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OMB APPROVAL
UNITED STATES OMB Number:
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 Estimated average burden
hours per response ...2.50
FORM 12b-25 ---------------------------
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SEC FILE NUMBER
0-10054
NOTIFICATION OF LATE FILING ---------------------------
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(Check One): [_] Form 10-K [_] Form 20-F [_] Form 11-K [X] Form 10-Q [_] Form N-SAR CUSIP NUMBER
202656-10-4
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For Period Ended: June 30, 1999
[_] Transition Report on Form 10-K
[_] Transition Report on Form 20-F
[_] Transition Report on Form 11-K
[_] Transition Report on Form 10-Q
[_] Transition Report on Form N-SAR
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Read Instruction (on back page) Before
Preparing Form. Please Print or Type.
Nothing in this form shall be construed to imply that the Commission
has verified any information contained herein.
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If the notification relates to a portion of the filing checked above, identify
the Item(s) to which the notification relates:
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PART I--REGISTRANT INFORMATION
UNITY BANCORP, INC.
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Full Name of Registrant
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Former Name if Applicable
64 Old Highway 22
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Address of Principal Executive Office (Street and Number)
Clinton, New Jersey 08809
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City, State and Zip Code
PART II--RULES 12b-25(b) AND (c)
If the subject report could not be filed without unreasonable effort or expense
and the registrant seeks relief pursuant to Rule 12b-25(b), the following should
be completed. (Check box if appropriate)
/ (a) The reasons described in reasonable detail in Part III of this form
/ could not be eliminated without unreasonable effort or expense;
/
/ (b) The subject annual report, semi-annual report, transition report on
/ Form 10-K, Form 20-F, 11-K or Form N-SAR, or portion thereof, will be
[X] / filed on or before the fifteenth calendar day following the prescribed
/ due date; or the subject quarterly report of transition report on Form
/ 10-Q, or portion thereof will be filed on or before the fifth calendar
/ day following the prescribed due date; and
/
/ (c) The accountant's statement or other exhibit required by Rule 12b-25(c)
/ has been attached if applicable.
PART III--NARRATIVE
State below in reasonable detail the reasons why Forms 10-K, 20-F, 11-K, 10-Q,
N-SAR, or the transition report or portion thereof, could not be filed within
the prescribed time period.
The Company's Quarterly Report on Form 10-QSB for the quarter ended June 30,
1999 cannot be filed within the prescribed time period because the recent
disability of the Company's Comptroller left the Company's financial reporting
function temporarily understaffed, leading to delay in completion of the
Company's quarterly financial statements. The financial statements could not
have been prepared without unreasonable effort or expense to the Company. The
Company expects to file Form 10-QSB within five calendar days of the prescribed
due date.
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PART IV--OTHER INFORMATION
(1) Name and telephone number of person to contact in regard to this
notification
Kevin Killian 908 730-7630
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(Name) (Area Code) (Telephone Number)
(2) Have all other periodic reports required
under Section 13 or 15(d) of the Securities
Exchange Act of 1934 or Section 30 of the
Investment Company Act of 1940 during the
preceding 12 months or for such shorter
period that the registrant was required to
file such report(s) been filed? If answer is [X] Yes [_] No
no, identify report(s).
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(3) Is it anticipated that any significant
change in results of operations from the
corresponding period for the last fiscal
year will be reflected by the earnings
statements to be included in the subject [X] Yes [_] No
report or portion thereof?
If so, attach an explanation of the anticipated
change, both narratively and quantitatively, and, if
appropriate, state the reasons why a reasonable
estimate of the results cannot be made.
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UNITY BANCORP, INC.
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(Name of Registrant as Specified in Charter)
has caused this notification to be signed on its behalf by the undersigned
hereunto duly authorized.
Date August 17, 1999 By /s/ ROBERT J. VAN VOLKENBURGH
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INSTRUCTION: The form may be signed by an executive officer of the registrant or
by any other duly authorized representative. The name and title of the person
signing the form shall be typed or printed beneath the signature. If the
statement is signed on behalf of the registrant by an authorized representative
(other than an executive officer), evidence of the representative's authority to
sign on behalf of the registrant shall be flied with the form.
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INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACT CONSTITUTE FEDERAL
CRIMINAL VIOLATIONS (SEE 18 U.S.C. 1001).
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GENERAL INSTRUCTIONS
1. This form is required by Rule 12b-25 (17 CFR 240.12b-25) of the General
Rules and Regulations under the Securities Exchange Act of 1934.
2. One signed original and four conformed copies of this form and amendments
thereto must be completed and filed with the Securities and Exchange
Commission, Washington, D.C. 20549, in accordance with Rule 0-3 of the
General Rules and Regulations under the Act. The information contained in
or filed with the form will be made a matter of public record in the
Commission files.
3. A manually signed copy of the form and amendments thereto shall be filed
with each national securities exchange on which any class of securities of
the registrant is registered.
4. Amendments to the notifications must also be filed on form 12b-25 but need
not restate information that has been correctly furnished. The form shall
be clearly identified as an amended notification.
5. Electronic Filers. This form shall not be used by electronic filers unable
to timely file a report solely due to electronic difficulties. Filers
unable to submit a report within the time period prescribed due to
difficulties in electronic filing should comply with either Rule 201 or
Rule 202 of Regulation S-T or apply for an adjustment in filing date
pursuant to Rule 13(b) of Regulation S-T.
