, Inc. - COM 229678107 2652 63334 SH SOLE 63334
David's Bridal, Inc. COM 238576102 4136 342900 SH SOLE 342900
EMCOR Group Inc. COM 29084q100 10198 485600 SH SOLE 485600
EMS Technologies Inc. COM 26873n108 5844 292200 SH SOLE 292200
ENDOcare Inc. COM 29264p104 2339 122300 SH SOLE 122300
Electro Scientific Inds., Inc. COM 285229100 14819 255500 SH SOLE 236700 18800
Enzon Inc. COM 293904108 9874 262000 SH SOLE 262000
Epix Medical Inc. COM 26881Q101 2554 116100 SH SOLE 116100
FileNET Corp. COM 316869106 16562 556700 SH SOLE 525800 30900
Foundation Health Systems Inc. COM 350404109 9037 1129600 SH SOLE 1129600
Fusion Medical Tech., Inc. COM 488928108 542 27800 SH SOLE 27800
Galileo Technology Ltd. COM m47298100 5908 323700 SH SOLE 302400 21300
Hadco Corp. COM 404681108 6131 94500 SH SOLE 87900 6600
Harbinger Corp. COM 41145C103 9990 343000 SH SOLE 322500 20500
Health Care REIT, Inc. COM 42217K106 822 58725 SH SOLE 58725
Hyperion Solutions Corp. COM 44914m104 17959 552600 SH SOLE 529000 23600
IMAX Corp. COM 45245e109 10001 463800 SH SOLE 430200 33600
Informix Corp. COM 456779107 29627 1749200 SH SOLE 1670900 78300
Innerdyne Co. COM 45764d102 965 157600 SH SOLE 157600
Integral Systems Inc. COM 45810H107 3964 88100 SH SOLE 88100
Integrated Device Technology I COM 458118106 13552 342000 SH SOLE 317300 24700
Intermune Pharmaceuticals, Inc COM 45885b100 797 40000 SH SOLE 40000
IntraBiotics Pharmaceuticals, COM 46116t100 150 10000 SH SOLE 10000
Iridex Corp. COM 462684101 1721 146500 SH SOLE 146500
JDA Software Group Inc. COM 46612k108 1754 119900 SH SOLE 119900
KLA-Tencor Corp. COM 482480100 21534 255600 SH SOLE 255600
Kent Electronics Corp. COM 490553104 11652 399200 SH SOLE 399200
Kulicke & Soffa Inds. Inc. COM 501242101 641 10000 SH SOLE 10000
Landacorp Inc. COM 514756105 683 63500 SH SOLE 63500
Lecroy Corp. COM 52324W109 862 54700 SH SOLE 54700
Legato Systems Inc. COM 524651106 19278 432000 SH SOLE 416000 16000
Lonestar Tech. Inc. COM 542312103 4136 88700 SH SOLE 88700
Luminex Corp. COM 55027E102 757 35000 SH SOLE 35000
MTI Technology Corp. COM 553903105 6971 264300 SH SOLE 264300
Marine Drilling Companies Inc. COM 568240204 4760 173500 SH SOLE 173500
MasTec, Inc. COM 576323109 20675 232300 SH SOLE 222200 10100
Medarex Inc. COM 583916101 502 10000 SH SOLE 10000
MeriStar Hospitality Corp. COM 58984y103 797 45700 SH SOLE 45700
Micro Linear Corp. COM 594850109 1385 163000 SH SOLE 163000
Modis Professional Services In COM 607830106 3712 300000 SH SOLE 300000
National-Oilwell, Inc. COM 637071101 15197 492200 SH SOLE 492200
Natural Microsystems Corp. COM 638882100 10290 120000 SH SOLE 111100 8900
NeoRx Corp. COM 640520300 1557 81400 SH SOLE 81400
Nova Corp. COM 669784100 13316 457200 SH SOLE 423200 34000
OSI Pharmaceuticals Inc. COM 671040103 3409 174800 SH SOLE 174800
Oak Technology, Inc. COM 671802106 8557 444500 SH SOLE 444500
Objective Systems Integrators COM 674424106 3429 225800 SH SOLE 225800
Omnicare, Inc. COM 681904108 7914 656100 SH SOLE 603100 53000
Onyx Pharmaceuticals, Inc. COM 683399109 1774 127300 SH SOLE 127300
Orphan Medical Inc. COM 687303107 1054 96900 SH SOLE 96900
OrthoLogic Corp. COM 68750J107 1895 309400 SH SOLE 309400
Patterson Energy, Inc. COM 703414102 26984 849900 SH SOLE 799700 50200
Penwest Pharmaceuticals Co. COM 709754105 3029 246000 SH SOLE 246000
Pharmacopeia, Inc. COM 71713b104 12314 251300 SH SOLE 239200 12100
Power Integrations, Inc. COM 739276103 7005 280200 SH SOLE 280200
Progress Software Corp. COM 743312100 10549 450100 SH SOLE 450100
QRS Corp. COM 74726x105 16954 225300 SH SOLE 211500 13800
Radisys Corp. COM 750459109 4729 78650 SH SOLE 78650
Radyne Comstream Inc. COM 750611402 4494 168400 SH SOLE 168400
Rainbow Technologies, Inc. COM 750862104 9333 249700 SH SOLE 231500 18200
Rational Software Corp. COM 75409P202 15025 196400 SH SOLE 196400
Remedy Corp. COM 759548100 10755 255300 SH SOLE 240600 14700
Rowan Companies, Inc. COM 779382100 12682 430800 SH SOLE 399400 31400
SICOR Inc. COM 825846108 7659 738200 SH SOLE 738200
Sagent Technology COM 786693101 7895 274000 SH SOLE 253900 20100
Sangstat Medical Corp. COM 801003104 454 16400 SH SOLE 16400
Semtech Corp. COM 816850101 5381 84000 SH SOLE 84000
Sitel Corp. COM 82980K107 9152 1331200 SH SOLE 1233800 97400
Spectralink Corp. COM 847580107 3789 210500 SH SOLE 210500
Speedfam-IPEC, Inc. COM 847705100 3148 158400 SH SOLE 158400
SunGard Data Systems Inc. COM 867363103 10744 284600 SH SOLE 284600
Symantec Corp. COM 871503108 19803 263600 SH SOLE 244400 19200
Synsorb Biotech Inc. COM 87160v104 1420 284000 SH SOLE 284000
Tekelec COM 879101103 18867 508200 SH SOLE 476700 31500
TeleTech Holdings, Inc. COM 879939106 23946 694100 SH SOLE 694100
The Bisys Group, Inc. COM 055472104 17691 266035 SH SOLE 246614 19421
The Spectranetics Corp. - REST COM 84760c107 1237 200000 SH SOLE 200000
Titan Pharmaceuticals Inc.(Res COM 888314101 620 20000 SH SOLE 20000
Titan Pharmeceuticals COM 888314101 205 6600 SH SOLE 6600
Trega Biosciences Inc. COM 894699107 725 153600 SH SOLE 153600
Trega Biosciences Inc.-RESTRIC COM 894669107 727 181667 SH SOLE 181667
Triangle Pharmaceuticals Inc. COM 89589H104 183 11600 SH SOLE 11600
Triangle Pharmaceuticals(Restr COM 89589H104 551 35000 SH SOLE 35000
Universal Health Realty Income COM 91359E105 197 12500 SH SOLE 12500
Urogen Corp. (Tr.A)RESTRICTED COM 917271108 2533 331127 SH SOLE 331127
Urogen Corp. (Tr.B)RESTRICTED COM 917271108 1721 225000 SH SOLE 225000
Urologix, Inc. COM 917273104 1911 220000 SH SOLE 220000
ValueVision Int'l. Inc. COM 92047k107 5515 133300 SH SOLE 133300
Varco International, Inc. COM 922126107 17311 1371200 SH SOLE 1292200 79000
Varian Inc. COM 922206107 7452 194200 SH SOLE 179500 14700
Visible Genetics Inc. COM 92829s104 370 10000 SH SOLE 10000
West Teleservices Corp. COM 956188106 10792 419100 SH SOLE 388200 30900
Zale Corp. COM 988858106 17917 379700 SH SOLE 352300 27400
Apache Corp. 037411600 1575 35000 SH SOLE 35000
Enron Corp. 293561882 1630 73900 SH SOLE 73900
Peak Trends Trust 70468N107 1003 107000 SH SOLE 107000
RSL Communications, Ltd. 74972q200 1131 18700 SH SOLE 18700
Tower Automotive Capital Trust 891706202 1047 28600 SH SOLE 28600
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