UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2000
Check here if Amendment: ____; Amendment Number: _____
This Amendment (Check only one.) ___ is a restatement.
___ adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Emerging Growth Management Co.
Address: One Embarcadero Center, Suite 2410
San Francisco, CA 94111
Form 13F File Number: 28-4994
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that all information contained herein is
true, correct and complete, and that it is understood that all required
items, statements, schedules, lists and tables, are considered integral
parts of this Form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Matthew P. Spotswood
Title: Principal
Phone: 415-782-9600
Signature, Place and Date of Signing:
Matthew P. Spotswood San Francisco, CA 11-2-2000
[Signature] [City, State] [Date]
Report Type (Check only one.):
XXX 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
___ 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
___ 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 140
Form 13F Information Table Value Total: 434,292
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is
filed, other than the manager filing this report.
NONE.
<Page
<TABLE>
NAME OF ISSUER TITLE OF CUSIP VALUE SHARES INV. OTHER VOTING AUTH
CLASS X1000 DISC MGR SOLE SHR NONE
<C> <C>
3-D Systems COM 88554d205 10035 622300 SH Sole 622300
ALZA Corp. COM 022615108 2520 31160 SH Sole 31160
AVI Biopharma, Inc. 144A COM 002346104 893 142860 SH Sole 142860
Abercrombie & Fitch COM 002896207 309 13100 SH Sole 13100
Advanced Lighting Tech. Inc. COM 00753C102 2224 186300 SH Sole 186300
Advanced Neuromodulation Syste COM 00757t101 2881 134200 SH Sole 134200
Alteon COM 02144G107 1370 210800 SH Sole 210800
American Medical Systems COM 02744m108 3421 194100 SH Sole 194100
American Mgmt. Sys., Inc. COM 027352103 510 23600 SH Sole 23600
American Xtal Tech., Inc. COM 030514103 11450 297400 SH Sole 297400
Applied Imaging Corp. COM 03820G106 2832 707968 SH Sole 707968
Aradigm Corp. COM 038505103 4080 184400 SH Sole 184400
Arena Pharmaceutical COM 040047102 699 20000 SH Sole 20000
Arena Pharmaceuticals, Inc.144 COM 04004F955 2034 68500 SH Sole 68500
Artesyn Technologies, Inc. COM 043127109 12565 309300 SH Sole 309300
Aspen Technology, Inc. COM 045327103 9849 238400 SH Sole 238400
AtheroGenics COM 047439104 2753 415500 SH Sole 415500
Atlas Air, Inc. COM 049164106 210 5800 SH Sole 5800
Avocent Corp COM 053893103 222 3124 SH Sole 3124
BJ'S Wholesale club Inc COM 05548j106 9456 287100 SH Sole 287100
Barrett Resources Corp. COM 068480201 334 9200 SH Sole 9200
Benchmark Electronics, Inc. COM 08160h101 243 6000 SH Sole 6000
Bindview Development Corp. COM 090327107 3060 391700 SH Sole 391700
BioTransplant, Inc. COM 09066y107 5244 392100 SH Sole 392100
BioTransplant, Inc. 144A COM 09066y107 1190 89000 SH Sole 89000
Bioject Medical Tech 144A COM 09059T206 663 130000 SH Sole 130000
Bioject Pharmaceuticals COM 09059t206 87 14500 SH Sole 14500
C-Cor.net Corp. COM 125010108 2955 189100 SH Sole 189100
Cabot Oil & Gas COM 127097103 2532 129000 SH Sole 129000
Catapult Communications COM 149016107 1112 91700 SH Sole 91700
Citadel COM 172853202 178 14700 SH Sole 14700
Computer Network Tech. Corp. COM 204925101 13867 456300 SH Sole 456300
Coors Tek COM 217020106 1793 61300 SH Sole 61300
Core, Inc. COM 21867p102 162 50000 SH Sole 50000
Corinthian College Corp. COM 218868107 10829 157800 SH Sole 157800
Corsair Communications Inc. COM 220406102 67 11000 SH Sole 11000
Coulter Pharmaceutical Inc. COM 222116105 1046 27300 SH Sole 27300
Cross Timbers Oil Company COM 227573102 557 29600 SH Sole 29600
Cubist Pharmaceuticals, Inc. COM 229678107 2721 63334 SH Sole 63334
Curon COM 231292103 3420 300700 SH Sole 300700
DMC Stratex Networks Inc. COM 253859102 12892 559000 SH Sole 559000
Devon Energy Corporation COM 25179m103 504 10000 SH Sole 10000
Diamond Offshore Drilling COM 25271C102 8722 251900 SH Sole 251900
Dupont Photomask Inc. COM 26613X101 5315 94700 SH Sole 94700
EMCOR Group, Inc. COM 29084q100 5615 216500 SH Sole 216500
EMS Technologies, Inc. COM 26873n108 960 60500 SH Sole 60500
ENDOcare, Inc. COM 29264p104 1125 63600 SH Sole 63600
EOG Resources Inc. COM 26875p101 572 14600 SH Sole 14600
EPIX Medical Inc. COM 26881Q101 1290 122100 SH Sole 122100
Efficient Networks Inc. COM 282056100 3495 83300 SH Sole 83300
Endo Pharmaceuticals Holdings COM 29264f205 91 13300 SH Sole 13300
Endocardial Solutions Inc.144A COM 292962107 1364 335700 SH Sole 335700
Excelon Corp. COM 300691102 1169 143900 SH Sole 143900
Family Dollar Store, Inc. COM 307000109 14469 742000 SH Sole 742000
Foundation Health Systems Inc. COM 350404109 20965 1035300 SH Sole 1035300
Genaissance Pharmaceuticals In COM 36867w105 922 45454 SH Sole 45454
Genaissance Pharmaceuticals, I COM 36867w105 955 40000 SH Sole 40000
Genstar Therapeutics, Inc. COM 37248d105 7966 716027 SH Sole 716027
HS Resources COM 404297101 494 16000 SH Sole 16000
Health Care REIT, Inc. COM 42217K106 1801 101825 SH Sole 101825
Humana COM 444859102 182 15000 SH Sole 15000
Information Resource Engineeri COM 45675f303 5359 127600 SH Sole 127600
Inkine Pharmaceuticals Co. COM 457214104 2470 274400 SH Sole 274400
Innerdyne Co. COM 45764d102 1033 147600 SH Sole 147600
Iridex Corp. COM 462684101 1949 210700 SH Sole 210700
Ivax Corporation COM 465823102 5354 122100 SH Sole 122100
J.D. Edwards & Co. COM 281667105 12205 471700 SH Sole 471700
JDA Software Group Inc. COM 46612k108 2642 175400 SH Sole 175400
KLA-Tencor Corp. COM 482480100 473 14000 SH Sole 14000
KVH Industries COM 482738101 580 58000 SH Sole 58000
Kulicke & Soffa Inds. Inc. COM 501242101 295 20000 SH Sole 20000
Lecroy Corp. COM 52324W109 935 52500 SH Sole 52500
Manor Care, Inc. COM 421937103 6542 393500 SH Sole 393500
Marine Drilling Companies Inc. COM 568240204 2027 84900 SH Sole 84900
Matrix Pharmaceutical, Inc. COM 576844104 2263 157400 SH Sole 157400
Med-Design Corp. COM 583926100 360 20000 SH Sole 20000
Medarex Inc. COM 583916101 1222 20000 SH Sole 20000
MediChem Life Sciences COM 584662100 3216 350000 SH Sole 350000
Medicines Corporation COM 584688105 2042 67800 SH Sole 67800
Mentor Graphics Corp. COM 587200106 6148 262300 SH Sole 262300
Microsemi Corp. COM 595137100 4228 105700 SH Sole 105700
Msc Software Corporation COM 554806109 245 30000 SH Sole 30000
Neopharm, Inc. COM 640919106 2512 69300 SH Sole 69300
Newfield Exploration Company COM 651290108 528 14000 SH Sole 14000
Noble Affiliates Inc. COM 654894104 367 10000 SH Sole 10000
OMI Corp COM y6476w104 2094 301900 SH Sole 301900
OSI Pharmaceuticals, Inc. COM 671040103 1800 25000 SH Sole 25000
Omnicare, Inc. COM 681904108 332 19000 SH Sole 19000
Omnivision Technologies, Inc. COM 682128103 2047 60000 SH Sole 60000
Orphan Medical, Inc. COM 687303107 2887 192500 SH Sole 192500
OrthoLogic Corp. COM 68750J107 4013 1395700 SH Sole 1395700
Outback Steakhouse COM 689899102 294 10300 SH Sole 10300
Patterson Energy, Inc. COM 703414102 2520 89600 SH Sole 89600
Penwest Pharmaceuticals Co. COM 709754105 7309 696100 SH Sole 696100
Peregrine Systems Inc. COM 71366q101 3600 150000 SH Sole 150000
Pharmacopeia, Inc. COM 71713b104 319 17500 SH Sole 17500
Photronics, Inc. COM 719405102 3721 164900 SH Sole 164900
Pinnacle Systems, Inc. COM 723481107 3231 255900 SH Sole 255900
Power Integrations, Inc. COM 739276103 3887 287900 SH Sole 287900
Premier Parks Inc. COM 740540208 181 11500 SH Sole 11500
QLogic Corp. COM 747277101 11968 123700 SH Sole 123700
Quicklogic Corporation COM 74837p108 2672 301100 SH Sole 301100
Readrite Corp COM 755246105 74 10000 SH Sole 10000
Regeneration Technologies COM 75886N100 3159 249000 SH Sole 249000
Rowan Companies, Inc. COM 779382100 290 11500 SH Sole 11500
Ruby Tuesday, Inc. COM 781182100 255 18900 SH Sole 18900
SICOR Inc. COM 825846108 247 19300 SH Sole 19300
Sangstat Medical Corp. COM 801003104 164 16400 SH Sole 16400
Santa Fe Int'l. Corp. COM g7805c108 15432 422800 SH Sole 422800
Sipex Corp. COM 829909100 7391 187700 SH Sole 187700
Smurfit Stone Container Corp. COM 832727101 298 22100 SH Sole 22100
Spectralink Corp. COM 847580107 1641 220700 SH Sole 220700
Spectranetics COM 84760C107 337 200000 SH Sole 200000
Staar Surgical Corp. COM 852312305 2775 176200 SH Sole 176200
Steel Dynamics Corp. COM 858119100 139 11600 SH Sole 11600
SunGard Data Systems Inc. COM 867363103 13032 254900 SH Sole 254900
Teekay Shipping Corporation COM Y8564W103 346 9300 SH Sole 9300
Tekelec COM 879101103 214 5800 SH Sole 5800
The Bisys Group, Inc. COM 055472104 236 5000 SH Sole 5000
Thoratec Laboratories Corp. COM 885175307 912 74800 SH Sole 74800
Tidewater Inc. COM 886423102 14974 324200 SH Sole 324200
Titan Pharmaceuticals Inc. COM 888314101 842 20000 SH Sole 20000
Trega Biociences, Inc. 144A COM 894699107 134 46500 SH Sole 46500
Trega Biosciences, Inc. COM 894699107 980 475267 SH Sole 475267
Trimble Navigation COM 896239100 10858 457200 SH Sole 457200
Universal Health Realty Income COM 91359E105 220 12500 SH Sole 12500
Urologix, Inc. COM 917273104 787 100000 SH Sole 100000
Vans Inc. COM 921930103 1603 123900 SH Sole 123900
Varco International, Inc. COM 922126107 2392 137649 SH Sole 137649
Versant Corp. COM 925284101 685 150200 SH Sole 150200
Vital Signs Inc. COM 928469105 2347 75400 SH Sole 75400
West Teleservices Corp. COM 956188106 216 8700 SH Sole 8700
XOMA Ltd. COM g9825r107 4027 330400 SH Sole 330400
eBenx COM 278668108 2003 167800 SH Sole 167800
Adelphia Communications CV PFD 006848402 735 7000 SH Sole 7000
Apache Corp. CV PFD 037411600 708 14900 SH Sole 14900
Enron Corp. PFD 293561882 779 22800 SH Sole 22800
Hyundai (Maxtor) 7% '02 Pref CV PFD 243664208 756 93100 SH Sole 93100
Peak Trends Trust COM 70468N107 732 101000 SH Sole 101000
Union Pacific Tides PFD 907824403 461 9800 SH Sole 9800
</TABLE>
SM\3237\010\1121224.01
