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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 1999.
Check here if Amendment [ ] Amendment Number: _____
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings
entries.
Institutional Investment Manager Filing this Report:
Name: Allen Holding Inc.
Address: 711 Fifth Avenue
New York, New York 10022
Form 13F File Number: 28-4174
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Kim M. Wieland
Title: Chief Financial Officer and Managing Director
Phone: (212) 832-8000
Signature, Place, and Date of Signing:
/s/ Kim M. Wieland New York, New York August 13, 1999
[Signature] [City, State] [Date]
<PAGE>
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this
reporting manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
28-5910 Allen & Company Incorporated
28-6492 Allen Capital Incorporated
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 2
Form 13F Information Table Entry Total: 268
Form 13F Information Table Value Total: $ 1,279,620,977
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file
number(s) of all institutional investment managers with respect to which this
report is filed, other than the manager filing this report.
No. Form 13F File Number Name
1 28-5910 Allen & Company Incorporated
2 28-6492 Allen Capital Incorporated
<PAGE>
<TABLE>
<CAPTION>
<S> <C> <C> <C> <C>
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5
CUSIP FAIR MARKET
NAME OF ISSUER CLASS NUMBER VALUE POSITION CLASS
- ------------------------------------------------------------------------------------------------------------------------------------
24/7 Media Inc COM 901314104 19,905 517 SH
24/7 Media Inc COM 901314104 385,000 10,000 SH
ABACUS DIRECT CORP COM 2553105 6,862,500 75,000 SH
ADVANCED TECHNICAL PRODS INC COM 7548100 418,637 32,050 SH
AES CORP COM 00130H105 889,313 15,300 SH
AES CORP COM 00130H105 895,125 15,400 SH
AES CORP COM 00130H105 3,574,688 61,500 SH
AES CORP COM 00130H105 122,063 2,100 SH
AMBASSADORS INTL INC COM 23178106 459,638 30,900 SH
AMBASSADORS INTL INC COM 23178106 6,753 454 SH
AMBASSADORS INTL INC COM 23178106 1,145,375 77,000 SH
AMERICA ONLINE INC DEL COM 02364J104 671,000 6,100 SH
AMERICA ONLINE INC DEL COM 02364J104 3,421,000 31,100 SH
AMERICA ONLINE INC DEL COM 02364J104 143,000 1,300 SH
AMERICAN BANKERS INS GROUP INC COM 24456105 8,165,500 150,000 SH
AMERIGON INC WT A EX 021202 03070L110 1,803 112,715 SH
AMERUS LIFE HLDGS INC WT EXP 040202 30732119 60,060 13,000 SH
AMERUS LIFE HLDGS INC WT EXP 040202 30732119 161,700 35,000 SH
APACHE MED SYS INC COM 03746E102 110,463 104,014 SH
APACHE MED SYS INC COM 03746E102 249,987 235,393 SH
APPLIED IMAGING CORP COM 03820G106 295,053 196,702 SH
APPLIED IMAGING CORP COM 03820G106 560 373 SH
APPLIED IMAGING CORP COM 03820G106 135,000 90,000 SH
APPLIED IMAGING CORP COM 03820G106 53,697 35,798 SH
APPLIED MATLS INC COM 38222105 1,108,125 15,000 SH
APPLIED MATLS INC COM 38222105 4,137,000 56,000 SH
APPLIED MATLS INC COM 38222105 132,975 1,800 SH
AQUIS COMMUNICATIONS INC COM 38399101 482,142 428,571 SH
ARCHER DANIELS MIDLAND CO COM 38399102 12,445,448 8060209 SH
ARIS CORP WT EXP 021500 04040A119 8,474 27,337 SH
ASCHE TRANSN SVCS INC WT EXP 020800 04362T118 38,847 90,343 SH
AT HOME CORP COM SER A 45919107 345,197 6,400 SH
AT HOME CORP COM SER A 45919107 3,236,220 60,000 SH
AT HOME CORP COM SER A 45919107 140,236 2,600 SH
AT&T CORP COM LIB GRP A 1957208 73,500 2,000 SH
AT&T CORP COM LIB GRP B 1957307 2,529,275 67,900 SH
AT&T CORP COM LIB GRP A 1957208 47,747,144 1,299,242 SH
AT&T CORP COM LIB GRP A 1957208 4,707,455 128,094 SH
AT&T CORP COM 1957109 898,573 16,100 SH
AT&T CORP COM 1957109 29,796,408 533,871 SH
AT&T CORP COM 1957109 2,706,659 48,796 SH
AT&T CORP COM 1957109 4,883,550 87,500 SH
AT&T CORP COM 1957109 167,436 3,000 SH
AVANT IMMUNOTHERAPEUTICS INC COM 53491106 115,600 54,500 SH
AVANT IMMUNOTHERAPEUTICS INC COM 53491106 638,622 300,528 SH
BALLARD MED PRODS COM 58566100 2,914,000 125,000 SH
BATTERIES BATTERIES INC COM 71326102 107,178 65,532 SH
BAYOU STL CORP LA PLACE COM 73051104 1,942,605 518,028 SH
BHA GROUP HLDGS INC COM 55446108 1,098,075 133,100 SH
BOEING CO COM 97023105 941,600 21,400 SH
BOEING CO COM 97023105 14,181,200 322,300 SH
BOEING CO COM 97023105 1,386,000 31,500 SH
BOEING CO COM 97023105 3,599,200 81,800 SH
BOEING CO COM 97023105 127,600 2,900 SH
BROADCAST COM INC COM 111310108 4,775,509 35,755 SH
<PAGE>
<S> <C> <C> <C>
ITEM 6 ITEM 7 ITEM 8
INVESTMENT DISCRETION VOTING AUTHORITY
- --------------------------------------------------
NAME OF ISSUER (A) SOLE (B) SHARED (C) OTHER MANAGERS (A) SOLE (B) SHARED (C) OTHER
- ------------------------------------------------------------------------------------------------------------------------------------
24/7 Media Inc 517 1 517
24/7 Media Inc 10,000 1 10,000
ABACUS DIRCT CORP 75,000 75,000
ADVANCED TECHNICAL PRODS INC 32,050 1 32,050
AES CORP 15,300 1 15,300
AES CORP 15,400 2 15,400
AES CORP 61,500 61,500
AES CORP 2,100 2,100
AMBASSADORS INTL INC 30,900 1 30,900
AMBASSADORS INTL INC 454 1 454
AMBASSADORS INTL INC 77,000 77,000
AMERICA ONLINE INC DEL 6,100 1 6,100
AMERICA ONLINE INC DEL 31,100 31,100
AMERICA ONLINE INC DEL 1,300 1,300
AMERICAN BANKERS INS GROUP INC 150,000 150,000
AMERIGON INC 12,715 1 112,715
AMERUS LIFE HLDGS INC 13,000 1 13,000
AMERUS LIFE HLDGS INC 35,000 1 35,000
APACHE MED SYS INC 104,014 1 104,014
APACHE MED SYS INC 235,393 1 235,393
APPLIED IMAGING CORP 196,702 1 196,702
APPLIED IMAGING CORP 373 1 373
APPLIED IMAGING CORP 90,000 1 90,000
APPLIED IMAGING CORP 35,798 35,798
APPLIED MATLS INC 15,000 1 15,000
APPLIED MATLS INC 56,000 56,000
APPLIED MATLS INC 1,800 1,800
AQUIS COMMUNICATIONS INC 428,571 1 428,571
ARCHER DANIELS MIDLAND CO 806,209 1 806,209
ARIS CORP 27,337 1 27,337
ASCHE TRANSN SVCS INC 90,343 1 90,343
AT HOME CORP 6,400 1 6,400
AT HOME CORP 60,000 60,000
AT HOME CORP 2,600 2,600
AT&T CORP 2,000 1 2,000
AT&T CORP 67,900 1 67,900
AT&T CORP 1,299,242 2 1,299,242
AT&T CORP 128,094 2 128,094
AT&T CORP 16,100 1 16,100
AT&T CORP 533,871 2 533,871
AT&T CORP 48,496 2 48,496
AT&T CORP 87,500 87,500
AT&T CORP 3,000 3,000
AVANT IMMUNOTHERAPEUTICS INC 54,400 1 54,400
AVANT IMMUNOTHERAPEUTICS INC 300,528 1 300,528
BALLARD MED PRODS 125,000 125,000
BATTERIES BATTERIES INC 63,532 1 63,532
BAYOU STL CORP LA PLACE 518,028 518,028
BHA GROUP HLDGS INC 133,100 1 133,100
BOEING CO 21,400 1 21,400
BOEING CO 322,300 2 322,300
BOEING CO 31,500 2 31,500
BOEING CO 81,800 81,800
BOEING CO 2,900 2,900
BROADCAST COM INC 35,755 35,755
<PAGE>
<S> <C> <C> <C> <C>
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5
CUSIP FAIR MARKET
NAME OF ISSUER CLASS NUMBER VALUE POSITION CLASS
- ------------------------------------------------------------------------------------------------------------------------------------
BROADWAY STORES INC WT EXP 100899 111572111 3,331 42,700 SH
BROWNING FERRIS INDS COM 115885105 1,928,100 50,000 SH
CADIZ INC COM 127537108 1,600,000 200,000 SH
CADIZ INC COM 127537108 2,229,920 278,740 SH
CADIZ INC COM 127537108 219,432 27,429 SH
CADIZ INC COM 127537108 360,000 45,000 SH
CADIZ INC COM 127537108 1,600,000 200,000 SH
CALIFORNIA COASTAL CMNTYS INC COM 129915104 169,000 26,000 SH
CAPITAL ONE FINL CORP COM 14040H105 21,717,930 390,000 SH
CAPITAL ONE FINL CORP COM 14040H105 1,988,026 35,700 SH
CASE CORP COM 14743R103 4,812,500 100,000 SH
CDNOW INC NEW COM 125086108 3,001,925 170,322 SH
CDNOW INC NEW COM 125086108 18 1 SH
CELESTIAL SEASONINGS INC COM 151016102 399,900 18,600 SH
CENTURY COMMUNICATIONS CORP CLA 156503104 4,600,000 100,000 SH
CHAPARRAL RES INC COM PAR $0.10N 159420306 - 53,373 SH
CISCO SYS INC COM 17275R102 23,777,253 369,000 SH
CISCO SYS INC COM 17275R102 2,770,791 43,000 SH
CITIGROUP INC COM 172967101 1,175,625 24,750 SH
CITIGROUP INC COM 172967101 14,905,500 313,800 SH
CITIGROUP INC COM 172967101 1,296,750 27,300 SH
CITIGROUP INC COM 172967101 7,652,250 161,100 SH
CITIGROUP INC COM 172967101 263,625 5,550 SH
COCA COLA CO COM 191216100 145,571,040 2,347,920 SH
COCA COLA CO COM 191216100 9,261,684 149,382 SH
COCA COLA CO COM 191216100 1,302,000 21,000 SH
COCA COLA ENTERPRISES INC COM 191219104 130,406,150 4,383,400 SH
COCA COLA ENTERPRISES INC COM 191219104 8,925,000 300,000 SH
COCA COLA ENTERPRISES INC COM 191219104 1,338,750 45,000 SH
COLLEGE TELEVISION NETWORK INC COM 194506101 57,181 8,097 SH
COLLEGE TELEVISION NETWORK INC COM 194506101 2,422,266 343,000 SH
COLLEGE TELEVISION NETWORK INC COM 194506101 2,189,220 310,000 SH
COLTEC INDS INC COM 196879100 2,168,700 100,000 SH
COMCAST CORP CL A SPL 200300200 4,611,600 120,000 SH
COMCAST CORP CL A 200300101 78,786 2,200 SH
COMCAST CORP CL A 200300101 1,790,600 50,000 SH
CONCEPTS DIRECT INC COM 206013104 525,400 56,800 SH
CONCEPTS DIRECT INC COM 206013104 633,625 68,500 SH
CYPRESS BIOSCIENCES INC COM 232674101 491,080 155,602 SH
CYPRESS BIOSCIENCES INC COM 232674101 8,226,360 2,606,578 SH
CYPRESS BIOSCIENCES INC COM 232674101 8,746,276 2,771,317 SH
DATA TRANSMISSION NETWORK CORP COM 238017107 576,563 20,500 SH
DELTA & PINE LD CO COM 247357106 1,575,000 50,000 SH
DEVRY INC DEL COM 251893103 870,388 38,900 SH
DEVRY INC DEL COM 251893103 105,163 4,700 SH
DIGITAL GENERATION SYS INC COM 253921100 243,750 50,000 SH
DISC GRAPHICS INC WT A EX 110999 254590110 24,535 116,835 SH
DISC GRAPHICS INC COM 254590102 1,307,885 264,915 SH
EMC CORP MASS COM 268648102 715,000 13,000 SH
EMC CORP MASS COM 268648102 2,530,000 46,000 SH
EMC CORP MASS COM 268648102 88,000 1,600 SH
ECHOSTAR COMMUNICATIONS NEW CL A 278762109 1,420,520 9,258 SH
ELECTROGLAS INC COM 285324109 830,000 41,500 SH
ENCORE MED CORP WT EXP 030803 29256E117 17,697 38,471 SH
ENERGY CONVERSION DEVICES INC COM 292659109 387,543 39,000 SH
<PAGE>
<S> <C> <C> <C>
ITEM 6 ITEM 7 ITEM 8
INVESTMENT DISCRETION VOTING AUTHORITY
- --------------------------------------
NAME OF ISSUER (A) SOLE (B) SHARED (C) OTHER MANAGERS (A) SOLE (B) SHARED(C)OTHER
- ------------------------------------------------------------------------------------------------------------------------------------
BROADWAY STORES INC 42,700 1 42,700
BROWNING FERRIS INDS 75,000 75,000
CADIZ INC 200,000 1 200,000
CADIZ INC 278,740 1 278,740
CADIZ INC 63,204 1 63,204
CADIZ INC 45,000 1 45,000
CADIZ INC 200,000 1 200,000
CALIFORNIA COASTAL CMNTYS INC 26,000 1 26,000
CAPITAL ONE FINL CORP 390,000 2 390,000
CAPITAL ONE FINL CORP 35,700 2 35,700
CASE CORP 100,000 100,000
CDNOW INC NEW 170,322 1 170,322
CDNOW INC NEW 1 1 1
CELESTIAL SEASONINGS INC 18,600 18,600
CENTURY COMMUNICATIONS CORP 100,000 100,000
CHAPARRAL RES INC 53,373 1 53,373
CISCO SYS INC 369,000 2 369,000
CISCO SYS INC 43,000 2 43,000
CITIGROUP INC 24,750 1 24,750
CITIGROUP INC 313,800 2 313,800
CITIGROUP INC 27,300 2 27,300
CITIGROUP INC 161,100 161,100
CITIGROUP INC 5,550 5,550
COCA COLA CO 2,347,920 1 2,347,920
COCA COLA CO 149,382 2 149,382
COCA COLA CO 21,000 2 21,000
COCA COLA ENTERPRISES INC 4,383,400 1 4,383,400
COCA COLA ENTERPRISES INC 300,000 2 300,000
COCA COLA ENTERPRISES INC 45,000 2 45,000
COLLEGE TELEVISION NETWORK INC 8,097 1 8,097
COLLEGE TELEVISION NETWORK INC 343,000 1 343,000
COLLEGE TELEVISION NETWORK INC 310,000 1 310,000
COLTEC INDS INC 100,000 100,000
COMCAST CORP 120,000 120,000
COMCAST CORP 2,200 1 2,200
COMCAST CORP 50,000 1 50,000
CONCEPTS DIRECT INC 56,800 1 56,800
CONCEPTS DIRECT INC 68,500 68,500
CYPRESS BIOSCIENCES INC 155,602 1 155,602
CYPRESS BIOSCIENCES INC 2,606,578 1 2,606,578
CYPRESS BIOSCIENCES INC 2,771,317 1 2,277,317
DATA TRANSMISSION NETWORK INC 20,500 20,500
DELTA & PINE LD CO 50,000 50,000
DEVRY INC DEL 38,900 1 38,900
DEVRY INC DEL 4,700 4,700
DIGITAL GENERATION SYS INC 50,000 50,000
DISC GRAPHICS INC 116,835 1 116,835
DISC GRAPHICS INC 264,915 1 264,915
E M C CORP MASS 13,000 1 13,000
E M C CORP MASS 46,000 46,000
E M C CORP MASS 1,600 1,600
ECHOSTAR COMMUNICATIONS NEW 9,258 1 9,258
ELECTROGLAS INC 41,500 41,500
ENCORE MED CORP 38,471 1 38,471
ENERGY CONVERSION DEVICES INC 39,000 1 39,000
<PAGE>
<S> <C> <C> <C> <C>
ITEM 1 ITEM 2 ITEM ITEM 4 ITEM 5
CUSIP FAIR MARKET
NAME OF ISSUER CLASS NUMBER VALUE POSITION CLASS
- -----------------------------------------------------------------------------------------------------------------------------------
ENRON CORP COM 293561106 6,131,250 75,000 SH
ENVIROGEN INC COM NEW 294040308 0 146,460 SH
ENVIROGEN INC COM NEW 294040308 794 605 SH
EXCALIBUR TECHNOLOGIES CORP COM NEW 300651205 41,411,156 2,906,046 SH
EXCALIBUR TECHNOLOGIES CORP COM NEW 300651205 684,000 48,000 SH
EXCALIBUR TECHNOLOGIES CORP COM NEW 300651205 322,121 22,605 SH
EXCALIBUR TECHNOLOGIES CORP COM NEW 300651205 7,125,000 500,000 SH
EXCALIBUR TECHNOLOGIES CORP COM NEW 300651205 926,250 65,000 SH
EXCALIBUR TECHNOLOGIES CORP COM NEW 300651205 408,291 28,652 SH
FIRST AMERN FINL CORP COM 318522307 11,243,375 629,000 SH
FIRST AMERN FINL CORP COM 318522307 764,156 42,750 SH
FRONTIER CORPORATION COM 35906P105 2,931,250 50,000 SH
GAP INC DEL COM 364760108 521,381 10,350 SH
GAP INC DEL COM 364760108 2,667,356 52,950 SH
GAP INC DEL COM 364760108 60,450 1,200 SH
GERALD STEVENS INC COM 37369G101 3,031,584 252,632 SH
GERALD STEVENS INC COM 37369G101 9,720 810 SH
GIBSON GREETINGS INC COM 374827103 193,562 30,511 SH
GIGA INFORMATION GROUP INC COM 37517M109 666,665 133,333 SH
GILLETTE CO COM 375766102 7,216,000 176,000 SH
GILLETTE CO COM 375766102 984,000 24,000 SH
GOLDMAN SACHS GROUP INC COM 38141G104 14,283,825 197,700 SH
GOLDMAN SACHS GROUP INC COM 38141G104 1,249,925 17,300 SH
GOLDMAN SACHS GROUP INC COM 38141G104 3,005,600 41,600 SH
GOLDMAN SACHS GROUP INC COM 38141G104 115,600 1,600 SH
GREENPOINT FINL CORP COM 395384100 6,171,937 188,100 SH
GREENPOINT FINL CORP COM 395384100 853,112 26,000 SH
GREY ADVERTISING INC COM 397838103 1,065,600 3,200 SH
HERLEY INDS INC DEL WT EXP 121305 427398110 891 1,100 SH
HERLEY INDS INC DEL WT EXP 010500 427398128 80,198 30,610 SH
HOLLYWOOD ENTMT CORP COM 436141105 2,917,672 149,150 SH
HOLOPHANE CORP COM 43645B106 3,812,500 100,000 SH
HYTEK MICROSYSTEMS INC COM 449180108 618,840 360,000 SH
IBIS TECHNOLOGY CORP COM 450909106 3,350,000 100,000 SH
IBIS TECHNOLOGY CORP COM 450909106 268,000 8,000 SH
IMMUNEX CORP NEW COM 452528102 828,341 6,500 SH
IMMUNEX CORP NEW COM 452528102 4,077,984 32,000 SH
IMMUNEX CORP NEW COM 452528102 127,437 1,000 SH
INTEGRATED TECHNOLOGY USA INC WT EXP 100101 45813T116 25,000 100,000 SH
INTEL CORP COM 458140100 928,200 15,600 SH
INTEL CORP COM 458140100 29,297,800 492,400 SH
INTEL CORP COM 458140100 2,832,200 47,600 SH
INTEL CORP COM 458140100 4,795,700 80,600 SH
INTEL CORP COM 458140100 148,750 2,500 SH
INTERIORS INC PFD A CV 10% 458688207 106,130 34,016 SH
INTERNATIONAL COMFORT PRODS CP ORD 458978103 1,706,250 150,000 SH
INTRENET INC COM 461190100 828,522 282,098 SH
INTRENET INC COM 461190100 5,763,995 1,962,545 SH
INTRENET INC COM 461190100 686,295 233,672 SH
IRWIN NATURALS/4HEALTH INC COM 464142108 262,500 140,000 SH
IRWIN NATURALS/4HEALTH INC COM 464142108 101,996 54,398 SH
I-STAT CORP COM 450312103 9,125 1,000 SH
I-STAT CORP COM 450312103 109,500 12,000 SH
I-STAT CORP COM 450312103 5,475 600 SH
JOURNAL REGISTER CO COM 481138105 1,125,000 50,000 SH
<PAGE>
<S> <C> <C> <C>
ITEM 6 ITEM 7 ITEM 8
INVESTMENT DISCRETION VOTING AUTHORITY
- --------------------------------------------------
NAME OF ISSUER (A) SOLE (B) SHARED (C) OTHER MANAGERS (A)SOLE (B)SHARED (C)OTHER
- -----------------------------------------------------------------------------------------------------------------------------------
ENRON CORP 75,000 75,000
ENVIROGEN INC 146,460 1 146,460
ENVIROGEN INC 605 1 605
EXCALIBUR TECHNOLOGIES CORP 2,906,046 1 2,906,046
EXCALIBUR TECHNOLOGIES CORP 48,000 1 48,000
EXCALIBUR TECHNOLOGIES CORP 22,605 1 22,605
EXCALIBUR TECHNOLOGIES CORP 500,000 1 500,000
EXCALIBUR TECHNOLOGIES CORP 65,000 1 65,000
EXCALIBUR TECHNOLOGIES CORP 28,652 28,652
FIRST AMERN FINL CORP 629,000 2 629,000
FIRST AMERN FINL CORP 42,750 2 42,750
FRONTIER CORPORATION 50,000 50,000
GAP INC DEL 10,350 1 10,350
GAP INC DEL 52,950 52,950
GAP INC DEL 1,200 1,200
GERALD STEVENS INC 252,632 1 252,632
GERALD STEVENS INC 810 1 810
GIBSON GREETINGS INC 30,511 1 30,511
GIGA INFORMATION GROUP INC 133,333 1 133,333
GILLETTE CO 176,000 2 176,000
GILLETTE CO 24,000 2 24,000
GOLDMAN SACHS GROUP INC 197,700 2 197,700
GOLDMAN SACHS GROUP INC 17,300 2 17,300
GOLDMAN SACHS GROUP INC 41,600 41,600
GOLDMAN SACHS GROUP INC 1,600 1,600
GREENPOINT FINL CORP 188,100 2 188,100
GREENPOINT FINL CORP 26,000 2 26,000
GREY ADVERTISING INC 3,200 3,200
HERLEY INDS INC DEL 1,100 1 1,100
HERLEY INDS INC DEL 30,610 1 30,610
HOLLYWOOD ENTMT CORP 149,150 1 149,150
HOLOPHANE CORP 100,000 100,000
HYTEK MICROSYSTEMS INC 360,000 1 360,000
IBIS TECHNOLOGY CORP 100,000 1 100,000
IBIS TECHNOLOGY CORP 8,000 1 8,000
IMMUNEX CORP NEW 6,500 1 6,500
IMMUNEX CORP NEW 32,000 32,000
IMMUNEX CORP NEW 1,000 1,000
INTEGRATED TECHNOLOGY USA INC 100,000 1 100,000
INTEL CORP 15,600 1 15,600
INTEL CORP 492,400 2 492,400
INTEL CORP 47,600 2 47,600
INTEL CORP 80,600 80,600
INTEL CORP 2,500 2,500
INTERIORS INC 34,016 1 34,016
INTERNATIONAL COMFORT PRODS CP 150,000 150,000
INTRENET INC 282,098 1 282,098
INTRENET INC 1,962,545 1,962,545
INTRENET INC 233,672 233,672
IRWIN NATURALS/4HEALTH INC 140,000 1 140,000
IRWIN NATURALS/4HEALTH INC 54,398 1 54,398
I-STAT CORP 1,000 1 1,000
I-STAT CORP 12,000 1 12,000
I-STAT CORP 600 1 600
JOURNAL REGISTER CO 50,000 50,000
<PAGE>
<S> <C> <C> <C> <C>
ITEM 1 ITEM 2 ITEM ITEM 4 ITEM 5
CUSIP FAIR MARKET
NAME OF ISSUER CLASS NUMBER VALUE POSITION CLASS
- -----------------------------------------------------------------------------------------------------------------------------------
KOREA ELECTRIC PWR SPONSORED ADR 500631106 8,200,000 400,000 SH
KRUG INTL CORP COM 501067102 361,900 263,200 SH
LEASUREPLANET HLDGS LTD WT A EX 012301 G54467116 47,633 19,602 SH
LEISUREPLANET HLDGS LTD WT B EX 012301 G54467124 18,892 18,895 SH
LEVEL ONE COMMUNICATIONS INC COM 527295109 4,893,700 100,000 SH
LIGHTPATH TECHNOLOGIES INC WT A EX 022201 532257110 25,839 31,900 SH
LIGHTPATH TECHNOLOGIES INC CL A 532257102 2,894 1,470 SH
LINCOLN SNACKS CO COM 534744107 17,277 17,277 SH
LUCENT TECHNOLOGIES INC COM 549463107 1,483,614 22,000 SH
LUCENT TECHNOLOGIES INC COM 549463107 4,585,716 68,000 SH
LUCENT TECHNOLOGIES INC COM 549463107 107,899 1,600
MCDONALDS CORP COM 580135101 8,965,250 218,000 SH
MCDONALDS CORP COM 580135101 1,151,500 28,000 SH
MCI WORLDCOM INC COM 55268B106 1,118,806 13,000 SH
MCI WORLDCOM INC COM 55268B106 3,700,666 43,000 SH
MDC COMMUNICATION CORP CL A SUBVTGNEW 55267W309 606,250 50,000 SH
MDC COMMUNICATION CORP CL A SUBVTGNEW 55267W309 364 30 SH
MICROSOFT CORP COM 594918104 18,037,400 200,000 SH
MICROSOFT CORP COM 594918104 1,984,114 22,000 SH
MILLER INDS INC TENN COM 600551105 2,064,957 524,500 SH
MILLER INDS INC TENN COM 600551105 51,181 13,000 SH
MILLER INDS INC TENN COM 600551105 807,085 205,000 SH
MODIS PROFESSIONAL SVCS INC COM 607830106 271,240 20,000
NIKE INC CL B 654106103 1,311,863 20,700 SH
NIKE INC CL B 654106103 5,456,588 86,100 SH
NIKE INC CL B 654106103 158,438 2,500 SH
NOKIA CORP SPONSORED ADR 654902204 31,497,328 344,000 SH
NOKIA CORP SPONSORED ADR 654902204 2,966,609 32,400 SH
NOVELL INC COM 670006105 1,192,500 45,000 SH
NOVELL INC COM 670006105 3,975,000 150,000 SH
NOVELL INC COM 670006105 212,000 8,000 SH
NTL INC COM 629407107 1,008,388 11,700 SH
NTL INC COM 629407107 4,619,623 53,600 SH
NTL INC COM 629407107 129,281 1,500 SH
OMNIPOINT CORP COM 68212D102 35,010,008 1,209,870 SH
OMNIPOINT CORP COM 68212D102 651,372 22,510 SH
ONYX ACCEP CORP COM 682914106 629,063 82,500 SH
OXFORD HEALTH PLANS INC COM 691471106 1,011,530 65,000 SH
OXFORD HEALTH PLANS INC COM 691471106 6,766,358 434,800 SH
OXFORD HEALTH PLANS INC COM 691471106 594,468 38,200 SH
OXFORD HEALTH PLANS INC COM 691471106 3,306,925 212,500 SH
OXFORD HEALTH PLANS INC COM 691471106 77,810 5,000 SH
PANAMERICAN BEVERAGES INC CL A P74823108 595,300 25,000 SH
PATHWAYS GROUP INC COM 70321D106 17,595,550 2,655,932 SH
PATHWAYS GROUP INC COM 70321D106 828,125 125,000 SH
PATHWAYS GROUP INC COM 70321D106 331,250 50,000 SH
PATINA OIL & GAS CORP WT EXP 050201 703224113 40,120 59,000 SH
PE CORP COM PE BIO GRP 69332S102 745,875 6,500 SH
PE CORP COM PE BIO GRP 69332S102 2,834,325 24,700 SH
PE CORP COM PE BIO GRP 69332S102 68,850 600 SH
PFIZER INC COM 717081103 1,336,000 104,000 SH
PFIZER INC COM 717081103 1,962,000 18,000 SH
PRICELINE COM INC COM 741503106 120,798,345 1,045,312 SH
PRINCETON VIDEO IMAGE INC COM 742476104 791,131 174,604 SH
PRINCETON VIDEO IMAGE INC COM 742476104 13,693 3,022 SH
<PAGE>
<S> <C> <C> <C>
ITEM 6 ITEM 7 ITEM 8
INVESTMENT DISCRETION VOTING AUTHORITY
- --------------------------------------------------
NAME OF ISSUER (A) SOLE (B) SHARED (C) OTHER MANAGERS (A) SOLE (B) SHARED (C) OTHER
- ----------------------------------------------------------------------------------------------------------------------------------
KOREA ELECTRIC PWR 400,000 1 400,000
KRUG INTL CORP 263,200 1 263,200
LEASUREPLANET HLDGS LTD 19,602 1 19,602
LEISUREPLANET HLDGS LTD 18,892 1 18,892
LEVEL ONE COMMUNICATIONS INC 100,000 100,000
LIGHTPATH TECHNOLOGIES INC 31,900 1 31,900
LIGHTPATH TECHNOLOGIES INC 1,470 1 1,470
LINCOLN SNACKS CO 17,277 1 17,277
LUCENT TECHNOLOGIES INC 22,000 1 22,000
LUCENT TECHNOLOGIES INC 68,000 68,000
LUCENT TECHNOLOGIES INC 1,600 1,600
MCDONALDS CORP 218,0000 2 218,000
MCDONALDS CORP 28,000 2 28,000
MCI WORLDCOM INC 13,000 1 13,000
MCI WORLDCOM INC 43,000 43,000
MDC COMMUNICATION CORP 50,000 1 50,000
MDC COMMUNICATION CORP 30 1 30
MICROSOFT CORP 200,000 2 200,000
MICROSOFT CORP 22,000 2 22,000
MILLER INDS INC TENN 524,500 1 524,500
MILLER INDS INC TENN 13,000 1 13,000
MILLER INDS INC TENN 205,000 205,000
MODIS PROFESSIONAL SVCS INC 20,000 20,000
NIKE INC 20,700 1 20,700
NIKE INC 86,100 86,000
NIKE INC 2,500 2,500
NOKIA CORP 344,000 2 344,000
NOKIA CORP 32,400 2 32,400
NOVELL INC 45,000 1 45,000
NOVELL INC 150,000 150,000
NOVELL INC 8,000 8,000
NTL INC 11,700 1 11,700
NTL INC 53,600 53,600
NTL INC 1,500 1,500
OMNIPOINT CORP 1,209,870 1 1,209,870
OMNIPOINT CORP 22,510 22,510
ONYX ACCEP CORP 82,500 82,500
OXFORD HEALTH PLANS INC 65,000 1 65,000
OXFORD HEALTH PLANS INC 434,800 2 434,800
OXFORD HEALTH PLANS INC 38,200 2 38,200
OXFORD HEALTH PLANS INC 212,500 212,500
OXFORD HEALTH PLANS INC 5,000 5,000
PANAMERICAN BEVERAGES INC 25,000 25,000
PATHWAYS GROUP INC 2,655,932 1 2,655,932
PATHWAYS GROUP INC 125,000 1 125,000
PATHWAYS GROUP INC 50,000 50,000
PATINA OIL & GAS CORP 59,000 1 59,000
PE CORP 6,500 1 6,500
PE CORP 24,700 24,700
PE CORP 600 600
PFIZER INC 104,000 2 104,000
PFIZER INC 18,000 2 18,000
PRICELINE COM INC 1,045,312 1 1,045,312
PRINCETON VIDEO IMAGE INC 174,604 1 174,604
PRINCETON VIDEO IMAGE INC 3,022 1 3,022
<PAGE>
<S> <C> <C> <C> <C> <C>
ITEM 1 ITEM 2 ITEM ITEM 4 ITEM 5
CUSIP FAIR MARKET
NAME OF ISSUER CLASS NUMBER VALUE POSITION CLASS
- -----------------------------------------------------------------------------------------------------------------------------------
PROVIDIAN FINL CORP COM 74406A102 2,937,375 31,500 SH
PROVIDIAN FINL CORP COM 74406A102 93,250 1,000 SH
PULTIZER INC COM 745769109 1,311,174 27,000 SH
RAMBUS INC DEL COM 750917106 875,777 9,500 SH
RAMBUS INC DEL COM 750917106 4,646,225 50,400 SH
RAMBUS INC DEL COM 750917106 193,593 2,100 SH
REALTY INFORMATION GROUP INC COM 75612B107 3,022,189 115,131 SH
RECOVERY ENGR INC COM 756269106 765,000 45,000 SH
REGENERON PHARMACEUTICAL COM 75886F107 1,562,400 200,000 SH
REPUBLIC BANCORP INC COM 760282103 231,905 15,270 SH
REPUBLIC N Y CORP COM 760719104 6,818,700 100,000 SH
SOLECTRON CORP COM 834182107 993,636 14,900 SH
SOLECTRON CORP COM 834182107 3,934,533 59,000 SH
SOLECTRON CORP COM 834182107 93,362 1,400 SH
SSE TELECOM INC COM 784652109 76,826 51,217 SH
SSE TELECOM INC COM 784652109 2,289 1,526 SH
STANDFORD TELECOMMUNICATIONS COM 854402104 311,063 10,500 SH
STARBASE CORP COM NEW 854910205 112,500 45,000 SH
STRATEGIC DISTR INC COM 862701208 429,338 185,700 SH
SUMMIT TECHNOLOGY INC COM 86627E101 748,000 34,000 SH
SUPERIOR SVCS INC COM 868316100 1,955,196 73,264 SH
SUPERIOR SVCS INC COM 868316100 846,832 31,732 SH
TEXAS INSTRS INC COM 882508104 1,022,400 7,100 SH
TEXAS INSTRS INC COM 882508104 5,284,800 36,700 SH
TEXAS INSTRS INC COM 882508104 115,200 800 SH
TIME WARNER INC COM 887315109 4,212,250 58,000 SH
T J T INC WT EXP 122200 872538111 20,707 345,123 SH
TODAYS MAN INC WT EXP 123199 888910114 53,610 245,438 SH
TRANSAMERICA CORP COM 893485102 9,375,000 125,000 SH
UNIGENE LABS INC COM 904753100 184,589 197,000 SH
UNIGENE LABS INC COM 904753100 5,919 6,317 SH
UNIPHASE CORP COM 909149106 713,800 4,300 SH
UNIPHASE CORP COM 909149106 3,718,400 22,400 SH
UNIPHASE CORP COM 909149106 83,000 500 SH
UNITED ASSET MGMT CORP COM 909420101 15,171,884 666,896 SH
USA NETWORKS INC COM 902984103 66,005,625 1,645,000 SH
USA NETWORKS INC COM 902984103 28,007 698 SH
USA NETWORKS INC COM 902984103 645,772 16,094 SH
USA NETWORKS INC COM 902984103 17,494,500 436,000 SH
USA NETWORKS INC COM 902984103 1,524,750 38,000 SH
USA NETWORKS INC COM 902984103 3,049,500 76,000 SH
VARIAN SEMICONDUCTOR EQUIPMNT COM 922207105 425,000 25,000 SH
VION PHARMACEUTICALS INC WT A EX 081400 927624114 214,306 81,796 SH
VION PHARMACEUTICALS INC WT B EX 081400 927624122 23,115 30,820 SH
VISX INC DEL COM 92844S105 1,108,618 14,000 SH
VISX INC DEL COM 92844S105 190,049 2,400 SH
VODAFONE GROUP PLC SPONSORED ADR 92857T107 6,402,500 32,500 SH
WARNER CHILCOTT PLC SPONSORED ADR 934435207 406,250 50,000 SH
1,279,620,977 48,773,873
<PAGE>
<S> <C> <C> <C>
ITEM 6 ITEM 7 ITEM 8
INVESTMENT DISCRETION VOTING AUTHORITY
- --------------------------------------------------
NAME OF ISSUER (A) SOLE (B) SHARED C) OTHER MANAGERS (A) SOLE (B) SHARED(C) OTHER
- ----------------------------------------------------------------------------------------------------------------------------------
PROVIDIAN FINL CORP 31,500 31,500
PROVIDIAN FINL CORP 1,000 1,000
PULITZER INC 27,000 27,000
RAMBUS INC DEL 9,500 1 9,500
RAMBUS INC DEL 50,400 50,400
RAMBUS INC DEL 2,100 2,100
REALTY INFORMATION GROUP INC 115,131 1 115,131
RECOVERY ENGR INC 45,000 45,000
REGENERON PHARMACEUTICALS 200,000 1 200,000
REPUBLIC BANCORP INC 15,270 1 15,270
REPUBLIC N Y CORP 100,000 100,000
SOLECTRON CORP 14,900 1 14,900
SOLECTRON CORP 59,000 59,000
SOLECTRON CORP 1,400 1,400
SSE TELECOM INC 51,217 1 51,217
SSE TELECOM INC 1,526 1 1,526
STANFORD TELECOMMUNICATIONS 10,500 10,500
STARBASE CORP 45,000 1 45,000
STRATEGIC DISTR INC 185,700 185,700
SUMMIT TECHNOLOGY INC 34,000 1 34,500
SUPERIOR SVCS INC 73,264 1 73,264
SUPERIOR SVCS INC 31,732 31,732
TEXAS INSTRS INC 7,100 7,100
TEXAS INSTRS INC 36,700 36,700
TEXAS INSTRS INC 800 800
TIME WARNER INC 58,000 58,000
T J T INC 345,123 1 345,123
TODAYS MAN INC 214,438 1 214,438
TRANSAMERICA CORP 125,000 125,000
UNIGENE LABS INC 197,000 1 197,000
UNIGENE LABS INC 6,317 1 6,317
UNIPHASE CORP 4,300 1 4,300
UNIPHASE CORP 22,400 22,400
UNIPHASE CORP 500 500
UNITED ASSET MGMT CORP 666,896 1 666,896
USA NETWORKS INC 1,645,000 1 1,645,000
USA NETWORKS INC 698 1 698
USA NETWORKS INC 16,094 16,094
USA NETWORKS INC 436,000 2 436,000
USA NETWORKS INC 38,000 2 38,000
USA NETWORKS INC 76,000 76,000
VARIAN SEMICONDUCTOR EQUIPMNT 25,000 1 25,000
VION PHARMACEUTICALS INC 81,796 1 81,796
VION PHARMACEUTICALS INC 30,820 1 30,820
VISX INC DEL 14,000 1 14,000
VISX INC DEL 2,400 2,400
VODAFONR GROUP PLC 32,500 32,500
WARNER CHILCOTT PLC 50,000 1 50,000
</TABLE>
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