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OMB APPROVAL
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OMB Number: 3235-0145
Expires: August 31, 1991
UNITED STATES Estimated average burden
SECURITIES AND EXCHANGE COMMISSION hours per response........14.90
WASHINGTON, D.C. 20549
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SCHEDULE 13D
UNDER THE SECURITIES EXCHANGE ACT OF 1934
MultiMedia Access Corporation
(Name of Issuer)
Common Stock
(Title of Class of Securities)
625444 10 4
(CUSIP Number)
Glenn A. Norem, Chief Executive Officer
2665 Villa Creek, Suite 200, Dallas, Texas 75234
(Name, Address and Telephone Number of Person Authorized to Receive Notices and
Communications)
2/4/97
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(b)(3) or (4), check the following box / /.
Check the following box if a fee is being paid with the statement / /. (A fee is
not required only if the reporting person: (1) has a previous statement on file
reporting beneficial ownership of more than five percent of the class of
securities described in Item 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of five percent or less of such class.)
(See Rule 13d-7.)
NOTE: Six copies of this statement, including all exhibits, should be filed with
the Commission. See Rule 13d1(a) for other parties to whom copies are to be
sent.
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
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SCHEDULE 13D
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CUSIP NO. 625444 10 4 PAGE 2 OF 5 PAGES
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Robert Moody, Jr.
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[ ]
(b)[ ]
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
PF
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(E) / /
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
USA
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7 SOLE VOTING POWER
NUMBER OF
SHARES 902,842
BENEFICIALLY ----------------------------------------------------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 250,000
PERSON ----------------------------------------------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
902,842
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10 SHARED DISPOSITIVE POSER
250,000
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,152,842
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12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ]
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
12.7%
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14 TYPE OF REPORTING PERSON*
IN
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
ITEM 1. SECURITY AND ISSUER
Title of the class of equity securities: MMAC Common stock.
Address of Issuer: MultiMedia Access Corporation, 2665 Villa Creek, Suite 200,
Dallas, Texas 75234
ITEM 2. IDENTITY AND BACKGROUND
(a) Name: Robert Moody, Jr.
(b) Residence or business address: 601 Moody National Bank Building,
Galveston, Texas 77550
(c) Present principal occupation or employment: President, Moody
Insurance Group, Inc.
(d) No
(e) No
(f) U.S.
ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION
Moody Insurance Group, Inc. acquired 250,000 shares of Common Stock of
the Company in a private placement in March of 1994. These shares were purchased
with the funds of Moody Insurance Group, Inc. Mr. Moody acquired an additional
100,000 shares in private purchases from three founders of the Company in April
1995. In addition, Mr. Moody acquired 147,252 shares of Common Stock in a
private placement dated December 1995. These shares were acquired with the
personal funds of Mr. Moody.
Mr. Moody also acquired 140,591 shares of Common Stock and 140,591
redeemable common stock purchase warrants upon the conversion of $646,724
aggregate amount of Convertible Debt and interest accrued thereon at the initial
public offering price in February 1997.
Mr. Moody holds warrants to purchase an additional 475,000 shares of
Common Stock of the Company at prices ranging from $1.00 per share to $3.00 per
share. Mr. Moody was granted these warrants as an incentive to enter into
various financing transactions with the Company.
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ITEM 4. PURPOSE OF TRANSACTION
Mr. Moody acquired the Common Stock and Warrants as a personal
investment and in connection with various financing transactions with the
Company.
(a) As stated above, Common Stock underlying warrants to purchase
an aggregate of 515,000 shares of Common Stock are included in
Mr. Moody's beneficial holdings.
(b) No plans (g) No changes
(c) No plans (h) No plans
(d) No plans (i) None
(e) No plans (j) None
(f) No plans
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER
(a) Mr. Moody beneficially owns 1,152,842 shares of Common Stock, or
13.7% of the outstanding Common Stock of the Company (Mr. Moody
disclaims beneficial ownership of the 250,000 shares of Common
Stock of this amount which are held by Moody Insurance Group).
(b) Mr. Moody has the sole power to vote 387,842 shares and shared
power to vote 250,000 shares for a total of 637,842 shares of
Common Stock of the Company, or 7.5% of the Common Stock of the
Company. Assuming the exercise of all warrants exercisable on or
before June 15, 1997, he will hold sole voting power over 902,842
shares of Common Stock and shared voting power over 250,000
shares of Common Stock, or 12.7% of the Common Stock of the
Company.
(c) During the last sixty days, Mr. Moody has sold 100,591 Redeemable
Common Stock Purchase Warrants of the Company.
(d) No such person exists.
(e) Not applicable.
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ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO
SECURITIES OF THE ISSUER.
None.
ITEM 7. MATERIAL TO BE FILED AS EXHIBITS
None.
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true complete and
correct.
BY: /s/ Robert Moody, Jr.
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Robert Moody, Jr.
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