UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2000
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: John G. Ullman & Associates, Inc.
Address: P.O. Box 1424
Corning, NY 14830
13F File Number:
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: John G. Ullman
Title: President
Phone: 607-936-3785
Signature, Place, and Date of Signing:
John G. Ullman Corning, New York April 18, 2000
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE
ACT OF 1934.
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FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 110
Form 13F Information Table Value Total: $232,103,974
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FORM 13F INFORMATION TABLE
TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER CLASS CUSIP (X $1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ---------------------------- ------------- --------- --------- ----------- ---- ------- --------- ----- ------- -------
A D C TELECOMMUNICATIONS COM 000886101 3337 61880 SH SOLE 61880
ADAPTEC INC. COM 00651F108 2237 57903 SH SOLE 57903
ADVANCED LIGHTING TECHNOLOGIES COM 00753C102 1325 70650 SH SOLE 70650
AMERICAN CAPITAL STRATEGIES COM 024937104 1392 54850 SH SOLE 54850
AMERICAN HOME PRODUCTS COM 026609107 237 4400 SH SOLE 4400
AMERICAN POWER CONV. CORP. COM 029066107 1983 46250 SH SOLE 46250
AMERICAN SOFTWARE, INC. COM 029683109 145 10350 SH SOLE 10350
AMGEN INC. COM 031162100 6426 104698 SH SOLE 104698
ANALOG DEVICES INC. COM 032654105 2091 25960 SH SOLE 25960
APPLIED MATLS INC. COM 038222105 6800 72146 SH SOLE 72146
ARCHER DANIELS MIDLAND COM 039483102 311 30124 SH SOLE 30124
BSB BANCORP COM 055652101 829 39705 SH SOLE 39705
BALLARD POWER SYSTEMS INC COM 05858H104 296 3500 SH SOLE 3500
BANCROFT CONV. FD INC. COM 059695106 2771 124881 SH SOLE 124881
BELLSOUTH CORP. COM 079860102 3980 84902 SH SOLE 84902
BLACKROCK NORTH AMERN GOVT INC COM 092475102 1864 192450 SH SOLE 192450
BLACKROCK INS MUN. 2008 FUND COM 09247K109 289 92875 SH SOLE 92875
BRISTOL MYERS SQUIBB CO COM 110122108 2832 48563 SH SOLE 48563
BROOKS AUTOMATION INC. COM 11434A100 3984 63747 SH SOLE 63747
CAROLINA POWER & LIGHT COM 144141108 821 25316 SH SOLE 25316
CATALYTICA INC COM 148885106 1035 71050 SH SOLE 71050
CHIRON CORP COM 170040109 5885 117990 SH SOLE 117990
CHUBB CORP. COM 171232101 3619 53570 SH SOLE 53570
CISCO SYSTEMS COM 17275R102 232 3000 SH SOLE 3000
COHESION TECHNOLOGIES COM 19248N101 648 43900 SH SOLE 43900
COMMUNITY BANK SYSTEM INC. COM 203607106 977 42830 SH SOLE 42830
CONOCO INC--CL B COM 208251405 238 9281 SH SOLE 9281
CORNING INCORPORATED COM 219350105 19354 99763 SH SOLE 99763
COVANCE COM 222816100 1202 111855 SH SOLE 111855
DENTSPLY INTERNATIONAL INC NEW COM 249030107 282 9950 SH SOLE 9950
DETECTION SYSTEMS INC. COM 250644101 3997 412556 SH SOLE 412556
DIEHL GRAPHSOFT INC. COM NEW 253676308 1392 51550 SH SOLE 151550
DUPONT DE NEMOURS & CO. COM 263534109 1333 25179 SH SOLE 25179
EASTMAN KODAK CO COM 277461109 2904 53465 SH SOLE 53465
ELAN PLC ADR 284131208 6218 130896 SH SOLE 130896
ELECTROGLAS INC. COM 285324109 2555 74600 SH SOLE 74600
ELLSWORTH CONV GROWTH & INCOME COM 289074106 2863 324881 SH SOLE 324881
EMERSON ELECTRIC CO COM 291011104 6905 129975 SH SOLE 129975
ENGELHARD CORP. COM 292845104 1871 123723 SH SOLE 123723
EXXON MOBIL CORP COM 30231G102 1388 17839 SH SOLE 17839
FIRST AUSTRALIA FUND INC COM 318652104 709 102225 SH SOLE 102225
FIRST AUSTRALIA PRIME INCOME COM 318653102 1840 408954 SH SOLE 408954
FIRST UNION CORP. COM 337358105 281 7553 SH SOLE 7553
GENERAL ELECTRIC CO COM 369604103 921 5918 SH SOLE 5918
GLAXO WELLCOME PLC ADR ADR 37733W105 1578 27525 SH SOLE 27525
GRANITE CONSTR INC COM 387328107 3271 121146 SH SOLE 121146
HALLIBURTON CO. COM 406216101 2609 63438 SH SOLE 63438
HARDINGE INC. COM 412324303 1545 150750 SH SOLE 150750
HEWLETT PACKARD CO. COM 428236103 1075 8100 SH SOLE 8100
IDACORP INC COM 451107106 4518 130023 SH SOLE 130023
INDIA FUND INC COM 454089103 303 17800 SH SOLE 17800
INGERSOLL RAND CO COM 456866102 2498 56463 SH SOLE 56463
INTEL CORP COM 458140100 9268 70246 SH SOLE 70246
INTERNATIONAL BUSINESS MACHS COM 459200101 440 3728 SH SOLE 3728
INTERNAT'L SPECIALTY PRODS NEW COM 460337108 79 12300 SH SOLE 12300
INTUIT COM 461202103 307 5650 SH SOLE 5650
JOHNSON & JOHNSON COM 478160104 9883 140685 SH SOLE 140685
KEANE INC. COM 486665102 2949 116805 SH SOLE 116805
KEMET CORP COM 488360108 209 3300 SH SOLE 3300
LANDEC CORP. COM 514766104 424 62779 SH SOLE 62779
LEVEL 3 COMMUNICATIONS, INC. COM 52729N100 1568 14825 SH SOLE 14825
LINDSAY MFG COM 535555106 974 56887 SH SOLE 56887
ML MACADAMIA ORCHARDS L P DEP UNTI CL A 55307U107 569 115250 SH SOLE 115250
MEDFORD BANCORP INC. COM 584131106 828 58125 SH SOLE 58125
MERCK & CO. INC. COM 589331107 2443 39330 SH SOLE 39330
PLP-MESA OFFSHORE TRUST UNIT BEN INT 590650107 7 74380 SH SOLE 74380
MEXICO FUND INC. COM 592835102 1536 87440 SH SOLE 87440
MICROSOFT CORP. COM 594918104 252 2370 SH SOLE 2370
MINNESOTA MINING & MFG. CO. COM 604059105 2476 27957 SH SOLE 27957
MONSANTO COMPANY COM 611662107 698 13950 SH SOLE 13950
MOTOROLA, INC. COM 620076109 2289 16075 SH SOLE 16075
NEW GERMANY FUND INC. COM 644465106 922 62540 SH SOLE 62540
NORTEL NETWORKS CORP COM 656569100 1367 10846 SH SOLE 10846
NORTHFIELD LABORATORIES INC COM 666135108 554 27700 SH SOLE 27700
ONEIDA LTD COM 682505102 289 14900 SH SOLE 14900
ORACLE CORP COM 68389X105 1011 12950 SH SOLE 12950
ORTHODONTIC CENTERS OF AMERICA COM 68750P103 339 17825 SH SOLE 17825
PAIRGAIN TECHNOLOGIES INC COM 695934109 1831 97990 SH SOLE 97990
PALL CORP. COM 696429307 4296 191473 SH SOLE 191473
PENN ENGR & MFG CORP CL A COM 707389102 1589 74340 SH SOLE 74340
PENN ENGR & MFG CORP NON VTG COM 707389300 1733 70755 SH SOLE 70755
PEOPLES HERITAGE FIN GROUP COM 711147108 3300 220028 SH SOLE 220028
PHARMACIA & UPJOHN, INC. COM 716941109 4010 67394 SH SOLE 67394
PFIZER INC. COM 717081103 1415 38690 SH SOLE 38690
PREMIER NATIONAL BANCORP COM 74053F107 182 12029 SH SOLE 12029
QUEST DIAGNOSTICS INC. COM 74834L100 1961 49331 SH SOLE 49331
QUINTILES TRANSNATIONAL CORP COM 748767100 183 10700 SH SOLE 10700
REGENERON PHARMACEUTICALS COM 75886F107 1786 60400 SH SOLE 60400
SBC COMMUNICATIONS INC. COM 78387G103 1322 31394 SH SOLE 31394
ST. JUDE MEDICAL INC COM 790849103 1431 55440 SH SOLE 55440
SCHLUMBERGER LTD. COM 806857108 472 6175 SH SOLE 6175
SCUDDER NEW ASIA FUND INC COM 811183102 192 10500 SH SOLE 10500
SPECTRA- PHYSICS LASERS, INC. COM 847568102 2514 55250 SH SOLE 55250
SS & C TECHNOLOGIES INC. COM 85227Q100 76 13150 SH SOLE 13150
STERIS CORP COM 859152100 839 81822 SH SOLE 81822
SUN MICROSYSTEMS INC COM 866810104 3821 40774 SH SOLE 40774
SWISS HELVETIA FUND INC COM 870875101 1219 88656 SH SOLE 88656
SYLVAN LEARNING SYSTEMS INC COM 871399101 193 12125 SH SOLE 12125
TECO ENERGY COM 872375100 1097 56460 SH SOLE 56460
TEMPLETON CHINA WORLD FUND INC COM 88018X102 800 100750 SH SOLE 100750
TEXACO INC. COM 881694103 385 7166 SH SOLE 7166
THERMO INSTRUMENT SYSTEMS INC COM 883559106 255 12100 SH SOLE 12100
THOMAS & BETTS CORP. COM 884315102 2692 95285 SH SOLE 95285
THOMAS INDUSTRIES INC. COM 884425109 638 34053 SH SOLE 34053
TYCO INTL LTD COM 902124106 3770 75220 SH SOLE 75220
U.S. WEST INC. NEW COM 91273H101 2540 34973 SH SOLE 34973
VITRO SOCIEDAD ANONIMA SPONSORED ADR 928502301 68 14260 SH SOLE 14260
XXSYS TECHNOLOGIES INC COM 983858101 2 10000 SH SOLE 10000
XEROX CORP. COM 984121103 2739 105345 SH SOLE 105345
ZOLTEK COMPANIES, INC. COM 98975W104 903 98000 SH SOLE 98000
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