UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: HIGHBRIDGE CAPITAL MANAGEMENT LLC
Address: 767 Fifth Avenue
New York, NY 10153
13F File Number: 28-4134
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: RONALD S. RESNICK
Title: Counsel
Phone: 212-287-4939
Signature, Place, and Date of Signing:
Ronald S. Resnick New York, New York October 05, 1999
Report Type (Check only one.):
[ X] 13F HOLDING REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE
ACT OF 1934.
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number if other included managers: 0
Form 13F Information Table Entry Total: 155
Form 13F Information Value Total: 2044179
<PAGE>
<TABLE>
FORM 13F
INFORMATION TABLE
<CAPTION>
VALUE SHARES/ SH/
PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN
CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ --------------- --------- -------- -------- ---
- ---- ------- -------- -------- -------- --------
<C> <C> <C> <C> <C> <C>
<C> <C> <C> <C> <C> <C>
ACTION PERFORMANCE COS INC SB NT CV 4.75%05004933AB3 1626 2410 SH
DEFINED 0 2410 0
AES CORP COM 00130H105 7045 119400 SH
DEFINED 0 119400 0
AGRIBRANDS INTL INC COM 00849R105 29775 600000 SH
DEFINED 0 600000 0
ALKERMES INC PFD CV EX$3.25 01642T405 8295 151500 SH
DEFINED 0 151500 0
ALPHARMA INC SR SB CV 144A 06020813AC5 13326 11000 SH
DEFINED 0 11000 0
ALZA CORP DEL SUB DB CONV 5%06022615AD0 20114 16710 SH
DEFINED 0 16710 0
ALZA CORP DEL SUB LYON ZERO 14022615AC2 51095 90050 SH
DEFINED 0 90050 0
AMERICA ONLINE INC DEL SUB NT CONV 4%0202364JAB0 98042 12297 SH
DEFINED 0 12297 0
AMERICAN GEN DEL L L C MIPS SER A 02637G200 29571 374810 SH
DEFINED 0 374810 0
AMERICAN TOWER CORP CL A 029912201 3913 200000 SH
DEFINED 0 200000 0
AMERITRADE HLDG CORP SB NT CV 144A 0403072HAA7 2540 3500 SH
DEFINED 0 3500 0
AMFM INC PFD CONV 7% 001693209 21414 126900 SH
DEFINED 0 126900 0
AMKOR TECHNOLOGY INC SB NT CV 5.75%03031652AA8 9470 7250 SH
DEFINED 0 7250 0
ANNTAYLOR STORES CORP GTD SD CV 144A19036115AA1 6955 12175 SH
DEFINED 0 12175 0
ANTEC CORP SUB NT CV 4.5%0303664PAB1 13482 5882 SH
DEFINED 0 5882 0
APACHE CORP ACES C DP 1/50 037411600 8515 214900 SH
DEFINED 0 214900 0
APP FIN VI MAURITIUS LTD LYONS NT ZERO 1200202NAA3 1512 12600 SH
DEFINED 0 12600 0
ASIA PULP & PAPER LTD WT EXP 072700 04516V209 122 150666 SH
DEFINED 0 150666 0
ATLANTIC COAST AIRLINES HLDGS SB NT CV 144A 04048396AA3 1969 1000 SH
DEFINED 0 1000 0
ATLANTIC RICHFIELD CO COM 048825103 24407 275400 SH
DEFINED 0 275400 0
ATRIX LABS INC SUB NT CONV 7%0404962LAC5 1021 1500 SH
DEFINED 0 1500 0
AVATAR HLDGS INC SUB NT CONV 7%05053494AD2 1780 2000 SH
DEFINED 0 2000 0
BANKATLANTIC BANCORP SB DB CV 6.75%06065908AB1 2445 2329 SH
DEFINED 0 2329 0
BEA SYS INC SB NT CV 4%05073325AB8 13307 9250 SH
DEFINED 0 9250 0
BJ SVCS CO WT EXP 041300 055482111 7498 215000 SH
DEFINED 0 215000 0
BOGEN COMMUNICATIONS INTL INC COM 097189104 5260 725473 SH
DEFINED 0 725473 0
CABLE & WIRELESS COMMUNICATION SPONSORED ADR 12682P104 1251 24000 SH
DEFINED 0 24000 0
CBS CORP COM 12490K107 7220 156100 SH
DEFINED 0 156100 0
CEPHALON INC PFD CV EX 144A 156708307 4088 72900 SH
DEFINED 0 72900 0
CHAMPS ENTMT INC DEL COM 158787101 659 258700 SH
DEFINED 0 258700 0
CHARMING SHOPPES INC SB NT CV 7.5%06161133AA1 2357 2500 SH
DEFINED 0 2500 0
CHECKPOINT SYS INC SB DB CV 5.25%05162825AB9 2910 3880 SH
DEFINED 0 3880 0
CHIQUITA BRANDS INTL INC PFD A NON VTG 170032403 1210 50400 SH
DEFINED 0 50400 0
CITRIX SYS INC SB DB CV ZRO 19177376AB6 4772 9800 SH
DEFINED 0 9800 0
CMS ENERGY CORP ADJ CV TR8.75% 125896308 914 25000 SH
DEFINED 0 25000 0
CNET INC SUB NT CONV 5%06125945AC9 4496 2750 SH
DEFINED 0 2750 0
CNF TR I TECONS SER A 12612V205 672 12600 SH
DEFINED 0 12600 0
COMVERSE TECHNOLOGY INC SUB DB CV 4.5%05205862AG0 91262 40250 SH
DEFINED 0 40250 0
CONEXANT SYSTEMS INC SB NT CV 4.25%06207142AB6 8526 5000 SH
DEFINED 0 5000 0
CONOCO INC CL B 208251405 68132 2488846 SH
DEFINED 0 2488846 0
CYMER INC SB NT CV STEP 04232572AC1 1948 2000 SH
DEFINED 0 2000 0
CYPRUS AMAX MINERALS CO COM 232809103 38842 1979200 SH
DEFINED 0 1979200 0
DAN RIV INC GA CL A 235774106 987 151818 SH
DEFINED 0 151818 0
DU PONT E I DE NEMOURS & CO CALL 2635349A9 600 500 SH
CALL DEFINED 0 500 0
EL PASO ENERGY CAP TR I PFD CV TR SECS 283678209 10266 196800 SH
DEFINED 0 196800 0
EMC CORP SB NT CV 3.25%0226865YAA2 306295 48585 SH
DEFINED 0 48585 0
EMCOR GROUP INC SB NT CV 5.75%0529084QAC4 4489 5100 SH
DEFINED 0 5100 0
ENTERCOM COMMUNICATIONS CORP CL A 293639100 3600 100000 SH
DEFINED 0 100000 0
FEDERATED DEPT STORES INC DEL WT C EX 121999 31410H119 8266 450879 SH
DEFINED 0 450879 0
FEDERATED DEPT STORES INC DEL WT D EX 121901 31410H127 5783 312579 SH
DEFINED 0 312579 0
FINOVA GROUP INC COM 317928109 467 12800 SH
DEFINED 0 12800 0
FIRST AMER CORP TENN COM 318900107 12545 292600 SH
DEFINED 0 292600 0
FLOWERS INDS INC COM 343496105 9079 669400 SH
DEFINED 0 669400 0
GENENTECH INC SUB DEB CV 5%02368710AA7 1920 2000 SH
DEFINED 0 2000 0
GENERAL ELEC CO CALL 3696049A3 2099 423 SH
CALL DEFINED 0 423 0
GENZYME CORP SB NT CV 5.25%05372917AF1 21730 16300 SH
DEFINED 0 16300 0
GOLDEN ST BANCORP INC WT EXP 082100 381197128 382 49500 SH
DEFINED 0 49500 0
GOLDMAN SACHS GROUP INC COM 38141G104 915 15000 SH
DEFINED 0 15000 0
HEALTHCARE RLTY TR SB DB CV 6.55%02421946AA2 310 320 SH
DEFINED 0 320 0
HEALTHSOUTH CORP SB DB CV 3.25%03421924AF8 9781 12661 SH
DEFINED 0 12661 0
HEWLETT PACKARD CO SB LYON ZERO 17428236AC7 8254 13500 SH
DEFINED 0 13500 0
HILTON HOTELS CORP SUB NT CONV 5%06432848AL3 8050 10000 SH
DEFINED 0 10000 0
HOME DEPOT INC SB NT CV 3.25%01437076AE2 192272 64560 SH
DEFINED 0 64560 0
HOMEBASE INC SB NT CV 5.25%0443738EAB4 3892 5775 SH
DEFINED 0 5775 0
HONEYWELL INC COM 438506107 46762 420100 SH
DEFINED 0 420100 0
HOUSEHOLD INTL INC CALL 4418159A7 575 500 SH
CALL DEFINED 0 500 0
HUMAN GENOME SCIENCES INC SUB NT CV 144A06444903AA6 10942 7000 SH
DEFINED 0 7000 0
HUTCHINSON TECHNOLOGY INC SB NT CV 6%05448407AC0 3126 2770 SH
DEFINED 0 2770 0
IMC GLOBAL INC WT EXP 122200 449669118 82 474600 SH
DEFINED 0 474600 0
INTEGRATED DEVICE TECHNOLOGY SUB NT CV 5.5%02458118AA4 928 1000 SH
DEFINED 0 1000 0
INTERMAGNETICS GEN CORP SBDB144A 5.75%03458771AB8 1004 1500 SH
DEFINED 0 1500 0
IOMEGA CORP SB NT CV 6.75%01462030AA5 2463 2865 SH
DEFINED 0 2865 0
JACOR COMMUNUNICATIONS INC LYON ZERO CPN 11469858AA2 27474 22000 SH
DEFINED 0 22000 0
JACOR COMMUNUNICATIONS INC SR LYON ZERO 18469858AB0 10561 17045 SH
DEFINED 0 17045 0
JACOR COMMUNUNICATIONS INC WT EXP 091801 469858138 23612 1743200 SH
DEFINED 0 1743200 0
KMART FING I PFD TRCV 7.75% 498778208 18614 400300 SH
DEFINED 0 400300 0
LADISH INC COM NEW 505754200 1285 199603 SH
DEFINED 0 199603 0
LEASING SOLUTIONS INC SUBNTCV 6.875%03522113AA7 48 2029 SH
DEFINED 0 2029 0
LENNAR CORP SR DB CV ZRO 18526057AA2 3617 9315 SH
DEFINED 0 9315 0
LIMITED INC COM 532716107 50693 1325300 SH
DEFINED 0 1325300 0
LNR PPTY CORP COM 501940100 18148 890700 SH
DEFINED 0 890700 0
LOCAL FINL CORP COM 539553107 569 61500 SH
DEFINED 0 61500 0
LOEWS CORP COM 540424108 1053 15000 SH
DEFINED 0 15000 0
LONE STAR INDS INC WT EXP 123100 542290119 4099 50600 SH
DEFINED 0 50600 0
LSI LOGIC CORP SB NT CV 4.25%04502161AD4 37296 21000 SH
DEFINED 0 21000 0
MAGNA INTL INC SBDB CV 4.875%05559222AG9 8163 9000 SH
DEFINED 0 9000 0
MBNA CORP CALL 55262L9A0 90 200 SH
CALL DEFINED 0 200 0
MEDIAONE GROUP INC COM 58440J104 81975 1200000 SH
DEFINED 0 1200000 0
METAMOR WORLDWIDE INC SB NT CV 2.94%0459133PAA8 4014 5900 SH
DEFINED 0 5900 0
METROMEDIA INTL GROUP INC PFD CONV % 591695200 2633 108800 SH
DEFINED 0 108800 0
MICRON TECHNOLOGY INC SUB NT CONV 7%04595112AB9 8699 7462 SH
DEFINED 0 7462 0
MICROSOFT CORP COM 594918104 3080 34000 SH
DEFINED 0 34000 0
NATIONAL AUSTRALIA BK LTD CAP UTS EXCHBL 632525309 939 34300 SH
DEFINED 0 34300 0
NATIONAL SEMICONDUCTOR CORP SB NT CV 6.5%02637640AB9 4597 4664 SH
DEFINED 0 4664 0
NEWFIELD FINL TR I QUIPS SER A 651291205 2155 38500 SH
DEFINED 0 38500 0
NORTH AMERN VACCINE INC SUB NT CV 6.5%03657201AC3 228 500 SH
DEFINED 0 500 0
OFFICE DEPOT INC LYON SUB ZERO 07676220AA4 7470 11806 SH
DEFINED 0 11806 0
OGDEN CORP SUDDEBCV 5.75%02676346AD1 1448 1800 SH
DEFINED 0 1800 0
OMNICARE INC SUB DEB CV 5%07681904AD0 4291 6500 SH
DEFINED 0 6500 0
OMNICOM GROUP INC SB DB CV 4.25%07681919AE6 43280 17059 SH
DEFINED 0 17059 0
ON COMMAND CORP WT B EX 100703 682160122 858 128291 SH
DEFINED 0 128291 0
OUTDOOR SYS INC COM 690057104 20796 581700 SH
DEFINED 0 581700 0
PATINA OIL & GAS CORP COM 703224105 54 17341 SH
DEFINED 0 17341 0
PATINA OIL & GAS CORP WT EXP 050201 703224113 173 138400 SH
DEFINED 0 138400 0
PERSONNEL GROUP AMER INC SB NT CV 5.75%04715338AE9 1018 1428 SH
DEFINED 0 1428 0
PETSMART INC SB NT CV 6.75%04716768AB2 6161 9440 SH
DEFINED 0 9440 0
PHILIPPINE LONG DISTANCE TEL SPONSORED GDR 718252703 2289 55000 SH
DEFINED 0 55000 0
POGO TR I QUIPS SER A 73044P208 6270 118600 SH
DEFINED 0 118600 0
POTOMAC ELEC PWR CO DEB CONV 5%02737679BT6 4690 4900 SH
DEFINED 0 4900 0
PREMARK INTL INC COM 740459102 12878 255000 SH
DEFINED 0 255000 0
PSINET INC PFD C CV 6 3/4 74437C309 5123 131000 SH
DEFINED 0 131000 0
QUANTUM CORP SUB NT CONV 7%04747906AC9 4866 5980 SH
DEFINED 0 5980 0
RES-CARE INC SR NT CONV 6%04760943AC4 1013 1030 SH
DEFINED 0 1030 0
RHONE POULENC S A SP ADR REP WT 762426138 1409 382200 SH
DEFINED 0 382200 0
RICHFOOD HLDGS INC WT EXP 000003 763408119 232 353600 SH
DEFINED 0 353600 0
ROYAL CARIBBEAN CRUISES LTD PFD CONV A V7780T111 14999 107600 SH
DEFINED 0 107600 0
SEACOR SMIT INC SUBNTCV 5.375%06811904AE1 8297 8584 SH
DEFINED 0 8584 0
SEAGRAM LTD PFD ADJ CV SEC 811850205 20728 450600 SH
DEFINED 0 450600 0
SEALED AIR CORP NEW PFD CV A $2 81211K209 10759 214100 SH
DEFINED 0 214100 0
SEPRACOR INC SB DB CV 6.25%05817315AE4 19684 11480 SH
DEFINED 0 11480 0
SIZZLER INTL INC COM 830139101 553 260000 SH
DEFINED 0 260000 0
SPEEDWAY MOTORSPORTS INC SB DB CV 5.75%03847788AC0 5901 3920 SH
DEFINED 0 3920 0
SPORTS AUTH INC SB NT CV 5.25%01849176AC6 1659 2765 SH
DEFINED 0 2765 0
ST PAUL CAP L L C PFD MIPS 6% 792856205 8463 158600 SH
DEFINED 0 158600 0
STMICROELECTRONICS N V SUB LYON ZERO 08861012AA0 9563 7000 SH
DEFINED 0 7000 0
STONE CONTAINER CORP PFD E CV $1.75 861589307 1338 59900 SH
DEFINED 0 59900 0
SUPERIOR TR I PFD CV 8.50% 86836P202 4057 124055 SH
DEFINED 0 124055 0
TELEFONOS DE MEXICO S A SR DB CV 4.25%04879403AD5 30119 32000 SH
DEFINED 0 32000 0
TEMPLETON DRAGON FD INC COM 88018T101 1430 170800 SH
DEFINED 0 170800 0
TESORO PETE CORP CALL 8816099K9 58 150 SH
CALL DEFINED 0 150 0
TESORO PETE CORP PIES CV 1/100S 881609408 11672 744008 SH
DEFINED 0 744008 0
TEXAS UTILS CO COM 882848104 1877 50300 SH
DEFINED 0 50300 0
THERMO FIBERGEN INC COM 88355U109 816 72900 SH
DEFINED 0 72900 0
THERMO FIBERGEN INC RT 88355U117 182 132200 SH
DEFINED 0 132200 0
THERMO FIBERTEK INC SUB DB CV 144A0488355WAA3 3300 4000 SH
DEFINED 0 4000 0
THERMO OPTEK CORP SBDBCV 144A 5%00883582AA6 4850 5000 SH
DEFINED 0 5000 0
TIME WARNER INC CALL 8873159A9 631 500 SH
CALL DEFINED 0 500 0
TOO INC COM 890333107 2689 149933 SH
DEFINED 0 149933 0
TOWER AUTOMOTIVE INC SB NT CV 5%04891707AE1 4253 4500 SH
DEFINED 0 4500 0
UNION CARBIDE CORP COM 905581104 41115 723700 SH
DEFINED 0 723700 0
UNION PAC CORP CALL 9078189A8 28 500 SH
CALL DEFINED 0 500 0
UNIT CORP COM 909218109 734 97000 SH
DEFINED 0 97000 0
UNITED STATES CELLULAR CORP LYON ZERO 15911684AA6 9992 15300 SH
DEFINED 0 15300 0
VALHI INC NEW LYON ZERO CPN 07918905AC4 8679 13722 SH
DEFINED 0 13722 0
VANTIVE CORP SB NT CV 4.75%02922091AC7 3158 4565 SH
DEFINED 0 4565 0
VISKASE COMPANIES INC COM 92831R102 565 169100 SH
DEFINED 0 169100 0
WAL MART STORES INC CALL 9311429A3 3413 1500 SH
CALL DEFINED 0 1500 0
WARNER LAMBERT CO CALL 9344889A7 469 500 SH
CALL DEFINED 0 500 0
WASTE MGMT INC DEL SUB NT CONV 4%0294106LAA7 11544 13000 SH
DEFINED 0 13000 0
WELLPOINT HEALTH NETWORK NEW SB DB CV ZRO 1994973HAA6 5944 10188 SH
DEFINED 0 10188 0
WESTERN DIGITAL CORP SB DB CV ZERO 18958102AH8 737 5000 SH
DEFINED 0 5000 0
WIND RIVER SYSTEMS INC SUB NT CONV 5%02973149AC1 4574 5000 SH
DEFINED 0 5000 0
WMX TECHNOLOGIES INC SUB NTS CV 2%0592929QAF4 5731 7000 SH
DEFINED 0 7000 0
WORLD COLOR PRESS INC DEL COM 981443104 22182 595500 SH
DEFINED 0 595500 0
WORLD COLOR PRESS INC DEL SR SB NT CV 6%07981443AA2 17858 17008 SH
DEFINED 0 17008 0
</TABLE>
