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Previous: CRONOS GROUP, 424B3, 2000-03-10 |
Next: MCLEODUSA INC, 4, 2000-03-10 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 4
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
( ) Check this box if no longer subject to Section 16. Form 4 or
Form 5 obligations may continue. See Instructions 1(b).
1. Name and Address of Reporting Person:
Margaret L. Keon
c/o Keon Associates
16 Miller Avenue, Suite 203
Mill Valley, California 94941
U.S.A.
2. Issuer Name and Ticker or Trading Symbol:
McLeodUSA Incorporated
MCLD
3. IRS or Social Security Number of Reporting Person (Voluntary):
4. Statement for Month/Year:
February 2000
5. If Amendment, Date of Original (Month/Year):
6. Relationship of Reporting Person(s) to Issuer (Check all
applicable):
( ) Director ( ) 10% Owner ( ) Officer (give title below) (x)
Other (specify below)
Member of 13(d) group owning more than 10%
7. Individual or Joint/Group Filing (Check Applicable Line):
(X) Form filed by One Reporting Person
( ) Form filed by More than One Reporting Person
Table I -- Non-Derivative Securities Acquired,
Disposed of, or Beneficially Owned
<TABLE>
<CAPTION>
5. Amount of
Securities 6. Owner-
2. Trans- Beneficially ship Form: 7. Nature
1. Title action 4. Securities Owned at End Direct (D) or of Indirect
of Date 3. Trans- Acquired (A) or of Month Indirect Beneficial
Security (Month / action Code Disposed of (D) (Instr. 3 (I) Ownership
(Instr. 3) Day/Year) (Instr. 8) (Instr. 3, 4 and 5) and 4) (Instr. 4) (Instr. 4)
---------- --------- ----------- ------------------- ------------ ------------- -----------
Code V Amount (A)or(D) Price
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Class A 02/01/00 S 1,430 D $70.09 I By Margaret L. Keon
Common Stock 1990 Personal Income
Trust for the Benefit
of Susan Tamara Keon
DeWyngaert dated
April 20, 1990
02/02/00 S 1,275 D 70.05 I By Margaret L. Keon
1990 Personal Income
Trust for the Benefit
of Susan Tamara Keon
DeWyngaert dated
April 20, 1990
02/03/00 S 1,130 D 70.04 I By Margaret L. Keon
1990 Personal Income
Trust for the Benefit
of Susan Tamara Keon
DeWyngaert dated
April 20, 1990
02/04/00 S 1,880 D 71.38 I By Margaret L. Keon
1990 Personal Income
Trust for the Benefit
of Susan Tamara Keon
DeWyngaert dated
April 20, 1990
02/07/00 S 1,690 D 70.11 I By Margaret L. Keon
1990 Personal Income
Trust for the Benefit
of Susan Tamara Keon
DeWyngaert dated
April 20, 1990
02/14/00 S 1,970 D 70.90 I By Margaret L. Keon
1990 Personal Income
Trust for the Benefit
of Susan Tamara Keon
DeWyngaert dated
April 20, 1990
5. Amount of
Securities 6. Owner-
2. Trans- Beneficially ship Form: 7. Nature
1. Title action 4. Securities Owned at End Direct (D) or of Indirect
of Date 3. Trans- Acquired (A) or of Month Indirect Beneficial
Security (Month / action Code Disposed of (D) (Instr. 3 (I) Ownership
(Instr. 3) Day/Year) (Instr. 8) (Instr. 3, 4 and 5) and 4) (Instr. 4) (Instr. 4)
---------- --------- ----------- ------------------- ------------ ------------- -----------
Code V Amount (A)or(D) Price
02/16/00 S 5,450 D $77.91 I By Margaret L. Keon
1990 Personal Income
Trust for the Benefit
of Susan Tamara Keon
DeWyngaert dated
April 20, 1990
02/17/00 S 4,550 D 79.74 I By Margaret L. Keon
1990 Personal Income
Trust for the Benefit
of Susan Tamara Keon
DeWyngaert dated
April 20, 1990
02/18/00 S 4,562 D 83.98 0 (1) I By Margaret L. Keon
1990 Personal Income
Trust for the Benefit
of Susan Tamara Keon
DeWyngaert dated
April 20, 1990
02/01/00 S 1,430 D 70.09 I By Margaret L. Keon
1990 Personal Income
Trust for the Benefit
of Joseph John Keon
III dated April 20,
1990
02/02/00 S 1,275 D 70.05 I By Margaret L. Keon
1990 Personal Income
Trust for the Benefit
of Joseph John Keon
III dated April 20,
1990
02/03/00 S 1,130 D 70.04 I By Margaret L. Keon
1990 Personal Income
Trust for the Benefit
of Joseph John Keon
III dated April 20,
1990
5. Amount of
Securities 6. Owner-
2. Trans- Beneficially ship Form: 7. Nature
1. Title action 4. Securities Owned at End Direct (D) or of Indirect
of Date 3. Trans- Acquired (A) or of Month Indirect Beneficial
Security (Month / action Code Disposed of (D) (Instr. 3 (I) Ownership
(Instr. 3) Day/Year) (Instr. 8) (Instr. 3, 4 and 5) and 4) (Instr. 4) (Instr. 4)
---------- --------- ----------- ------------------- ------------ -------------- ------------
Code V Amount (A)or(D) Price
02/04/00 S 1,880 D $71.38 I By Margaret L. Keon
1990 Personal Income
Trust for the Benefit
of Joseph John Keon
III dated April 20,
1990
02/07/00 S 1,690 D 70.11 I By Margaret L. Keon
1990 Personal Income
Trust for the Benefit
of Joseph John Keon
III dated April 20,
1990
02/14/00 S 1,970 D 70.90 I By Margaret L. Keon
1990 Personal Income
Trust for the Benefit
of Joseph John Keon
III dated April 20,
1990
02/16/00 S 5,450 D 77.91 I By Margaret L. Keon
1990 Personal Income
Trust for the Benefit
of Joseph John Keon
III dated April 20,
1990
02/17/00 S 4,550 D 79.74 I By Margaret L. Keon
1990 Personal Income
Trust for the Benefit
of Joseph John Keon
III dated April 20,
1990
02/18/00 S 4,562 D 83.98 0 (1) I By Margaret L. Keon
1990 Personal Income
Trust for the Benefit
of Joseph John Keon
III dated April 20,
1990
5. Amount of
Securities 6. Owner-
2. Trans- Beneficially ship Form: 7. Nature
1. Title action 4. Securities Owned at End Direct (D) or of Indirect
of Date 3. Trans- Acquired (A) or of Month Indirect Beneficial
Security (Month / action Code Disposed of (D) (Instr. 3 (I) Ownership
(Instr. 3) Day/Year) (Instr. 8) (Instr. 3, 4 and 5) and 4) (Instr. 4) (Instr. 4)
---------- --------- ----------- ------------------- ------------ ------------- -----------
Code V Amount (A)or(D) Price
02/01/00 S 1,430 D $70.09 I By Margaret L. Keon
1990 Personal Income
Trust for the Benefit
of Katherine Stoddert
Keon dated April 20,
1990
02/02/00 S 1,275 D 70.05 I By Margaret L. Keon
1990 Personal Income
Trust for the Benefit
of Katherine Stoddert
Keon dated April 20,
1990
02/03/00 S 1,130 D 70.04 I By Margaret L. Keon
1990 Personal Income
Trust for the Benefit
of Katherine Stoddert
Keon dated April 20,
1990
02/04/00 S 1,880 D 71.38 I By Margaret L. Keon
1990 Personal Income
Trust for the Benefit
of Katherine Stoddert
Keon dated April 20,
1990
02/07/00 S 1,690 D 70.11 I By Margaret L. Keon
1990 Personal Income
Trust for the Benefit
of Katherine Stoddert
Keon dated April 20,
1990
02/14/00 S 1,970 D 70.90 I By Margaret L. Keon
1990 Personal Income
Trust for the Benefit
of Katherine Stoddert
Keon dated April 20,
1990
5. Amount of
Securities 6. Owner-
2. Trans- Beneficially ship Form: 7. Nature
1. Title action 4. Securities Owned at End Direct (D) or of Indirect
of Date 3. Trans- Acquired (A) or of Month Indirect Beneficial
Security (Month / action Code Disposed of (D) (Instr. 3 (I) Ownership
(Instr. 3) Day/Year) (Instr. 8) (Instr. 3, 4 and 5) and 4) (Instr. 4) (Instr. 4)
---------- --------- ----------- ------------------- ------------ ------------- -----------
Code V Amount (A)or(D) Price
02/16/00 S 5,450 D $77.91 I By Margaret L. Keon
1990 Personal Income
Trust for the Benefit
of Katherine Stoddert
Keon dated April 20,
1990
02/17/00 S 4,550 D 79.74 I By Margaret L. Keon
1990 Personal Income
Trust for the Benefit
of Katherine Stoddert
Keon dated April 20,
1990
02/18/00 S 4,562 D 83.98 0 (1) I By Margaret L. Keon
1990 Personal Income
Trust for the Benefit
of Katherine Stoddert
Keon dated April 20,
1990
02/01/00 S 1,430 D 70.09 I By Margaret L. Keon
1990 Personal Income
Trust for the Benefit
of Lisa Anne Keon
dated April 20, 1990
02/02/00 S 1,275 D 70.05 I By Margaret L. Keon
1990 Personal Income
Trust for the Benefit
of Lisa Anne Keon
dated April 20, 1990
02/03/00 S 1,130 D 70.04 I By Margaret L. Keon
1990 Personal Income
Trust for the Benefit
of Lisa Anne Keon
dated April 20, 1990
02/04/00 S 1,880 D 71.38 I By Margaret L. Keon
1990 Personal Income
Trust for the Benefit
of Lisa Anne Keon
dated April 20, 1990
5. Amount of
Securities 6. Owner-
2. Trans- Beneficially ship Form: 7. Nature
1. Title action 4. Securities Owned at End Direct (D) or of Indirect
of Date 3. Trans- Acquired (A) or of Month Indirect Beneficial
Security (Month / action Code Disposed of (D) (Instr. 3 (I) Ownership
(Instr. 3) Day/Year) (Instr. 8) (Instr. 3, 4 and 5) and 4) (Instr. 4 (Instr. 4)
---------- --------- ----------- ------------------- ------------ -------------- -----------
Code V Amount (A)or(D) Price
02/07/00 S 1,690 D $70.11 I By Margaret L. Keon
1990 Personal Income
Trust for the Benefit
of Lisa Anne Keon
dated April 20, 1990
02/14/00 S 1,970 D 70.90 I By Margaret L. Keon
1990 Personal Income
Trust for the Benefit
of Lisa Anne Keon
dated April 20, 1990
02/16/00 S 5,450 D 77.91 I By Margaret L. Keon
1990 Personal Income
Trust for the Benefit
of Lisa Anne Keon
dated April 20, 1990
02/17/00 S 4,550 D 79.74 I By Margaret L. Keon
1990 Personal Income
Trust for the Benefit
of Lisa Anne Keon
dated April 20, 1990
02/18/00 S 4,562 D 83.98 0 (1) I By Margaret L. Keon
1990 Personal Income
Trust for the Benefit
of Lisa Anne Keon
dated April 20, 1990
02/01/00 S 1,430 D 70.09 I By Margaret L. Keon
1990 Personal Income
Trust for the Benefit
of Margaret Lynley
Keon dated April 20,
1990
02/02/00 S 1,275 D 70.05 I By Margaret L. Keon
1990 Personal Income
Trust for the Benefit
of Margaret Lynley
Keon dated April 20,
1990
5. Amount of
Securities 6. Owner-
2. Trans- Beneficially ship Form: 7. Nature
1. Title action 4. Securities Owned at End Direct (D) or of Indirect
of Date 3. Trans- Acquired (A) or of Month Indirect Beneficial
Security (Month / action Code Disposed of (D) (Instr. 3 (I) Ownership
(Instr. 3) Day/Year) (Instr. 8) (Instr. 3, 4 and 5) and 4) (Instr. 4) (Instr. 4)
---------- --------- ----------- ------------------- ------------ -------------- -----------
Code V Amount (A)or(D) Price
02/03/00 S 1,130 D $70.04 I By Margaret L. Keon
1990 Personal Income
Trust for the Benefit
of Margaret Lynley
Keon dated April 20,
1990
02/04/00 S 1,880 D 71.38 I By Margaret L. Keon
1990 Personal Income
Trust for the Benefit
of Margaret Lynley
Keon dated April 20,
1990
02/07/00 S 1,690 D 70.11 I By Margaret L. Keon
1990 Personal Income
Trust for the Benefit
of Margaret Lynley
Keon dated April 20,
1990
02/14/00 S 1,970 D 70.90 I By Margaret L. Keon
1990 Personal Income
Trust for the Benefit
of Margaret Lynley
Keon dated April 20,
1990
02/16/00 S 5,450 D 77.91 I By Margaret L. Keon
1990 Personal Income
Trust for the Benefit
of Margaret Lynley
Keon dated April 20,
1990
02/17/00 S 4,550 D 79.74 I By Margaret L. Keon
1990 Personal Income
Trust for the Benefit
of Margaret Lynley
Keon dated April 20,
1990
5. Amount of
Securities 6. Owner-
2. Trans- Beneficially ship Form: 7. Nature
1. Title action 4. Securities Owned at End Direct (D) or of Indirect
of Date 3. Trans- Acquired (A) or of Month Indirect Beneficial
Security (Month / action Code Disposed of (D) (Instr. 3 (I) Ownership
(Instr. 3) Day/Year) (Instr. 8) (Instr. 3, 4 and 5) and 4) (Instr. 4) (Instr. 4)
---------- --------- ----------- ------------------- ------------ -------------- -----------
Code V Amount (A)or(D) Price
02/18/00 S 4,562 D $83.98 0 (1) I By Margaret L. Keon
1990 Personal Income
Trust for the Benefit
of Margaret Lynley
Keon dated April 20,
1990
02/01/00 S 1,430 D 70.09 I By Margaret L. Keon
1990 Personal Income
Trust for the Benefit
of Pamela Keon Vitale
dated April 20, 1990
02/02/00 S 1,275 D 70.05 I By Margaret L. Keon
1990 Personal Income
Trust for the Benefit
of Pamela Keon Vitale
dated April 20, 1990
02/03/00 S 1,130 D 70.04 I By Margaret L. Keon
1990 Personal Income
Trust for the Benefit
of Pamela Keon Vitale
dated April 20, 1990
02/04/00 S 1,880 D 71.38 I By Margaret L. Keon
1990 Personal Income
Trust for the Benefit
of Pamela Keon Vitale
dated April 20, 1990
02/07/00 S 1,690 D 70.11 I By Margaret L. Keon
1990 Personal Income
Trust for the Benefit
of Pamela Keon Vitale
dated April 20, 1990
02/14/00 S 1,970 D 70.90 I By Margaret L. Keon
1990 Personal Income
Trust for the Benefit
of Pamela Keon Vitale
dated April 20, 1990
5. Amount of
Securities 6. Owner-
2. Trans- Beneficially ship Form: 7. Nature
1. Title action 4. Securities Owned at End Direct (D) or of Indirect
of Date 3. Trans- Acquired (A) or of Month Indirect Beneficial
Security (Month / action Code Disposed of (D) (Instr. 3 (I) Ownership
(Instr. 3) Day/Year) (Instr. 8) (Instr. 3, 4 and 5) and 4) (Instr. 4) (Instr. 4)
---------- --------- ----------- ------------------- ------------ ------------- -----------
Code V Amount (A)or(D) Price
02/16/00 S 5,450 D $77.91 I By Margaret L. Keon
1990 Personal Income
Trust for the Benefit
of Pamela Keon Vitale
dated April 20, 1990
02/17/00 S 4,550 D 79.74 I By Margaret L. Keon
1990 Personal Income
Trust for the Benefit
of Pamela Keon Vitale
dated April 20, 1990
02/18/00 S 4,562 D 83.98 0 (1) I By Margaret L. Keon
1990 Personal Income
Trust for the Benefit
of Pamela Keon Vitale
dated April 20, 1990
02/18/00 S 10,000 D 87.13 I By Margaret Lumpkin
Keon Trust dated
May 13, 1978
02/23/00 S 7,500 D 86.00 I By Margaret Lumpkin
Keon Trust dated
May 13, 1978
02/24/00 S 20,000 D 86.85 I By Margaret Lumpkin
Keon Trust dated
May 13, 1978
02/25/00 S 20,000 D 89.23 I By Margaret Lumpkin
Keon Trust dated
May 13, 1978
02/28/00 S 25,000 D 89.41 I By Margaret Lumpkin
Keon Trust dated
May 13, 1978
02/29/00 S 5,000 D 89.00 924,222 I By Margaret Lumpkin
Keon Trust dated
May 13, 1978
</TABLE>
Table II -- Derivative Securities Acquired,
Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
<TABLE>
<CAPTION>
9.
5. Number 10.
Number of of Owner-
Deriv- Deriv- ship 11.
ative ative Form of Nature
1. Securi- 8. Secur- Deriva- of
Title 2. ties Price ties tive Indir-
of Conver- 3. Acquired of Benefi- Security: ect
Deriv- sion or Trans- 4. (A) or Deriv- cially Direct Benefi-
ative Exercise action Trans- Disposed 7. Title and ative Owned at (D) or cial
Secur- Price of Date action of (D) 6. Date Amount of Secur- End of Indirect Owner-
ity Deriva- (Month/ Code (Instr. Exercisable and Underlying ity Month (I) ship
(Instr. tive Day/ (Instr. 3, 4 and Expiration Date Securities (Instr. (Instr. (Instr. (Instr.
3) Security Year) 8) 5) (Month/Day/Year) (Instr. 3 and 4) 5) 4) 4) 4)
------- -------- ------- ------- -------- ---------------- ---------------- ------- ------- -------- -------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Code V (A) (D) Date Expir- Title Amount or
Exer- ation Number of
cisable Date Shares
</TABLE>
Explanation of Responses:
Explanation of footnotes to Table I: For purposes of Section
13(d) of the Securities Exchange Act, each of the joint filers is a
member of a group that together owns more than 10% of the Issuer's
Class A Common Stock. Except as indicated in the following notes, the
securities shown in Table I are beneficially owned for purposes of
Rule 16a-1(a)(2) by Margaret L. Keon and not by the other joint filer.
(1) Effective February 6, 2000, Margaret L. Keon was delegated
investment and voting power for shares held by this trust.
SIGNATURE OF REPORTING PERSON(S):
Margaret L. Keon
Individually and as trustee of
the Margaret Lumpkin Keon Trust
By: Steven L. Grissom
Attorney in Fact
Dated: March __, 2000
JOINT FILER INFORMATION
Name: Steven L. Grissom
Address: 121 South 17th Street, Mattoon, Illinois 61938
Designated Filer: Margaret L. Keon
Issuer & Ticker Symbol: McLeodUSA Incorporated, MCLD
Statement for Month/Year: February 2000
Signature: Steven L. Grissom
As trustee of the
Personal Income Trusts
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