FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2000
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: HIGHBRIDGE CAPITAL MANAGEMENT LLC
Address: 767 Fifth Avenue
New York, NY 10153
13F File Number: 28-4134
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: RONALD S. RESNICK
Title: Counsel
Phone: 212-287-4939
Signature, Place, and Date of Signing:
Ronald S. Resnick New York, New York October 04, 2000
Report Type (Check only one.):
[ X] 13F HOLDING REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number if other included managers: 0
Form 13F Information Table Entry Total: 197
Form 13F Information Value Total: 3092264
<PAGE>
<TABLE>
FORM 13F INFORMATION TABLE
<CAPTION>
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ --------------- --------- -------- -------- --- ---- ------- -------- -------- -------- --------
<C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ACT MFG INC SUB NT CV 7%07000973AB3 22297 16300 SH DEFINED 0 16300 0
ACXIOM CORP CALL 0051259B7 119 250 SH CALL DEFINED 0 250 0
ADVANCED MICRO DEVICES INC PUT 0079039M1 356 500 SH PUT DEFINED 0 500 0
ADVANCED MICRO DEVICES INC PUT 0079039M1 444 500 SH PUT DEFINED 0 500 0
ADVANCED MICRO DEVICES INC PUT 0079039M1 538 500 SH PUT DEFINED 0 500 0
ADVANCED MICRO DEVICES INC PUT 0079039V1 481 500 SH PUT DEFINED 0 500 0
ADVANCED MICRO DEVICES INC PUT 0079039M1 520 400 SH PUT DEFINED 0 400 0
AFFYMETRIX INC SB NT CV 5%0600826TAB4 9969 10055 SH DEFINED 0 10055 0
AGRIBRANDS INTL INC COM 00849R105 33809 775000 SH DEFINED 0 775000 0
ALEXION PHARMACEUTICALS INC SB NT CV 5.75%07015351AB5 13658 11000 SH DEFINED 0 11000 0
ALLIED RISER COMMUNICATIONS CP SB NT CV 144A 07019496AA6 3205 6000 SH DEFINED 0 6000 0
ALPHARMA INC SB NT CV 5.75%05020813AB7 27791 12910 SH DEFINED 0 12910 0
ALPHARMA INC SR SB NT CV 3%06020813AD3 42279 21590 SH DEFINED 0 21590 0
ALZA CORP DEL SUB LYON ZERO 14022615AC2 23813 21047 SH DEFINED 0 21047 0
AMERICA ONLINE INC DEL SUB NT CV ZRO 1902364JAC8 36159 70945 SH DEFINED 0 70945 0
AMERICAN TOWER CORP NT CV 2.25%09029912AD4 10894 9020 SH DEFINED 0 9020 0
AMGEN INC COM 031162100 836 12000 SH DEFINED 0 12000 0
AMKOR TECHNOLOGY INC SB NT CV 5.75%03031652AA8 14836 7414 SH DEFINED 0 7414 0
ANIXTER INTL INC LYON ZERO 144A20035290AA3 5217 18700 SH DEFINED 0 18700 0
ANNTAYLOR STORES CORP GTD SB DB CV 19036115AC7 12381 22001 SH DEFINED 0 22001 0
APACHE CORP ACES C DP 1/50 037411600 2566 50000 SH DEFINED 0 50000 0
ASSOCIATES FIRST CAP CORP CL A 046008108 79827 2100700 SH DEFINED 0 2100700 0
ATMEL CORP SB DB CV ZRO 18049513AC8 8773 10000 SH DEFINED 0 10000 0
AVADO FING I TERM CV A $3.5 05336Q205 210 30000 SH DEFINED 0 30000 0
AVATAR HLDGS INC SUB NT CONV 7%05053494AD2 1559 2000 SH DEFINED 0 2000 0
AVENTIS SP ADR REP WT 053561205 2728 232200 SH DEFINED 0 232200 0
AXA FINL INC COM 002451102 53342 1047200 SH DEFINED 0 1047200 0
BAKER HUGHES INC SR LYON ZERO 08057224AH0 4440 5570 SH DEFINED 0 5570 0
BANKATLANTIC BANCORP SB DB CV 6.75%06065908AB1 736 829 SH DEFINED 0 829 0
BEA SYS INC SB NT CV 4%06073325AD4 109763 46450 SH DEFINED 0 46450 0
BENCHMARK ELECTRS INC SUB NT CONV 6%0608160HAC5 5005 3500 SH DEFINED 0 3500 0
BESTFOODS COM 08658U101 10345 142200 SH DEFINED 0 142200 0
BIOVAIL CORP PFD EQ SBDB CV 09067J208 10298 137300 SH DEFINED 0 137300 0
BIOVAIL CORP WT EXP 093002 09067J117 6097 48200 SH DEFINED 0 48200 0
BOGEN COMMUNICATIONS INTL INC COM 097189104 4580 725473 SH DEFINED 0 725473 0
CAREMARK RX INC COM 141705103 7674 682165 SH DEFINED 0 682165 0
CELESTICA INC LYON ZERO 2015101QAA6 34659 70000 SH DEFINED 0 70000 0
CENDANT CORP RT PUR PRIDES 151313111 6627 1049900 SH DEFINED 0 1049900 0
CHAMPS ENTMT INC DEL COM 158787101 1261 258700 SH DEFINED 0 258700 0
CHARMING SHOPPES INC SB NT CV 7.5%06161133AA1 2252 2500 SH DEFINED 0 2500 0
CHECKPOINT SYS INC SB DB CV 5.25%05162825AB9 3780 6130 SH DEFINED 0 6130 0
CHIRON CORP SB CV ADJ 144A00170040AB5 16239 10475 SH DEFINED 0 10475 0
CIRRUS LOGIC CORP SB NT CV 6%03172755AC4 19992 12123 SH DEFINED 0 12123 0
CKE RESTAURANTS INC SB NT CV 4.25%0412561EAB1 1350 3000 SH DEFINED 0 3000 0
CMS ENERGY CORP ADJ CV TR8.75% 125896308 5964 187100 SH DEFINED 0 187100 0
COBALT NETWORKS INC COM 19074R101 6887 119000 SH DEFINED 0 119000 0
COCA COLA ENTERPRISES INC COM 191219104 638 40000 SH DEFINED 0 40000 0
COLONIAL INVT GRADE MUN TR SH BEN INT 195768106 164 17700 SH DEFINED 0 17700 0
COMVERSE TECHNOLOGY INC SUB DB CV 4.5%05205862AG0 248698 49250 SH DEFINED 0 49250 0
CONEXANT SYSTEMS INC SB NT CV 4.25%06207142AB6 108154 56635 SH DEFINED 0 56635 0
CONOCO INC CL B 208251405 10538 391200 SH DEFINED 0 391200 0
COR THERAPEUTICS INC SB NT CV 144A 07217753AC6 60977 30900 SH DEFINED 0 30900 0
COVAD COMMUNICATIONS GROUP INC CALL 2228149K3 44 500 SH CALL DEFINED 0 500 0
CV THERAPEUTICS INC SUB NT CV4.75%07126667AB0 9383 7000 SH DEFINED 0 7000 0
CYPRESS SEMICONDUCTOR CORP SUB NT CONV 6%02232806AD1 52861 30000 SH DEFINED 0 30000 0
CYPRESS SEMICONDUCTOR CORP SUB NT CV 4%05232806AE9 13012 11500 SH DEFINED 0 11500 0
DAN RIV INC GA CL A 235774106 374 86818 SH DEFINED 0 86818 0
DEVON ENERGY CORP NEW SRDBCV ZRO144A2025179MAC7 23565 49250 SH DEFINED 0 49250 0
DIAMOND OFFSHORE DRILLING INC DEB ZRO CV144A2025271CAB8 5992 11984 SH DEFINED 0 11984 0
DONALDSON LUFKIN & JENRETTE NW COM DLJ 257661108 4570 51100 SH DEFINED 0 51100 0
DOUBLECLICK INC SB NT CV 4.75%06258609AC0 9252 9606 SH DEFINED 0 9606 0
DREYFUS STRATEGIC MUNS INC COM 261932107 111 13000 SH DEFINED 0 13000 0
DUFF & PHELPS UTILS TXFR INCM COM 264325101 144 11300 SH DEFINED 0 11300 0
E TRADE GROUP INC SUB NT CV 6%07 269246AB0 18257 19880 SH DEFINED 0 19880 0
ECHOSTAR COMMUNICATIONS NEW SB NT CV4.875%07278762AD1 27729 21000 SH DEFINED 0 21000 0
EL PASO ENERGY CAP TR I PFD CV TR SECS 283678209 1953 25000 SH DEFINED 0 25000 0
EMCOR GROUP INC SB NT CV 5.75%0529084QAC4 6622 6350 SH DEFINED 0 6350 0
EQUITY OFFICE PROPERTIES TRUST PFD CV B 5.25% 294741509 679 15000 SH DEFINED 0 15000 0
EXODUS COMMUNICATIONS INC PUT 3020889O9 585 300 SH PUT DEFINED 0 300 0
FLOWERS INDS INC COM 343496105 5850 300000 SH DEFINED 0 300000 0
FOUR SEASONS HOTEL INC LYON ZERO CPN 2935100EAD6 32346 78441 SH DEFINED 0 78441 0
GENERAL SEMICONDUCTOR INC SUB NT CV5.75%06370787AB9 7885 8140 SH DEFINED 0 8140 0
GENESCO INC SUB NT CV 5.5%05371532AL6 2868 3000 SH DEFINED 0 3000 0
GENZYME CORP SB NT CV 5.25%05372917AF1 38633 20850 SH DEFINED 0 20850 0
GLOBAL CROSSING LTD PFD CV 6.375% G3921A126 9975 112000 SH DEFINED 0 112000 0
GLOBAL MARINE INC PUT 3793529M1 300 1000 SH PUT DEFINED 0 1000 0
GOODYEAR TIRE & RUBR CO COM 382550101 720 40000 SH DEFINED 0 40000 0
GREENWICH STR CALIF MUN FD INC COM 397009101 181 15500 SH DEFINED 0 15500 0
HASBRO INC COM 418056107 2288 200000 SH DEFINED 0 200000 0
HEALTHCARE RLTY TR SB DB CV 6.55%02421946AA2 306 320 SH DEFINED 0 320 0
HEALTHSOUTH CORP SB DB CV 3.25%03421924AF8 10667 12661 SH DEFINED 0 12661 0
HEWLETT PACKARD CO SB LYON ZERO 17428236AC7 6660 9100 SH DEFINED 0 9100 0
HILTON HOTELS CORP SUB NT CONV 5%06432848AL3 27818 33000 SH DEFINED 0 33000 0
HOMEBASE INC SB NT CV 5.25%0443738EAB4 3105 5775 SH DEFINED 0 5775 0
HUMAN GENOME SCIENCES INC SUB NT CV 5%07444903AF5 39354 23500 SH DEFINED 0 23500 0
HUTCHINSON TECHNOLOGY INC SB NT CV 6%05448407AC0 9010 10000 SH DEFINED 0 10000 0
I2 TECHNOLOGIES INC SUB NT CV5.25%06465754AF6 20658 8000 SH DEFINED 0 8000 0
INSURED MUN INCOME FD COM 45809F104 1140 91200 SH DEFINED 0 91200 0
INTERMEDIA COMMUNICATIONS INC CALL 4588019L3 53 200 SH CALL DEFINED 0 200 0
INTERNATIONAL RECTIFIER CORP SUB NT CV 144A07460254AD7 17271 19000 SH DEFINED 0 19000 0
INTERNET CAP GROUP INC SUB NT CV 5.5%0446059CAA4 1560 3000 SH DEFINED 0 3000 0
INVESTMENT GRADE MUN INCOME FD COM 461368102 963 70000 SH DEFINED 0 70000 0
IOMEGA CORP SB NT CV 6.75%01462030AA5 11408 10865 SH DEFINED 0 10865 0
IVAX CORP SR SB CV 144A 07465823AB8 5857 4050 SH DEFINED 0 4050 0
JUNIPER NETWORKS INC SB NT CV 4.75%0748203RAA2 72637 48000 SH DEFINED 0 48000 0
K MART CORP COM 482584109 270 45000 SH DEFINED 0 45000 0
KERR MCGEE CORP SB DB CV 5.25%10492386AP2 7595 6070 SH DEFINED 0 6070 0
KOHLS CORP PUT 5002559M8 66 250 SH PUT DEFINED 0 250 0
KOHLS CORP PUT 5002559M8 181 250 SH PUT DEFINED 0 250 0
LADISH INC COM NEW 505754200 1045 80000 SH DEFINED 0 80000 0
LAMAR ADVERTISING CO NT CV 5.25%06512815AF8 16654 16722 SH DEFINED 0 16722 0
LATTICE SEMICONDUCTOR CORP SUB NT CV4.75%06518415AC8 51206 35560 SH DEFINED 0 35560 0
LEVEL 3 COMMUNICATIONS INC PUT 52729N9X0 285 200 SH PUT DEFINED 0 200 0
LNR PPTY CORP COM 501940100 20813 940700 SH DEFINED 0 940700 0
LORAL SPACE & COMMUNICATIONS CALL G564629A7 48 1100 SH CALL DEFINED 0 1100 0
LORAL SPACE & COMMUNICATIONS PFD CONV C 6% G56462149 3573 175000 SH DEFINED 0 175000 0
LSI LOGIC CORP SB NT CV 4.25%04502161AD4 115499 58495 SH DEFINED 0 58495 0
LSI LOGIC CORP SUB NT CV 4%05502161AE2 14946 18500 SH DEFINED 0 18500 0
MAIL-WELL INC SUB NT CONV 5%02560321AD3 794 1000 SH DEFINED 0 1000 0
MANAGED MUNS PORTFOLIO II INC COM 561663105 667 68900 SH DEFINED 0 68900 0
MANAGED MUNS PORTFOLIO INC COM 561662107 666 67900 SH DEFINED 0 67900 0
MAYTAG CORP COM 578592107 497 16000 SH DEFINED 0 16000 0
MCDONALDS CORP CALL 5801359A1 25 1000 SH CALL DEFINED 0 1000 0
MCKESSON HBOC INC COM 58155Q103 1070 35000 SH DEFINED 0 35000 0
MCLEODUSA INC CALL 5822669A2 79 300 SH CALL DEFINED 0 300 0
MCLEODUSA INC PFD CONV 6.75% 582266201 32104 81700 SH DEFINED 0 81700 0
MERCURY INTERACTIVE CORP SB NT CV 144A 07589405AA7 51146 32800 SH DEFINED 0 32800 0
METROMEDIA INTL GROUP INC PFD CONV % 591695200 771 33500 SH DEFINED 0 33500 0
MICROSOFT CORP COM 594918104 6816 113014 SH DEFINED 0 113014 0
MONSANTO CO ADJ CONVR RATE 611662305 1770 33800 SH DEFINED 0 33800 0
MORGAN J P & CO INC COM 616880100 16043 98200 SH DEFINED 0 98200 0
MORGAN STANLEY DEAN WITTER MUN INCOME III 61745P437 363 43300 SH DEFINED 0 43300 0
MRV COMMUNICATIONS INC SUB NT CONV 5%03553477AB6 35728 10665 SH DEFINED 0 10665 0
MUNIASSETS FD INC COM 62618Q106 445 36900 SH DEFINED 0 36900 0
MUNICIPAL HIGH INCOME FD INC COM 626214100 242 28900 SH DEFINED 0 28900 0
MUNICIPAL PARTNERS FD INC COM 62622C101 792 66700 SH DEFINED 0 66700 0
MUNIHOLDINGS INSD FD II INC COM 62625A102 238 22168 SH DEFINED 0 22168 0
MUNIINSURED FD INC COM 626245104 639 78100 SH DEFINED 0 78100 0
MUNIYIELD QUALITY FD INC COM 626302103 521 41500 SH DEFINED 0 41500 0
NATIONAL AUSTRALIA BK LTD CAP UTS EXCHBL 632525309 633 25000 SH DEFINED 0 25000 0
NEWELL RUBBERMAID INC COM 651229106 570 25000 SH DEFINED 0 25000 0
NEWFIELD FINL TR I QUIPS SER A 651291205 10489 150100 SH DEFINED 0 150100 0
NEWMONT MINING CORP COM 651639106 595 35000 SH DEFINED 0 35000 0
NUVEEN PERFORMANCE PLUS MUN FD COM 67062P108 203 16600 SH DEFINED 0 16600 0
NUVEEN SELECT MAT MUN FD SH BEN INT 67061T101 178 17300 SH DEFINED 0 17300 0
OMNICOM GROUP INC SB DB CV 4.25%07681919AE6 48867 21059 SH DEFINED 0 21059 0
ON COMMAND CORP WT B EX 100703 682160122 470 127591 SH DEFINED 0 127591 0
ORBITAL SCIENCES CORP SB NT CV 5%02685564AC0 1660 2814 SH DEFINED 0 2814 0
OWENS ILL INC PFD CONV $.01 690768502 962 56200 SH DEFINED 0 56200 0
PAINE WEBBER GROUP INC COM 695629105 89046 1307100 SH DEFINED 0 1307100 0
PATINA OIL & GAS CORP COM 703224105 7514 375724 SH DEFINED 0 375724 0
PATINA OIL & GAS CORP COM 703224105 347 17341 SH DEFINED 0 17341 0
PERKINELMER INC CONV ZERO 20714046AA7 9876 14532 SH DEFINED 0 14532 0
PETSMART INC SB NT CV 6.75%04716768AB2 4517 5890 SH DEFINED 0 5890 0
POGO TR I QUIPS SER A 73044P208 12460 206399 SH DEFINED 0 206399 0
POTOMAC ELEC PWR CO DEB CONV 5%02737679BT6 4230 4395 SH DEFINED 0 4395 0
PROTECTIVE LIFE CORP INCOME PRIDES 743674202 11175 225750 SH DEFINED 0 225750 0
PROTEIN DESIGN LABS INC SUB NT CV 5.5%0774369LAB9 8312 4750 SH DEFINED 0 4750 0
PROVIDIAN FINL CORP SR NT CV 3.25%0574406AAA0 14649 13050 SH DEFINED 0 13050 0
PUTNAM INVT GRADE MUN TR III SH BEN INT 746807106 350 31500 SH DEFINED 0 31500 0
RADISYS CORP SUB NT CV 144A07750459AA7 16499 17000 SH DEFINED 0 17000 0
RANGE RES CORP COM 75281A109 3850 800000 SH DEFINED 0 800000 0
RATIONAL SOFTWARE CORP SUB NT CONV 5%0775409PAC7 69881 33700 SH DEFINED 0 33700 0
RAYTHEON CO CL B 755111408 646 22700 SH DEFINED 0 22700 0
RF MICRODEVICES INC SB NT CV 144A 05749941AA8 11177 12000 SH DEFINED 0 12000 0
RICHFOOD HLDGS INC WT EXP 030403 763408119 159 253600 SH DEFINED 0 253600 0
SAFEGUARD SCIENTIFICS INC SB NT CV 5%06786449AE8 9117 9251 SH DEFINED 0 9251 0
SANMINA CORP SD CV ZRO 144A20800907AC1 17506 41500 SH DEFINED 0 41500 0
SANMINA CORP SUB NTCV 4.25%04800907AB3 109291 49856 SH DEFINED 0 49856 0
SDL INC COM 784076101 61875 200000 SH DEFINED 0 200000 0
SEACOR SMIT INC SUBNTCV 5.375%06811904AE1 15501 14033 SH DEFINED 0 14033 0
SEAGRAM LTD COM 811850106 37334 650000 SH DEFINED 0 650000 0
SEMTECH CORP SUB NT CV 4.5%07816850AD3 36541 32103 SH DEFINED 0 32103 0
SEPRACOR INC SUB DB CONV 7%05817315AH7 74539 36045 SH DEFINED 0 36045 0
SIEBEL SYS INC SB NT CV 5.5%06826170AC6 107393 22130 SH DEFINED 0 22130 0
SIZZLER INTL INC COM 830139101 390 240000 SH DEFINED 0 240000 0
SMITH BARNEY INTER QUALITY MUN COM 831802103 164 18700 SH DEFINED 0 18700 0
SMITH BARNEY MUN FD INC COM 831902101 270 21200 SH DEFINED 0 21200 0
SOLECTRON CORP SR LYON ZERO 20834182AK3 47108 69825 SH DEFINED 0 69825 0
SPORTS AUTH INC SB NT CV 5.25%01849176AC6 1631 2765 SH DEFINED 0 2765 0
STANDARD MTR PRODS INC SB DB CV 6.75%09853666AB1 2291 4500 SH DEFINED 0 4500 0
STMICROELECTRONICS N V SUB LYON ZERO 09861012AB8 110969 84871 SH DEFINED 0 84871 0
SUPERIOR TR I PFD CV 8.50% 86836P202 1283 59655 SH DEFINED 0 59655 0
TELEFONOS DE MEXICO S A SR DB CV 4.25%04879403AD5 15094 12000 SH DEFINED 0 12000 0
TERAYON COMMUNICATION SYS SB NT CV 144A 07880775AA9 9937 15000 SH DEFINED 0 15000 0
THERMO FIBERGEN INC COM 88355U109 244 20000 SH DEFINED 0 20000 0
THERMO FIBERGEN INC RT 88355U117 48 192200 SH DEFINED 0 192200 0
TOYS R US INC COM 892335100 569 35000 SH DEFINED 0 35000 0
TRANSWITCH CORP NT CV 144A4.5%05894065AA9 12212 10000 SH DEFINED 0 10000 0
UNION PAC CORP COM 907818108 1100 28300 SH DEFINED 0 28300 0
UNITED STATES CELLULAR CORP LYON ZERO 15911684AA6 14483 21836 SH DEFINED 0 21836 0
UNITEDGLOBALCOM PFD CV 1/20DSR 913247201 8987 215000 SH DEFINED 0 215000 0
USX MARATHON GROUP COM NEW 902905827 2838 100000 SH DEFINED 0 100000 0
USX-U S STL COM 90337T101 683 45000 SH DEFINED 0 45000 0
VAN KAMPEN ADVANTAGE MUN INCOM SH BEN INT 921124103 396 30000 SH DEFINED 0 30000 0
VAN KAMPEN MUN OPPORTUNITY II COM 920944105 362 30000 SH DEFINED 0 30000 0
VAN KAMPEN MUN OPPORTUNITY TR COM 920935103 493 34900 SH DEFINED 0 34900 0
VAN KAMPEN PA VALUE MUN INCOME COM 92112T108 292 23000 SH DEFINED 0 23000 0
VAN KAMPEN SELECT SECTOR MUN COM 92112M103 449 40400 SH DEFINED 0 40400 0
VAN KAMPEN VALUE MUN INCOME TR COM 921132106 644 51300 SH DEFINED 0 51300 0
VIMPELCOM B V SR NT CV 5.5%05927185AA6 8359 9000 SH DEFINED 0 9000 0
WEATHERFORD INTL INC SD CV ZRO 144A20947074AA8 32633 57000 SH DEFINED 0 57000 0
WHIRLPOOL CORP COM 963320106 972 25000 SH DEFINED 0 25000 0
WILLIAMS COMMUNICATIONS GROUP CALL 9694559B2 88 500 SH CALL DEFINED 0 500 0
WINSTAR COMMUNICATIONS INC CALL 9755159D1 39 250 SH CALL DEFINED 0 250 0
WORLDCOM INC GA NEW COM 98157D106 21263 700000 SH DEFINED 0 700000 0
YOUNG & RUBICAM INC COM 987425105 13593 274600 SH DEFINED 0 274600 0
</TABLE>
