UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2000
Check here if Amendment: ___; Amendment Number: ___
This Amendment (Check only one.) ___ is a restatement.
___ adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Emerging Growth Management Co.
Address: One Embarcadero Center, Suite 2410
San Francisco, CA 94111
Form 13F File Number: 28-4994
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that all information contained herein is
true, correct and complete, and that it is understood that all required
items, statements, schedules, lists and tables, are considered integral
parts of this Form.
Person Signing this Report on Behalf of Reporting Manager:
Name: David A. Spiller
Title: Senior Vice President - Compliance Officer
Phone: 415-782-9600
Signature, Place and Date of Signing:
David A. Spiller San Francisco, CA 8-22-2000
[Signature] [City, State] [Date]
Report Type (Check only one.):
XXX 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
___ 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
___ 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 132
Form 13F Information Table Value Total: 830,238
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is
filed, other than the manager filing this report.
NONE.
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FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
3-D Systems COM 88554d205 11333 6676 SH Sole 6676 6676
ALZA Corp. COM 022615108 1842 31160 SH Sole 31160 31160
APAC Customer Services, Inc. COM 00185E106 4745 35684 SH Sole 35684 35684
APEX, Inc. COM 037548104 24863 44012 SH Sole 44012 44012
AVI Biopharma, Inc. 144A COM 002346104 500 11788 SH Sole 11788 11788
Adaptec, Inc. COM 00651F108 12576 28512 SH Sole 28512 28512
Advanced Neuromodulation SysteCOM 00757t101 1559 27564 SH Sole 27564 27564
Aeroflex, Inc. COM 007768104 4005 15064 SH Sole 15064 15064
American Mgmt. Sys., Inc. COM 027352103 775 23600 SH Sole 23600 23600
American Xtal Tech., Inc. COM 030514103 5264 56164 SH Sole 56164 56164
Andrew Corp. COM 034425108 5873 43928 SH Sole 43928 43928
Antec Corp. COM 03664P105 5187 59264 SH Sole 59264 59264
Applied Imaging Corp. COM 03820G106 94 41600 SH Sole 41600 41600
Aradigm Corp. COM 038505103 3120 47228 SH Sole 47228 47228
Arena Pharmaceuticals, Inc.144COM 04004F955 500 2964 SH Sole 2964 2964
Arrow Electronics, Inc. COM 042735100 8277 4856 SH Sole 4856 4856
Artesyn Technologies, Inc. COM 043127109 14668 3112 SH Sole 3112 3112
Aspen Technology, Inc. COM 045327103 10722 16356 SH Sole 16356 16356
Athersys, Inc. PRIVATE COM 550 45800 SH Sole 45800 45800
Atlas Air, Inc. COM 049164106 13600 51420 SH Sole 51420 51420
Barrett Resources Corp. COM 068480201 11268 42320 SH Sole 42320 42320
Benchmark Electronics, Inc. COM 08160h101 10022 11856 SH Sole 11856 11856
Bindley Western Ind., Inc. COM 090324104 3323 60164 SH Sole 60164 60164
Bindview Development Corp. COM 090327107 3461 26256 SH Sole 26256 26256
BioTransplant, Inc. COM 09066y107 4549 13848 SH Sole 13848 13848
BioTransplant, Inc. 144A COM 09066y107 456 23464 SH Sole 23464 23464
Bottomline Technologies COM 101388106 1839 53800 SH Sole 53800 53800
Brightpoint, Inc. COM 109473108 8263 37096 SH Sole 37096 37096
Brio Technology, Inc. COM 109704106 8636 14384 SH Sole 14384 14384
C-Cor.net Corp. COM 125010108 16122 7276 SH Sole 7276 7276
CIMA Labs Inc. COM 171796105 1725 19664 SH Sole 19664 19664
CTS Corp. COM 126501105 8767 63828 SH Sole 63828 63828
Cell Therapeutics, Inc. COM 150934107 2229 7264 SH Sole 7264 7264
ChiRex, Inc. COM 170038103 1312 64 SH Sole 64 64
Cirrus Logic Inc. COM 172755100 23656 36708 SH Sole 36708 36708
Commscope, Inc. COM 203372107 22804 31912 SH Sole 31912 31912
Computer Network Tech. Corp. COM 204925101 9826 41212 SH Sole 41212 41212
Core, Inc. COM 21867p102 831 56464 SH Sole 56464 56464
Corsair Communications Inc. COM 220406102 561 19500 SH Sole 19500 19500
Corvas Int'l. Inc. COM 221005101 2945 48792 SH Sole 48792 48792
Cubist Pharmaceuticals, Inc. COM 229678107 3119 63334 SH Sole 63334 63334
Dot Hill Systems Corp. COM 25848T109 1291 51864 SH Sole 51864 51864
Dupont Photomask Inc. COM 26613X101 4631 2064 SH Sole 2064 2064
EMCOR Group, Inc. COM 29084q100 7058 42256 SH Sole 42256 42256
EMS Technologies, Inc. COM 26873n108 3713 9692 SH Sole 9692 9692
ENDOcare, Inc. COM 29264p104 2477 56764 SH Sole 56764 56764
EPIX Medical Inc. COM 26881Q101 1724 50364 SH Sole 50364 50364
Electro Scientific Inds., Inc.COM 285229100 7816 46428 SH Sole 46428 46428
Endocardial Solutions Inc.144ACOM 292962107 1705 39392 SH Sole 39392 39392
Enzon, Inc. COM 293904108 24752 58112 SH Sole 58112 58112
Equimetrics Partners LP RESTRICOM 750 1 SH Sole 1 1
FibroGen, Inc. PRIVATE COM 249 55500 SH Sole 55500 55500
Foundation Health Systems Inc.COM 350404109 24262 36864 SH Sole 36864 36864
Genaissance Pharmaceuticals InCOM 250 45454 SH Sole 45454 45454
Genstar Therapeutics, Inc. COM 37248d105 4139 20367 SH Sole 20367 20367
Harmonic, Inc. COM 413160102 8026 62156 SH Sole 62156 62156
Health Care REIT, Inc. COM 42217K106 902 55425 SH Sole 55425 55425
Hyperion Solutions Corp. COM 44914m104 22745 45840 SH Sole 45840 45840
IMAX Corp. COM 45245e109 14310 39176 SH Sole 39176 39176
Information Resource EngineeriCOM 45675f303 4474 46128 SH Sole 46128 46128
Innerdyne Co. COM 45764d102 1162 26528 SH Sole 26528 26528
Integrated Device Technology, COM 458118106 10388 42428 SH Sole 42428 42428
Iridex Corp. COM 462684101 2368 54628 SH Sole 54628 54628
JDA Software Group Inc. COM 46612k108 3436 48028 SH Sole 48028 48028
KLA-Tencor Corp. COM 482480100 820 14000 SH Sole 14000 14000
KVH Industries COM 482738101 300 50000 SH Sole 50000 50000
Kensey Nash Corp. COM 490057106 2225 3392 SH Sole 3392 3392
Kent Electronics Corp. COM 490553104 12503 26384 SH Sole 26384 26384
Kulicke & Soffa Inds. Inc. COM 501242101 594 10000 SH Sole 10000 10000
Landacorp, Inc. COM 514756105 813 49628 SH Sole 49628 49628
Lecroy Corp. COM 52324W109 518 52500 SH Sole 52500 52500
Lighthouse Diversifed Fund, LPCOM 1000 1 SH Sole 1 1
Marine Drilling Companies Inc.COM 568240204 2748 32564 SH Sole 32564 32564
Matrix Pharmaceutical, Inc. COM 576844104 1242 29564 SH Sole 29564 29564
Medarex Inc. COM 583916101 845 10000 SH Sole 10000 10000
Mentor Graphics Corp. COM 587200106 4442 26892 SH Sole 26892 26892
MeriStar Hospitality Corp. COM 58984y103 881 41900 SH Sole 41900 41900
Microsemi Corp. COM 595137100 5786 39428 SH Sole 39428 39428
Msc Software Corporation COM 554806109 279 30000 SH Sole 30000 30000
Multex.com, Inc. COM 625367107 5375 16792 SH Sole 16792 16792
NPS Pharmaceuticals, Inc. COM 62936P103 2630 32764 SH Sole 32764 32764
Natural Microsystems Corp. COM 638882100 4610 41000 SH Sole 41000 41000
Neopharm, Inc. COM 640919106 406 20700 SH Sole 20700 20700
Nova Corp. COM 669784100 4423 27228 SH Sole 27228 27228
OSI Pharmaceuticals, Inc. COM 671040103 4561 27228 SH Sole 27228 27228
Objective Systems Integrators COM 674424106 1622 20728 SH Sole 20728 20728
Omnicare, Inc. COM 681904108 5691 38176 SH Sole 38176 38176
Orphan Medical, Inc. COM 687303107 1865 61428 SH Sole 61428 61428
OrthoLogic Corp. COM 68750J107 2577 63148 SH Sole 63148 63148
Pacific Sunwear of California,COM 694873100 2631 9228 SH Sole 9228 9228
Patterson Energy, Inc. COM 703414102 20352 58740 SH Sole 58740 58740
Penwest Pharmaceuticals Co. COM 709754105 7448 19304 SH Sole 19304 19304
Peregrine Systems Inc. COM 71366q101 11915 15820 SH Sole 15820 15820
Pharmacopeia, Inc. COM 71713b104 26601 49312 SH Sole 49312 49312
Pinnacle Systems, Inc. COM 723481107 3597 28928 SH Sole 28928 28928
QLogic Corp. COM 747277101 11369 41028 SH Sole 41028 41028
QRS Corp. COM 74726x105 11348 3248 SH Sole 3248 3248
Radyne Comstream Inc. COM 750611402 4073 18756 SH Sole 18756 18756
Remedy Corp. COM 759548100 15381 13756 SH Sole 13756 13756
Rent-Way, Inc. COM 76009u104 6917 40392 SH Sole 40392 40392
Rowan Companies, Inc. COM 779382100 14911 32148 SH Sole 32148 32148
Ruby Tuesday, Inc. COM 781182100 11459 59032 SH Sole 59032 59032
SICOR Inc. COM 825846108 6398 13368 SH Sole 13368 13368
Sagent Technology, Inc. COM 786693101 1516 40864 SH Sole 40864 40864
Sangstat Medical Corp. COM 801003104 474 16400 SH Sole 16400 16400
Santa Fe Int'l. Corp. COM g7805c108 22671 59076 SH Sole 59076 59076
Semtech Corp. COM 816850101 7587 33664 SH Sole 33664 33664
Spectralink Corp. COM 847580107 2625 48428 SH Sole 48428 48428
Spectranetics COM 84760C107 987 3392 SH Sole 3392 3392
Speedfam-IPEC, Inc. COM 847705100 3768 10592 SH Sole 10592 10592
SunGard Data Systems Inc. COM 867363103 8823 22456 SH Sole 22456 22456
Symantec Corp. COM 871503108 10340 60628 SH Sole 60628 60628
Teekay Shipping Corporation COM Y8564W103 13324 12084 SH Sole 12084 12084
Tekelec COM 879101103 20253 27084 SH Sole 27084 27084
TeleTech Holdings, Inc. COM 879939106 11170 31920 SH Sole 31920 31920
Teleos Fund LP - RESTRICTED-PECOM 1000 1 SH Sole 1 1
The Bisys Group, Inc. COM 055472104 14902 45698 SH Sole 45698 45698
Thoratec Laboratories Corp. COM 885175307 2091 63664 SH Sole 63664 63664
Tidewater Inc. COM 886423102 4054 47064 SH Sole 47064 47064
Titan Pharmaceuticals Inc. COM 888314101 860 20000 SH Sole 20000 20000
Trega Biociences, Inc. 144A COM 894699107 1217 54087 SH Sole 54087 54087
Universal Health Realty IncomeCOM 91359E105 237 12500 SH Sole 12500 12500
ValueVision Int'l., Inc. COM 92047k107 9072 50320 SH Sole 50320 50320
Varco International, Inc. COM 922126107 16546 55811 SH Sole 55811 55811
West Teleservices Corp. COM 956188106 10697 29384 SH Sole 29384 29384
XOMA Ltd. COM g9825r107 2712 43676 SH Sole 43676 43676
Zale Corp. COM 988858106 7993 22392 SH Sole 22392 22392
Acorda Therapeutics Ser. H (REPRD 195 60000 SH Sole 60000 60000
Apache Corp. 037411600 1066 20600 SH Sole 20600 20600
Enron Corp. 293561882 1203 38800 SH Sole 38800 38800
Peak Trends Trust 70468N107 707 35464 SH Sole 35464 35464
RSL Communications 144A 74972q200 597 17700 SH Sole 17700 17700
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