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Previous: TRAVELERS INSURANCE GROUP INC /CT, 13F-NT, 2000-11-13 |
Next: CELERITEK INC/CA, 10-Q, 2000-11-13 |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2000.
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name Allen Holding Inc.
-------------------------------------------------------
Address 711 Fifth Avenue
-------------------------------------------------------
New York, New York 10022
-------------------------------------------------------
Form 13F File Number: 28- 4174
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true, correct
and complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Howard M. Felson
---------------------------------------------------------
Title: Vice President
---------------------------------------------------------
Phone: (212) 832-8000
---------------------------------------------------------
Signature, Place, and Date of Signing:
/s/ Howard M. Felson New York, New York November 14, 2000
---------------------- ------------------------ ----------------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
Form 13F Summary Page
Report Summary:
Number of Other Included Managers: 3
Form 13F Information Table Entry Total: 273
Form 13F Information Table Value Total: $1,693,818,203.54
Confidential information has been omitted from this Form 13F Report and
filed separately with the Securities and Exchange Commission.
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment mangers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13F File Number Name
1 28-5910 Allen & Company Incorporated
2 28-6492 Allen Capital Incorporated
3 Allen Arbitrage Inc.
<TABLE>
<S> <C> <C> <C> <C> <C>
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5
FAIR MARKET
NAME OF ISSUER CLASS CUSIP NUMBER VALUE POSITION CLASS
ACE LTD ORD G0070K103 4,070,225.00 103,700 SHS
ACE LTD ORD G0070K103 113,825.00 2,900 SHS
ADVANCED ENVIRON RECYCLING TEC CL A 7947104 44,429.57 33,864 SHS
ADVANCED ENVIRON RECYCLING TEC CL A 7947104 131.20 100 SHS
ADVANCED TECHNICAL PRODS INC COM 7548100 118,168.35 32,050 SHS
AES CORP COM 00130H105 1,207,655.00 17,630 SHS
AES CORP COM 00130H105 22,945,445.00 334,970 SHS
AES CORP COM 00130H105 8,425,500.00 123,000 SHS
AES CORP COM 00130H105 2,109,800.00 30,800 SHS
AES CORP COM 00130H105 287,700.00 4,200 SHS
AFFYMETRIX INC COM 00826T108 1,905,225.00 38,200 SHS
AFFYMETRIX INC COM 00826T108 59,850.00 1,200 SHS
ALLSTATE CORP COM 20002101 761,893.75 21,925 SHS
ALLSTATE CORP COM 20002101 14,475,981.25 416,575 SHS
ALLSTATE CORP COM 20002101 1,025,125.00 29,500 SHS
AMERICA ONLINE INC DEL COM 02364J104 803,777.50 14,954 SHS
AMERICAN HOME PRODS CORP COM 26609107 773,202.54 13,670 SHS
AMERICAN HOME PRODS CORP COM 26609107 14,690,848.26 259,730 SHS
AMERICAN HOME PRODS CORP COM 26609107 1,108,615.20 19,600 SHS
AMERICAN INTL GROUP INC COM 26874107 861,183.00 9,000 SHS
AMERICAN INTL GROUP INC COM 26874107 16,362,477.00 171,000 SHS
AMERICAN INTL GROUP INC COM 26874107 1,234,362.30 12,900 SHS
AMGEN INC COM 31162100 792,896.94 11,355 SHS
AMGEN INC COM 31162100 15,065,041.86 215,745 SHS
AMGEN INC COM 31162100 5,013,650.40 71,800 SHS
AMGEN INC COM 31162100 1,110,265.20 15,900 SHS
AMGEN INC COM 31162100 139,656.00 2,000 SHS
ANADARKO PETE CORP COM 32511107 4,951,270.00 74,500 SHS
ANADARKO PETE CORP COM 32511107 132,920.00 2,000 SHS
APACHE MED SYS INC COM 03746E102 81,234.93 104,014 SHS
APACHE MED SYS INC COM 03746E102 176,578.63 226,093 SHS
ARCHER DANIELS MIDLAND CO COM 39483102 9,477,538.13 1,098,845 SHS
ARIBA INC COM 04033V104 4,269,326.80 29,800 SHS
ARIBA INC COM 04033V104 114,612.80 800 SHS
AT&T CORP COM LIB GRP A 1957208 1,508,400.00 83,800 SHS
AT&T CORP COM LIB GRP B 1957307 1,571,250.00 83,800 SHS
AT&T CORP COM LIB GRP A 1957208 815,112.00 45,284 SHS
AT&T CORP COM LIB GRP A 1957208 15,499,800.00 861,100 SHS
AT&T CORP COM LIB GRP A 1957208 4,273,200.00 237,400 SHS
AT&T CORP COM LIB GRP A 1957208 1,088,784.00 60,488 SHS
AT&T CORP COM LIB GRP A 1957208 151,200.00 8,400 SHS
AXA FINL INC COM 2451102 828,490.30 16,265 SHS
AXA FINL INC COM 2451102 15,741,315.80 309,035 SHS
AXA FINL INC COM 2451102 1,161,363.60 22,800 SHS
BALLARD PWR SYS INC COM 05858H104 3,212,420.40 29,400 SHS
BALLARD PWR SYS INC COM 05858H104 98,339.40 900 SHS
BAYOU STL CORP LA PLACE CL A 73051104 906,549.00 518,028 SHS
BERKSHIRE HATHAWAY INC DEL CL A 84670108 708,400.00 11 SHS
BERKSHIRE HATHAWAY INC DEL CL A 84670108 12,171,600.00 189 SHS
BERKSHIRE HATHAWAY INC DEL CL A 84670108 901,600.00 14 SHS
BESTFOODS COM 08658U101 36,375,000.00 500,000 SHS
BHA GROUP HLDGS INC COM 55446108 1,896,675.00 133,100 SHS
BHA GROUP HLDGS INC COM 55446108 79,800.00 5,600 SHS
CAPITAL ONE FINL CORP COM 14040H105 455,403.00 6,500 SHS
CAPITAL ONE FINL CORP COM 14040H105 6,459,716.40 92,200 SHS
CAPITAL ONE FINL CORP COM 14040H105 5,569,929.00 79,500 SHS
CAPITAL ONE FINL CORP COM 14040H105 651,576.60 9,300 SHS
CAPITAL ONE FINL CORP COM 14040H105 147,130.20 2,100 SHS
CARDINAL HEALTH INC COM 14149Y108 551,609.68 6,255 SHS
CARDINAL HEALTH INC COM 14149Y108 10,480,584.02 118,845 SHS
CARDINAL HEALTH INC COM 14149Y108 5,793,885.90 65,700 SHS
CARDINAL HEALTH INC COM 14149Y108 776,045.60 8,800 SHS
CARDINAL HEALTH INC COM 14149Y108 167,555.30 1,900 SHS
CHAPARRAL RESOURCES INC NEW COM PAR $0.10N 159420306 330,219.00 53,373 SHS
CISCO SYS INC COM 17275R102 23,039.25 417 SHS
CISCO SYS INC COM 17275R102 892,287.50 16,150 SHS
CISCO SYS INC COM 17275R102 16,953,462.50 306,850 SHS
CISCO SYS INC COM 17275R102 3,221,075.00 58,300 SHS
CISCO SYS INC COM 17275R102 1,292,850.00 23,400 SHS
CISCO SYS INC COM 17275R102 88,400.00 1,600 SHS
CITIGROUP INC COM 172967101 1,475,892.60 27,300 SHS
CITIGROUP INC COM 172967101 28,063,584.20 519,100 SHS
CITIGROUP INC COM 172967101 11,987,329.45 221,733 SHS
CITIGROUP INC COM 172967101 2,135,449.00 39,500 SHS
CITIGROUP INC COM 172967101 324,372.00 6,000 SHS
CITRIX SYS INC COM 177376100 501,550.00 25,000 SHS
CLICKNSETTLE COM INC WT EXP 111201 18682E114 43,188.00 73,200 SHS
COASTAL CORP COM 190441105 6,315,450.00 85,200 SHS
COCA COLA CO COM 191216100 129,429,090.00 2,347,920 SHS
COCA COLA CO COM 191216100 694,354.50 12,596 SHS
COCA COLA CO COM 191216100 13,192,515.00 239,320 SHS
COCA COLA CO COM 191216100 1,157,625.00 21,000 SHS
COCA COLA ENTERPRISES INC COM 191219104 58,702,345.80 3,683,400 SHS
COCA COLA ENTERPRISES INC COM 191219104 278,897.50 17,500 SHS
COCA COLA ENTERPRISES INC COM 191219104 5,299,052.50 332,500 SHS
COCA COLA ENTERPRISES INC COM 191219104 717,165.00 45,000 SHS
COLUMBIA ENERGY GROUP COM 197648108 21,300,000.00 300,000 SHS
COMMERCE ONE INC DEL COM 200693109 4,207,600.00 53,600 SHS
COMMERCE ONE INC DEL COM 200693109 109,900.00 1,400 SHS
COSTAR GROUP INC COM 22160N109 3,334,847.00 90,131 SHS
COSTAR GROUP INC COM 22160N109 3,626.00 98 SHS
CTN MEDIA GROUP INC COM 12643W107 39,000.00 6,000 SHS
CTN MEDIA GROUP INC COM 12643W107 204,002.50 31,385 SHS
CTN MEDIA GROUP INC COM 12643W107 2,229,500.00 343,000 SHS
CTN MEDIA GROUP INC COM 12643W107 1,982,500.00 305,000 SHS
CYBERONICS INC COM 23251P102 806,031.20 37,600 SHS
CYPRESS BIOSCIENCES INC COM 232674101 350,683.44 207,874 SHS
CYPRESS BIOSCIENCES INC COM 232674101 1,679,204.37 995,379 SHS
CYPRESS BIOSCIENCES INC COM 232674101 8,603.70 5,100 SHS
DEVON ENERGY CORP NEW COM 25179M103 4,421,025.00 73,500 SHS
DEVON ENERGY CORP NEW COM 25179M103 126,315.00 2,100 SHS
DIGITAL LIGHTWAVE INC COM 253855100 2,948,575.00 40,600 SHS
DIGITAL LIGHTWAVE INC COM 253855100 94,412.50 1,300 SHS
DISC GRAPHICS INC COM 254590102 596,058.75 264,915 SHS
DONALDSON LUFKIN & JENRETTE NW COM DLJ 257661108 44,718,500.00 500,000 SHS
EL PASO ENERGY CORP DEL COM 283905107 576,132.13 9,349 SHS
EL PASO ENERGY CORP DEL COM 283905107 10,945,894.13 177,621 SHS
EL PASO ENERGY CORP DEL COM 283905107 802,973.75 13,030 SHS
ELCOM INTL INC COM 284434107 399,330.00 90,000 SHS
EMPIRE RES INC DEL WT EXP 100101 29206E118 25,000.00 100,000 SHS
ENCORE MED CORP WT EXP 030803 29256E117 12,532.27 33,871 SHS
ENGAGE INC COM 292827102 406,250.00 50,000 SHS
ENRON CORP COM 293561106 5,231,212.50 59,700 SHS
ENSCO INTL INC COM 26874Q100 987,997.50 25,830 SHS
ENSCO INTL INC COM 26874Q100 18,771,952.50 490,770 SHS
ENSCO INTL INC COM 26874Q100 6,556,050.00 171,400 SHS
ENSCO INTL INC COM 26874Q100 1,476,450.00 38,600 SHS
ENSCO INTL INC COM 26874Q100 198,900.00 5,200 SHS
ENVIROGEN INC COM NEW 294040308 501,075.00 235,800 SHS
ENVIROGEN INC COM NEW 294040308 35,789.25 16,842 SHS
EXCALIBUR TECHNOLOGIES CORP COM NEW 300651205 6,046,830.00 90,000 SHS
EXCALIBUR TECHNOLOGIES CORP COM NEW 300651205 195,248,512.60 2,906,046 SHS
EXCALIBUR TECHNOLOGIES CORP COM NEW 300651205 3,224,976.00 48,000 SHS
EXCALIBUR TECHNOLOGIES CORP COM NEW 300651205 7,860.88 117 SHS
EXCALIBUR TECHNOLOGIES CORP COM NEW 300651205 99,772,695.00 1,485,000 SHS
EXCALIBUR TECHNOLOGIES CORP COM NEW 300651205 2,015,610.00 30,000 SHS
EXCALIBUR TECHNOLOGIES CORP COM NEW 300651205 1,925,041.92 28,652 SHS
EXCALIBUR TECHNOLOGIES CORP COM NEW 300651205 179,456.48 2,671 SHS
FIRST SEC CORP DEL COM 336294103 4,893,600.00 300,000 SHS
FLEXTRONICS INTL LTD ORD Y2573F102 5,510,587.50 67,100 SHS
FLEXTRONICS INTL LTD ORD Y2573F102 164,250.00 2,000 SHS
FOREST LABS INC COM 345838106 6,296,316.30 54,900 SHS
FOREST LABS INC COM 345838106 194,967.90 1,700 SHS
GENENTECH INC COM NEW 368710406 4,382,213.20 23,600 SHS
GENENTECH INC COM NEW 368710406 129,980.90 700 SHS
GERALD STEVENS INC COM 37369G101 223,730.77 341,053 SHS
GERALD STEVENS INC COM 37369G101 4,592.00 7,000 SHS
GERALD STEVENS INC COM 37369G101 3,779.87 5,762 SHS
HARVEY ELECTRONICS INC WT EXP 033103 417660115 8,400.00 30,000 SHS
HERLEY INDS INC DEL WT EXP 010502 427398128 1,733,459.00 247,637 SHS
HEWLETT PACKARD CO COM 428236103 487,910.00 5,030 SHS
HEWLETT PACKARD CO COM 428236103 9,270,290.00 95,570 SHS
HEWLETT PACKARD CO COM 428236103 717,800.00 7,400 SHS
HOLLYWOOD ENTMT CORP COM 436141105 1,109,228.55 149,150 SHS
HOMESTORE COM INC COM 437852106 7,284,772.00 155,824 SHS
IBIS TECHNOLOGY CORP COM 450909106 36,312.00 1,000 SHS
IBIS TECHNOLOGY CORP COM 450909106 377,535.86 10,397 SHS
IBIS TECHNOLOGY CORP COM 450909106 617,304.00 17,000 SHS
IBIS TECHNOLOGY CORP COM 450909106 1,742,976.00 48,000 SHS
IBIS TECHNOLOGY CORP COM 450909106 145,248.00 4,000 SHS
IMMUNEX CORP NEW COM 452528102 925,245.00 21,270 SHS
IMMUNEX CORP NEW COM 452528102 17,579,655.00 404,130 SHS
IMMUNEX CORP NEW COM 452528102 5,885,550.00 135,300 SHS
IMMUNEX CORP NEW COM 452528102 1,296,300.00 29,800 SHS
IMMUNEX CORP NEW COM 452528102 169,650.00 3,900 SHS
INFONAUTICS CORP CL A 456662105 75,692.50 35,620 SHS
INTEL CORP COM 458140100 8,312,400.00 200,000 SHS
INTEL CORP COM 458140100 14,338.89 345 SHS
INTEL CORP COM 458140100 1,078,118.28 25,940 SHS
INTEL CORP COM 458140100 20,484,247.32 492,860 SHS
INTEL CORP COM 458140100 4,413,884.40 106,200 SHS
INTEL CORP COM 458140100 1,604,293.20 38,600 SHS
INTEL CORP COM 458140100 124,686.00 3,000 SHS
INTERTRUST TECHNOLOGIES CORP COM 46113Q109 1,791,399.99 148,516 SHS
INTERTRUST TECHNOLOGIES CORP COM 46113Q109 5,572.64 462 SHS
INTRENET INC COM 461190100 528,933.75 282,098 SHS
INTRENET INC COM 461190100 3,679,771.88 1,962,545 SHS
INTRENET INC COM 461190100 438,135.00 233,672 SHS
JDS UNIPHASE CORP COM 46612J101 2,395,581.10 25,300 SHS
JDS UNIPHASE CORP COM 46612J101 75,749.60 800 SHS
KOREA ELECTRIC PWR SPONSORED ADR 500631106 5,224,800.00 400,000 SHS
LEISUREPLANET HLDGS LTD WT A EX 012301 G54467116 11,051.00 22,102 SHS
LOUDEYE TECHNOLOGIES INC COM 545754103 1,607,182.41 235,934 SHS
LOUDEYE TECHNOLOGIES INC COM 545754103 4,768.40 700 SHS
LUMISYS INC COM 550274104 29,505.00 11,240 SHS
LYCOS INC COM 550818108 3,438,300.00 50,000 SHS
MALLINCKRODT INC NEW COM 561232109 29,656,250.00 650,000 SHS
METROCALL INC COM 591647102 33,000.00 11,000 SHS
MICROSOFT CORP COM 594918104 603,120.00 10,000 SHS
MICROSOFT CORP COM 594918104 11,459,280.00 190,000 SHS
MICROSOFT CORP COM 594918104 898,648.80 14,900 SHS
MILLENNIUM PHARMACEUTICALS INC COM 599902103 5,900,904.80 40,400 SHS
MILLENNIUM PHARMACEUTICALS INC COM 599902103 160,668.20 1,100 SHS
MMC NETWORKS INC COM 55308N102 9,694,960.00 76,640 SHS
MORGAN STANLEY DEAN WITTER&CO COM NEW 617446448 594,340.50 6,500 SHS
MORGAN STANLEY DEAN WITTER&CO COM NEW 617446448 12,115,402.50 132,500 SHS
MORGAN STANLEY DEAN WITTER&CO COM NEW 617446448 5,202,765.30 56,900 SHS
MORGAN STANLEY DEAN WITTER&CO COM NEW 617446448 896,082.60 9,800 SHS
MORGAN STANLEY DEAN WITTER&CO COM NEW 617446448 182,874.00 2,000 SHS
NAM TAI ELECTRS INC WT EXP 112402 629865148 177,461.80 38,900 SHS
NETPLIANCE INC COM 64115K103 95,134.50 63,423 SHS
NOKIA CORP SPONSORED ADR 654902204 957,876.72 24,060 SHS
NOKIA CORP SPONSORED ADR 654902204 18,199,657.68 457,140 SHS
NOKIA CORP SPONSORED ADR 654902204 1,321,758.40 33,200 SHS
OMNI NUTRACEUTICALS INC COM 68212M102 245,000.00 140,000 SHS
OMNI NUTRACEUTICALS INC COM 68212M102 1,876.00 1,072 SHS
PAINE WEBBER GROUP INC COM 695629105 16,288,823.75 239,102 SHS
PATHWAYS GROUP INC COM 70321D106 1,492,633.78 2,655,932 SHS
PATHWAYS GROUP INC COM 70321D106 70,250.00 125,000 SHS
PBOC HLDGS INC COM 69316G108 212,500.00 25,000 SHS
PE CORP COM PE BIO GRP 69332S102 5,859,950.00 50,300 SHS
PE CORP COM PE BIO GRP 69332S102 163,100.00 1,400 SHS
PFIZER INC COM 717081103 1,190,156.45 26,485 SHS
PFIZER INC COM 717081103 22,612,972.46 503,215 SHS
PFIZER INC COM 717081103 1,689,631.20 37,600 SHS
PHARMACIA CORP COM 71713U102 992,784.56 16,495 SHS
PHARMACIA CORP COM 71713U102 18,862,906.74 313,405 SHS
PHARMACIA CORP COM 71713U102 1,390,319.70 23,100 SHS
PRICELINE COM INC COM 741503106 6,896,988.13 580,799 SHS
PRICELINE COM INC COM 741503106 4,037.50 340 SHS
PRINCETON VIDEO IMAGE INC COM 742476104 878,432.72 174,604 SHS
PSINET INC COM 74437C101 40,425.00 4,200 SHS
PSINET INC COM 74437C101 231,000.00 24,000 SHS
QWEST COMMUNICATIONS INTL INC COM 749121109 576,744.00 12,000 SHS
QWEST COMMUNICATIONS INTL INC COM 749121109 10,958,136.00 228,000 SHS
QWEST COMMUNICATIONS INTL INC COM 749121109 4,070,851.40 84,700 SHS
QWEST COMMUNICATIONS INTL INC COM 749121109 961,240.00 20,000 SHS
QWEST COMMUNICATIONS INTL INC COM 749121109 129,767.40 2,700 SHS
REPUBLIC BANCORP INC COM 760282103 144,723.00 15,234 SHS
REPUBLIC GROUP INC COM 760473108 4,608,450.00 250,800 SHS
SAFEWAY INC COM NEW 786514208 567,713.92 12,160 SHS
SAFEWAY INC COM NEW 786514208 10,786,564.48 231,040 SHS
SAFEWAY INC COM NEW 786514208 4,458,608.50 95,500 SHS
SAFEWAY INC COM NEW 786514208 789,010.30 16,900 SHS
SAFEWAY INC COM NEW 786514208 121,386.20 2,600 SHS
SCHLUMBERGER LTD COM 806857108 661,376.92 8,035 SHS
SCHLUMBERGER LTD COM 806857108 12,566,161.48 152,665 SHS
SCHLUMBERGER LTD COM 806857108 930,125.60 11,300 SHS
SHOPNET COM INC WT EXP 090901 82508N112 21,588.00 77,100 SHS
STORA ENSO CORP SPON ADR REP R 86210M106 279,675.00 33,900 SHS
SUN MICROSYSTEMS INC COM 866810104 3,619.25 31 SHS
SUN MICROSYSTEMS INC COM 866810104 5,020,250.00 43,000 SHS
SUN MICROSYSTEMS INC COM 866810104 140,100.00 1,200 SHS
TIME WARNER INC COM 887315109 3,912,500.00 50,000 SHS
TRANSOCEAN SEDCO FOREX INC ORD G90078109 941,165.75 16,054 SHS
TRANSOCEAN SEDCO FOREX INC ORD G90078109 17,882,266.50 305,028 SHS
TRANSOCEAN SEDCO FOREX INC ORD G90078109 8,805,475.00 150,200 SHS
TRANSOCEAN SEDCO FOREX INC ORD G90078109 1,407,000.00 24,000 SHS
TRANSOCEAN SEDCO FOREX INC ORD G90078109 269,675.00 4,600 SHS
U S ENERGY SYS INC WT EXP 120101 902951110 280,038.06 172,863 SHS
USA ED INC COM 90390U102 521,865.21 10,830 SHS
USA ED INC COM 90390U102 9,915,438.99 205,770 SHS
USA ED INC COM 90390U102 5,474,043.20 113,600 SHS
USA ED INC COM 90390U102 727,623.70 15,100 SHS
USA ED INC COM 90390U102 154,198.40 3,200 SHS
USA NETWORKS INC COM 902984103 61,594,357.61 2,807,784 SHS
USA NETWORKS INC COM 902984103 636.17 29 SHS
USA NETWORKS INC COM 902984103 369,638.45 16,850 SHS
USA NETWORKS INC COM 902984103 7,023,130.55 320,150 SHS
USA NETWORKS INC COM 902984103 3,334,424.00 152,000 SHS
USA NETWORKS INC COM 902984103 706,108.16 32,188 SHS
USA NETWORKS INC COM 902984103 493,582.50 22,500 SHS
USA NETWORKS INC COM 902984103 65,811.00 3,000 SHS
VERITAS SOFTWARE CO COM 923436109 3,294,400.00 23,200 SHS
VERITAS SOFTWARE CO COM 923436109 85,200.00 600 SHS
VIACOM INC CL B 925524308 679,185.00 11,610 SHS
VIACOM INC CL B 925524308 12,903,930.00 220,580 SHS
VIACOM INC CL B 925524308 3,364,042.50 57,505 SHS
VIACOM INC CL B 925524308 1,377,324.00 23,544 SHS
VIACOM INC CL B 925524308 107,874.00 1,844 SHS
VIDEO NETWORK COMMUNICATIONS WT EXP 0615O4 92656N111 310,248.00 333,600 SHS
VIEWCAST COM INC WT EXP 020302 926713116 24,595.18 23,203 SHS
VISION-SCIENCES INC DEL COM 927912105 18,238.00 13,264 SHS
VOICESTREAM WIRELESS CORP COM 928615103 176,209,622.69 1,518,237 SHS
VOICESTREAM WIRELESS CORP COM 928615103 2,155,271.34 18,570 SHS
VOICESTREAM WIRELESS CORP COM 928615103 200,903.32 1,731 SHS
WEBFINANCIAL CORP WT EXP 042802 94767P118 14,674.95 163,055 SHS
WESLEY JESSEN VISIONCARE INC COM 951018100 14,606,060.00 380,000 SHS
WOMEN FIRST HEALTHCARE COM 978150100 80,062.50 160,125 SHS
WOMEN FIRST HEALTHCARE COM 978150100 11,437.50 22,875 SHS
WOMEN FIRST HEALTHCARE COM 978150100 833.00 1,666 SHS
WORLDCOM INC GA NEW COM 98157D106 270,914.63 8,919 SHS
XIRCOM INC COM 983922105 243,031.25 9,625 SHS
------------------
1,693,818,203.54
==================
<S> <C> <C> <C> <C> <C> <C> <C>
ITEM 1 ITEM 6 ITEM 7 ITEM 8
---INVESTMENT DISCRETION--- ---VOTING AUTHORITY---
NAME OF ISSUER (a) (b) (C) (a) (b) (C)
SOLE SHARED OTHER MANAGERS SOLE SHARED OTHER
ACE LTD 103,700 2 103,700
ACE LTD 2,900 2,900
ADVANCED ENVIRON RECYCLING TEC 33,864 1 33,864
ADVANCED ENVIRON RECYCLING TEC 100 1 100
ADVANCED TECHNICAL PRODS INC 32,050 1 32,050
AES CORP 17,630 2 17,630
AES CORP 334,970 2 334,970
AES CORP 123,000 2 123,000
AES CORP 30,800 30,800
AES CORP 4,200 4,200
AFFYMETRIX INC 38,200 2 38,200
AFFYMETRIX INC 1,200 1,200
ALLSTATE CORP 21,925 2 21,925
ALLSTATE CORP 416,575 2 416,575
ALLSTATE CORP 29,500 29,500
AMERICA ONLINE INC DEL 14,954 1 14,954
AMERICAN HOME PRODS CORP 13,670 2 13,670
AMERICAN HOME PRODS CORP 259,730 2 259,730
AMERICAN HOME PRODS CORP 19,600 19,600
AMERICAN INTL GROUP INC 9,000 2 9,000
AMERICAN INTL GROUP INC 171,000 2 171,000
AMERICAN INTL GROUP INC 12,900 12,900
AMGEN INC 11,355 2 11,355
AMGEN INC 215,745 2 215,745
AMGEN INC 71,800 2 71,800
AMGEN INC 15,900 15,900
AMGEN INC 2,000 2,000
ANADARKO PETE CORP 74,500 2 74,500
ANADARKO PETE CORP 2,000 2,000
APACHE MED SYS INC 104,014 1 104,014
APACHE MED SYS INC 226,093 1 226,093
ARCHER DANIELS MIDLAND CO 1,098,845 1 1,098,845
ARIBA INC 29,800 2 29,800
ARIBA INC 800 800
AT&T CORP 83,800 1 83,800
AT&T CORP 83,800 1 83,800
AT&T CORP 45,284 2 45,284
AT&T CORP 861,100 2 861,100
AT&T CORP 237,400 2 237,400
AT&T CORP 60,488 60,488
AT&T CORP 8,400 8,400
AXA FINL INC 16,265 2 16,265
AXA FINL INC 309,035 2 309,035
AXA FINL INC 22,800 22,800
BALLARD PWR SYS INC 29,400 2 29,400
BALLARD PWR SYS INC 900 900
BAYOU STL CORP LA PLACE 518,028 518,028
BERKSHIRE HATHAWAY INC DEL 11 2 11
BERKSHIRE HATHAWAY INC DEL 189 2 189
BERKSHIRE HATHAWAY INC DEL 14 14
BESTFOODS 500,000 3 500,000
BHA GROUP HLDGS INC 133,100 1 133,100
BHA GROUP HLDGS INC 5,600 1 5,600
CAPITAL ONE FINL CORP 6,500 2 6,500
CAPITAL ONE FINL CORP 92,200 2 92,200
CAPITAL ONE FINL CORP 79,500 2 79,500
CAPITAL ONE FINL CORP 9,300 9,300
CAPITAL ONE FINL CORP 2,100 2,100
CARDINAL HEALTH INC 6,255 2 6,255
CARDINAL HEALTH INC 118,845 2 118,845
CARDINAL HEALTH INC 65,700 2 65,700
CARDINAL HEALTH INC 8,800 8,800
CARDINAL HEALTH INC 1,900 1,900
CHAPARRAL RESOURCES INC NEW 53,373 1 53,373
CISCO SYS INC 417 1 417
CISCO SYS INC 16,150 2 16,150
CISCO SYS INC 306,850 2 306,850
CISCO SYS INC 58,300 2 58,300
CISCO SYS INC 23,400 23,400
CISCO SYS INC 1,600 1,600
CITIGROUP INC 27,300 2 27,300
CITIGROUP INC 519,100 2 519,100
CITIGROUP INC 221,733 2 221,733
CITIGROUP INC 39,500 39,500
CITIGROUP INC 6,000 6,000
CITRIX SYS INC 25,000 1 25,000
CLICKNSETTLE COM INC 73,200 1 73,200
COASTAL CORP 85,200 3 85,200
COCA COLA CO 2,347,920 1 2,347,920
COCA COLA CO 12,596 2 12,596
COCA COLA CO 239,320 2 239,320
COCA COLA CO 21,000 21,000
COCA COLA ENTERPRISES INC 3,683,400 1 3,683,400
COCA COLA ENTERPRISES INC 17,500 2 17,500
COCA COLA ENTERPRISES INC 332,500 2 332,500
COCA COLA ENTERPRISES INC 45,000 45,000
COLUMBIA ENERGY GROUP 300,000 3 300,000
COMMERCE ONE INC DEL 53,600 2 53,600
COMMERCE ONE INC DEL 1,400 1,400
COSTAR GROUP INC 90,131 1 90,131
COSTAR GROUP INC 98 1 98
CTN MEDIA GROUP INC 6,000 1 6,000
CTN MEDIA GROUP INC 31,385 1 31,385
CTN MEDIA GROUP INC 343,000 1 343,000
CTN MEDIA GROUP INC 305,000 1 305,000
CYBERONICS INC 37,600 3 37,600
CYPRESS BIOSCIENCES INC 207,874 1 207,874
CYPRESS BIOSCIENCES INC 995,379 1 995,379
CYPRESS BIOSCIENCES INC 5,100 1 5,100
DEVON ENERGY CORP NEW 73,500 2 73,500
DEVON ENERGY CORP NEW 2,100 2,100
DIGITAL LIGHTWAVE INC 40,600 2 40,600
DIGITAL LIGHTWAVE INC 1,300 1,300
DISC GRAPHICS INC 264,915 1 264,915
DONALDSON LUFKIN & JENRETTE NW 500,000 3 500,000
EL PASO ENERGY CORP DEL 9,349 2 9,349
EL PASO ENERGY CORP DEL 177,621 2 177,621
EL PASO ENERGY CORP DEL 13,030 13,030
ELCOM INTL INC 90,000 1 90,000
EMPIRE RES INC DEL 100,000 1 100,000
ENCORE MED CORP 33,871 1 33,871
ENGAGE INC 50,000 1 50,000
ENRON CORP 59,700 2 59,700
ENSCO INTL INC 25,830 2 25,830
ENSCO INTL INC 490,770 2 490,770
ENSCO INTL INC 171,400 2 171,400
ENSCO INTL INC 38,600 38,600
ENSCO INTL INC 5,200 5,200
ENVIROGEN INC 235,800 1 235,800
ENVIROGEN INC 16,842 1 16,842
EXCALIBUR TECHNOLOGIES CORP 90,000 1 90,000
EXCALIBUR TECHNOLOGIES CORP 2,906,046 1 2,906,046
EXCALIBUR TECHNOLOGIES CORP 48,000 1 48,000
EXCALIBUR TECHNOLOGIES CORP 117 1 117
EXCALIBUR TECHNOLOGIES CORP 1,485,000 1 1,485,000
EXCALIBUR TECHNOLOGIES CORP 30,000 1 30,000
EXCALIBUR TECHNOLOGIES CORP 28,652 28,652
EXCALIBUR TECHNOLOGIES CORP 2,671 2,671
FIRST SEC CORP DEL 300,000 3 300,000
FLEXTRONICS INTL LTD 67,100 2 67,100
FLEXTRONICS INTL LTD 2,000 2,000
FOREST LABS INC 54,900 2 54,900
FOREST LABS INC 1,700 1,700
GENENTECH INC 23,600 2 23,600
GENENTECH INC 700 700
GERALD STEVENS INC 341,053 1 341,053
GERALD STEVENS INC 7,000 1 7,000
GERALD STEVENS INC 5,762 1 5,762
HARVEY ELECTRONICS INC 30,000 1 30,000
HERLEY INDS INC DEL 247,637 1 247,637
HEWLETT PACKARD CO 5,030 2 5,030
HEWLETT PACKARD CO 95,570 2 95,570
HEWLETT PACKARD CO 7,400 7,400
HOLLYWOOD ENTMT CORP 149,150 1 149,150
HOMESTORE COM INC 155,824 1 155,824
IBIS TECHNOLOGY CORP 1,000 1 1,000
IBIS TECHNOLOGY CORP 10,397 1 10,397
IBIS TECHNOLOGY CORP 17,000 1 17,000
IBIS TECHNOLOGY CORP 48,000 1 48,000
IBIS TECHNOLOGY CORP 4,000 1 4,000
IMMUNEX CORP NEW 21,270 2 21,270
IMMUNEX CORP NEW 404,130 2 404,130
IMMUNEX CORP NEW 135,300 2 135,300
IMMUNEX CORP NEW 29,800 29,800
IMMUNEX CORP NEW 3,900 3,900
INFONAUTICS CORP 35,620 1 35,620
INTEL CORP 200,000 1 200,000
INTEL CORP 345 1 345
INTEL CORP 25,940 2 25,940
INTEL CORP 492,860 2 492,860
INTEL CORP 106,200 2 106,200
INTEL CORP 38,600 38,600
INTEL CORP 3,000 3,000
INTERTRUST TECHNOLOGIES CORP 148,516 1 148,516
INTERTRUST TECHNOLOGIES CORP 462 1 462
INTRENET INC 282,098 1 282,098
INTRENET INC 1,962,545 1,962,545
INTRENET INC 233,672 233,672
JDS UNIPHASE CORP 25,300 2 25,300
JDS UNIPHASE CORP 800 800
KOREA ELECTRIC PWR 400,000 1 400,000
LEISUREPLANET HLDGS LTD 22,102 1 22,102
LOUDEYE TECHNOLOGIES INC 235,934 1 235,934
LOUDEYE TECHNOLOGIES INC 700 1 700
LUMISYS INC 11,240 1 11,240
LYCOS INC 50,000 3 50,000
MALLINCKRODT INC NEW 650,000 3 650,000
METROCALL INC 11,000 1 11,000
MICROSOFT CORP 10,000 2 10,000
MICROSOFT CORP 190,000 2 190,000
MICROSOFT CORP 14,900 14,900
MILLENNIUM PHARMACEUTICALS INC 40,400 2 40,400
MILLENNIUM PHARMACEUTICALS INC 1,100 1,100
MMC NETWORKS INC 76,640 3 76,640
MORGAN STANLEY DEAN WITTER&CO 6,500 2 6,500
MORGAN STANLEY DEAN WITTER&CO 132,500 2 132,500
MORGAN STANLEY DEAN WITTER&CO 56,900 2 56,900
MORGAN STANLEY DEAN WITTER&CO 9,800 9,800
MORGAN STANLEY DEAN WITTER&CO 2,000 2,000
NAM TAI ELECTRS INC 38,900 1 38,900
NETPLIANCE INC 63,423 1 63,423
NOKIA CORP 24,060 2 24,060
NOKIA CORP 457,140 2 457,140
NOKIA CORP 33,200 33,200
OMNI NUTRACEUTICALS INC 140,000 1 140,000
OMNI NUTRACEUTICALS INC 1,072 1 1,072
PAINE WEBBER GROUP INC 239,102 3 239,102
PATHWAYS GROUP INC 2,655,932 1 2,655,932
PATHWAYS GROUP INC 125,000 1 125,000
PBOC HLDGS INC 25,000 1 25,000
PE CORP 50,300 2 50,300
PE CORP 1,400 1,400
PFIZER INC 26,485 2 26,485
PFIZER INC 503,215 2 503,215
PFIZER INC 37,600 37,600
PHARMACIA CORP 16,495 2 16,495
PHARMACIA CORP 313,405 2 313,405
PHARMACIA CORP 23,100 23,100
PRICELINE COM INC 580,799 1 580,799
PRICELINE COM INC 340 1 340
PRINCETON VIDEO IMAGE INC 174,604 1 174,604
PSINET INC 4,200 1 4,200
PSINET INC 24,000 1 24,000
QWEST COMMUNICATIONS INTL INC 12,000 2 12,000
QWEST COMMUNICATIONS INTL INC 228,000 2 228,000
QWEST COMMUNICATIONS INTL INC 84,700 2 84,700
QWEST COMMUNICATIONS INTL INC 20,000 20,000
QWEST COMMUNICATIONS INTL INC 2,700 2,700
REPUBLIC BANCORP INC 15,234 1 15,234
REPUBLIC GROUP INC 250,800 3 250,800
SAFEWAY INC 12,160 2 12,160
SAFEWAY INC 231,040 2 231,040
SAFEWAY INC 95,500 2 95,500
SAFEWAY INC 16,900 16,900
SAFEWAY INC 2,600 2,600
SCHLUMBERGER LTD 8,035 2 8,035
SCHLUMBERGER LTD 152,665 2 152,665
SCHLUMBERGER LTD 11,300 11,300
SHOPNET COM INC 77,100 1 77,100
STORA ENSO CORP 33,900 3 33,900
SUN MICROSYSTEMS INC 31 1 31
SUN MICROSYSTEMS INC 43,000 2 43,000
SUN MICROSYSTEMS INC 1,200 1,200
TIME WARNER INC 50,000 3 50,000
TRANSOCEAN SEDCO FOREX INC 16,054 2 16,054
TRANSOCEAN SEDCO FOREX INC 305,028 2 305,028
TRANSOCEAN SEDCO FOREX INC 150,200 2 150,200
TRANSOCEAN SEDCO FOREX INC 24,000 24,000
TRANSOCEAN SEDCO FOREX INC 4,600 4,600
U S ENERGY SYS INC 172,863 1 172,863
USA ED INC 10,830 2 10,830
USA ED INC 205,770 2 205,770
USA ED INC 113,600 2 113,600
USA ED INC 15,100 15,100
USA ED INC 3,200 3,200
USA NETWORKS INC 2,807,784 1 2,807,784
USA NETWORKS INC 29 1 29
USA NETWORKS INC 16,850 2 16,850
USA NETWORKS INC 320,150 2 320,150
USA NETWORKS INC 152,000 2 152,000
USA NETWORKS INC 32,188 32,188
USA NETWORKS INC 22,500 22,500
USA NETWORKS INC 3,000 3,000
VERITAS SOFTWARE CO 23,200 2 23,200
VERITAS SOFTWARE CO 600 600
VIACOM INC 11,610 2 11,610
VIACOM INC 220,580 2 220,580
VIACOM INC 57,505 2 57,505
VIACOM INC 23,544 23,544
VIACOM INC 1,844 1,844
VIDEO NETWORK COMMUNICATIONS 333,600 1 333,600
VIEWCAST COM INC 23,203 1 23,203
VISION-SCIENCES INC DEL 13,264 1 13,264
VOICESTREAM WIRELESS CORP 1,518,237 1 1,518,237
VOICESTREAM WIRELESS CORP 18,570 18,570
VOICESTREAM WIRELESS CORP 1,731 1,731
WEBFINANCIAL CORP 163,055 1 163,055
WESLEY JESSEN VISIONCARE INC 380,000 3 380,000
WOMEN FIRST HEALTHCARE 160,125 1 160,125
WOMEN FIRST HEALTHCARE 22,875 1 22,875
WOMEN FIRST HEALTHCARE 1,666 1 1,666
WORLDCOM INC GA NEW 8,919 1 8,919
XIRCOM INC 9,625 1 9,625
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