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Previous: MERRILL LYNCH NEW MEXICO MUNICIPAL BD FD OF MLMSMST, 24F-2NT, 2000-10-25 |
Next: PENNFED FINANCIAL SERVICES INC, 8-K, 2000-10-25 |
SECURITIES AND EXCHANGE COMMISSION
FORM 13F-E
NAME OF REPORTING MANAGER: MIDDLETON & COMPANY, INC.
October 21, 2000
Form 13 F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2000
Check here if Amendment { }; Amendment Number:
This Amendment (check only one) { } is a restatement.
{ } adds new holding entries.
Institutional Investment Manager Filing this Report:
Name: Middleton & Company, Inc.
Address: 99 High Street
Boston, MA 02110
13F File Number: 28-4180
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and it is understood that all required items, statements, schedules,
lists and tables, are considered integral parts of this form.
Person signing this report on behalf of reporting manager:
Person signing this report on behalf of reporting manager:
Name: T. Michael Middleton
Title: Chairman
Phone: 617 357-5101
Signature /s/ T. Michael Middleton Boston, MA 02110 October 23, 2000
------------------------
Report Type:
{X} 13 F Holding Report
{ } 13 F Notice
{ } 13 F Combination Report
I am signing this report as required by the Securities Exchange Act of 1934.
<PAGE>
SEC13F.LNS MIDDLETON & COMPANY, INC.
FORM 13F SUMMARY PAGE
AS OF DATE: 09/30/00
RUN DATE: 10/21/00 11:35 A.M.
REPORT SUMMARY:
NUMBER OF OTHER INCLUDED MANAGERS: 0
----------
FORM 13F INFORMATION TABLE ENTRY TOTAL: 160
---------
FORM 13F INFORMATION TABLE VALUE TOTAL: $546,222,000
------------------
LIST OF OTHER INCLUDED MANAGERS:
NO. 13F FILE NUMBER NAME
<PAGE>
MIDDLETON & COMPANY, INC.
RUN DATE: 10/21/00 11:35 A.M.
FORM 13F INFORMATION TABLE
AS OF DATE: 09/30/00
<TABLE>
<CAPTION>
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ABBOTT LABORATORIES COM 002824100 3955 83158 SH SOLE 83158 0 0
ADC TELECOMMUNICATION COM 000886101 403 15000 SH SOLE 15000 0 0
AGILENT TECHNOLOGIES COM 00846U101 216 4419 SH SOLE 4419 0 0
ALCOA COM 013817101 1108 43768 SH SOLE 43768 0 0
AMERICAN EXPRESS COM 025816109 213 3510 SH SOLE 3510 0 0
AMERICAN HOME PRODUCTS COM 026609107 1243 22018 SH SOLE 22018 0 0
AMERICAN INTL GROUP COM 026874107 21849 228337 SH DEFINED 228285 52 0
AMERICAN INTL GROUP COM 026874107 132 1375 SH OTHER 0 0 1375
AMGEN COM 031162100 2928 41925 SH SOLE 41925 0 0
AMGEN COM 031162100 115 1650 SH OTHER 0 0 1650
ANADIGICS INC COM 032515108 802 36240 SH SOLE 36240 0 0
ANALOG DEVICES COM 032654105 9486 114635 SH DEFINED 114535 100 0
ANALOG DEVICES COM 032654105 8 100 SH OTHER 0 0 100
ASPEN TECHNOLOGY COM 045327103 1099 24350 SH DEFINED 24200 150 0
AT & T CORP COM 001957109 3291 112049 SH DEFINED 111974 75 0
AT & T CORP COM 001957109 28 950 SH OTHER 0 0 950
AT&T CORP - AT&T WIRELESS COM 001957406 2304 110360 SH SOLE 110360 0 0
AUTOMATIC DATA PROCESSING COM 053015103 3341 49958 SH SOLE 49958 0 0
BANK NEW YORK COM 064057102 667 11800 SH SOLE 11800 0 0
BANK ONE CORP COM 06423A103 255 6700 SH SOLE 6700 0 0
BELLSOUTH COM 079860102 1511 37310 SH SOLE 37310 0 0
BERKSHIRE HATHAWAY CL B COM 084670207 442 213 SH SOLE 213 0 0
BESTFOODS COM 08658U101 597 8200 SH SOLE 8200 0 0
BORG WARNER INC COM 099724106 2052 61942 SH SOLE 61942 0 0
BP AMOCO ADS COM 055622104 13814 260641 SH DEFINED 260561 80 0
BP AMOCO ADS COM 055622104 72 1365 SH OTHER 0 0 1365
BRISTOL MYERS SQUIBB COM 110122108 7289 126770 SH DEFINED 126370 400 0
BRISTOL MYERS SQUIBB COM 110122108 12 200 SH OTHER 0 0 200
CAMBRIDGE BANCORP COM 132152109 519 6800 SH SOLE 6800 0 0
CHARTER ONE FINANCIAL COM 160903100 425 17432 SH SOLE 17432 0 0
CHASE MANHATTAN COM 16161A108 5464 118308 SH SOLE 118308 0 0
CHEVRON COM 166751107 8197 96150 SH DEFINED 96105 45 0
CHEVRON COM 166751107 21 250 SH OTHER 0 0 250
CISCO SYSTEMS COM 17275R102 13304 240793 SH SOLE 240793 0 0
CISCO SYSTEMS COM 17275R102 97 1750 SH OTHER 0 0 1750
CITIGROUP COM 172967101 10458 193448 SH DEFINED 193362 86 0
CITIGROUP COM 172967101 8 150 SH OTHER 0 0 150
CLOROX COM 189054109 202 5100 SH SOLE 5100 0 0
COCA COLA COM 191216100 9000 163268 SH SOLE 163268 0 0
COCA COLA COM 191216100 10 190 SH OTHER 0 0 190
COLGATE PALMOLIVE COM 194162103 323 6840 SH SOLE 6840 0 0
COLUMBIA LABS COM 197779101 281 48300 SH SOLE 48300 0 0
COMPUTER SCIENCES COM 205363104 13222 178070 SH DEFINED 178030 40 0
COMPUTER SCIENCES COM 205363104 74 1000 SH OTHER 0 0 1000
CONCORD EFS COM 206197105 10662 300200 SH DEFINED 300050 150 0
CONCORD EFS COM 206197105 7 200 SH OTHER 0 0 200
CORNING INC COM 219350105 282 2850 SH SOLE 2850 0 0
DANAHER CORP COM 235851102 8435 169552 SH SOLE 169552 0 0
DISNEY (WALT) COM 254687106 2682 70122 SH SOLE 70122 0 0
DISNEY (WALT) COM 254687106 96 2500 SH OTHER 0 0 2500
DOMINION RES INC VA NEW COM COM 25746U109 242 4161 SH SOLE 4161 0 0
DOVER CORP COM 260003108 2012 42857 SH SOLE 42857 0 0
DOW CHEMICAL COM 260543103 366 14677 SH SOLE 14677 0 0
DUPONT COM 263534109 1094 26760 SH SOLE 26760 0 0
DUPONT COM 263534109 25 600 SH OTHER 0 0 600
E M C CORP COM 268648102 13335 134021 SH SOLE 134021 0 0
E M C CORP COM 268648102 88 880 SH OTHER 0 0 880
ECLIPSYS CORP COM 278856109 238 14850 SH SOLE 14850 0 0
EMERSON ELECTRIC COM 291011104 369 5500 SH SOLE 5500 0 0
ENRON CORP COM 293561106 394 4500 SH SOLE 4500 0 0
ERICSSON TEL ADR COM 294821400 6599 445512 SH SOLE 445512 0 0
ERICSSON TEL ADR COM 294821400 6 400 SH OTHER 0 0 400
EXXON MOBIL COM 30231G102 20914 234707 SH DEFINED 234582 125 0
EXXON MOBIL COM 30231G102 11 125 SH OTHER 0 0 125
FEDERAL NATL MTG ASSN COM 313586109 1100 15391 SH SOLE 15391 0 0
FLEETBOSTON FINANCIAL COM 339030108 694 17787 SH SOLE 17787 0 0
FORD MOTOR COM 345370860 5653 221694 SH SOLE 221694 0 0
FPL GROUP COM 302571104 250 3800 SH SOLE 3800 0 0
GENENTECH COM 368710406 954 5140 SH SOLE 5140 0 0
GENENTECH COM 368710406 28 150 SH OTHER 0 0 150
GENERAL ELECTRIC COM 369604103 36554 632292 SH DEFINED 631692 600 0
GENERAL ELECTRIC COM 369604103 373 6450 SH OTHER 0 0 6450
GERBER SCIENTIFIC COM 373730100 242 28000 SH SOLE 28000 0 0
GILLETTE COM 375766102 2460 79677 SH SOLE 79677 0 0
GILLETTE COM 375766102 93 3000 SH OTHER 0 0 3000
GUIDANT CORP COM 401698105 2021 28585 SH DEFINED 28515 70 0
HEWLETT PACKARD COM 428236103 1075 11025 SH SOLE 11025 0 0
HOME DEPOT COM 437076102 3693 69753 SH DEFINED 69683 70 0
HOME DEPOT COM 437076102 8 150 SH OTHER 0 0 150
HONEYWELL INTL COM 438516106 3582 100545 SH DEFINED 100480 65 0
HOUGHTON MIFFLIN COM 441560109 373 9500 SH SOLE 9500 0 0
I B M COM 459200101 15216 135103 SH SOLE 135103 0 0
I B M COM 459200101 20 180 SH OTHER 0 0 180
INTEL CORP COM 458140100 11382 273860 SH SOLE 273860 0 0
INTEL CORP COM 458140100 191 4600 SH OTHER 0 0 4600
JDS UNIPHASE COM 46612J101 505 5330 SH SOLE 5330 0 0
JDS UNIPHASE COM 46612J101 8 80 SH OTHER 0 0 80
JOHNSON & JOHNSON COM 478160104 10101 107530 SH SOLE 107530 0 0
KIMBERLY CLARK COM 494368103 2541 45528 SH SOLE 45528 0 0
LILLY (ELI) COM 532457108 2593 31965 SH SOLE 31965 0 0
LUCENT COM 549463107 6347 208112 SH SOLE 208112 0 0
LUCENT COM 549463107 85 2800 SH OTHER 0 0 2800
MAXIM INTEGRATED PRODUCTS COM 57772K101 764 9500 SH SOLE 9500 0 0
MCDONALDS COM 580135101 712 23580 SH SOLE 23580 0 0
MEDTRONIC COM 585055106 13257 255873 SH DEFINED 255803 70 0
MEDTRONIC COM 585055106 114 2200 SH OTHER 0 0 2200
MERCK & CO COM 589331107 16256 218387 SH DEFINED 218337 50 0
MERCK & CO COM 589331107 86 1150 SH OTHER 0 0 1150
MICROSOFT COM 594918104 8809 146060 SH DEFINED 146005 55 0
MICROSOFT COM 594918104 30 500 SH OTHER 0 0 500
MINNESOTA MNG & MFG COM 604059105 489 5368 SH SOLE 5368 0 0
MORGAN (J P) COM 616880100 1740 10650 SH SOLE 10650 0 0
NEW YORK TIMES CL A COM 650111107 269 6833 SH SOLE 6833 0 0
NOKIA CORP ADR COM 654902204 13378 334449 SH DEFINED 334274 175 0
NOKIA CORP ADR COM 654902204 48 1200 SH OTHER 0 0 1200
NORFOLK & SOUTHERN COM 655844108 186 12750 SH SOLE 12750 0 0
OMNICOM GROUP COM 681919106 613 8400 SH SOLE 8400 0 0
ORACLE SYSTEMS COM 68389X105 8865 225132 SH DEFINED 225042 90 0
ORACLE SYSTEMS COM 68389X105 8 200 SH OTHER 0 0 200
PAYCHEX COM 704326107 11618 221303 SH DEFINED 221153 150 0
PAYCHEX COM 704326107 58 1100 SH OTHER 0 0 1100
PE BIOSYSTEMS COM 69332S102 2469 21190 SH SOLE 21190 0 0
PE BIOSYSTEMS COM 69332S102 23 200 SH OTHER 0 0 200
PEOPLES BANCSHARES MA COM 709795108 175 10150 SH SOLE 10150 0 0
PEPSICO COM 713448108 968 21050 SH SOLE 21050 0 0
PFIZER COM 717081103 27069 602613 SH DEFINED 602523 90 0
PFIZER COM 717081103 92 2050 SH OTHER 0 0 2050
PHARMACIA CORP COM 71713U102 217 3600 SH SOLE 3600 0 0
PRICE (T ROWE) COM 741477103 5458 116284 SH SOLE 116284 0 0
PROCTER & GAMBLE COM 742718109 9539 142379 SH DEFINED 142324 55 0
PROCTER & GAMBLE COM 742718109 64 960 SH OTHER 0 0 960
QWEST COMMUNICATIONS INTL COM 749121109 3537 73502 SH SOLE 73502 0 0
QWEST COMMUNICATIONS INTL COM 749121109 7 150 SH OTHER 0 0 150
RADIOSHACK CORP COM 750438103 1155 17875 SH SOLE 17875 0 0
RADIOSHACK CORP COM 750438103 6 100 SH OTHER 0 0 100
ROYAL DUTCH PETROLEUM COM 780257804 3890 64906 SH SOLE 64906 0 0
ROYAL DUTCH PETROLEUM COM 780257804 72 1200 SH OTHER 0 0 1200
SBC COMMUNICATIONS COM 78387G103 2347 47066 SH SOLE 47066 0 0
SCHERING PLOUGH COM 806605101 711 15275 SH SOLE 15275 0 0
SCHLUMBERGER COM 806857108 5450 66214 SH SOLE 66214 0 0
SCUDDER INTERNATIONAL FUND MUTUAL FUNDS 811165109 223 4113 SH SOLE 4113 0 0
STANDISH AYER & WOOD INVT TRSC MUTUAL FUNDS 854268836 1777 28092 SH SOLE 28092 0 0
STATE STREET CORP COM 857477103 9288 71395 SH DEFINED 71345 50 0
STATE STREET CORP COM 857477103 8 60 SH OTHER 0 0 60
STRYKER CORP COM 863667101 5062 117885 SH DEFINED 117225 660 0
STRYKER CORP COM 863667101 9 200 SH OTHER 0 0 200
SUN MICROSYSTEMS COM 866810104 7525 64455 SH DEFINED 63620 835 0
SUN MICROSYSTEMS COM 866810104 7 60 SH OTHER 0 0 60
SYSCO COM 871829107 1318 28450 SH SOLE 28450 0 0
TECO ENERGY COM 872375100 417 14500 SH SOLE 14500 0 0
TELLABS COM 879664100 6139 128575 SH SOLE 128575 0 0
TEXACO COM 881694103 590 11246 SH SOLE 11246 0 0
TEXAS INSTRUMENTS COM 882508104 5659 119456 SH SOLE 119456 0 0
TOTAL S A COM 89151E109 283 3850 SH SOLE 3850 0 0
TYCO INTERNATIONAL COM 902124106 8960 172715 SH SOLE 172715 0 0
TYCO INTERNATIONAL COM 902124106 8 150 SH OTHER 0 0 150
UNITED PARCEL SVC CL B COM 911312106 5101 90485 SH DEFINED 90375 110 0
UNITED PARCEL SVC CL B COM 911312106 8 150 SH OTHER 0 0 150
UNITED TECHNOLOGIES COM 913017109 201 2900 SH SOLE 2900 0 0
VANGUARD INTL GROWTH MUTUAL FUNDS 921910204 369 17750 SH SOLE 17750 0 0
VERIZON COMMUNICATIONS COM 92343V104 8499 175464 SH DEFINED 175404 60 0
VERIZON COMMUNICATIONS COM 92343V104 47 966 SH OTHER 0 0 966
VISTEON CORP COM 92839U107 244 16124 SH SOLE 16124 0 0
VODAFONE GROUP PLC COM 92857W100 3037 82080 SH SOLE 82080 0 0
VODAFONE GROUP PLC COM 92857W100 7 200 SH OTHER 0 0 200
WAL MART STORES COM 931142103 3110 64621 SH DEFINED 64551 70 0
WALGREEN COM 931422109 1109 29244 SH SOLE 29244 0 0
WELLS FARGO COM 949746101 16741 364422 SH DEFINED 364122 300 0
WELLS FARGO COM 949746101 114 2475 SH OTHER 0 0 2475
WORLDCOM INC COM 98157D106 2977 97996 SH DEFINED 97896 100 0
</TABLE>
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