UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: John G. Ullman & Associates, Inc.
Address: P.O. Box 1424
Corning, NY 14830
13F File Number:
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: John G. Ullman
Title: President
Phone: 607-936-3785
Signature, Place, and Date of Signing:
John G. Ullman Corning, New York July 28, 1999
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE
ACT OF 1934.
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FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 100
Form 13F Information Table Value Total: $175,601,579
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FORM 13F INFORMATION TABLE
TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER CLASS CUSIP (X $1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ---------------------------- ------------- --------- --------- ----------- ---- ------- --------- ----- ------- -------
A D C TELECOMMUNICATIONS COM 000886101 1772 38901 SH SOLE 38901
AGCO CORP. COM 001084102 122 10800 SH SOLE 10800
ADAPTEC INC. COM 00651F108 3062 86700 SH SOLE 86700
ADVANCED LIGHTING TECHNOLOGIES COM 00753C102 495 55000 SH SOLE 55000
AMERICAN SOFTWARE, INC. COM 029683109 59 13350 SH SOLE 13350
AMERITECH CORP NEW COM 030954101 1663 22624 SH SOLE 22624
AMGEN INC. COM 031162100 4585 75311 SH SOLE 75311
ANALOG DEVICES INC. COM 032654105 1153 22970 SH SOLE 22970
APPLIED MATLS INC. COM 038222105 3963 53650 SH SOLE 53650
ARCHER DANIELS MIDLAND COM 039483102 616 39887 SH SOLE 39887
BSB BANCORP COM 055652101 1530 56655 SH SOLE 56655
BANCROFT CONV. FD INC. COM 059695106 2169 93288 SH SOLE 93288
BELLSOUTH CORP. COM 079860102 4069 88217 SH SOLE 88217
BLACKROCK NORTH AMERN GOVT INC COM 092475102 1119 111850 SH SOLE 111850
BLACKROCK INSD MUN 2008 TERM COM 09247K109 1547 100625 SH SOLE 100625
BLACKROCK 1999 TERM TR INC. COM 09247T100 328 33030 SH SOLE 33030
BRISTOL MYERS SQUIBB CO COM 110122108 2887 40992 SH SOLE 40992
BROOKS AUTOMATION INC. COM 11434A100 2293 84735 SH SOLE 84735
CHIRON CORP COM 170040109 2631 126815 SH SOLE 126815
CHUBB CORP. COM 171232101 5008 72058 SH SOLE 72058
CORNING INCORPORATED COM 219350105 10714 152782 SH SOLE 152782
DETECTION SYSTEMS INC. COM 250644101 2558 305486 SH SOLE 305486
DIAMOND MULTIMEDIA SYSTEMS COM 252714100 67 16125 SH SOLE 16125
DIEHL GRAPHSOFT INC. COM NEW 253676308 576 161700 SH SOLE 161700
DOW CHEMICAL COM 260543103 209 1644 SH SOLE 1644
DUPONT DE NEMOURS & CO. COM 263534109 729 10667 SH SOLE 10667
EASTMAN KODAK CO COM 277461109 4017 59290 SH SOLE 59290
ELAN PLC ADR 284131208 2369 85030 SH SOLE 85030
ELECTROGLAS INC. COM 285324109 1822 91085 SH SOLE 91085
ELLSWORTH CONV.GROWTH & INCOME COM 289074106 2834 294395 SH SOLE 294395
EMERSON ELECTRIC CO COM 291011104 5397 85751 SH SOLE 85751
ENGELHARD CORP. COM 292845104 1016 44908 SH SOLE 44908
EXXON CORP. COM 302290101 1383 17930 SH SOLE 17930
FIRST AUSTRALIA FUND INC COM 318652104 271 34100 SH SOLE 34100
FIRST AUSTRALIA PRIME INCOME COM 318653102 4205 646931 SH SOLE 646931
FIRST UNION CORP. COM 337358105 361 7653 SH SOLE 7653
GTE CORP. COM 362320103 210 2780 SH SOLE 2780
GENERAL ELECTRIC CO COM 369604103 915 8097 SH SOLE 8097
GRANITE CONSTR INC COM 387328107 3699 126192 SH SOLE 126192
HALLIBURTON CO. COM 406216101 2956 65330 SH SOLE 65330
HARDINGE INC. COM 412324303 4514 256870 SH SOLE 256870
HEWLETT PACKARD CO. COM 428236103 791 7875 SH SOLE 7875
HYCOR BIOMEDICAL, INC COM 448623108 71 55574 SH SOLE 55574
IDACORP INC COM 451107106 2301 73035 SH SOLE 73035
INDIA FUND INC COM 454089103 124 12500 SH SOLE 12500
INGERSOLL RAND CO COM 456866102 2826 43733 SH SOLE 43733
INTEL CORP COM 458140100 4739 79643 SH SOLE 79643
INTERNATIONAL BUSINESS MACHS COM 459200101 688 5326 SH SOLE 5326
INT'L SPECIALTY PRODS INC NEW COM 460337108 201 19700 SH SOLE 19700
INTUIT COM 461202103 230 2550 SH SOLE 2550
IONICS INC. COM 462218108 785 21520 SH SOLE 21520
JOHNSON & JOHNSON COM 478160104 11980 122248 SH SOLE 122248
KEMET CORP COM 488360108 339 14775 SH SOLE 14775
LANDEC CORP. COM 514766104 140 37454 SH SOLE 37454
LEVEL 3 COMMUNICATIONS, INC. COM 52729N100 836 13925 SH SOLE 13925
ML MACADAMIA ORCHARDS L P DEP UNTI CL A 55307U107 431 115050 SH SOLE 115050
MEDFORD BANCORP INC. COM 584131106 655 35650 SH SOLE 35650
MERCK & CO. INC. COM 589331107 2223 30196 SH SOLE 30196
PLP-MESA OFFSHORE TRUST UNIT BEN INT 590650107 5 74380 SH SOLE 74380
MEXICO FUND INC. COM 592835102 1495 86340 SH SOLE 86340
MICROSOFT CORP. COM 594918104 301 3332 SH SOLE 3332
MINNESOTA MINING & MFG. CO. COM 604059105 2645 30421 SH SOLE 30421
MONARCH MACHINE TOOL CO. COM 609150107 159 18050 SH SOLE 18050
MOTOROLA, INC. COM 620076109 2066 21808 SH SOLE 21808
NEW GERMANY FUND INC. COM 644465106 767 62940 SH SOLE 62940
NORTEL NETWORKS CORP COM 656569100 1326 15280 SH SOLE 15280
ORACLE CORP COM 68389X105 475 12799 SH SOLE 12799
PSC INC. COM 69361E107 239 24350 SH SOLE 24350
PAIRGAIN TECHNOLOGIES INC COM 695934109 1189 103390 SH SOLE 103390
PALL CORP. COM 696429307 3395 152994 SH SOLE 152994
PENN ENGR & MFG CORP CL A 707389102 1263 61990 SH SOLE 61990
PENN ENGR & MFG CORP NON VTG COM NON VTG 707389300 1838 81695 SH SOLE 81695
PENNEY (J. C.) CO. COM 708160106 248 5111 SH SOLE 5111
PEOPLES HERITAGE FIN GROUP COM 711147108 4638 246541 SH SOLE 246541
PHARMACIA & UPJOHN, INC. COM 716941109 4173 73449 SH SOLE 73449
PFIZER INC. COM 717081103 683 6270 SH SOLE 6270
PREMIER NATIONAL BANCORP COM 74053F107 358 18254 SH SOLE 18254
QUEST DIAGNOSTICS INC. COM 74834L100 1264 46160 SH SOLE 46160
REGENERON PHARMACEUTICALS COM 75886F107 517 66150 SH SOLE 66150
SBC COMMUNICATIONS INC. COM 78387G103 385 6643 SH SOLE 6643
ST. JUDE MEDICAL INC COM 790849103 2928 82190 SH SOLE 82190
SCHLUMBERGER LTD. COM 806857108 406 6425 SH SOLE 6425
SCUDDER NEW EUROPE FD. INC COM 810905109 1387 67225 SH SOLE 67225
SCUDDER NEW ASIA FD. INC COM 811183102 169 11500 SH SOLE 11500
SPECTRAPHYSICS LASERS, INC. COM 847568102 348 42150 SH SOLE 42150
SS & C TECHNOLOGIES INC. COM 85227Q100 423 55425 SH SOLE 55425
STERIS CORP COM 859152100 1844 95191 SH SOLE 95191
SUN MICROSYSTEMS INC COM 866810104 2674 38825 SH SOLE 38825
SWISS HELVETIA FUND INC COM 870875101 948 67990 SH SOLE 67990
TECO ENERGY COM 872375100 522 22940 SH SOLE 22940
TEMPLETON CHINA WORLD FUND INC COM 88018X102 466 52900 SH SOLE 52900
TEMPLETON GLOBAL INCOME FUND COM 880198106 88 13462 SH SOLE 13462
TEXACO INC. COM 881694103 453 7266 SH SOLE 7266
THOMAS & BETTS CORP. COM 884315102 625 13223 SH SOLE 13223
THOMAS INDUSTRIES INC. COM 884425109 622 30353 SH SOLE 30353
TYCO INTL LTD COM 902124106 7488 79034 SH SOLE 79034
UST CORP. COM 902900109 889 29374 SH SOLE 29374
U.S. WEST INC. NEW COM 91273H101 2259 38448 SH SOLE 38448
VITRO SOCIEDAD ANONIMA SPONSORED ADR 928502301 118 23100 SH SOLE 23100
ZOLTEK COMPANIES, INC. COM 98975W104 263 33100 SH SOLE 33100
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