GABELLI GLOBAL MULTIMEDIA TRUST INC
N-2/A, EX-99.D.5, 2000-06-02
Previous: GABELLI GLOBAL MULTIMEDIA TRUST INC, N-2/A, EX-99.D.4, 2000-06-02
Next: GABELLI GLOBAL MULTIMEDIA TRUST INC, N-2/A, EX-99.D.7, 2000-06-02



<PAGE>   1
                                                                   EXHIBIT D(5)



                    THE GABELLI GLOBAL MULTIMEDIA TRUST INC.
                                 RIGHTS OFFERING

                 NOMINEE HOLDER OVER-SUBSCRIPTION CERTIFICATION
                   PLEASE COMPLETE ALL APPLICABLE INFORMATION

<TABLE>
<CAPTION>
By Express Mail or Overnight Courier:              By Mail:                              By Hand:

<S>                                       <C>                         <C>
              EquiServe                           EquiServe            Securities Transfer and Reporting Services, Inc.
       Att: Corporate Actions               Att: Corporate Actions                     c/o EquiServe
        40 Campanelli Drive                     P.O. Box 9573                    100 Williams St. Galleria
   Braintree, Massachusetts 02184           Boston, MA 02205-9573                   New York, NY 10038
</TABLE>

        THIS FORM IS TO BE USED ONLY BY NOMINEE HOLDERS TO EXERCISE THE
OVER-SUBSCRIPTION PRIVILEGE IN RESPECT OF RIGHTS WITH RESPECT TO WHICH THE
PRIMARY SUBSCRIPTION PRIVILEGE WAS EXERCISED IN FULL AND DELIVERED THROUGH THE
FACILITIES OF A COMMON DEPOSITORY. ALL OTHER EXERCISES OF OVER-SUBSCRIPTION
PRIVILEGES MUST BE EFFECTED BY THE DELIVERY OF THE SUBSCRIPTION CERTIFICATES.

        THE TERMS AND CONDITIONS OF THE RIGHTS OFFERING ARE SET FORTH IN THE
FUND'S PROSPECTUS DATED _________, 2000 (THE "PROSPECTUS") AND ARE INCORPORATED
HEREIN BY REFERENCE. COPIES OF THE PROSPECTUS ARE AVAILABLE UPON REQUEST FROM
THE SUBSCRIPTION AGENT.

        VOID UNLESS RECEIVED BY THE SUBSCRIPTION AGENT WITH PAYMENT IN FULL OR
WITH A PROPERLY COMPLETED NOTICE OF GUARANTEED DELIVERY BEFORE 5:00 P.M., NEW
YORK CITY TIME, ON ____________, 2000, UNLESS EXTENDED BY THE FUND (THE
"EXPIRATION DATE").

        1. The undersigned hereby certifies to the Subscription Agent that it is
a participant in __________ [Name of Depository] (the "Depository") and that it
has either (i) exercised the Primary Subscription in respect of the Rights and
delivered such exercised Rights to the Subscription Agent by means of transfer
to the Depository Account of the Subscription Agent or (ii) delivered to the
Subscription Agent a Notice of Guaranteed Delivery in respect of the exercise of
the Primary Subscription Privilege and will deliver the Rights called for in
such Notice of Guaranteed Delivery to the Subscription Agent by means of
transfer to such Depository Account of Subscription Agent.

        2. The undersigned hereby exercises the Over-Subscription Privilege to
purchase, to the extent available, ________ shares of Common Stock and certifies
to the Subscription Agent that such Over-Subscription Privilege is being
exercised for the account or accounts of persons (which may include the
undersigned) on whose behalf all Primary Subscription Rights have been
exercised.*

        3. The undersigned understands that payment of the Subscription Price of
$____ per share for each share of Common Stock subscribed for pursuant to the
Over-Subscription Privilege must be received by the Subscription Agent before
5:00 p.m., New York City time, on the Expiration Date, unless a Notice of
Guaranteed Delivery is used, in which case, payment in full must be received by
the Subscription Agent no later than the close of business on the third business
day after the Expiration Date and represents that such payment, in the aggregate
amount of $____________, either

<PAGE>   2
                             (check appropriate box)

        [ ]     has been or is being delivered to the Subscription Agent
                pursuant to the Notice of Guaranteed Delivery referred to above

                                       or

        [ ]     is being delivered to the Subscription Agent herewith

                                       or

        [ ]     has been delivered separately to the Subscription Agent; and, in
                the case of funds not delivered pursuant to a Notice of
                Guaranteed Delivery, is or was delivered in the manner set forth
                below (check appropriate box and complete information relating
                thereto):

                [ ]      uncertified check

                [ ]      certified check

                [ ]      bank draft


--------------------------------------------------------------------------------
Primary Subscription Confirmation Number

                                        ----------------------------------------
                                        Name of Nominee Holder

------------------------------          ----------------------------------------
Depository Participant Number           Address

Contact Name:
             -----------------          ----------------------------------------
                                        City           State            Zip Code

Phone Number:
             -----------------
                                        By:
                                           -------------------------------------
                                        Name:
                                             -----------------------------------
                                        Title:
                                              ----------------------------------

Dated:       , 2000

* PLEASE ATTACH A BENEFICIAL OWNER LISTING CONTAINING THE RECORD DATE POSITION
OF RIGHTS OWNED, THE NUMBER OF PRIMARY SHARES SUBSCRIBED AND THE NUMBER OF
OVER-SUBSCRIPTION SHARES, IF APPLICABLE, REQUESTED BY EACH SUCH OWNER.



© 2022 IncJournal is not affiliated with or endorsed by the U.S. Securities and Exchange Commission