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Previous: HERITAGE OAKS BANCORP, 10QSB, 1999-11-08 |
Next: ENTERTAINMENT TECHNOLOGIES & PROGRAMS INC, S-8, 1999-11-08 |
<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Quarter Ended: September 30, 1999
--------------------
Check here if Amendment [ ]; Amendment Number:
--------------
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings
entries.
Institutional Investment Manager Filing this Report:
Name: MUTUAL OF AMERICA CAPITAL MANAGEMENT CORPORATION
------------------------------------------------
Address: 320 Park Avenue
------------------------------------------------
N.Y., N.Y. 10022
------------------------------------------------
------------------------------------------------
Form 13F File Number: 28-4274
-----------------
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Richard J. Ciecka
---------------------------------------------
Title: President and Chief Executive Officer
---------------------------------------------
Phone: (212) 224-1555
---------------------------------------------
Signature, Place, and Date of Signing:
/s/ Richard J. Ciecka New York, New York October 15, 1999
------------------------ ----------------------------- ----------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this
reporting manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this
report, and all holdings are reported by other reporting
manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the
holdings for this reporting manager are reported in this
report and a portion are reported by other reporting
manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
28-
------------------ --------------------------
--------------------------
<PAGE>
Tuesday, October 05, 1999
Mutual of America Capital Management
Form 13f for Quarter Ending September 30, 1999 12:13 PM
Name of Reporting Manager: Mutual of America Capital Management
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
Title of Value
Name of Issuer Class CUSIP Shares Price (X$1000)
<S> <C> <C> <C> <C> <C>
AES Corporation Common 00130H105 24,300 59.0000 1,434
AMFM Inc. Common 001693100 61,600 60.8750 3,750
AT&T Corp Common 001957109 50,350 43.5000 2,190
Abbott Laboratories Common 002824100 13,700 36.7500 503
Adelphia Communications Common 006848105 30,000 58.8125 1,764
AETNA INC Common 008117103 21,200 49.2500 1,044
Alexion Pharmaceuticals Inc. Common 014753AD9 250,000 7.9000 1,975
AlliedSignal Inc Common 019512102 30,000 59.9375 1,798
Alltel Corp Common 020039103 39,500 70.3750 2,780
Altera Corp Common 021441100 101,400 43.3750 4,398
America Online Inc Common 02364J104 16,700 104.0000 1,737
American General Corp Common 026351106 7,400 63.1875 468
American International Group Common 026874107 25,500 86.9375 2,217
Ames Department Stores Common 030789507 101,500 31.8750 3,235
Amgen, Inc. Common 031162100 23,000 81.5000 1,875
Apache Corp Common 037411105 27,800 43.1875 1,201
Apple Computer, Inc. Common 037833100 26,500 63.3125 1,678
Applied Materials, Inc. Common 038222105 25,200 77.8750 1,962
Applied Micro Common 03822W109 100,000 57.0000 5,700
Arden Realty Group Common 039793104 146,700 21.7500 3,191
BJ's Wholesale Club, Inc. Common 05548J106 75,000 29.5625 2,217
BMC Software Inc Common 055921100 64,000 71.5625 4,580
Baker Hughes, Inc. Common 057224107 28,000 29.0000 812
BankAmerica Corp. Common 060505104 33,300 55.6875 1,854
Barrick Gold Corp. Common 067901108 20,000 21.7500 435
Barrett Resources Corp Common 068480201 38,000 36.9375 1,404
Basin Exploration Inc. Common 070107107 50,000 24.0000 1,200
Bell Atlantic Corp. Common 077853109 28,900 67.3125 1,945
BellSouth Corp Common 079860102 44,500 45.0000 2,003
Biochem Pharma Inc. Common 09058T108 50,000 23.9375 1,197
Bombay Company Inc. Common 097924104 375,000 5.0625 1,898
Boston Properties Inc. Common 101121101 87,500 30.6875 2,685
Bristol-Myers Squibb Co. Common 110122108 37,000 67.5000 2,498
CDW Computer Centers Inc. Common 125129106 54,000 48.8750 2,639
CIGNA Corp Common 125509109 60,100 77.7500 4,673
CSG Systems International Common 126349109 85,700 27.4063 2,349
Cabot Corp Common 127055101 54,100 23.7500 1,285
Cardinal Health, Inc. Common 14149Y108 68,500 54.5000 3,733
Chase Manhattan Corp Common 16161A108 62,500 75.3750 4,711
Cheesecake Factory (The) Common 163072101 106,400 27.7500 2,953
Cinergy Corp Common 172474108 18,700 28.3125 529
Circuit City Group, Inc. Common 172737108 94,000 42.1875 3,966
Cisco Systems, Inc. Common 17275R102 60,800 68.5625 4,169
CitiGroup Inc Common 172967101 63,150 44.0000 2,779
Clear Channel Communications Common 184502102 8,000 79.8750 639
Coca-Cola Co. Common 191216100 46,700 48.0625 2,245
Columbia/HCA Healthcare Corp. Common 197677107 93,600 21.1875 1,983
Comcast Corp-Spl Common 200300200 58,900 39.8750 2,349
Comerica, Inc. Common 200340107 10,000 50.6250 506
Compass Bancshares Common 20449H109 94,500 25.0000 2,363
Concord EFS, Inc. Common 206197105 97,500 20.6250 2,011
Corning Inc Common 219350105 75,000 68.5625 5,142
Costco Companies Common 22160K105 26,100 72.0000 1,879
</TABLE>
Page 1 of 4
<PAGE>
Tuesday, October 05, 1999
Mutual of America Capital Management
Form 13f for Quarter Ending September 30, 1999 12:13 PM
Name of Reporting Manager: Mutual of America Capital Management
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
Title of Value
Name of Issuer Class CUSIP Shares Price (X$1000)
<S> <C> <C> <C> <C> <C>
Covenant Trans-A Common 22284P105 62,200 15.2500 949
Cullen/Frost Common 229899109 115,200 25.0000 2,880
Dendrite International Inc. Common 248239105 65,000 47.2500 3,071
Devon Energy Company Common 25179M103 58,200 41.4375 2,412
Diedrich Coffee Inc. Common 253675102 229,900 4.2500 977
Dionex Corporation Common 254546104 36,500 42.7500 1,560
Du Pont (E.I.) De Nemours Common 263534109 75,000 60.8750 4,566
Duke Energy Corp. Common 264399106 9,500 55.1250 524
Dura Pharmaceuticals Common 26632S109 74,400 13.9375 1,037
Dycom Industries, Inc. Common 267475101 20,000 42.1875 844
Etec Systems Inc Common 26922C103 48,500 37.6250 1,825
Edison International Common 281020107 22,900 24.3125 557
Emerson Electric Co. Common 291011104 15,300 63.1875 967
Equity Res Prop Common 29476L107 80,600 42.3750 3,415
Exxon Corporation Common 302290101 45,600 75.9375 3,463
FPL Group Inc Common 302571104 9,800 50.3750 494
Family Dollar Stores Inc. Common 307000109 118,000 21.1250 2,493
FHLMC Common 313400301 9,200 52.0000 478
FNMA Common 313586109 8,200 62.6875 514
FirstEnergy Corp. Common 337932107 18,700 25.5000 477
Forest Oil Corp. Common 346091606 150,000 17.0625 2,559
Forward Air Corporation Common 349853101 134,100 23.6250 3,168
Gateway 2000, Inc. Common 367626108 39,700 44.4375 1,764
General Electric Co. Common 369604103 62,100 118.5625 7,363
Gilead Sciences, Inc. Common 375558103 16,000 64.1875 1,027
Great Lakes Chemical Corp. Common 390568103 13,000 38.0625 495
HCC Insurance Common 404132102 69,000 16.8125 1,160
Halliburton Company Common 406216101 19,400 41.0000 795
Heico Corporation Common 422806109 98,400 18.6250 1,833
Heico Corp-A Common 422806208 20,000 19.2500 385
Heller Financial Common 423328103 70,300 22.5000 1,582
Hewlett-Packard Common 428236103 18,800 92.0000 1,730
Hooper Holmes, Inc. Common 439104100 170,800 25.6250 4,377
Household International Corp. Common 441815107 11,000 40.1250 441
IDEC Pharmaceuticals Corp. Common 449370105 10,000 94.0313 940
Illinova Corp. Common 452317100 43,300 28.0625 1,215
Intel Corp Common 458140100 62,400 74.3125 4,637
IBM CORP Common 459200101 36,600 121.3750 4,442
International Paper Co. Common 460146103 10,000 48.0625 481
Interpublic Group of Cos.,Inc. Common 460690100 80,800 41.1250 3,323
Ivax Corp. Common 465823102 63,000 16.5000 1,040
Johnson & Johnson Common 478160104 24,800 91.8750 2,279
Jones Intercab Common 480206200 78,400 54.0625 4,239
KLA Tencor Corporation Common 482480100 27,500 65.0000 1,788
Kimberly Clark Corp. Common 494368103 17,700 52.5000 929
Kimco Realty Common 49446R109 81,500 35.7500 2,914
Kroger Company Common 501044101 23,600 22.0625 521
LSI Logic Corp. Common 502161102 17,000 51.5000 876
Legato Systems Common 524651106 135,000 43.5938 5,885
Lilly (Eli) & Co. Common 532457108 30,000 64.0000 1,920
Linear Technology Corp Common 535678106 69,300 58.7813 4,074
Lone Star Technology Common 542312103 89,200 20.0000 1,784
Lucent Technologies Common 549463107 49,400 64.8750 3,205
MCI Worldcom Inc Common 55268B106 35,100 71.8750 2,523
MDU Resources Group Common 552690109 52,700 22.5000 1,186
</TABLE>
Page 2 of 4
<PAGE>
Tuesday, October 05, 1999
Mutual of America Capital Management
Form 13f for Quarter Ending September 30, 1999 12:13 PM
Name of Reporting Manager: Mutual of America Capital Management
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
Title of Value
Name of Issuer Class CUSIP Shares Price (X$1000)
<S> <C> <C> <C> <C> <C>
Mack-Cali Realty Corp. Common 554489104 108,000 26.8125 2,896
Marsh & McLennan Cos., Inc. Common 571748102 7,400 68.5000 507
Maxim Integrated Common 57772K101 63,300 63.0938 3,994
Medimmune, Inc. Common 584699102 13,000 99.6563 1,296
Medtronic, Inc. Common 585055106 15,000 35.5000 533
Mellon Bank Corp. Common 585509102 55,800 33.7500 1,883
Men's Wearhouse Common 587118100 35,200 21.5000 757
Merck & Company Common 589331107 44,100 64.8125 2,858
Mercury Interactive Corp. Common 589405109 45,000 64.5625 2,905
Meredith Corp Common 589433101 31,100 36.3125 1,129
Microsoft Corp Common 594918104 94,300 90.5625 8,540
Millipore Corp. Common 601073109 80,000 37.5626 3,005
Minimed Inc. Common 60365K108 22,000 98.2500 2,162
Mission Critical Software Common 605047109 90,000 44.5000 4,005
Mobil Corp Common 607059102 14,800 100.7500 1,491
Montana Power Common 612085100 101,900 30.4375 3,102
NTL Incorporated Common 629407107 20,000 96.0938 1,922
Nabors Industries Inc. Common 629568106 119,100 25.0000 2,978
National Instruments Common 636518102 150,000 35.3438 5,302
Navigant Consulting Co. Common 63935N107 119,000 46.3750 5,519
Network Assoc Common 640938106 190,600 19.1250 3,645
New York Times Company Common 650111107 19,500 37.5000 731
Newfield Exploration Company Common 651290108 81,000 32.9375 2,668
Newmont Mining Corp. Common 651639106 41,600 25.8750 1,076
Nextel Communications Common 65332V103 20,000 67.8125 1,356
Nortel Networks Corporation Common 656569100 69,000 51.0000 3,519
Novellus Systems Common 670008101 70,200 67.4375 4,734
NSTAR Common 67019E107 29,820 38.7500 1,156
Nuevo Energy Common 670509108 105,000 17.2500 1,811
Ocean Energy Inc Common 67481E106 140,400 10.1875 1,430
Omnicom Group, Inc. Common 681919106 57,100 79.1875 4,522
Peco Energy Co. Common 693304107 11,400 37.5000 428
PG&E Corp Common 69331C108 16,900 25.8750 437
PRI Automation Common 69357H106 67,000 36.1250 2,420
Paychex Inc Common 704326107 32,800 34.1250 1,119
PepsiCo, Inc. Common 713448108 147,000 30.2500 4,447
Peregrine Systems Inc. Common 71366Q101 80,000 40.7500 3,260
Pfizer Inc Common 717081103 71,300 35.9375 2,562
Photronics Inc Common 719405102 70,000 22.4375 1,571
Pitney Bowes Inc. Common 724479100 30,000 60.9375 1,828
Placer Dome, Inc. Common 725906101 75,600 14.8750 1,125
Price Communications Corp. Common 741437305 140,535 25.0625 3,522
Pride International Inc Common 741932107 150,000 14.1875 2,128
Procter & Gamble Company Common 742718109 25,500 93.7500 2,391
Profit Recovery Group Internat Common 743168106 120,650 44.6250 5,384
Progenics Pharmaceuticals Inc. Common 743187106 59,300 19.5000 1,156
Public Svc. Enterprise Group Common 744573106 13,700 38.6250 529
Quanta Services Common 74762E102 153,300 29.3125 4,494
Quest Software Inc. Common 74834T103 52,300 46.5000 2,432
Royal Dutch Petroleum-NYS Common 780257804 40,700 59.0625 2,404
Rural Cellular Corp. Common 781904107 75,000 45.8750 3,441
SBC Communications, Inc. Common 78387G103 38,400 51.0625 1,961
SL Green Realty Common 78440X101 184,700 20.5000 3,786
Safeway, Inc. Common 786514208 42,000 38.0625 1,599
SANGSTAT MEDICAL Common 801003104 39,200 21.3750 838
</TABLE>
Page 3 of 4
<PAGE>
Tuesday, October 05, 1999
Mutual of America Capital Management
Form 13f for Quarter Ending September 30, 1999 12:13 PM
Name of Reporting Manager: Mutual of America Capital Management
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
Title of Value
Name of Issuer Class CUSIP Shares Price (X$1000)
<S> <C> <C> <C> <C> <C>
Schlumberger, Ltd. Common 806857108 14,000 62.3125 872
Semtech Corp Common 816850101 56,800 36.6250 2,080
Sigcorp Inc Common 826912107 41,900 25.5000 1,068
Southern Company Common 842587107 22,500 25.7500 579
Spartech Corp. Common 847220209 80,000 29.3125 2,345
Spieker Properties Common 848497103 93,300 34.6875 3,236
Summit Technology Inc. Common 86627E101 85,000 18.3125 1,557
Swift Transport Common 870756103 60,800 19.6875 1,197
TJX Companies Common 872540109 60,400 28.0625 1,695
Tandy Corp. Common 875382103 50,000 51.6875 2,584
Telewest Communications Plc Common 87956P105 38,900 36.5000 1,420
Teradyne Inc Common 880770102 134,000 35.2500 4,724
Tetra Tech Inc Common 88162G103 23,825 16.6875 398
Texas Instruments, Inc. Common 882508104 22,000 82.2500 1,810
Texas Utilities Co. Common 882848104 12,500 37.3125 466
Tiffany & Company Common 886547108 65,400 59.9375 3,920
Transwitch Corp. Common 894065101 50,000 57.0000 2,850
Tyco International Ltd. Common 902124106 5,900 103.2500 609
US Foodservice Common 90331R101 59,400 18.0000 1,069
US XPress Enterprises Common 90338N103 62,200 5.8125 362
Union Pacific Corp. Common 907818108 34,500 48.0625 1,658
Union Pacific Resources Group Common 907834105 75,500 16.0625 1,213
Unisys Corp Common 909214108 90,000 45.1250 4,061
United Healthcare Corp. Common 910581107 31,500 48.6875 1,534
US West Communications Common 91273H101 36,500 57.0625 2,083
Viacom Inc Common 925524308 107,800 42.2500 4,555
Visual Networks, Inc. Common 928444108 70,000 42.4375 2,971
Voicestream Wireless Corp. Common 928615103 87,000 61.7188 5,370
Vornado Realty Trust Common 929042109 93,300 32.5000 3,032
Wal-Mart Stores Inc Common 931142103 83,400 47.5625 3,967
Weatherford International Common 947074100 131,250 32.0000 4,200
Wells Fargo & Co. Common 949746101 120,000 39.6250 4,755
Western Wireless Common 95988E204 105,500 44.8438 4,731
Xilinx Inc Common 983919101 79,600 65.5313 5,216
Totals for Common 12,319,580 457,783
Home Ownership Funding Corp Preferred 437296205 37,500 828.3321 31,062
Home Ownership II Preferred 437297203 12,500 829.0205 10,362
Totals for Preferred 50,000 41,425
Grand Total 12,369,580 499,208
</TABLE>
Page 4 of 4
<PAGE>
Mutual of America Capital Management Corporation
Form 13F for Quarter Ending September 30, 1999
Name of Reporting Manager: Mutual of America Capital Management Corporation
FORM 13F SUMMARY PAGE
Report Summary: Mutual of America Capital Management Corporation
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 199
Form 13F Information Table Value Total: $499,208 (thousands)
List of Other Included Managers: NONE
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