UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
WATER PIK TECHNOLOGIES, INC.
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(Name of Issuer)
Common Stock, par value $.01 per share
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(Title of Class of Securities)
94113U 10 0
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(CUSIP Number)
November 29, 1999
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(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
/ / Rule 13d-1(b)
/ X / Rule 13d-1(c)
/ / Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of the section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
<PAGE>
SCHEDULE 13G
CUSIP NO. 94113U 10 0
1. Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
Richard P. Simmons
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2. Check the Appropriate Box if a Member of a Group
(a)
-----
(b)
-----
3. SEC Use Only
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4. Citizenship or Place of Organization U.S.A.
---------------
Number of 5. Sole Voting Power 823,690
Shares ---------------
Beneficially 6. Shared Voting Power 0
Owned by ---------------
Each Reporting 7. Sole Dispositive Power 419,626
Person With: ---------------
8. Shared Dispositive Power 0
---------------
9. Aggregate Amount Beneficially Owned by Each Reporting Person
823,690
----------
10. Check if the Aggregate Amount in Row (9) Excludes Certain
Shares [X]
-------
Mr. Simmons disclaims beneficial ownership of 11,895 shares owned by the
R.P. Simmons Family Foundation, a private charitable foundation with
respect to which Mr. Simmons serves as trustee.
11. Percent of Class Represented by Amount in Row (9) 8.7%
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12. Type of Reporting Person IN
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Page 2 of 7 Pages
<PAGE>
SCHEDULE 13G
CUSIP NO. 94113U 10 0
1. Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
Dorothy P. Simmons
------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a)
-----
(b)
-----
3. SEC Use Only
---------------------------------------------
4. Citizenship or Place of Organization U.S.A.
---------------
Number of 5. Sole Voting Power 0
Shares ---------------
Beneficially 6. Shared Voting Power 0
Owned by ---------------
Each Reporting 7. Sole Dispositive Power 404,064
Person With: ---------------
8. Shared Dispositive Power 0
---------------
9. Aggregate Amount Beneficially Owned by Each Reporting Person
404,064
----------
10. Check if the Aggregate Amount in Row (9) Excludes Certain
Shares [ ]
-------
11. Percent of Class Represented by Amount in Row (9) 4.3%
--------
12. Type of Reporting Person IN
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Page 3 of 7 Pages
<PAGE>
SCHEDULE 13G
CUSIP NO. 94113U 10 0
Item 1.
(a) Name of Issuer
WATER PIK TECHNOLOGIES, INC.
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(b) Address of Issuer's Principal Executive Offices
660 Newport Center Drive, Suite 470, Newport Beach, CA
92660
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Item 2.
(a) Name of Persons Filing
(i) Richard P. Simmons
(ii) Dorothy P. Simmons
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(b) Address of Principal Business Office or, if none, Residence
c/o Richard P. Simmons, 1000 Six PPG Place, Pittsburgh,
Pennsylvania 15222-5479
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(c) Citizenship
U.S.A.
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(d) Title of Class of Securities
Common Stock, $.01 par value per share
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(e) CUSIP Number
941143U 10 0
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Page 4 of 7 Pages
<PAGE>
SCHEDULE 13G
CUSIP NO. 94113U 10 0
Item 3. If this statement is filed pursuant to ss.ss.240.13d-1(b) or
240.13d-2(b) or (c), check whether the person filing is a:
(a) / / Broker of dealer registered under section 15 of
the Act;
(b) / / Bank as defined in section 3(a)(6) of the Act;
(c) / / Insurance company as defined in section 3(a)(19) of the
Act;
(d) / / Investment company registered under section 8 of the
Investment Company Act of 1940;
(e) / / An investment adviser in accordance with ss.240.13d-
1(b)(l)(ii)(E);
(f) / / An employee benefit plan or endowment fund in accordance
with ss.240.13d-1(b)(1)(ii)(F);
(g) / / A parent holding company or control person in accordance
with ss.240.13d-1(b)(1)(ii)(G);
(h) / / A savings association as defined in Section 3(b) of the
Federal Deposit Insurance Act;
(i) / / A church plan that is excluded from the definition of an
investment company under section 3(c)(14) of the Investment
Company Act of 1940;
(j) / / Group, in accordance with ss.240.13d-1((b)(l)(ii)(J)
Item 4. Ownership.
See Sections 5-9 and 11 of each cover page.
Item 5. Ownership of Five Percent or Less of a Class
If this statement is being filed to report the fact that as of the
date hereof, the reporting person has ceased to be the beneficial owner of more
than five percent of the class of securities, check the following:
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Page 5 of 7 Pages
<PAGE>
SCHEDULE 13G
CUSIP NO. 94113U 10 0
Item 6. Ownership of More than Five Percent on Behalf of
Another Person
Not applicable.
Item 7. Identification and Classification of the Subsidiary Which Acquired
the Security Being Reported on by the Parent Holding Company
Not applicable.
Item 8. Identification and Classification of Members of the Group
Not applicable.
Item 9. Notice of Dissolution of Group
Not applicable.
Item 10. Certification
By signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were acquired and are held in the
ordinary course of business and were not acquired and are not held for the
purpose of or with the effect of changing or influencing the control of the
issuer of the securities and were not acquired and are not held in connection
with or as a participant in any transaction having that purpose or effect.
Page 6 of 7 Pages
<PAGE>
SCHEDULE 13G
CUSIP NO. 94113U 10 0
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief,
I certify that the information set forth in this statement is true, complete and
correct.
December 8, 1999
---------------------------------
Date
/s/ Richard P. Simmons
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Richard P. Simmons
/s/ Dorothy P. Simmons
---------------------------------
Dorothy P. Simmons
Page 7 of 7 Pages
