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Previous: CONCORD INVESTMENT CO /IL, 13F-HR, 1999-05-17 |
Next: APOLLO ADVISORS L P /NY, 13F-HR, 1999-05-17 |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 1999.
Check here if Amendment [ ] Amendment Number: _____
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings
entries.
Institutional Investment Manager Filing this Report:
Name: Allen Holding Inc.
Address: 711 Fifth Avenue
New York, New York 10022
Form 13F File Number: 28-4174
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Kim M. Wieland
Title: Chief Financial Officer and Managing Director
Phone: (212) 832-8000
Signature, Place, and Date of Signing:
/s/ Kim M. Wieland New York, New York May 14, 1999
- -------------------- ------------------ -----------------
[Signature] [City, State] [Date]
<PAGE>
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this
reporting manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
- ------------------- ------------------
28-5910 Allen & Company Incorporated
28-6492 Allen Capital Incorporated
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 2
Form 13F Information Table Entry Total: 256
Form 13F Information Table Value Total: $ 1,064,129,550
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file
number(s) of all institutional investment managers with respect to which this
report is filed, other than the manager filing this report.
No. Form 13F File Number Name
- ---- -------------------- ------------
1 28-5910 Allen & Company Incorporated
2 28-6492 Allen Capital Incorporated
258327
<PAGE>
<TABLE>
<CAPTION>
<S> <C> <C> <C> <C>
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5
CUSIP FAIR MARKET
NAME OF ISSUER CLASS NUMBER VALUE POSITION CLASS
- ----------------------------------------------------------------------------------------------------------------------------------
AASCHE TRANSN SVCS INC WT EXP 020800 2538114 45,172 90,343 SH
ADVANCED TECHNICAL PRODS INC COM 7548100 343,544 32,050 SH
AIRTOUCH COMMUNICATIONS INC COM 00949T100 6,763,750 70,000 SH
ALIANT COMMUNICATIONS INC COM 16090102 2,046,850 50,000 SH
ALZA CORP DEL COM 22615108 302,175 7,900 SH
ALZA CORP DEL COM 22615108 7,573,500 198,000 SH
ALZA CORP DEL COM 22615108 306,000 8,000 SH
ALZA CORP DEL COM 22615108 2,218,500 58,000 SH
ALZA CORP DEL COM 22615108 118,575 3,100 SH
AMAZON COM INC COM 23135106 2,238,431 13,000 SH
AMBASSADORS INTL INC COM 23178106 500,178 30,900 SH
AMBASSADORS INTL INC COM 23178106 4,759 294 SH
AMBASSADORS INTL INC COM 23178106 1,246,399 77,000 SH
AMERICAN STORES CO NEW COM 30096101 7,425,000 225,000 SH
AMERIGON INC WT A EX 021202 03070L110 3,494 112,715 SH
AMERUS LIFE HLDGS INC WT EXP 040202 30732119 52,000 13,000 SH
AMERUS LIFE HLDGS INC WT EXP 040202 30732119 70,000 17,500 SH
AMGEN INC COM 31162100 748,750 10,000 SH
AMGEN INC COM 31162100 3,144,750 42,000 SH
AMP INC COM 31897101 5,403,500 101,000 SH
APACHE MED SYS INC COM 03746E102 143,019 104,014 SH
APACHE MED SYS INC COM 03746E102 323,665 235,393 SH
APPLIED IMAGING CORP COM 03820G106 184,310 196,702 SH
APPLIED IMAGING CORP COM 03820G106 9,370 10,000 SH
APPLIED IMAGING CORP COM 03820G106 89,015 95,000 SH
APPLIED IMAGING CORP COM 03820G106 33,543 35,798 SH
APRIA HEALTHCARE GROUP INC COM 37933108 1,294,375 109,000 SH
ARCHER DANIELS MIDLAND CO COM 39483102 11,840,792 806,209 SH
ASCEND COMMUNICATIONS INC COM 43491109 12,134,615 145,000 SH
ASTRA AB SPONSOR ADR B 46298204 493,460 22,000 SH
ASTRA AB SPONSOR ADR A 46298105 4,082,786 178,000 SH
AT HOME CORP COM SER A 45919107 693,000 4,400 SH
AT HOME CORP COM SER A 45919107 3,622,500 23,000 SH
AT HOME CORP COM SER A 45919107 94,500 600 SH
<PAGE>
<S> <C> <C> <C>
ITEM 6 ITEM 7 ITEM 8
INVESTMENT DISCRETION VOTING AUTHORITY
NAME OF ISSUER (A) SOLE (B) SHARED (C) OTHER MANAGERS (A) SOLE (B) SHARED (C) OTHER
- -----------------------------------------------------------------------------------------------------------------------------------
AASCHE TRANSN SVCS INC 90,343 1 90,343
ADVANCED TECHNICAL PRODS INC 32,050 1 32,050
AIRTOUCH COMMUNICATIONS INC 70,000 70,000
ALIANT COMMUNICATIONS INC 50,000 50,000
ALZA CORP DEL 7,900 1 7,900
ALZA CORP DEL 198,000 2 198,000
ALZA CORP DEL 8,000 8,000
ALZA CORP DEL 58,000 58,000
ALZA CORP DEL 3,100 3,100
AMAZON COM INC 13,000 13,000
AMBASSADORS INTL INC 30,900 1 30,900
AMBASSADORS INTL INC 294 1 294
AMBASSADORS INTL INC 77,000 77,000
AMERICAN STORES CO NEW 225,000 225,000
AMERIGON INC 112,715 1 112,715
AMERUS LIFE HLDGS INC 13,000 1 13,000
AMERUS LIFE HLDGS INC 17,500 1 17,500
AMGEN INC 10,000 1 10,000
AMGEN INC 42,000 42,000
AMP INC 101,000 101,000
APACHE MED SYS INC 104,014 1 104,014
APACHE MED SYS INC 235,393 1 235,393
APPLIED IMAGING CORP 196,702 1 196,702
APPLIED IMAGING CORP 10,000 1 10,000
APPLIED IMAGING CORP 95,000 1 95,000
APPLIED IMAGING CORP 35,798 35,798
APRIA HEALTHCARE GROUP INC 109,000 1 109,000
ARCHER DANIELS MIDLAND CO 806,209 1 806,209
ASCEND COMMUNICATIONS INC 145,000 145,000
ASTRA AB 22,000 22,000
ASTRA AB 178,000 178,000
AT HOME CORP 4,400 1 4,400
AT HOME CORP 23,000 23,000
AT HOME CORP 600 600
<PAGE>
<S> <C> <C> <C> <C>
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5
CUSIP FAIR MARKET
NAME OF ISSUER CLASS NUMBER VALUE POSITION CLASS
- --------------------------------------------------------------------------------------------------------------------------------
AT&T CORP COM LIB GRP A 1957208 103,135 1,960 SH
AT&T CORP COM LIB GRP B 1957307 477,139 8,877 SH
AT&T CORP COM LIB GRP B 1957307 2,236,000 41,600 SH
AT&T CORP COM 1957109 21,622,188 270,914 SH
AT&T CORP COM LIB GRP A 1957208 34,183,057 649,621 SH
AT&T CORP COM 1957109 2,293,079 28,731 SH
AT&T CORP COM LIB GRP A 1957208 3,370,153 64,047 SH
AVANT IMMUNOTHERAPEUTICS INC COM 53491106 84,973 54,400 SH
AVANT IMMUNOTHERAPEUTICS INC COM 53491106 469,425 300,528 SH
BALLARD MED PRODS COM 58566100 9,750,000 400,000 SH
BANKERS TR CORP COM 66365107 5,736,250 65,000 SH
BATTERIES BATTERIES INC COM 71326102 87,357 63,532 SH
BAYOU STL CORP LA PLACE CL A 73051104 1,618,838 518,028 SH
BERKSHIRE HATHAWAY INC DEL CL B 84670207 3,879,150 1,650 SH
BERKSHIRE HATHAWAY INC DEL CL B 84670207 5,407,300 2,300 SH
BERKSHIRE HATHAWAY INC DEL CL B 84670207 150,464 64 SH
BERKSHIRE HATHAWAY INC DEL CL A 84670108 0 76 SH
BERKSHIRE HATHAWAY INC DEL CL A 84670108 0 12 SH
BHA GROUP HLDGS INC COM 55446108 1,214,538 133,100 SH
BOEING CO COM 97023105 465,800 13,700 SH
BOEING CO COM 97023105 7,697,600 226,400 SH
BOEING CO COM 97023105 741,200 21,800 SH
BOEING CO COM 97023105 2,427,600 71,400 SH
BOEING CO COM 97023105 57,800 1,700 SH
BROADWAY STORES INC WT EXP 100899 111572111 3,331 42,700 SH
BROWNING FERRIS INDS COM 115885105 1,928,100 50,000 SH
BRYLANE INC COM 117661108 7,275,000 300,000 SH
CADIZ INC COM 127537108 1,600,000 200,000 SH
CADIZ INC COM 127537108 2,229,920 278,740 SH
CADIZ INC COM 127537108 219,432 27,429 SH
CADIZ INC COM 127537108 360,000 45,000 SH
CADIZ INC COM 127537108 1,600,000 200,000 SH
CALIFORNIA COASTAL CMNTYS INC COM 129915104 169,000 26,000 SH
<PAGE>
<S> <C> <C> <C>
ITEM 6 ITEM 7 ITEM 8
INVESTMENT DISCRETION VOTING AUTHORITY
NAME OF ISSUER A) SOLE (B) SHARED (C) OTHER MANAGERS (A) SOLE (B) SHARED (C) OTHER
- ----------------------------------------------------------------------------------------------------------------------------------
AT&T CORP 1,960 1 1,960
AT&T CORP 8,877 1 8,877
AT&T CORP 41,600 1 41,600
AT&T CORP 270,914 2 270,914
AT&T CORP 649,621 2 649,621
AT&T CORP 28,731 28,731
AT&T CORP 64,047 64,047
AVANT IMMUNOTHERAPEUTICS INC 54,400 1 54,400
AVANT IMMUNOTHERAPEUTICS INC 300,528 1 300,528
BALLARD MED PRODS 400,000 400,000
BANKERS TR CORP 65,000 65,000
BATTERIES BATTERIES INC 63,532 1 63,532
BAYOU STL CORP LA PLACE 518,028 518,028
BERKSHIRE HATHAWAY INC DEL 1,650 1 1,650
BERKSHIRE HATHAWAY INC DEL 2,300 2,300
BERKSHIRE HATHAWAY INC DEL 64 64
BERKSHIRE HATHAWAY INC DEL 76 2 76
BERKSHIRE HATHAWAY INC DEL 12 12
BHA GROUP HLDGS INC 33,100 1 133,100
BOEING CO 13,700 1 13,700
BOEING CO 226,400 2 226,400
BOEING CO 21,800 21,800
BOEING CO 71,400 71,400
BOEING CO 1,700 1,700
BROADWAY STORES INC 42,700 1 42,700
BROWNING FERRIS INDS 50,000 50,000
BRYLANE INC 300,000 300,000
CADIZ INC 200,000 1 200,000
CADIZ INC 278,740 1 278,740
CADIZ INC 27,429 1 27,429
CADIZ INC 45,000 1 45,000
CADIZ INC 200,000 1 200,000
CALIFORNIA COASTAL CMNTYS INC 26,000 1 26,000
<PAGE>
<S> <C> <C> <C> <C>
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5
CUSIP FAIR MARKET
NAME OF ISSUER CLASS NUMBER VALUE POSITION CLASS
- ---------------------------------------------------------------------------------------------------------------------------------
CAPITAL ONE FINL CORP COM 14040H105 22,574,500 149,500 SH
CAPITAL ONE FINL CORP COM 14040H105 2,400,900 15,900 SH
CENTENNIAL HEALTHCARE CORP COM 150937100 1,109,375 125,000 SH
CENTOCOR INC COM 152342101 469,100 12,700 SH
CENTOCOR INC COM 152342101 6,907,219 187,000 SH
CENTOCOR INC COM 152342101 642,704 17,400 SH
CENTOCOR INC COM 152342101 2,042,616 55,300 SH
CENTOCOR INC COM 152342101 51,712 1,400 SH
CHAPARRAL RES INC COM PAR $0.10 159420207 1,200,895 3,202,387 SH
CISCO SYS INC COM 17275R102 20,214,189 184,500 SH
CISCO SYS INC COM 17275R102 2,355,583 21,500 SH
CITIGROUP INC COM 172967101 1,053,938 16,500 SH
CITIGROUP INC COM 172967101 13,362,650 209,200 SH
CITIGROUP INC COM 172967101 1,162,525 18,200 SH
CITIGROUP INC COM 172967101 6,860,175 107,400 SH
CITIGROUP INC COM 172967101 236,338 3,700 SH
COCA COLA CO COM 191216100 144,103,590 2,347,920 SH
COCA COLA CO COM 191216100 9,144,875 149,000 SH
COCA COLA CO COM 191216100 1,288,875 21,000 SH
COCA COLA ENTERPRISES INC COM 191219104 132,597,850 4,383,400 SH
COCA COLA ENTERPRISES INC COM 191219104 9,075,000 300,000 SH
COCA COLA ENTERPRISES INC COM 191219104 1,361,250 45,000 SH
COLLEGE TELEVISION NETWORK INC COM 194506101 8,388 2,581 SH
COLLEGE TELEVISION NETWORK INC COM 194506101 1,137,500 350,000 SH
COLLEGE TELEVISION NETWORK INC COM 194506101 1,033,178 317,901 SH
COLTEC INDS INC COM 196879100 1,696,847 93,300 SH
COMCAST CORP CL A SPL 200300200 3,775,800 60,000 SH
CONCEPTS DIRECT INC COM 206013104 525,400 56,800 SH
CONCEPTS DIRECT INC COM 206013104 633,625 68,500 SH
CYPRESS BIOSCIENCES INC WT EXP 100101 232674127 35,553 21,946 SH
CYPRESS BIOSCIENCES INC COM 232674101 578,684 155,602 SH
CYPRESS BIOSCIENCES INC COM 232674101 8,159,151 2,193,910 SH
CYPRESS BIOSCIENCES INC COM 232674101 10,306,528 2,771,317 SH
<PAGE>
<S> <C> <C> <C>
ITEM 6 ITEM 7 ITEM 8
INVESTMENT DISCRETION VOTING AUTHORITY
NAME OF ISSUER (A) SOLE (B) SHARED (C) OTHER MANAGERS (A) SOLE (B) SHARED (C) OTHER
- -----------------------------------------------------------------------------------------------------------------------------------
CAPITAL ONE FINL CORP 149,500 2 149,500
CAPITAL ONE FINL CORP 15,900 15,900
CENTENNIAL HEALTHCARE CORP 125,000 125,000
CENTOCOR INC 12,700 1 12,700
CENTOCOR INC 187,000 2 187,000
CENTOCOR INC 17,400 17,400
CENTOCOR INC 55,300 55,300
CENTOCOR INC 1,400 1,400
CHAPARRAL RES INC 3,202,387 1 3,202,387
CISCO SYS INC 184,500 2 184,500
CISCO SYS INC 21,500 21,500
CITIGROUP INC 16,500 1 16,500
CITIGROUP INC 209,200 2 209,200
CITIGROUP INC 18,200 18,200
CITIGROUP INC 107,400 107,400
CITIGROUP INC 3,700 3,700
COCA COLA CO 2,347,920 1 2,347,920
COCA COLA CO 149,000 2 149,000
COCA COLA CO 21,000 21,000
COCA COLA ENTERPRISES INC 4,383,400 1 4,383,400
COCA COLA ENTERPRISES INC 300,000 2 300,000
COCA COLA ENTERPRISES INC 45,000 45,000
COLLEGE TELEVISION NETWORK INC 2,581 1 2,581
COLLEGE TELEVISION NETWORK INC 350,000 1 350,000
COLLEGE TELEVISION NETWORK INC 317,901 1 317,901
COLTEC INDS INC 93,300 93,300
COMCAST CORP 60,000 60,000
CONCEPTS DIRECT INC 56,800 1 56,800
CONCEPTS DIRECT INC 68,500 68,500
CYPRESS BIOSCIENCES INC 21,946 1 21,946
CYPRESS BIOSCIENCES INC 155,602 1 155,602
CYPRESS BIOSCIENCES INC 193,910 1 2,193,910
CYPRESS BIOSCIENCES INC 2,771,317 1 2,771,317
<PAGE>
<S> <C> <C> <C> <C>
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5
CUSIP FAIR MARKET
NAME OF ISSUER CLASS NUMBER VALUE POSITION CLASS
- ------------------------------------------------------------------------------------------------------------------------------------
DATAWARE TECHNOLOGIES INC COM 237920103 100,000 40,000 SH
DAYTON HUDSON CORP COM 239753106 699,563 10,500 SH
DAYTON HUDSON CORP COM 239753106 3,744,325 56,200 SH
DAYTON HUDSON CORP COM 239753106 86,613 1,300 SH
DELTA & PINE LD CO COM 247357106 2,767,500 90,000 SH
DIGITAL GENERATION SYS INC COM 253921100 218,750 50,000 SH
DISC GRAPHICS INC WT A EX 110999 254590110 53,848 145,535 SH
DISC GRAPHICS INC COM 254590102 1,307,885 264,915 SH
ECHOSTAR COMMUNICATIONS NEW CL A 278762109 755,684 9,258 SH
ELECTROGLAS INC COM 285324109 534,313 41,500 SH
ENCORE MED CORP WT EXP 030803 29256E117 22,488 36,271 SH
ENERGY CONVERSION DEVICES INC COM 292659109 360,750 39,000 SH
ENRON CORP COM 293561106 4,818,750 75,000 SH
ENVIROGEN INC COM NEW 294040308 0 146,460 SH
ENVOY CORP NEW COM 293982104 1,115,625 25,000 SH
EXCALIBUR TECHNOLOGIES CORP COM NEW 300651205 37,958,773 2,906,046 SH
EXCALIBUR TECHNOLOGIES CORP COM NEW 300651205 626,976 48,000 SH
EXCALIBUR TECHNOLOGIES CORP COM NEW 300651205 729,343 55,837 SH
EXCALIBUR TECHNOLOGIES CORP COM NEW 300651205 6,531,000 500,000 SH
EXCALIBUR TECHNOLOGIES CORP COM NEW 300651205 849,030 65,000 SH
EXCALIBUR TECHNOLOGIES CORP COM NEW 300651205 175,494 28,652 SH
EXCITE INC COM 300904109 6,718,600 47,990 SH
FIRST AMERN FINL CORP COM 318522307 9,945,748 629,000 SH
FIRST AMERN FINL CORP COM 318522307 675,963 42,750 SH
FIRST SOUTH AFRICA CORP LTD WT B EX 012401 G34874126 15,983 133,190 SH
GIGA INFORMATION GROUP INC COM 37517M109 516,665 133,333 SH
GILLETTE CO COM 375766102 10,460,912 176,000 SH
GILLETTE CO COM 375766102 1,426,488 24,000 SH
GOTHIC ENERGY CORP WT EXP 013001 383482122 2,403 80,115 SH
GREENPOINT FINL CORP COM 395384100 6,536,475 188,100 SH
GREENPOINT FINL CORP COM 395384100 903,500 26,000 SH
GREY ADVERTISING INC COM 397838103 1,041,000 3,000 SH
GUCCI GROUP N V COM NY REG 401566104 805,000 10,000 SH
<PAGE>
<S> <C> <C> <C>
ITEM 6 ITEM 7 ITEM 8
INVESTMENT DISCRETION VOTING AUTHORITY
NAME OF ISSUER (A) SOLE (B) SHARED (C) OTHER MANAGERS (A) SOLE (B) SHARED (C) OTHER
- -----------------------------------------------------------------------------------------------------------------------------------
DATAWARE TECHNOLOGIES INC 40,000 1 40,000
DAYTON HUDSON CORP 10,500 1 10,500
DAYTON HUDSON CORP 56,200 56,200
DAYTON HUDSON CORP 1,300 1,300
DELTA & PINE LD CO 90,000 90,000
DIGITAL GENERATION SYS INC 50,000 50,000
DISC GRAPHICS INC 145,535 1 145,535
DISC GRAPHICS INC 264,915 1 264,915
ECHOSTAR COMMUNICATIONS NEW 9,258 1 9,258
ELECTROGLAS INC 41,500 41,500
ENCORE MED CORP 36,271 1 36,271
ENERGY CONVERSION DEVICES INC 39,000 1 39,000
ENRON CORP 75,000 75,000
ENVIROGEN INC 146,460 1 146,460
ENVOY CORP NEW 25,000 25,000
EXCALIBUR TECHNOLOGIES CORP 2,906,046 1 2,906,046
EXCALIBUR TECHNOLOGIES CORP 48,000 1 48,000
EXCALIBUR TECHNOLOGIES CORP 55,837 1 55,837
EXCALIBUR TECHNOLOGIES CORP 500,000 1 500,000
EXCALIBUR TECHNOLOGIES CORP 65,000 1 65,000
EXCALIBUR TECHNOLOGIES CORP 28,652 28,652
EXCITE INC 47,990 47,990
FIRST AMERN FINL CORP 629,000 2 629,000
FIRST AMERN FINL CORP 42,750 42,750
FIRST SOUTH AFRICA CORP LTD 133,190 1 133,190
GIGA INFORMATION GROUP INC 133,333 1 133,333
GILLETTE CO 176,000 2 176,000
GILLETTE CO 24,000 24,000
GOTHIC ENERGY CORP 80,115 1 80,115
GREENPOINT FINL CORP 188,100 2 188,100
GREENPOINT FINL CORP 26,000 26,000
GREY ADVERTISING INC 3,000 3,000
GUCCI GROUP N V 10,000 10,000
<PAGE>
<S> <C> <C> <C> <C>
ITEM 1 ITEM 2 ITEM ITEM 4 ITEM 5
CUSIP FAIR MARKET
NAME OF ISSUER CLASS NUMBER VALUE POSITION CLASS
- -----------------------------------------------------------------------------------------------------------------------------------
HEARST-ARGYLE TELEVISION INC COM 422317107 1,089,829 44,257 SH
HERLEY INDS INC DEL WT EXP 121305 427398110 1,062 900 SH
HERLEY INDS INC DEL WT EXP 010500 427398128 58,577 20,410 SH
HOLLYWOOD ENTMT CORP COM 436141105 2, 222,354 119,321 SH
HYTEK MICROSYSTEMS INC COM 449180108 517,320 360,000 SH
IBIS TECHNOLOGY CORP COM 450909106 116,071 6,109 SH
IBIS TECHNOLOGY CORP COM 450909106 1,900,000 100,000 SH
IBIS TECHNOLOGY CORP COM 450909106 152,000 8,000 SH
INFONAUTICS CORP CL A 456662105 42,842 11,056 SH
INTEGRATED TECHNOLOGY USA INC WT EXP 100101 45813T116 15,000 100,000 SH
INTEL CORP COM 458140100 29,267,025 246,200 SH
INTEL CORP COM 458140100 2,829,225 23,800 SH
INTEL CORP COM 458140100 3,328,500 28,000 SH
INTERIORS INC WT WB EX062200 458688124 204 5,100 SH
INTERIORS INC PFD A CV 10% 458688207 312,189 50,516 SH
INTERIORS INC WT WC 091800 458688132 4,044 13,045 SH
INTRENET INC COM 461190100 1,022,605 282,098 SH
INTRENET INC COM 461190100 7,114,226 1,962,545 SH
INTRENET INC COM 461190100 847,061 233,672 SH
IRWIN NATURALS/4HEALTH INC COM 464142108 481,180 140,000 SH
IRWIN NATURALS/4HEALTH INC COM 464142108 28,757 8,367 SH
I-STAT CORP COM 450312103 9,250 1,000 SH
I-STAT CORP COM 450312103 111,000 12,000 SH
I-STAT CORP COM 450312103 11,100 1,200 SH
JOURNAL REGISTER CO COM 481138105 600,000 50,000 SH
KOREA ELECTRIC PWR SPONSORED ADR 500631106 5,074,800 400,000 SH
KRUG INTL CORP COM 501067102 394,800 263,200 SH
KTI INC COM NEW 482689205 412,480 40,000 SH
LEARNING CO INC COM 522008101 4,350,000 150,000 SH
LEVEL ONE COMMUNICATIONS INC COM 527295109 2,795,938 57,500 SH
LIGHTPATH TECHNOLOGIES INC WT A EX 022201 532257110 26,400 26,400 SH
LIGHTPATH TECHNOLOGIES INC CL A 532257102 12,900 4,300 SH
LINCOLN SNACKS CO COM 534744107 15,295 14,402 SH
LONG BEACH FINL CORP COM 542446109 385,000 40,000 SH
<PAGE>
<S> <C> <C> <C>
ITEM 6 ITEM 7 ITEM 8
INVESTMENT DISCRETION VOTING AUTHORITY
NAME OF ISSUER (A) SOLE (B) SHARED (C) OTHER MANAGERS (A) SOLE (B) SHARED (C) OTHER
- -----------------------------------------------------------------------------------------------------------------------------------
HEARST-ARGYLE TELEVISION INC 44,257 44,257
HERLEY INDS INC DEL 900 1 900
HERLEY INDS INC DEL 20,410 1 20,410
HOLLYWOOD ENTMT CORP 119,321 1 119,321
HYTEK MICROSYSTEMS INC 360,000 1 360,000
IBIS TECHNOLOGY CORP 6,109 1 6,109
IBIS TECHNOLOGY CORP 100,000 1 100,000
IBIS TECHNOLOGY CORP 8,000 1 8,000
INFONAUTICS CORP 11,056 1 11,056
INTEGRATED TECHNOLOGY USA INC 100,000 1 100,000
INTEL CORP 246,200 2 246,200
INTEL CORP 23,800 23,800
INTEL CORP 28,000 28,000
INTERIORS INC 5,100 1 5,100
INTERIORS INC 50,516 1 50,516
INTERIORS INC 13,045 1 13,045
INTRENET INC 282,098 1 282,098
INTRENET INC 1,962,545 1,962,545
INTRENET INC 233,672 233,672
IRWIN NATURALS/4HEALTH INC 140,000 1 140,000
IRWIN NATURALS/4HEALTH INC 8,367 1 8,367
I-STAT CORP 1,000 1 1,000
I-STAT CORP 12,000 1 12,000
I-STAT CORP 1,200 1 1,200
JOURNAL REGISTER CO 50,000 50,000
KOREA ELECTRIC PWR 400,000 1 400,000
KRUG INTL CORP 263,200 1 263,200
KTI INC 40,000 40,000
LEARNING CO INC 150,000 150,000
LEVEL ONE COMMUNICATIONS INC 57,500 57,500
LIGHTPATH TECHNOLOGIES INC 26,400 1 26,400
LIGHTPATH TECHNOLOGIES INC 4,300 1 4,300
LINCOLN SNACKS CO 14,402 1 14,402
LONG BEACH FINL CORP 40,000 1 40,000
<PAGE>
<S> <C> <C> <C> <C>
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5
CUSIP FAIR MARKET
NAME OF ISSUER CLASS NUMBER VALUE POSITION CLASS
- ------------------------------------------------------------------------------------------------------------------------------------
LUCENT TECHNOLOGIES INC COM 549463107 756,000 7,000 SH
LUCENT TECHNOLOGIES INC COM 549463107 2,592,000 24,000 SH
MCDONALDS CORP COM 580135101 6,887,424 152,000 SH
MCDONALDS CORP COM 580135101 1,268,736 28,000 SH
MCI WORLDCOM INC COM 55268B106 1,151,306 13,000 SH
MCI WORLDCOM INC COM 55268B106 3,808,166 43,000 SH
MDC COMMUNICATION CORP CL A SUBVTGNEW 55267W309 450,000 50,000 SH
MDC COMMUNICATION CORP CL A SUBVTGNEW 55267W309 25,200 2,800 SH
MICROSOFT CORP COM 594918104 8,962,500 100,000 SH
MICROSOFT CORP COM 594918104 985,875 11,000 SH
MILLER INDS INC TENN COM 600551105 2,491,375 524,500 SH
MILLER INDS INC TENN COM 600551105 61,750 13,000 SH
MILLER INDS INC TENN COM 600551105 973,750 205,000 SH
NEW DIMENSION SOFTWARE LTD ORD M74295102 2,002,375 38,600 SH
NIKE INC CL B 654106103 1,961,358 34,000 SH
NIKE INC CL B 654106103 6,691,692 116,000 SH
NIKE INC CL B 654106103 346,122 6,000 SH
NOKIA CORP SPONSORED ADR 654902204 26,789,000 172,000 SH
NOKIA CORP SPONSORED ADR 654902204 2,523,150 16,200 SH
NOVELL INC COM 670006105 1,385,285 55,000 SH
NOVELL INC COM 670006105 7,556,100 300,000 SH
NOVELL INC COM 670006105 201,496 8,000 SH
NTL INC COM 629407107 952,088 11,700 SH
NTL INC COM 629407107 4,361,700 53,600 SH
NTL INC COM 629407107 122,063 1,500 SH
OMNIPOINT CORP COM 68212D102 17,466,893 1,209,870 SH
OMNIPOINT CORP COM 68212D102 2,096,131 22,510 SH
ONYX ACCEP CORP COM 682914106 505,313 82,500 SH
OXFORD HEALTH PLANS INC COM 691471106 625,000 40,000 SH
OXFORD HEALTH PLANS INC COM 691471106 3,320,313 212,500 SH
OXFORD HEALTH PLANS INC COM 691471106 78,125 5,000 SH
PAGING PARTNERS CORP COM 69554P109 696,428 428,571 SH
PANAMERICAN BEVERAGES INC CL A P74823108 439,050 25,000 SH
PATHWAYS GROUP INC COM 70321D106 650,000 50,000 SH
PATINA OIL & GAS CORP WT EXP 050201 703224113 18,290 59,000 SH
<PAGE>
<S> <C> <C> <C>
ITEM 6 ITEM 7 ITEM 8
INVESTMENT DISCRETION VOTING AUTHORITY
NAME OF ISSUER (A) SOLE (B) SHARED (C) OTHER MANAGERS (A) SOLE (B) SHARED (C) OTHER
- -----------------------------------------------------------------------------------------------------------------------------------
LUCENT TECHNOLOGIES INC 7,000 1 7,000
LUCENT TECHNOLOGIES INC 24,000 24,000
MCDONALDS CORP 152,000 2 152,000
MCDONALDS CORP 28,000 28,000
MCI WORLDCOM INC 13,000 1 13,000
MCI WORLDCOM INC 43,000 43,000
MDC COMMUNICATION CORP 50,000 1 50,000
MDC COMMUNICATION CORP 2,800 1 2,800
MICROSOFT CORP 100,000 2 100,000
MICROSOFT CORP 11,000 11,000
MILLER INDS INC TENN 524,500 1 524,500
MILLER INDS INC TENN 13,000 1 13,000
MILLER INDS INC TENN 205,000 205,000
NEW DIMENSION SOFTWARE LTD 38,600 38,600
NIKE INC 34,000 1 34,000
NIKE INC 116,000 116,000
NIKE INC 6,000 6,000
NOKIA CORP 172,000 2 172,000
NOKIA CORP 16,200 16,200
NOVELL INC 55,000 1 55,000
NOVELL INC 300,000 300,000
NOVELL INC 8,000 8,000
NTL INC 11,700 1 11,700
NTL INC 53,600 53,600
NTL INC 1,500 1,500
OMNIPOINT CORP 1,209,870 1 1,209,870
OMNIPOINT CORP 22,510 22,510
ONYX ACCEP CORP 82,500 82,500
OXFORD HEALTH PLANS INC 40,000 1 40,000
OXFORD HEALTH PLANS INC 212,500 212,500
OXFORD HEALTH PLANS INC 5,000 5,000
PAGING PARTNERS CORP 428,571 1 428,571
PANAMERICAN BEVERAGES INC 25,000 25,000
PATHWAYS GROUP INC 50,000 50,000
PATINA OIL & GAS CORP 59,000 1 59,000
<PAGE>
<S> <C> <C> <C> <C>
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5
CUSIP FAIR MARKET
NAME OF ISSUER CLASS NUMBER VALUE POSITION CLASS
- --------------------------------------------------------------------------------------------------------------------------------
PEOPLES BK BRIDGEPORT CONN COM 710198102 12,893,501 433,395 SH
PEOPLES BK BRIDGEPORT CONN COM 710198102 1,706,460 57,360 SH
PERKIN ELMER CORP COM 714041100 456,191 4,700 SH
PERKIN ELMER CORP COM 714041100 2,397,431 24,700 SH
PERKIN ELMER CORP COM 714041100 58,237 600 SH
PFIZER INC COM 717081103 14,430,000 104,000 SH
PFIZER INC COM 717081103 2,497,500 18,000 SH
PHARMERICA INC COM 717135107 750,000 150,000 SH
PHAR-MOR INC WT EXP 091002 717113112 69,889 69,889 SH
PROVIDIAN FINL CORP COM 74406A102 3,465,000 31,500 SH
RAMBUS INC DEL COM 750917106 547,188 8,500 SH
RAMBUS INC DEL COM 750917106 2,729,500 42,400 SH
RAMBUS INC DEL COM 750917106 70,813 1,100 SH
REGENERON PHARMACEUTICALS COM 75886F107 1,325,000 200,000 SH
SMITH CORONA CORP COM NEW 831858204 14,187 16,809 SH
SOLECTRON CORP COM 834182107 514,757 10,600 SH
SOLECTRON CORP COM 834182107 2,865,158 59,000 SH
SOLECTRON CORP COM 834182107 67,987 1,400 SH
SSE TELECOM INC COM 784652109 64,021 51,217 SH
SSE TELECOM INC COM 784652109 11,283 9,026 SH
STARBASE CORP COM NEW 854910205 92,785 55,000 SH
STARTEK INC COM 85569C107 105,620 10,000 SH
STRATEGIC DISTR INC COM 862701208 371,400 185,700 SH
SUNDSTRAND CORP COM 867323107 8,687,500 125,000 SH
SUPERIOR SVCS INC COM 868316100 1,451,506 73,264 SH
SUPERIOR SVCS INC COM 868316100 628,674 31,732 SH
SWISS ARMY BRANDS INC COM 870827102 953 100 SH
SWISS ARMY BRANDS INC COM 870827102 15,564 1,633 SH
T J T INC WT EXP 122200 872538111 10,354 345,123 SH
TCI SATELLITE ENTMT INC CL A 872298104 131,200 200,000 SH
TCI SATELLITE ENTMT INC CL A 872298104 57,880 88,231 SH
TIME WARNER INC COM 887315109 4,107,096 58,000 SH
TODAYS MAN INC WT EXP 123199 888910114 69,066 245,788 SH
<PAGE>
<S> <C> <C> <C>
ITEM 6 ITEM 7 ITEM 8
INVESTMENT DISCRETION VOTING AUTHORITY
NAME OF ISSUER (A) SOLE (B) SHARED (C) OTHER MANAGERS (A) SOLE (B) SHARED (C) OTHER
- -----------------------------------------------------------------------------------------------------------------------------------
PEOPLES BK BRIDGEPORT CONN 433,395 2 433,395
PEOPLES BK BRIDGEPORT CONN 57,360 57,360
PERKIN ELMER CORP 4,700 1 4,700
PERKIN ELMER CORP 24,700 24,700
PERKIN ELMER CORP 600 600
PFIZER INC 104,000 2 104,000
PFIZER INC 18,000 18,000
PHARMERICA INC 150,000 150,000
PHAR-MOR INC 69,889 1 69,889
PROVIDIAN FINL CORP 31,500 31,500
RAMBUS INC DEL 8,500 1 8,500
RAMBUS INC DEL 42,400 42,400
RAMBUS INC DEL 1,100 1,100
REGENERON PHARMACEUTICALS 200,000 1 200,000
SMITH CORONA CORP 16,809 1 16,809
SOLECTRON CORP 10,600 1 10,600
SOLECTRON CORP 59,000 59,000
SOLECTRON CORP 1,400 1,400
SSE TELECOM INC 51,217 1 51,217
SSE TELECOM INC 9,026 1 9,026
STARBASE CORP 55,000 1 55,000
STARTEK INC 10,000 1 10,000
STRATEGIC DISTR INC 185,700 185,700
SUNDSTRAND CORP 125,000 125,000
SUPERIOR SVCS INC 73,264 1 73,264
SUPERIOR SVCS INC 31,732 31,732
SWISS ARMY BRANDS INC 100 1 100
SWISS ARMY BRANDS INC 1,633 1 1,633
T J T INC 345,123 1 345,123
TCI SATELLITE ENTMT INC 200,000 1 200,000
TCI SATELLITE ENTMT INC 88,231 1 88,231
TIME WARNER INC 58,000 58,000
TODAYS MAN INC 245,788 1 245,788
<PAGE>
<S> <C> <C> <C> <C>
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5
CUSIP FAIR MARKET
NAME OF ISSUER CLASS NUMBER VALUE POSITION CLASS
- --------------------------------------------------------------------------------------------------------------------------------
UNIGENE LABS INC COM 904753100 190,893 197,000 SH
UNIGENE LABS INC COM 904753100 1,838 1,897 SH
UNITED ASSET MGMT CORP COM 909420101 25,767,522 1,138,896 SH
UNITED STATES FILTER CORP NEW COM NEW 911843209 4,134,375 135,000 SH
USA NETWORKS INC COM 902984103 58,910,740 1,645,000 SH
USA NETWORKS INC COM 902984103 15,614,032 436,000 SH
USA NETWORKS INC COM 902984103 1,360,856 38,000 SH
USA NETWORKS INC COM 902984103 2,721,712 76,000 SH
USA NETWORKS INC COM 902984103 533,114 16,094 SH
VIACOM INC CL A 925524100 2,499,360 30,000 SH
VION PHARMACEUTICALS INC WT A EX 081400 927624114 107,239 38,996 SH
VION PHARMACEUTICALS INC WT B EX 081400 927624122 24,965 29,720 SH
VISX INC DEL COM 92844S105 1,183,182 11,000 SH
VISX INC DEL COM 92844S105 129,074 1,200 SH
WARNER CHILCOTT PLC SPONSORED ADR 934435207 350,000 50,000 SH
XYLAN CORP COM 984151100 5,521,800 150,000 SH
1,064,084,379
<PAGE>
<S> <C> <C> <C> <C> <C> <C>
ITEM 6 ITEM 7 ITEM 8
INVESTMENT DISCRETION VOTING AUTHORITY
NAME OF ISSUER (A) SOLE (B) SHARED (C) OTHER MANAGERS (A) SOLE (B) SHARED (C) OTHER
- ----------------------------------------------------------------------------------------------------------------------------------
UNIGENE LABS INC 197,000 1 197,000
UNIGENE LABS INC 1,897 1 1,897
UNITED ASSET MGMT CORP 1,138,896 1 1,138,896
UNITED STATES FILTER CORP NEW 135,000 135,000
USA NETWORKS INC 1,645,000 1 1,645,000
USA NETWORKS INC 436,000 2 436,000
USA NETWORKS INC 38,000 38,000
USA NETWORKS INC 76,000 76,000
USA NETWORKS INC 16,094 16,094
VIACOM INC 30,000 30,000
VION PHARMACEUTICALS INC 38,996 1 38,996
VION PHARMACEUTICALS INC 29,720 1 29,720
VISX INC DEL 11,000 1 11,000
VISX INC DEL 1,200 1,200
WARNER CHILCOTT PLC 50,000 1 50,000
XYLAN CORP 150,000 150,000
</TABLE>
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