UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2000
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: John G. Ullman & Associates, Inc.
Address: P.O. Box 1424
Corning, NY 14830
13F File Number:
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: John G. Ullman
Title: President
Phone: 607-936-3785
Signature, Place, and Date of Signing:
John G. Ullman Corning, New York July 28, 2000
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE
ACT OF 1934.
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FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 116
Form 13F Information Table Value Total: $230,688,670
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FORM 13F INFORMATION TABLE
TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER CLASS CUSIP (X $1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
---------------------------- ------------- --------- --------- ----------- ---- ------- --------- ----- ------- -------
A D C TELECOMMUNICATIONS COM 000886101 7483 89216 SH SOLE 89216
AT&T CORP. COM 001957109 408 12627 SH SOLE 12627
AVT CORP. COM 002420107 749 101500 SH SOLE 101500
ADAPTEC INC. COM 00651F108 2767 121628 SH SOLE 121628
ADVANCED LIGHTING TECHNOLOGIES COM 00753C102 1151 62200 SH SOLE 62200
AGILENT TECHNOLOGIES INC COM 00846U101 217 2947 SH SOLE 2947
AMERICAN CAPITAL STRATEGIES LT COM 024937104 1364 57150 SH SOLE 57150
AMERICAN HOME PRODUCTS COM 026609107 220 3750 SH SOLE 3750
AMERICAN POWER CONV. CORP. COM 029066107 1739 42600 SH SOLE 42600
AMERICAN SOFTWARE, INC. COM 029683109 701 136850 SH SOLE 136850
AMGEN INC. COM 031162100 7005 99718 SH SOLE 99718
ANALOG DEVICES INC. COM 032654105 1630 21443 SH SOLE 21443
APPLIED MATLS INC. COM 038222105 5576 61531 SH SOLE 61531
BSB BANCORP COM 055652101 545 27155 SH SOLE 27155
BALLARD POWER SYSTEMS INC COM 05858H104 332 3700 SH SOLE 3700
BANCROFT CONV. FD INC. COM 059695106 2574 116981 SH SOLE 116981
BANKNORTH GROUP INC NEW COM 06646R107 2975 194281 SH SOLE 194281
BELLSOUTH CORP. COM 079860102 3301 77432 SH SOLE 77432
BLACKROCK NORTH AMERN GOVT INC COM 092475102 1336 137040 SH SOLE 137040
BLACKROCK INS MUN. 2008 FUND COM 09247K109 985 69725 SH SOLE 69725
BLUE CHIP VALUE FUND INC COM 095333100 103 12275 SH SOLE 12275
BOSTON SCIENTIFIC CORP COM 101137107 666 30350 SH SOLE 30350
BRISTOL MYERS SQUIBB CO COM 110122108 4519 77528 SH SOLE 77528
BROOKS AUTOMATION INC. COM 11434A100 3500 54741 SH SOLE 54741
C P &L ENERGY INC COM 12614C106 754 23616 SH SOLE 23616
CATALYTICA INC COM 148885106 986 89600 SH SOLE 89600
CHIRON CORP COM 170040109 5491 115600 SH SOLE 115600
CHUBB CORP. COM 171232101 2088 33955 SH SOLE 33955
CISCO SYSTEMS COM 17275R102 207 3250 SH SOLE 3250
COHESION TECHNOLOGIES COM 19248N101 1115 94400 SH SOLE 94400
COMMUNITY BANK SYSTEM INC. COM 203607106 1466 66080 SH SOLE 66080
CORNING INCORPORATED COM 219350105 23996 91003 SH SOLE 91003
COVANCE COM 222816100 1343 152415 SH SOLE 152415
DETECTION SYSTEMS INC. COM 250644101 4469 470466 SH SOLE 470466
DUPONT DE NEMOURS & CO. COM 263534109 1809 41344 SH SOLE 41344
EASTMAN KODAK CO COM 277461109 2827 47512 SH SOLE 47512
ELAN PLC ADR 284131208 6146 126889 SH SOLE 126889
ELECTROGLAS INC. COM 285324109 1749 81350 SH SOLE 81350
ELLSWORTH CONVERTIBLE GR & INC COM 289074106 2468 268631 SH SOLE 268631
EMERSON ELECTRIC CO COM 291011104 7577 125501 SH SOLE 125501
ENGELHARD CORP. COM 292845104 2397 140498 SH SOLE 140498
EXXON MOBIL CORP COM 30231G102 1289 16420 SH SOLE 16420
FIRST AUSTRALIA FUND INC COM 318652104 864 125725 SH SOLE 125725
FIRST AUSTRALIA PRIME INCOME COM 318653102 1133 245030 SH SOLE 245030
GENERAL ELECTRIC CO COM 369604103 870 16422 SH SOLE 16422
GLAXO WELLCOME PLC ADR ADR 37733W105 1580 27325 SH SOLE 27325
GRANITE CONSTR INC COM 387328107 2820 115184 SH SOLE 115184
HALLIBURTON CO. COM 406216101 2817 59688 SH SOLE 59688
HARDINGE INC. COM 412324303 951 91105 SH SOLE 91105
HEWLETT PACKARD CO. COM 428236103 966 8025 SH SOLE 8025
HOST MARRIOTT CORP-REIT FUND COM 44107P104 171 18300 SH SOLE 18300
IDACORP INC COM 451107106 4107 127273 SH SOLE 127273
IMATRON INC COM 452906100 32 13600 SH SOLE 13600
INDIA FUND INC COM 454089103 617 43500 SH SOLE 43500
INGERSOLL RAND CO COM 456866102 2299 57118 SH SOLE 57118
INTEL CORP COM 458140100 9020 67468 SH SOLE 67468
INTERNATIONAL BUSINESS MACHS COM 459200101 397 3628 SH SOLE 3628
INTUIT COM 461202103 662 16000 SH SOLE 16000
IONICS INC. COM 462218108 302 9900 SH SOLE 9900
JOHNSON & JOHNSON COM 478160104 14454 141877 SH SOLE 141877
KLA-TENCOR CORP COM 482480100 249 4250 SH SOLE 4250
KEANE INC. COM 486665102 2782 128655 SH SOLE 128655
LANDEC CORP. COM 514766104 414 76179 SH SOLE 76179
LEVEL 3 COMMUNICATIONS, INC. COM 52729N100 1243 14125 SH SOLE 14125
LINDSAY MFG COM 535555106 1187 60487 SH SOLE 60487
ML MACADAMIA ORCHARDS L P DEP UNTI CL A 55307U107 534 112350 SH SOLE 112350
MEDFORD BANCORP INC. COM 584131106 805 57025 SH SOLE 57025
MERCK & CO. INC. COM 589331107 2947 38460 SH SOLE 38460
PLP-MESA OFFSHORE TRUST UNIT BEN INT 590650107 6 74380 SH SOLE 74380
MEXICO FUND INC. COM 592835102 2037 136940 SH SOLE 136940
MICROSOFT CORP. COM 594918104 346 4320 SH SOLE 4320
MINNESOTA MINING & MFG. CO. COM 604059105 2738 32982 SH SOLE 32982
MOTOROLA, INC. COM 620076109 1357 44775 SH SOLE 44775
NATIONAL CITY CORP COM 635405103 239 14000 SH SOLE 14000
NEW GERMANY FUND INC. COM 644465106 841 60588 SH SOLE 60588
NORTEL NETWORKS CORP COM 656568102 1216 17816 SH SOLE 17816
NORTHFIELD LABORATORIES INC COM 666135108 602 36925 SH SOLE 36925
NOVELLUS SYSTEMS INC COM 670008101 328 5800 SH SOLE 5800
ORACLE CORP COM 68389X105 967 11500 SH SOLE 11500
ORTHODONTIC CENTERS OF AMERICA COM 68750P103 350 15475 SH SOLE 15475
PALL CORP. COM 696429307 4266 230570 SH SOLE 230570
PENN ENGR & MFG CORP CL A COM 707389102 2382 73850 SH SOLE 73850
PENN ENGR & MFG CORP NON VTG COM 707389300 704 19965 SH SOLE 19965
PFIZER INC. COM 717081103 1765 36778 SH SOLE 36778
PHARMACIA CORPORATION COM 71713U102 2222 42988 SH SOLE 42988
PROCTER & GAMBLE COM 742718109 1210 21325 SH SOLE 21325
QUEST DIAGNOSTICS INC. COM 74834L100 2857 38215 SH SOLE 38215
QUINTILES TRANSNATIONAL CORP COM 748767100 301 21300 SH SOLE 21300
REGENERON PHARMACEUTICALS COM 75886F107 1693 56800 SH SOLE 56800
SBC COMMUNICATIONS INC. COM 78387G103 1041 23657 SH SOLE 23657
ST. JUDE MEDICAL INC COM 790849103 1974 43030 SH SOLE 43030
SCHLUMBERGER LTD. COM 806857108 453 6075 SH SOLE 6075
SCUDDER NEW ASIA FUND INC COM 811183102 502 33750 SH SOLE 33750
SPECTRA- PHYSICS LASERS, INC. COM 847568102 3630 51900 SH SOLE 51900
SS & C TECHNOLOGIES INC. COM 85227Q100 157 37025 SH SOLE 37025
STERIS CORP COM 859152100 579 65281 SH SOLE 65281
SUN MICROSYSTEMS INC COM 866810104 3041 33444 SH SOLE 33444
SUNOCO INC COM 86764P109 209 7100 SH SOLE 7100
SWISS HELVETIA FUND INC COM 870875101 1378 93456 SH SOLE 93456
TCSI CORP COM 87233R106 23 11500 SH SOLE 11500
TECO ENERGY COM 872375100 817 40735 SH SOLE 40735
TEMPLETON CHINA WORLD FUND INC COM 88018X102 994 129250 SH SOLE 129250
TEXACO INC. COM 881694103 382 7166 SH SOLE 7166
THERMO ELECTRON CORP COM 883556102 202 9600 SH SOLE 9600
THERMO INSTRUMENT SYSTEMS INC COM 883559106 227 12100 SH SOLE 12100
THERMO TECH TECHNOLOGIES COM 88360H101 6 90000 SH SOLE 90000
THOMAS & BETTS CORP. COM 884315102 1520 79488 SH SOLE 79488
THOMAS INDUSTRIES INC. COM 884425109 558 31526 SH SOLE 31526
TYCO INTL LTD COM 902124106 3142 66312 SH SOLE 66312
UNITED PARCEL SVC INC CLASS B 911312106 236 4000 SH SOLE 4000
U.S. WEST INC. NEW COM 91273H101 2778 32393 SH SOLE 32393
VITRO SOCIEDAD ANONIM SPONSORED ADR 928502301 39 12300 SH SOLE 12300
WEST PHARMACEUTICAL SVCS INC COM 955306105 379 17545 SH SOLE 17545
XXSYS TECHNOLOGIES INC COM STK COM 983858101 1 10000 SH SOLE 10000
XEROX CORP. COM 984121103 2876 138625 SH SOLE 138625
ZOLTEK COMPANIES, INC. COM 98975W104 871 102500 SH SOLE 102500
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