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OMB APPROVAL
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. 1)*
Celeritek, Inc.
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(NAME OF ISSUER)
Common Stock
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(TITLE OF CLASS OF SECURITIES)
150926103
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(CUSIP NUMBER)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing of this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
SEC 1745 (2-95)
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CUSIP NO. 150926103 13G
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Mayfield V, a California Limited Partnership
94-2922967
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) / /
(b) /X/
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
California
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5 SOLE VOTING POWER
N/A-SEE ITEM 5
NUMBER OF ------------------------------------------------
SHARES 6 SHARED VOTING POWER
BENEFICIALLY N/A-SEE ITEM 5
OWNED BY EACH ------------------------------------------------
REPORTING 7 SOLE DISPOSITIVE POWER
PERSON WITH N/A-SEE ITEM 5
------------------------------------------------
8 SHARED DISPOSITIVE POWER
N/A-SEE ITEM 5
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9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
N/A-SEE ITEM 5
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10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES*
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11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
N/A-SEE ITEM 5
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12 TYPE OF REPORTING PERSON*
PN
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*SEE INSTRUCTION BEFORE FILLING OUT
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ITEM 1.
(a) Name of Issuer:
Celeritek, Inc.
(b) Address of Issuer's Principal Executive Offices:
3236 Scott Boulevard
Santa Clara, CA 95051
ITEM 2.
(a) Name of Person(s) Filing:
Mayfield V, a California Limited Partnership
(b) Address of Principal Office:
The Mayfield Fund
2800 Sand Hill Road
Menlo Park, CA 94025
(c) Citizenship:
The entity listed in Item 2(a) is a California Limited
Partnership.
(d) Title of Class of Securities:
Common Stock
(e) CUSIP Number: 150926103
ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(b), OR 13d-2(b),
CHECK WHETHER THE PERSON IS A:
(a) / / Broker or Dealer registered under Section 15 of the Act
(b) / / Bank as defined in section 3(a)(6) of the Act
(c) / / Insurance Company as defined in section 3(a)(19) of the Act
(d) / / Investment Company registered under section 8 of the Investment
Company Act
(e) / / Investment Adviser registered under section 203 of the
Investment Advisers Act of 1940
(f) / / Employee Benefit Plan, Pension Fund which is subject to the
provisions of the Employee Retirement Income Security Act of
1974 or Endowment Fund, see Section 240.13d-1(b)(1)(ii)(F)
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(g) / / Parent Holding Company, in accordance with Section 240.13d-1
(b)(ii)(G) (Note: See Item 7)
(h) / / Group, in accordance with Section 240.13d-1(b)(1)(ii)(H)
N/A
ITEM 4. OWNERSHIP
The information regarding ownership as set forth in Items 5-9 of Page 2
hereto, is hereby incorporated by reference.
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
If this statement is being filed to report the fact that as of the date
hereof the reporting person has ceased to be the beneficial owner of more than
five percent of the class securities, check the following /X/
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON.
N/A
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE
SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY.
N/A
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP
N/A
ITEM 9. NOTICE OF DISSOLUTION OF GROUP
N/A
ITEM 10. CERTIFICATION
N/A
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
February 14, 1997
---------------------------------
Date
MAYFIELD V,
A California Limited Partnership
By: /s/ George A. Pavlov
George A. Pavlov, Authorized Signatory
EXHIBITS
A-Statement Appointing Designated Filer and Authorized Signatory
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EXHIBIT A
STATEMENT APPOINTING DESIGNATED FILER AND AUTHORIZED SIGNATORY
Each of the undersigned entities and individuals (collectively, the
"Reporting Persons") hereby designates the entity listed in Column II of EXHIBIT
A hereto, or such other person or entity as is designated in writing by George
A. Pavlov (any such entity is referred to as the "Designated Filer") as the
beneficial owner to make filings of Schedules 13D and 13G (and any amendments
thereto) pursuant to Section 13(d) of the Securities Exchange Act of 1934 (the
"Exchange Act") and of Forms 3, 4 and 5 (and any amendments thereto) pursuant to
Section 16(a) of the Exchange Act (collectively, the "Reports") with respect to
the securities of the entities listed in Column I of EXHIBIT A hereto and with
respect to the securities of any other entity whose securities are now, or
hereafter become, publicly traded and whose securities are beneficially owned
(directly or indirectly) both by such Reporting Person and by such Designated
Entity (collectively, the "Companies").
Each Reporting Person hereby further authorizes and designates GEORGE
A. PAVLOV (the "Authorized Signatory") to execute and file on behalf of such
Reporting Person the Reports with respect to the securities of the Companies,
including all Schedules 13D and 13G and Forms 3, 4 and 5, and any amendments
thereto, that the Reporting Person may be required to file with the United
States Securities and Exchange Commission as a result of the Reporting Person's
ownership of, or transactions in securities of the Companies.
The authority of the Designated Filer and the Authorized Signatory
under this document with respect to each Reporting Person shall continue until
such Reporting Person is no longer required to file Schedules 13D or 13G or
Forms 3, 4 and 5 with respect to the Reporting Person's ownership of, or
transactions in, the securities of the Companies, unless earlier revoked in
writing. Each Reporting Person acknowledges that the Designated Filer and the
Authorized Signatory are not assuming any of the Reporting Person's
responsibilities to comply with Section 13(d) or Section 16 of the Exchange Act.
Date: February 10, 1997 MAYFIELD IV,
a California Limited Partnership
By: /s/ George A. Pavlov
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Authorized Signatory
Date: February 10, 1997 MAYFIELD V,
a California Limited Partnership
By: /s/ George A. Pavlov
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Authorized Signatory
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Date: February 10, 1997 MAYFIELD VI INVESTMENT
PARTNERS,
a California Limited Partnership
By: Mayfield VI Management Partners,
a California Limited Partnership,
Its General Partner
By: /s/ George A. Pavlov
---------------------------------------
Authorized Signatory
Date: February 10, 1997 MAYFIELD VI MANAGEMENT
PARTNERS,
a California Limited Partnership
By: /s/ George A. Pavlov
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Authorized Signatory
Date: February 10, 1997 MAYFIELD VII
a California Limited Partnership
By: Mayfield VII Management Partners,
a California Limited Partnership,
Its General Partner
By: /s/ George A. Pavlov
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Authorized Signatory
Date: February 10, 1997 MAYFIELD VII MANAGEMENT
PARTNERS,
a California Limited Partnership
By: /s/ George A. Pavlov
---------------------------------------
Authorized Signatory
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Date: February 10, 1997 MAYFIELD VIII,
a California Limited Partnership
By: Mayfield VIII Management, L.L.C.,
Its General Partner
By: /s/ George A. Pavlov
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Authorized Signatory
Date: February 10, 1997 MAYFIELD VIII MANAGEMENT, L.L.C.,
a Delaware Limited Liability Company
By: /s/ George A. Pavlov
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Authorized Signatory
Date: February 10, 1997 MAYFIELD SOFTWARE PARTNERS,
a California Partnership
By: Mayfield VI Investment Partners,
a California Limited Partnership,
Its General Partner
By: Mayfield VI Management Partners,
a California Limited Partnership,
Its General Partner
By: /s/ George A. Pavlov
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Authorized Signatory
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Date: February 10, 1997 MAYFIELD SOFTWARE TECHNOLOGY
PARTNERS,
a California Partnership
By: Mayfield VI Investment Partners,
a California Limited Partnership,
Its General Partner
By: Mayfield VI Management Partners,
a California Limited Partnership,
Its General Partner
By: /s/ George A. Pavlov
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Authorized Signatory
Date: February 10, 1997 MAYFIELD MEDICAL PARTNERS,
a California Partnership
By: Mayfield VI Investment Partners,
a California Limited Partnership,
Its General Partner
By: Mayfield VI Management Partners,
a California limited partnership,
Its General Partner
By: /s/ George A. Pavlov
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Authorized Signatory
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Date: February 10, 1997 MAYFIELD MEDICAL PARTNERS 1992,
a California Partnership
By: Mayfield VII,
a California Limited Partnership,
Its General Partner
By: Mayfield VII Management Partners,
a California limited partnership,
Its General Partner
By: /s/ George A. Pavlov
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Authorized Signatory
Date: February 10, 1997 MAYFIELD ASSOCIATES FUND,
a California Limited Partnership
By: /s/ George A. Pavlov
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Authorized Signatory
Date: February 10, 1997 MAYFIELD ASSOCIATES FUND II,
a California Limited Partnership
By: /s/ George A. Pavlov
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Authorized Signatory
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Date: February 10, 1997 /s/ Yogen K. Dalal
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YOGEN K. DALAL
Date: February 10, 1997 /s/ Kevin A. Fong
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KEVIN A. FONG
Date: February 10, 1997 /s/ A. Grant Heidrich, III
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A. GRANT HEIDRICH III
Date: February 10, 1997 /s/ Russell C. Hirsch
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RUSSELL C. HIRSCH
Date: February 10, 1997 /s/ Wende S. Hutton
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WENDE S. HUTTON
Date: February 10, 1997 /s/ Michael J. Levinthal
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MICHAEL J. LEVINTHAL
Date: February 10, 1997 /s/ F. Gibson Myers, Jr.
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F. GIBSON MYERS, JR.
Date: February 10, 1997 /s/ William D. Unger
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WILLIAM D. UNGER
Date: February 10, 1997 /s/ Wendell G. Van Auken, III
---------------------------------------
WENDELL G. VAN AUKEN III
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EXHIBIT A
TO EXHIBIT A OF 13G
<TABLE>
<CAPTION>
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COLUMN I COLUMN II PERSONS/ENTITIES ON WHOSE BEHALF
PUBLICLY TRADED COMPANY DESIGNATED FILER THE DESIGNATED FILER MAY ACT
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<S> <C> <C>
ADVENT SOFTWARE, INC. MAYFIELD VII MAYFIELD VII MANAGEMENT PARTNERS,
MAYFIELD ASSOCIATES FUND II,
YKD, FGM, KAF, WDU, WVA,
MJL, AGH
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BROADVISION, INC. MAYFIELD VII MAYFIELD VII MANAGEMENT PARTNERS,
MAYFIELD ASSOCIATES FUND II,
YKD, KAF, MJL
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DIGITAL GENERATION SYSTEMS, MAYFIELD VII MAYFIELD VII MANAGEMENT PARTNERS,
INC. MAYFIELD ASSOCIATES FUND II,
YKD, KAF, WDU, WVA, MJL,
AGH
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DIGITAL SYSTEMS MAYFIELD VI MAYFIELD VI MANAGEMENT PARTNERS,
INTERNATIONAL, INC. INVESTMENT MAYFIELD VII,
PARTNERS MAYFIELD ASSOCIATES FUND,
MAYFIELD ASSOCIATES FUND II
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GYNECARE, INC. MAYFIELD VII MAYFIELD VII MANAGEMENT PARTNERS,
MAYFIELD ASSOCIATES FUND II,
YKD, FGM, KAF, WDU, MJL,
AGH, WSH
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HEARTSTREAM, INC. MAYFIELD VII MAYFIELD VII MANAGEMENT PARTNERS,
MAYFIELD ASSOCIATES FUND II,
YKD, FGM, KAF, WDU, WVA,
MJL, AGH, WSH
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INCONTROL, INC. MAYFIELD VI MAYFIELD VI MANAGEMENT PARTNERS,
INVESTMENT MAYFIELD MEDICAL PARTNERS,
PARTNERS YKD, FGM, KAF, WDU, WVA,
MJL, AGH
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MILLENNIUM MAYFIELD VII MAYFIELD VII MANAGEMENT PARTNERS,
PHARMACEUTICALS, INC. MAYFIELD ASSOCIATES FUND II,
MAYFIELD MEDICAL PARTNERS 1992,
YKD, FGM, KAF, WDU, WVA,
MJL, AGH
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</TABLE>
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<TABLE>
<S> <C> <C>
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PRISM SOLUTIONS, INC. MAYFIELD VI MAYFIELD VI MANAGEMENT PARTNERS,
INVESTMENT MAYFIELD ASSOCIATES FUND,
PARTNERS MAYFIELD SOFTWARE TECHNOLOGY
PARTNERS,
YKD, FGM, KAF, WDU, WVA,
MJL
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SPECTRALINK CORPORATION MAYFIELD VI MAYFIELD VI MANAGEMENT PARTNERS,
INVESTMENT MAYFIELD ASSOCIATES FUND,
PARTNERS YKD
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ADEPT TECHNOLOGY, INC. MAYFIELD V MAYFIELD IV, AGH,WVA,WDU
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ARBOR SOFTWARE, INC. MAYFIELD VI MAYFIELD ASSOCIATES FUND,
INVESTMENT FGM, KAF, WDU
PARTNERS
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CELERITEK MAYFIELD V MAYFIELD V
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CITRIX SYSTEMS, INC. MAYFIELD VI MAYFIELD ASSOCIATES FUND,
INVESTMENT FGM, KAF, WVA, WDU
PARTNERS
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DATALOGIX CORPORATION MAYFIELD VI MAYFIELD ASSOCIATES FUND,
INVESTMENT KAF, WDU
PARTNERS
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INSITE VISION, INC. MAYFIELD V WDU
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PHARMACYCLICS, INC. MAYFIELD VII MAYFIELD ASSOCIATES FUND II
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PURE SOFTWARE, INC. MAYFIELD VI MAYFIELD SOFTWARE PARTNERS,
INVESTMENT MAYFIELD ASSOCIATES FUND,
PARTNERS MAYFIELD ASSOCIATES FUND II,
AGH
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SANDISK CORPORATION MAYFIELD VI MAYFIELD ASSOCIATES FUND,
INVESTMENT FGM, KAF, WDU
PARTNERS
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THE VANTIVE CORPORATION MAYFIELD VI MAYFIELD ASSOCIATES FUND
INVESTMENT FGM, KAF, WVA, WDU
PARTNERS
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VISIONEER, INC. MAYFIELD VII MAYFIELD ASSOCIATES FUND II,
MAYFIELD SOFTWARE PARTNERS,
YKD, FGM, KAF, WVA, WDU
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</TABLE>
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<TABLE>
<S> <C> <C>
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VIVUS, INC. MAYFIELD VI MAYFIELD VII,
INVESTMENT MAYFIELD ASSOCIATES FUND,
PARTNERS MAYFIELD ASSOCIATES FUND II,
YKD, FGM, KAF, WDU, WVA,
MJL, AGH
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</TABLE>
<TABLE>
<S> <C> <C>
YKD= Yogen K. Dalal FGM= F. Gibson Myers, Jr. KAF= Kevin A. Fong
WDU= William D. Unger WVA= Wendell G. Van Auken III MJL= Michael J. Levinthal
AGH= A. Grant Heidrich III WSH= Wende S. Hutton
</TABLE>
