- ------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION --------------------
FORM 4 Washington, D.C. 20549 OMB APPROVAL
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/ /CHECK THIS BOX IF NO STATEMENT OF CHANGES IN OMB NUMBER: 3234-0287
LONGER SUBJECT TO BENEFICIAL OWNERSHIP EXPIRES:SEPTEMBER 30, 1998
SECTION 16. FORM 4 OR ESTIMATED AVERAGE BURDEN
FORM 6 OBLIGATIONS MAY HOURS PER RESPONSE ... 0.5
CONTINUE. SEE Filed pursuant to Section 16(a) of the Securities
INSTRUCTION 1(b). Exchange Act of 1934, Section 17(a) of the Public
(Print or Type Responses) Utility Holding Company Act of 1935 or Section 30(f)
of the Investment Company Act of 1940
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1. Name and Address of Reporting Person* 2. Issuer Name AND Ticker or
Trading Symbol
Seeney Charles E. ZymeTx, Inc. ZMTX
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(Last) (First) (Middle)
3. IRS or Social Security
2504 Meadow View Rd. Number of Reporting
- --------------------------------------------- Person (Voluntary)
(Street)
###-##-####
Edmond OK 73014
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(City) (State) (Zip) 4. Statement for Month/Year
5. If Amendment, Date of Original, 10/97
(Month/Year)
6. Relationship of Reporting Person(s) 7. Individual or Joint/Group Filing
to Issuer (Check all applicable) (check Applicable Line)
X Form filed by One Reporting Person
Director 10% Owner ----
----- ----- Form filed by More than One
X Officer (give) Other ---- Reporting Person
----- title ----- (specify
below) below)
VICE PRESIDENT OF OPERATIONS AND
STRATEGIC DEVELOPMENT
<TABLE>
<CAPTION>
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TABLE I-NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
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<S> <C> <C> <C> <C>
1. Title of Security 2. Trans- 3. Trans- 4. Securities Acquired (A)
(Instr. 3) action action or Disposed of (D)
Date Code (Instr. 3, 4 and 5)
(Instr. 8)
(Month/
Day/ ----------------------------------------
Year) (A) or
Code V Amount (D) Price
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Common Stock, par value
$.001 per share 10/30/97 P 1,000 A 11.50
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<C> <C> <C>
5. Amount of 6. Owner- 7. Nature
Securities ship of In-
Beneficially Form: direct
Owned at Direct Bene-
End of (D) or ficial
Month Indirect Owner-
(I) ship
(Instr. 3 (Instr. 4) (Instr. 4)
and 4)
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1,000 D N/A
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</TABLE>
Reminder: Report on a separate line for each class of securities beneficially
owned directly or indirectly
* If the form is filed by more than one reporting person, (over)
SEE Instruction 4(b)(v) SEC 1474 (7-96)
FORM 4 (CONTINUED)
<TABLE>
<CAPTION>
TABLE II - DERIVATIVE SECURITIES ACQUIRED,
DISPOSED OF, OR BENEFICIALLY OWNED
(E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES)
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<S> <C> <C> <C>
1. Title of Derivative Security 2. Conver- 3. Trans-
(Instr. 3) sion or action
Exercise Date
price of (Month/
Deriv- Day/
ative Year)
Security
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Incentive Stock Options $1.00 1/3/97
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Incentive Stock Options $2.00 6/5/97
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<S> <C> <C> <C>
4. Transac- 5. Number of Deriv- 6. Date Exer-
tion Code ative Securities Ac- cisable and Ex-
(Instr. 8) quired (A) or Dis- piration Date
posed of (D) (Month/Day/
(Instr. 3, 4, and 5) Year)
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Date Expira-
(A) Exer- ation
Code V Amount (D) cisable Date
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A 10,000 A 1/3/98 1/3/01
(1)
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A 10,000 A 1/3/98 1/3/01
(1)
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<PAGE>
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<C> <C> <C> <C> <C>
7. Title and Amount of Under- 8. Price 9. Number 10. Owner- 11. Na-
lying Securities of of Deriv- ship ture
(Instr. 3 and 4) Deriv- ative Form of In-
ative Securi- of De- direct
Secur- ties rivative Bene-
ity Bene- Secu- ficial
(Instr. ficially rity: Own-
5) Owned Direct ership
- ----------------------------- at End (d) or (Instr. 4)
Amount or of Indi-
Title Number of Month rect (I)
Shares (Instr. 4) (Instr. 4)
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Common Stock 10,000 $1.00 10,000 D N/A
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Common Stock 10,000 $2.00 10,000 D N/A
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</TABLE>
Explanation of Responses:
(1) Vest at a rate of 25% per year on each of January 3, 1998, January 5, 1999,
January 3, 2000 and January 3, 2001.
/s/ Charles E. Seeney 11/14/97
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**Signature of Reporting Person Date
**Intentional misstatements or omissions of facts constitute Federal
Criminal Violations. SEE 18. U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed.
If space provided is insufficient, see Instruction 6 for procedure.
Potential persons who are to respond to the collection of information contained
in this form are not required to respond unless the form displays a currently
valid OMB Number.
Page 2
SEC 1474 (7-96)