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Previous: H E R C PRODUCTS INC, 4, 2000-02-07 |
Next: METRO ONE TELECOMMUNICATIONS INC, RW, 2000-02-07 |
SECURITIES AND EXCHANGE COMMISSION
FORM 13F-E
NAME OF REPORTING MANAGER: MIDDLETON & COMPANY, INC.
Febuary 7, 2000
Report for the Calendar Year or Quarter Ended: December 31, 1999
Check here if Amendment { }; Amendment Number:
This Amendment (check only one.): { } is a restatement.
{ } adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Middleton & Company, Inc.
Address: 99 High Street
Boston, MA 02110
13F File Number: 28-4180
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and it is understood that all required items, statements, schedules,
lists and tables, are considered integral parts of this form.
Person signing this report on behalf of reporting manager:
Name: T. Michael Middleton
Title: Chairman
Phone:617 357-5101
Signature: /s/ T. Michael Middleton
------------------------------
Boston, MA 02110 Febuary 4, 2000
Report Type
{X} 13 F Holding Report
{ } 13 F Notice
{ } 13 F Combination Report
I am signing this report as required by the Securities Exchange Act of 1934.
<PAGE>
REPORT SUMMARY:
Number of Other Included Managers: None
-----
Form 13F Information Table Entry Total: 129
-----
Form 13F Information Table Value Total: $536,876,000
--------------
<PAGE>
SECURITIES AND EXCHANGE COMMISSION
FORM 13F-E
NAME OF REPORTING MANAGER: MIDDLETON & COMPANY, INC.
AS OF DATE: 12/31/99
<TABLE> <S> <C>
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
ABBOTT LABORATORIES COM 002824100 5873 161748 SH SOLE 161748 0 0
ADC TELECOMMUNICATION COM 000886101 236 3250 SH SOLE 3250 0 0
ALCOA COM 013817101 1883 22684 SH SOLE 22684 0 0
AMERICAN HOME PRODUCTS COM 026609107 1078 27458 SH SOLE 27458 0 0
AMERICAN INTL GROUP COM 026874107 16351 151224 SH DEFINED 151024 200 0
AMGEN COM 031162100 2133 35510 SH SOLE 35510 0 0
ANALOG DEVICES COM 032654105 8990 96670 SH DEFINED 96470 200 0
ASPEN TECHNOLOGY COM 045327103 685 25900 SH SOLE 25900 0 0
AT & T CORP COM 001957109 10358 203846 SH DEFINED 203446 400 0
ATLANTIC RICHFIELD COM 048825103 677 7827 SH SOLE 7827 0 0
AUTOMATIC DATA PROCESSING COM 053015103 3112 57758 SH SOLE 57758 0 0
BANK NEW YORK COM 064057102 414 10344 SH SOLE 10344 0 0
BANK OF AMERICA COM 060505104 2330 46434 SH SOLE 46434 0 0
BANK ONE CORP COM 06423A103 225 7033 SH SOLE 7033 0 0
BELL ATLANTIC COM 077853109 9459 153642 SH SOLE 153642 0 0
BELLSOUTH COM 079860102 2593 55398 SH SOLE 55398 0 0
BERKSHIRE HATHAWAY CL B COM 084670207 744 406 SH SOLE 406 0 0
BESTFOODS COM 08658U101 573 10900 SH SOLE 10900 0 0
BORG WARNER AUTOMOTIVE COM 099724106 1026 25332 SH DEFINED 24932 400 0
BP AMOCO ADS COM 055622104 12404 209127 SH DEFINED 208827 300 0
BRISTOL MYERS SQUIBB COM 110122108 7370 114822 SH DEFINED 114422 400 0
BURLINGTON NORTHERN SANTA FE COM 12189T104 317 13065 SH SOLE 13065 0 0
CAMBRIDGE BANCORP COM 132152109 486 6800 SH SOLE 6800 0 0
CAMBRIDGE HEART COM 131910101 70 20500 SH SOLE 20500 0 0
CHARTER ONE FINANCIAL COM 160903100 318 16602 SH SOLE 16602 0 0
CHASE MANHATTAN COM 16161A108 5665 72925 SH DEFINED 72525 400 0
CHEVRON COM 166751107 7696 88839 SH DEFINED 88589 250 0
CISCO SYSTEMS COM 17275R102 17996 167987 SH SOLE 167987 0 0
CITIGROUP COM 172967101 6476 116283 SH SOLE 116283 0 0
CLOROX COM 189054109 332 6600 SH SOLE 6600 0 0
COCA COLA COM 191216100 8656 148603 SH SOLE 148603 0 0
COLGATE PALMOLIVE COM 194162103 445 6840 SH SOLE 6840 0 0
COLUMBIA LABS COM 197779101 362 48300 SH SOLE 48300 0 0
COMPUTER SCIENCES COM 205363104 16146 170635 SH DEFINED 170385 250 0
CONCORD EFS COM 206197105 4796 186240 SH DEFINED 185840 400 0
DANAHER CORP COM 235851102 8100 167883 SH SOLE 167883 0 0
DISNEY (WALT) COM 254687106 2158 73790 SH SOLE 73790 0 0
DOVER CORP COM 260003108 2224 49018 SH SOLE 49018 0 0
DOW CHEMICAL COM 260543103 723 5412 SH SOLE 5412 0 0
DUPONT COM 263534109 2285 34680 SH SOLE 34680 0 0
E M C CORP COM 268648102 6737 61664 SH SOLE 61664 0 0
ECLIPSYS CORP COM 278856109 2925 114155 SH DEFINED 113755 400 0
EMERSON ELECTRIC COM 291011104 327 5700 SH SOLE 5700 0 0
ENRON CORP COM 293561106 266 6000 SH SOLE 6000 0 0
ERICSSON TEL ADR COM 294821400 10678 162553 SH SOLE 162553 0 0
EXXON MOBIL COM 30231G102 18554 233936 SH DEFINED 233603 333 0
FEDERAL NATL MTG ASSN COM 313586109 1111 17788 SH SOLE 17788 0 0
FLEETBOSTON FINANCIAL COM 339030108 560 16099 SH SOLE 16099 0 0
FORD MOTOR COM 345370100 7072 132647 SH DEFINED 132197 450 0
FORTUNE BRANDS INC COM 349631101 218 6600 SH SOLE 6600 0 0
GENERAL ELECTRIC COM 369604103 34607 223634 SH DEFINED 223408 226 0
GENERAL ELECTRIC COM 369604103 371 2400 SH OTHER 0 0 2400
GENERAL MILLS COM 370334104 336 9400 SH SOLE 9400 0 0
GERBER SCIENTIFIC COM 373730100 669 30500 SH SOLE 30500 0 0
GILLETTE COM 375766102 7338 178171 SH SOLE 178171 0 0
GLOBAL CROSSING LTD COM G3921A100 313 6250 SH SOLE 6250 0 0
GTE CORP COM 362320103 1491 21135 SH SOLE 21135 0 0
HANNAFORD BROS COM 410550107 3358 48449 SH SOLE 48449 0 0
HEWLETT PACKARD COM 428236103 1353 11895 SH SOLE 11895 0 0
HOME DEPOT COM 437076102 2581 37536 SH SOLE 37536 0 0
HONEYWELL INTL COM 438516106 4601 79750 SH DEFINED 79350 400 0
HOUGHTON MIFFLIN COM 441560109 612 14500 SH SOLE 14500 0 0
I B M COM 459200101 13559 125690 SH DEFINED 125490 200 0
INTEL CORP COM 458140100 14673 178262 SH DEFINED 178242 20 0
INTEL CORP COM 458140100 214 2600 SH OTHER 0 0 2600
JOHNSON & JOHNSON COM 478160104 10726 115021 SH SOLE 115021 0 0
KIMBERLY CLARK COM 494368103 3012 46028 SH SOLE 46028 0 0
LILLY (ELI) COM 532457108 3766 56629 SH SOLE 56629 0 0
LUCENT COM 549463107 23406 312074 SH SOLE 312074 0 0
LUCENT COM 549463107 240 3200 SH OTHER 0 0 3200
MARRIOTT INTL CL A COM 571903202 294 9325 SH SOLE 9325 0 0
MAXIM INTEGRATED PRODUCTS COM 57772K101 582 12330 SH SOLE 12330 0 0
MAY DEPT STORES COM 577778103 803 24897 SH SOLE 24897 0 0
MBIA INC COM 55262C100 238 4500 SH SOLE 4500 0 0
MCDONALDS COM 580135101 867 21500 SH SOLE 21500 0 0
MCI WORLDCOM COM 55268B106 5071 95576 SH SOLE 95576 0 0
MEDIAONE GROUP COM 58440J104 207 2694 SH SOLE 2694 0 0
MEDTRONIC COM 585055106 11446 314116 SH DEFINED 313416 700 0
MERCK & CO COM 589331107 14004 208435 SH DEFINED 208135 300 0
MICROSOFT COM 594918104 17715 151737 SH SOLE 151737 0 0
MINNESOTA MNG & MFG COM 604059105 586 5984 SH SOLE 5984 0 0
MORGAN (J P) COM 616880100 1378 10880 SH SOLE 10880 0 0
NEW YORK TIMES CL A COM 650111107 465 9460 SH SOLE 9460 0 0
NOKIA CORP ADR COM 654902204 14206 74351 SH SOLE 74351 0 0
NORFOLK & SOUTHERN COM 655844108 301 14680 SH SOLE 14680 0 0
OMNICOM GROUP COM 681919106 840 8400 SH SOLE 8400 0 0
ORACLE SYSTEMS COM 68389X105 5495 98068 SH SOLE 98068 0 0
PAYCHEX COM 704326107 4986 124660 SH SOLE 124660 0 0
PE BIOSYSTEMS COM 69332S102 232 1925 SH SOLE 1925 0 0
PEOPLES BANCSHARES MA COM 709795108 178 10150 SH SOLE 10150 0 0
PEPSICO COM 713448108 950 26954 SH SOLE 26954 0 0
PFIZER COM 717081103 14062 433508 SH SOLE 433508 0 0
PRICE (T ROWE) COM 741477103 4482 121334 SH SOLE 121334 0 0
PROCTER & GAMBLE COM 742718109 12173 111109 SH DEFINED 110909 200 0
QWEST COMMUNICATIONS INTL COM 749121109 1842 42845 SH DEFINED 42545 300 0
ROYAL DUTCH PETROLEUM COM 780257804 4418 72946 SH SOLE 72946 0 0
SARA LEE COM 803111103 226 10240 SH SOLE 10240 0 0
SBC COMMUNICATIONS COM 78387G103 2703 55455 SH SOLE 55455 0 0
SCHERING PLOUGH COM 806605101 478 11280 SH SOLE 11280 0 0
SCHLUMBERGER COM 806857108 3601 64169 SH SOLE 64169 0 0
SCUDDER INTERNATIONAL FUND MUTUAL FUNDS 811165109 291 4113 SH SOLE 4113 0 0
SPRINT CORP COM 852061100 340 5058 SH SOLE 5058 0 0
STAPLES COM 855030102 1004 48403 SH SOLE 48403 0 0
STATE STREET CORP COM 857477103 3655 50030 SH SOLE 50030 0 0
STRYKER CORP COM 863667101 1524 21895 SH SOLE 21895 0 0
SUN MICROSYSTEMS COM 866810104 4923 63570 SH DEFINED 63320 250 0
SUNTRUST BANKS COM 867914103 234 3399 SH SOLE 3399 0 0
SYSCO COM 871829107 860 21750 SH SOLE 21750 0 0
TANDY CORP COM 875382103 787 16010 SH DEFINED 15660 350 0
TECO ENERGY COM 872375100 288 15500 SH SOLE 15500 0 0
TELLABS COM 879664100 5291 82425 SH DEFINED 82125 300 0
TEXACO COM 881694103 558 10273 SH SOLE 10273 0 0
TEXAS INSTRUMENTS COM 882508104 8226 85133 SH SOLE 85133 0 0
TOTAL S A COM 89151E109 267 3850 SH SOLE 3850 0 0
TRANSOCEAN SEDCO FOREX INC COM COM G90078109 419 12423 SH SOLE 12423 0 0
TYCO INTERNATIONAL COM 902124106 3953 101360 SH SOLE 101360 0 0
U S WEST COM 91273H101 326 4532 SH SOLE 4532 0 0
UNION PACIFIC COM 907818108 212 4850 SH SOLE 4850 0 0
UNITED PARCEL SVC CL B COM 911312106 656 9500 SH SOLE 9500 0 0
UNITED TECHNOLOGIES COM 913017109 481 7400 SH SOLE 7400 0 0
UNUMPROVIDENT COM 91529Y106 367 11446 SH SOLE 11446 0 0
VANGUARD INTL GROWTH MUTUAL FUNDS 921910204 405 18026 SH SOLE 18026 0 0
VODAFONE GROUP PLC COM 92857T107 3482 70335 SH SOLE 70335 0 0
WACHOVIA CORP COM 929771103 430 6320 SH SOLE 6320 0 0
WAL MART STORES COM 931142103 1707 24696 SH SOLE 24696 0 0
WALGREEN COM 931422109 867 29644 SH SOLE 29644 0 0
WARNER LAMBERT COM 934488107 4982 60800 SH SOLE 60800 0 0
WELLS FARGO COM 949746101 14572 360357 SH DEFINED 359857 500 0
XEROX COM 984121103 1501 66170 SH SOLE 66170 0 0
</TABLE>
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