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FORM 8-A/A
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FOR REGISTRATION OF CERTAIN N CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF THE
SECURITIES EXCHANGE ACT OF 1934
SUPERGEN, INC.
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(Exact name of Registrant as specified in its charter)
DELAWARE 91-1841574
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(State of incorporation or organization) (I.R.S. Employer
Identification No.)
TWO ANNABEL LANE, SUITE 220, SAN RAMON, CA 94583
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(Address of principal executive offices)
IF THIS FORM RELATES TO THE REGISTRATION OF A CLASS OF SECURITIES PURSUANT TO
SECTION 12(g) OF THE EXCHANGE ACT AND IS EFFECTIVE PURSUANT TO GENERAL
INSTRUCTION A.(d), CHECK THE FOLLOWING BOX. /x/
Securities to be registered pursuant to Section 12(b) of the Act:
NONE
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Securities to be registered pursuant to Section 12(g) of the Act:
COMMON STOCK, PAR VALUE $0.001 PER SHARE
WARRANTS FOR COMMON STOCK
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Item 1. DESCRIPTION OF REGISTRANT'S SECURITIES TO BE REGISTERED
Incorporated by reference to Description of Capital Stock
section on pages 12-15 of Post-Effective Amendment No. 4 on
Form S-3 to the Registrant's Registration Statement on Form
SB-2 filed with the Securities and Exchange Commission on June
26, 1998 (file number 333-476-LA).
Item 2. EXHIBITS
The following exhibits are filed as part of this registration
statement:
1(a) Specimen Certificate for Registrant's Common Stock.
2(b) Form of Representative's Warrant.
3(b) Form of Warrant Agreement (including form of Common Stock
Purchase Warrant).
4(c) Certificate of Incorporation.
5(a) Bylaws of the Registrant.
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(a) Incorporated by reference from the Registrant's Report on Form 10-K filed
with the Securities and Exchange Commission on March 19, 1998.
(b) Incorporated by reference from the Registrant's Registration Statement on
Form SB-2 (Reg. No. 333-476-LA) filed with the Securities and Exchange
Commission on January 18, 1996.
(c) Incorporated by reference from the Registrant's Proxy Statement filed with
the Securities and Exchange Commission on April 25, 1997.
2
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SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act
of 1934, the Registrant has duly caused this registration statement to be signed
on its behalf by the undersigned, thereto duly authorized.
Date: July 28, 1998 SuperGen
By: /s/ Joseph Rubinfeld
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Joseph Rubinfeld
Chief Executive Officer,
President and Director
