SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Schedule 13G
(Rule 13d-102)
INFORMATION STATEMENT PURSUANT TO RULES 13d-1 AND 13d-2
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No.1)*
CV Therapeutics, Inc.
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(Name of Issuer)
Common Stock
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(Title of Class of Securities)
126667 10 4
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(CUSIP Number)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
(Continued on following pages)
Page 1 of 9 Pages
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CUSIP NO. 126667 10 4 13 G Page 2 of 9 Pages
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1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Delphi Ventures II, L.P. ("DV II")
Tax ID Number:
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
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NUMBER OF 5 SOLE VOTING POWER
SHARES 27,394 shares, except that DMP II, the general partner of DVII, and
BENEFICIALLY Bochnowski, Douglass, and Lothrop, the general partners of DMP II, may
OWNED BY EACH be deemed to have shared power to vote these shares.
REPORTING
PERSON
WITH
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6 SHARED VOTING POWER
See response to row 5.
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7 SOLE DISPOSITIVE POWER
27,394 shares, except that DMP II, the general partner of DVII, and
Bochnowski, Douglass, and Lothrop, the general partners of DMP II, may
be deemed to have shared power to dispose of these shares.
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8 SHARED DISPOSITIVE POWER
See response to row 7.
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9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 27,394
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10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
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11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
.44%
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12 TYPE OF REPORTING PERSON*
PN
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<FN>
* SEE INSTRUCTIONS BEFORE FILLING OUT!
</FN>
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CUSIP NO. 126667 10 4 13 G Page 3 of 9 Pages
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1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Delphi BioInvestments II, L.P. ("DBI II")
Tax ID Number:
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
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NUMBER OF 5 SOLE VOTING POWER
SHARES 139 shares, except that DMP II, the general partner of DBI II, and
BENEFICIALLY Bochnowski, Douglass, and Lothrop, the general partners of DMP II, may
OWNED BY EACH be deemed to have shared power to vote these shares.
REPORTING
PERSON
WITH
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6 SHARED VOTING POWER
See response to row 5.
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7 SOLE DISPOSITIVE POWER
139 shares, except that DMP II, the general partner of DBI II, and
Bochnowski, Douglass, and Lothrop, the general partners of DMP II, may
be deemed to have shared power to dispose of these shares.
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8 SHARED DISPOSITIVE POWER
See response to row 7.
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9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 139
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10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
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11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.00%
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12 TYPE OF REPORTING PERSON*
PN
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<FN>
* SEE INSTRUCTIONS BEFORE FILLING OUT!
</FN>
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CUSIP NO. 126667 10 4 13 G Page 4 of 9 Pages
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1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Delphi Management Partners II, L.P. ("DMP II")
Tax ID Number:
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
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NUMBER OF 5 SOLE VOTING POWER
SHARES 0 shares.
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH -------- -----------------------------------------------------------------------
6 SHARED VOTING POWER
27,533 shares, of which 27,394 are directly owned by DV II and 139 are
directly owned by DBI II. DMP II is the general partner of DV II and
DBI II and may be deemed to have shared power to vote these shares.
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7 SOLE DISPOSITIVE POWER
0 shares.
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8 SHARED DISPOSITIVE POWER
27,533 shares, of which 27,394 are directly owned by DV II and 139 are
directly owned by DBI II. DMP II is the general partner of DV II and
DBI II and may be deemed to have shared power to dispose of these
shares.
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9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 27,533
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10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
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11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
.44%
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12 TYPE OF REPORTING PERSON*
PN
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<FN>
* SEE INSTRUCTIONS BEFORE FILLING OUT!
</FN>
</TABLE>
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CUSIP NO. 126667 10 4 13 G Page 5 of 9 Pages
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1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
James J. Bochnowski ("Bochnowski")
Tax ID Number:
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S. Citizen
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NUMBER OF 5 SOLE VOTING POWER
SHARES 2,315 shares.
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH -------- -----------------------------------------------------------------------
6 SHARED VOTING POWER
27,533 shares, of which 27,394 are directly owned by DV II and 139 are
directly owned by DBI II. DMP II is the general partner of DV II and
DBI II, and Bochnowski, a general partner of DMP II, may be deemed to
have shared power to vote these shares.
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7 SOLE DISPOSITIVE POWER
2,933 shares.
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8 SHARED DISPOSITIVE POWER
27,533 shares, of which 27,394 are directly owned by DV II and 139 are
directly owned by DBI II. DMP II is the general partner of DV II and
DBI II, and Bochnowski, a general partner of DMP II, may be deemed to
have shared power to dispose of these shares.
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9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 29,848
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10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
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11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
.48%
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12 TYPE OF REPORTING PERSON*
IN
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<FN>
* SEE INSTRUCTIONS BEFORE FILLING OUT!
</FN>
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CUSIP NO. 126667 10 4 13 G Page 6 of 9 Pages
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1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
David L. Douglass ("Douglass")
Tax ID Number:
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S. Citizen
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NUMBER OF 5 SOLE VOTING POWER
SHARES 0 shares.
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH -------- -----------------------------------------------------------------------
6 SHARED VOTING POWER
27,533 shares, of which 27,394 are directly owned by DV II and 139 are
directly owned by DBI II. DMP II is the general partner of DV II and
DBI II, and Douglass, a general partner of DMP II, may be deemed to
have shared power to vote these shares.
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7 SOLE DISPOSITIVE POWER
0 shares.
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8 SHARED DISPOSITIVE POWER
27,533 shares, of which 27,3994 are directly owned by DV II and 139 are
directly owned by DBI II. DMP II is the general partner of DV II and
DBI II, and Douglass, a general partner of DMP II, may be deemed to
have shared power to dispose of these shares.
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9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 27,533
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10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
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11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
.44%
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12 TYPE OF REPORTING PERSON* IN
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<FN>
* SEE INSTRUCTIONS BEFORE FILLING OUT!
</FN>
</TABLE>
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<S> <C> <C>
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CUSIP NO. 126667 10 4 13 G Page 7 of 9 Pages
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1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Donald J. Lothrop ("Lothrop")
Tax ID Number:
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S. Citizen
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NUMBER OF 5 SOLE VOTING POWER
SHARES 90 shares.
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH -------- -----------------------------------------------------------------------
6 SHARED VOTING POWER
27,533 shares, of which 27,394 are directly owned by DV II and 139 are
directly owned by DBI II. DMP II is the general partner of DV II and
DBI II, and Lothrop, a general partner of DMP II, may be deemed to have
shared power to vote these shares.
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7 SOLE DISPOSITIVE POWER
90 shares.
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8 SHARED DISPOSITIVE POWER
27,533 shares, of which 27,394 are directly owned by DV II and 139 are
directly owned by DBI II. DMP II is the general partner of DV II and
DBI II, and Lothrop, a general partner of DMP II, may be deemed to have
shared power to dispose of these shares.
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9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 27,623
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10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
- ----------- --------------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.45%
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12 TYPE OF REPORTING PERSON* IN
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<FN>
* SEE INSTRUCTIONS BEFORE FILLING OUT!
</FN>
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Page 8 of 9 Pages
This Statement amends the Statement on Schedule 13(G) (the
"Original Statement") filed by Delphi Ventures II, L.P., a
Delaware limited partnership ("DV II"), Delphi BioInvestments
II, L.P. ("DBI II"), Delphi Management Partners II, L.P., a
Delaware limited partnership ("DMP II"), James J. Bochnowski
("Bochnowski"), David L. Douglass ("Douglass"), and Donald J.
Lothrop ("Lothrop"). The foregoing entities and individuals
are collectively referred to as the "Reporting Persons." Only
those Items as to which there has been a change of Information
are included in this Amendment.
DMP II is the general partner of DV II and DBI II, and may be
deemed to have shared power to vote and shared power to
dispose of shares of the issuer directly owned by DV II and
DBI II. Bochnowski, Douglass and Lothrop are the general
partners of DMP II, and may be deemed to have shared power to
vote and shared power to dispose of the shares of issuer
directly owned by DV II and DBI II.
ITEM 4. OWNERSHIP:
The following information with respect to the ownership of the
Common Stock of the issuer by the persons filing this
Statement is provided as of December 31, 1997:
(a) Amount beneficially owned:
See Row 9 of cover page for each Reporting
Person.
(b) Percent of Class:
See Row 11 of cover page for each Reporting
Person.
(c) Number of shares as to which such person has:
(i) Sole power to vote or to direct the vote:
See Row 5 of cover page for each Reporting
Person.
(ii) Shared power to vote or to direct the vote:
See Row 6 of cover page for each Reporting
Person.
(iii) Sole power to dispose or to direct
the disposition of:
See Row 7 of cover page for each Reporting
Person.
(iv) Shared power to dispose or to direct the
disposition of:
See Row 8 of cover page for each Reporting
Person.
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Page 9 of 9 Pages
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS:
If this statement is being filed to report the fact that as of
the date hereof, the reporting person has ceased to be the
beneficial owner of more than five percent of the class of
securities, check the following: [X]
SIGNATURES
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true,
complete and correct.
Dated: February 6, 1998
/s/ James J. Bochnowski
---------------------------------------------
James J. Bochnowski, individually, and on
behalf of DVII, in his capacity as a general
partner of DMP II, the general partner of
DVII, on behalf of DBI II, in his capacity as
a general partner of DMP II, the general
partner of DBI II, and on behalf of DMP II in
his capacity as a general partner thereof.
/s/ David L. Douglass
---------------------------------------------
David L. Douglass
/s/ Donald J. Lothrop
---------------------------------------------
Donald J. Lothrop
