UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 1999
Check here if Amendment: ___; Amendment Number: ___
This Amendment (Check only one.) ___ is a restatement.
___ adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Emerging Growth Management Co.
Address: One Embarcadero Center, Suite 2410
San Francisco, CA 94111
Form 13F File Number: 28-4994
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that all information contained herein is
true, correct and complete, and that it is understood that all required
items, statements, schedules, lists and tables, are considered integral
parts of this Form.
Person Signing this Report on Behalf of Reporting Manager:
Name: David A. Spiller
Title: Senior Vice President - Compliance Officer
Phone: 415-782-9600
Signature, Place and Date of Signing:
David A. Spiller San Francisco, CA 2-14-2000
[Signature] [City, State] [Date]
Report Type (Check only one.):
XXX 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
___ 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
___ 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 131
Form 13F Information Table Value Total: 832,898
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is
filed, other than the manager filing this report.
NONE.
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FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ALZA Corp. COM 022615108 5165 149160 SH SOLE 149160
APAC Customer Services Inc. COM 00185E106 4060 288700 SH SOLE 288700
APEX, Inc. COM 037548104 10597 328600 SH SOLE 328600
Access Worldwide Corp. COM 004319109 47 20000 SH SOLE 20000
Affymetrix Inc. COM 00826T108 6041 35600 SH SOLE 35600
American Mgmt. Sys., Inc. COM 027352103 740 23600 SH SOLE 23600
Ameripath Inc. COM 03071d109 359 43900 SH SOLE 43900
Aradigm Corp. COM 038505103 1018 107200 SH SOLE 107200
Arrow Electronics, Inc. COM 042735100 14547 573300 SH SOLE 529100 44200
Artesyn Technologies, Inc. COM 043127109 8293 394900 SH SOLE 379200 15700
Aspec Technology COM 045233103 50 10000 SH SOLE 10000
Aware, Inc. COM 05453n100 2230 61300 SH SOLE 61300
BEA Systems, Inc. COM 073325102 30647 438200 SH SOLE 425300 12900
Biotransplant Inc. COM 09066y107 2783 332300 SH SOLE 332300
Burr Brown Corp. COM 122574106 4741 131250 SH SOLE 122400 8850
Business Objects, S.A. COM 12328x107 9527 71300 SH SOLE 71300
CIMA Labs Inc. COM 171796105 653 50000 SH SOLE 50000
Circle Int'l. Group Inc. COM 172574105 8088 363500 SH SOLE 363500
Cirrus Logic Inc. COM 172755100 12269 921600 SH SOLE 851900 69700
Computer Network Tech. Corp. COM 204925101 3727 162500 SH SOLE 162500
Computer Task Group, Inc. COM 205477102 2494 168400 SH SOLE 168400
Corsair Communications Inc. COM 220406102 286 35200 SH SOLE 35200
Corvas COM 221005101 1135 252200 SH SOLE 252200
Credence Systems Corp. COM 225302108 10345 119600 SH SOLE 110400 9200
Cypress Bioscience, Inc. RESTR COM 732674991 272 150000 SH SOLE 150000
Datastream Systems Inc. COM 238124101 3554 144700 SH SOLE 144700
Datum Inc. COM 238208102 758 78800 SH SOLE 78800
David's Bridal, Inc. COM 238576102 6466 578000 SH SOLE 578000
Digital Microwave Corp. COM 253859102 7418 316500 SH SOLE 295000 21500
EMCOR Group Inc. COM 29084q100 8862 485600 SH SOLE 485600
EMS Technologies Inc. COM 26873n108 4210 358300 SH SOLE 358300
Eclipsys Corp. COM 278856109 6691 261100 SH SOLE 243500 17600
Electro Scientific Inds., Inc. COM 285229100 12352 169200 SH SOLE 156300 12900
Endocare Inc. COM 29264p104 1146 135800 SH SOLE 135800
Enzon Inc. COM 293904108 338 7800 SH SOLE 7800
Enzon, Inc. (Private Placement COM 293904018 1301 30000 SH SOLE 30000
Epix Medical Inc. COM 26881Q101 1226 122600 SH SOLE 122600
Exar Corp. COM 300645108 3833 65100 SH SOLE 65100
FileNET Corp. COM 316869106 21060 825900 SH SOLE 780100 45800
Forest Oil Corp. COM 346091606 6198 470000 SH SOLE 438200 31800
Foundation Health System Inc. COM 350404109 5363 539700 SH SOLE 539700
Genesys Telecom Labs Inc. COM 371931106 14510 268700 SH SOLE 246000 22700
Hadco Corp. COM 404681108 8318 163100 SH SOLE 150600 12500
Harbinger Corp. COM 41145C103 13053 410300 SH SOLE 384700 25600
Health Care REIT, Inc. COM 42217K106 888 58725 SH SOLE 58725
Hyseq Inc. COM 449163302 170 10000 SH SOLE 10000
IMAX Corp. COM 45245e109 8850 323300 SH SOLE 298600 24700
IONA Technologies PLC COM 46206p109 10976 201400 SH SOLE 201400
ITT Educational Services, Inc. COM 45068b109 2601 168500 SH SOLE 155300 13200
Immunomedics COM 452907108 735 60000 SH SOLE 60000
Informix Corp. COM 456779107 19461 1701500 SH SOLE 1623200 78300
Infousa Inc. COM 456818301 139 10000 SH SOLE 10000
Innerdyne Co. COM 45764d102 607 173500 SH SOLE 173500
Integrated Device Technology I COM 458118106 10559 364100 SH SOLE 337300 26800
Iridex Corp. COM 462684101 655 76000 SH SOLE 76000
JDA Software Group Inc. COM 46612k108 2437 148800 SH SOLE 148800
Jack In The Box Inc. COM 466367109 4113 198800 SH SOLE 183500 15300
KLA-Tencor Corp. COM 482480100 14234 127800 SH SOLE 127800
Kent Electronics Corp. COM 490553104 7881 346400 SH SOLE 346400
Kulicke & Soffa Inds. Inc. COM 501242101 12594 295900 SH SOLE 283500 12400
Lecroy Corp. COM 52324W109 670 54700 SH SOLE 54700
Lonestar Tech. Inc. COM 542312103 3435 124900 SH SOLE 124900
MICROS Systems, Inc. COM 594901100 9842 133000 SH SOLE 125300 7700
MTI Technology Corp. COM 553903105 4731 128300 SH SOLE 128300
Manugistics Group Inc. COM 565011103 3247 100500 SH SOLE 100500
Marine Drilling Companies Inc. COM 568240204 3173 141400 SH SOLE 141400
MasTec, Inc. COM 576323109 27060 608100 SH SOLE 584700 23400
Mecon Inc. COM 58400M105 1027 95000 SH SOLE 95000
Medarex Inc. COM 583916101 745 20000 SH SOLE 20000
Medstone International Inc. COM 58505C101 230 48400 SH SOLE 48400
MeriStar Hospitality Corp. COM 58984y103 1131 70700 SH SOLE 70700
Micro Linear Corp. COM 594850109 1624 189700 SH SOLE 189700
National-Oilwell, Inc. COM 637071101 8184 521700 SH SOLE 521700
Neorx Corp. COM 640520300 406 100000 SH SOLE 100000
Nova Corp. COM 669784100 18205 576800 SH SOLE 533500 43300
Novadigm, Inc. COM 669937104 7493 361100 SH SOLE 361100
OSI Pharmaceuticals Inc. COM 671040103 1043 131400 SH SOLE 131400
Omnicare, Inc. COM 681904108 8281 690100 SH SOLE 637100 53000
Onyx Pharmaceuticals COM 683399109 750 75000 SH SOLE 75000
Pathogenesis Corp. COM 70321e104 5503 256700 SH SOLE 256700
Patterson Energy, Inc. COM 703414102 11319 870700 SH SOLE 813200 57500
Peerless Systems Corp. COM 705536100 2371 306000 SH SOLE 306000
Pharmacopeia, Inc. COM 71713b104 1597 70600 SH SOLE 70600
Photronics, Inc. COM 719405102 3816 133300 SH SOLE 133300
Pomeroy Computer Resources, In COM 731822102 596 45000 SH SOLE 45000
Power-One, Inc. COM 739308104 8993 196300 SH SOLE 196300
Precision Response Corp. COM 740314109 4663 192300 SH SOLE 192300
Protein Design Labs, Inc. COM 74369L103 12404 177200 SH SOLE 177200
QRS Corp. COM 74726x105 28133 269700 SH SOLE 253200 16500
Radisys Corp. COM 750459109 4705 92250 SH SOLE 92250
Rational Software Corp. COM 75409P202 13657 278000 SH SOLE 278000
Remedy Corp. COM 759548100 20035 422900 SH SOLE 398600 24300
Rowan Companies, Inc. COM 779382100 5146 237300 SH SOLE 219000 18300
Sangstat Medical Corp. COM 801003104 488 16400 SH SOLE 16400
ScanSource, Inc. COM 806037107 2389 58900 SH SOLE 58900
Secure Computing Corp. COM 813705100 4973 395900 SH SOLE 395900
Shared Medical Systems Corp. COM 819486101 9505 186600 SH SOLE 172200 14400
Sicor Inc. COM 825846108 194 25000 SH SOLE 25000
Spectralink Corp. COM 847580107 2055 283400 SH SOLE 283400
Spectranetics COM 84760C107 113 29200 SH SOLE 29200
Spectrian Corp. COM 847608106 2054 72700 SH SOLE 72700
Sterling Commerce Inc. COM 859205106 11417 335800 SH SOLE 335800
Symantec Corp. COM 871503108 14938 254800 SH SOLE 235600 19200
TCSI Corp. COM 87233R106 32 10000 SH SOLE 10000
Tekelec COM 879101103 23429 1041300 SH SOLE 981000 60300
TeleTech Holdings, Inc. COM 879939106 24394 723800 SH SOLE 723800
The Bisys Group, Inc. COM 055472104 17059 261435 SH SOLE 242314 19121
The DII Group, Inc. COM 232949107 13165 185500 SH SOLE 171200 14300
The Good Guys Inc. COM 382091106 2683 288100 SH SOLE 288100
The Spectranetics Corp. - REST COM 84760c107 775 200000 SH SOLE 200000
Titan Pharmaceuticals Inc.(Res COM 888314101 3040 160000 SH SOLE 160000
Titan Pharmeceuticals COM 888314101 270 14200 SH SOLE 14200
Triangle Pharmaceuticals Inc. COM 89589H104 149 11600 SH SOLE 11600
Triangle Pharmaceuticals(Restr COM 89589H104 448 35000 SH SOLE 35000
Tuesday Morning Corp. COM 899035505 3946 214000 SH SOLE 200100 13900
UTI Energy Corp. COM 903387108 6838 296500 SH SOLE 296500
Unify Corp. COM 904743101 2612 95400 SH SOLE 95400
Universal Health Realty Income COM 91359E105 183 12500 SH SOLE 12500
ValueVision Int'l. Inc. COM 92047k107 11399 198900 SH SOLE 198900
Varco International, Inc. COM 922126107 9287 911600 SH SOLE 855900 55700
Varian Inc. COM 922206107 9778 434600 SH SOLE 402400 32200
Veritas Software Corp. COM 923436109 37532 262233 SH SOLE 262233
West Teleservices Corp. COM 956188106 5960 243900 SH SOLE 225500 18400
Zale Corp. COM 988858106 16733 345900 SH SOLE 319900 26000
Apache Corp. PRD 037411600 1242 35000 SH SOLE 35000
Enron Corp. PRD 293561882 1078 57500 SH SOLE 57500
MCI Worldcom Inc. Ser. C (fka PRD 55268b205 2017 39300 SH SOLE 39300
Peak Trends Trust PRD 70468N107 923 107000 SH SOLE 107000
Tower Automotive Capital Trust PRD 891706202 1051 28600 SH SOLE 28600
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CJR\3237\010\1086688.01
