<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
450 5TH STREET, N.W.
WASHINGTON, D. C. 20549
FORM 10-QSB/A
(Mark One)
X QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES
EXCHANGE ACT OF 1934
For the quarterly period ended June 30, 1996
OR
TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
For the transition period from to Commission File No.
0-24664
FIRST OZAUKEE CAPITAL CORP.
(Exact name of registrant as specified in its charter)
Wisconsin 39-1781744
(State or other jurisdiction of (I.R.S. Employer
incorporation or organization) Identification No.)
W61 N526 Washington Avenue, Cedarburg, Wisconsin 53012
Address of principal executive office) (Zip Code)
Registrant's telephone number, including area code (414) 377-0750
Not applicable
(Former name, former address and former fiscal year, if changed since
last report)
Indicate by check mark whether the registrant (1) has filed all
reports required to be filed by Sections 13 or 15(d) of the Securities
Exchange Act of 1934 during the preceding 12 months (or for such
shorter period that the registrant was required to file such reports),
and (2) has been subject to such filing requirements for the past 90
days. Yes X . No .
Indicate the number of shares outstanding of the issuer's classes of
common stock, as of the latest practicable date.
Class Outstanding July 31, 1996
Common Stock, par value $1.00 per share 627,478 Shares
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FIRST OZAUKEE CAPITAL CORP.
FORM 10-QSB/A
FOR THE QUARTER ENDED JUNE 30, 1996
EXHIBITS INDEX
<TABLE>
<S> <C>
EXHIBITS:
FINANCIAL DATA SCHEDULE EX-27
<PAGE> 1
FIRST OZAUKEE CAPITAL CORP. AND SUBSIDIARY
PART II - Other Information
Item 1 - Legal Proceeding
There are no material legal proceedings to which the Holding Company
or the Bank is a party or of which any of their property is subject.
From time to time, the Bank is a party to various legal proceedings
incident to its business.
Item 2 - Changes in Securities
None.
Item 3 - Defaults upon Senior Securities
Not applicable.
Item 4 - Submission of Matters to a Vote of Security Holders
None
Item 5 - Other Information
None.
Item 6 - Exhibits and Reports on Form 8-K.
(a)Exhibits: FINANCIAL DATA SCHEDULE.
(b)Reports on Form 8-K: No reports on Form 8-K have been filed during
the quarter for which this report is filed.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934,
the registrant has duly caused this report to be signed on its behalf
by the undersigned thereunto duly authorized.
FIRST OZAUKEE CAPITAL CORP.
(Registrant)
DATE: October 16, 1996 BY: Russell S. Jones
Russell S. Jones, Chairman of the
Board and President (Principal
Executive Officer and Principal
Financial and Accounting Officer)
</TABLE>
<TABLE> <S> <C>
<ARTICLE> 9
<S> <C>
<PERIOD-TYPE> 1-MO
<FISCAL-YEAR-END> SEP-30-1996
<PERIOD-END> JUN-30-1996
<CASH> 1714
<INT-BEARING-DEPOSITS> 0
<FED-FUNDS-SOLD> 0
<TRADING-ASSETS> 0
<INVESTMENTS-HELD-FOR-SALE> 12194
<INVESTMENTS-CARRYING> 1998
<INVESTMENTS-MARKET> 0
<LOANS> 16306
<ALLOWANCE> 0
<TOTAL-ASSETS> 37011
<DEPOSITS> 28214
<SHORT-TERM> 0
<LIABILITIES-OTHER> 589
<LONG-TERM> 0
0
0
<COMMON> 627
<OTHER-SE> 7631
<TOTAL-LIABILITIES-AND-EQUITY> 37011
<INTEREST-LOAN> 384
<INTEREST-INVEST> 263
<INTEREST-OTHER> 0
<INTEREST-TOTAL> 647
<INTEREST-DEPOSIT> 351
<INTEREST-EXPENSE> 352
<INTEREST-INCOME-NET> 295
<LOAN-LOSSES> 5
<SECURITIES-GAINS> 4
<EXPENSE-OTHER> 295
<INCOME-PRETAX> 10
<INCOME-PRE-EXTRAORDINARY> 13
<EXTRAORDINARY> 0
<CHANGES> 0
<NET-INCOME> 13
<EPS-PRIMARY> .02
<EPS-DILUTED> .02
<YIELD-ACTUAL> 3.05
<LOANS-NON> 152
<LOANS-PAST> 152
<LOANS-TROUBLED> 0
<LOANS-PROBLEM> 0
<ALLOWANCE-OPEN> 120
<CHARGE-OFFS> 0
<RECOVERIES> 0
<ALLOWANCE-CLOSE> 125
<ALLOWANCE-DOMESTIC> 125
<ALLOWANCE-FOREIGN> 0
<ALLOWANCE-UNALLOCATED> 125
</TABLE>
