<PAGE>
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT
MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES
EXCHANGE ACT OF 1934 AND RULES THEREUNDER
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
[Adopted in Release No. 34-14852. (P 81,610), June 15, 1978, 43 F. R. -]
Report for the Quarter Ended June 30, 1999
--------------------
(Please read instructions before preparing form)
--------------------
If amended report Check here: [ ]
Name of Institutional Investment Manager:
MUTUAL OF AMERICA CAPITAL MANAGEMENT CORPORATION
- --------------------------------------------------------------------------------
Business Address:
Street 320 Park Avenue City N.Y. State N.Y. Zip 10022
- --------------------------------------------------------------------------------
Name, Phone No. and Title of Person Duly Authorized to Submit This Report:
Richard J. Ciecka, (212) 224-1555, President & Chief Executive Officer
- --------------------------------------------------------------------------------
ATTENTION -- Intentional misstatements or omissions of facts constitute Federal
Criminal Violations. See 18 U. S. C. 1001 and 15 U. S. C. 78ff(a).
- --------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City of New York and State of New York on the 14th day of
July, 1999.
MUTUAL OF AMERICA CAPITAL MANAGEMENT CORPORATION
(Name of Institutional Investment Manager)
/s/ Richard J. Ciecka
-------------------------------------------
(Manual Signature of Person Duly Authorized
to Submit This Report)
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filed (other than the one filing this report) (List in
alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers
after they file their first report.
Name: 13F File No.:
- ---------------- -------------
1. 01 MUTUAL OF AMERICA
LIFE INSURANCE COMPANY
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- --------------------------------------------------------------------------------
- --------------------------------------------------------------------------------
- --------------------------------------------------------------------------------
- --------------------------------------------------------------------------------
SEC-1685
NOTE: The following applies to all information on attached schedule:
1. Entity named in .01 is the parent of the manager listed above.
2. Sole voting authority is held by the manager listed above.
----
<PAGE>
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT
MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES
EXCHANGE ACT OF 1934 AND RULES THEREUNDER
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
[Adopted in Release No. 34-14852. (P 81,610), June 15, 1978, 43 F. R. -]
Report for the Quarter Ended June 30, 1999
--------------------
(Please read instructions before preparing form)
--------------------
If amended report Check here: [ ]
Name of Institutional Investment Manager:
MUTUAL OF AMERICA LIFE INSURANCE COMPANY
- --------------------------------------------------------------------------------
Business Address:
Street 320 Park Avenue City N.Y. State N.Y. Zip 10022
- --------------------------------------------------------------------------------
Name, Phone No. and Title of Person Duly Authorized to Submit This Report:
Manfred Altstadt, (212) 224-1543, Senior Executive Vice President and Chief
Financial Officer
- --------------------------------------------------------------------------------
ATTENTION -- Intentional misstatements or omissions of facts constitute Federal
Criminal Violations. See 18 U. S. C. 1001 and 15 U. S. C. 78ff(a).
- --------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City of New York and State of New York on the 14th day of
July, 1999.
MUTUAL OF AMERICA LIFE INSURANCE COMPANY
(Name of Institutional Investment Manager)
/s/ Manfred Altstadt
-------------------------------------------
(Manual Signature of Person Duly Authorized
to Submit This Report)
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filed (other than the one filing this report) (List in
alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers
after they file their first report.
Name: 13F File No.:
- ---------------- -------------
1.
- --------------------------------------------------------------------------------
- --------------------------------------------------------------------------------
- --------------------------------------------------------------------------------
- --------------------------------------------------------------------------------
- --------------------------------------------------------------------------------
SEC-1685
NOTE: For information purposes only. Mutual of America Capital Management
Corporation has filed on behalf of Mutual of America Life Insurance
Company, its parent corporation.
<PAGE>
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<CAPTION>
Monday, August 02, 1999
Mutual of America Capital Management
Form 13f for Quarter Ending June 30, 1999 12:15 PM
Name of Reporting Manager: Mutual of America Capital Management
<S> <C> <C> <C> <C> <C>
CUSIP Ticker Issuer Holdings Price Market Value
Equities
00130H105 AES AES Corporation 21,800 58.7500 1,280,750.00
001957109 T AT&T Corp 50,350 55.6250 2,800,718.88
001957208 LMG/A AT&T Corp 100,000 34.6250 3,462,500.00
006848105 ADLAC Adelphia Communications 30,000 66.6875 2,000,625.00
008117103 AET AETNA INC 37,200 89.4375 3,327,075.72
013104104 ABS Albertson's Inc 10,899 50.9375 555,167.90
013817101 AA Alcoa Inc 13,200 62.9375 830,775.06
014753AD9 ALXN Alexion Pharmaceuticals Inc. 250,000 8.8750 2,218,750.00
019512102 ALD AlliedSignal Inc 10,100 63.5000 641,350.00
021441100 ALTR Altera Corp 100,900 37.4375 3,777,443.87
02364J104 AOL America Online Inc 16,700 106.3750 1,776,462.55
025816109 AXP American Express 16,600 127.4375 2,115,462.55
026609107 AHP American Home Products 8,000 53.3125 426,500.01
026874107 AIG American International Group 20,400 121.6875 2,482,425.05
030789507 AMES Ames Department Stores 149,700 44.8750 6,717,787.50
034603100 NSTA Anesta Corp 137,800 17.5000 2,411,500.00
035229103 BUD Anheuser-Busch Cos., Inc. 20,900 71.2500 1,489,125.00
037833100 AAPL Apple Computer, Inc. 55,700 45.3750 2,527,389.14
03822W109 AMCC Applied Micro 61,600 77.8750 4,797,100.00
039793104 ARI Arden Realty Group 133,500 24.5625 3,279,093.75
048396105 ACAI Atlantic Coast Air 129,200 19.5625 2,527,475.00
048825103 ARC Atlantic Richfield Co. 12,200 82.8750 1,011,075.06
05548J106 BJ BJ's Wholesale Club, Inc. 85,000 29.8125 2,534,062.50
055921100 BMCS BMC Software Inc 54,000 53.0625 2,865,375.07
060505104 BAC BankAmerica Corp. 33,300 73.0000 2,430,900.00
06423A103 ONE Bank One Columbus Ohio 54,100 58.0000 3,137,800.00
068480201 BRR Barrett Resources Corp 76,000 38.0000 2,888,000.00
070107107 BSNX Basin Exploration Inc. 100,000 19.0000 1,900,000.00
077853109 BEL Bell Atlantic Corp. 66,400 60.4375 4,013,050.07
09643P108 BTH Blyth Industrites 40,000 33.1250 1,325,000.00
097924104 BBA Bombay Company Inc. 275,000 7.1250 1,959,375.00
101121101 BXP Boston Properties Inc. 82,000 35.6875 2,926,375.00
110122108 BMY Bristol-Myers Squibb Co. 38,800 69.1250 2,682,050.04
125129106 CDWC CDW Computer Centers Inc. 54,000 45.3125 2,446,875.00
125509109 CI CIGNA Corp 42,100 88.3125 3,717,956.57
12612W104 CNF CNF Transportation, Inc. 54,800 40.0625 2,195,425.53
126349109 CSGS CSG Systems International 112,900 26.6875 3,013,018.75
127055101 CBT Cabot Corp 54,000 23.7500 1,282,500.00
14149Y108 CAH Cardinal Health, Inc. 68,500 63.8125 4,371,156.84
158915108 AMFM Chancellor Media Corporation 59,600 53.9375 3,214,675.00
16161A108 CMB Chase Manhattan Corp 23,200 82.6250 1,916,900.08
163072101 CAKE Cheesecake Factory (The) 101,600 30.0625 3,054,350.00
166751107 CHV Chevron Corp. 11,100 94.0000 1,043,400.00
171794100 CER Cilcorp Inc 15,100 62.8750 949,412.50
172474108 CIN Cinergy Corp 18,700 32.5625 608,919.07
172737108 CC Circuit City Group, Inc. 36,000 89.1250 3,208,500.98
17275R102 CSCO Cisco Systems, Inc. 60,800 62.5000 3,800,000.00
172967101 C CitiGroup Inc 63,150 46.0625 2,908,846.91
191216100 KO Coca-Cola Co. 46,700 61.1250 2,854,537.55
197677107 COL Columbia/HCA Healthcare Corp. 93,600 23.2500 2,176,200.00
200300200 CMCSK Comcast Corp-Spl 95,400 38.9375 3,714,637.85
200340107 CMA Comerica, Inc. 10,000 58.8125 588,125.14
202800108 CES Commonwealth Energy Systems 23,800 42.2500 1,005,550.00
Page 1 of 4
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<CAPTION>
Monday, August 02, 1999
Mutual of America Capital Management
Form 13f for Quarter Ending June 30, 1999 12:15 PM
Name of Reporting Manager: Mutual of America Capital Management
<S> <C> <C> <C> <C> <C>
CUSIP Ticker Issuer Holdings Price Market Value
20449H109 CBSS Compass Bancshares 95,700 27.0625 2,589,881.27
206197105 CEFT Concord EFS, Inc. 65,000 40.1250 2,608,125.00
208464107 CNC Conseco, Inc. 19,700 29.1875 574,993.84
209341106 CGX Cons Graphics 124,400 48.1875 5,994,525.00
219350105 GLW Corning Inc 32,900 65.1875 2,144,668.91
22160Q102 COST Costco Companies 37,600 79.1250 2,975,100.54
222372104 CCR Countrywide Credit Industries 15,300 40.9375 626,343.96
22284P105 CVTI Covenant Trans-A 61,600 15.7344 969,239.04
229899109 CFR Cullen/Frost 153,200 28.2500 4,327,900.00
247025109 DELL Dell Computer Corp. 46,600 36.6875 1,709,637.55
251799102 DVN Devon Energy Company 58,200 35.6875 2,077,012.50
254546104 DNEX Dionex Corporation 35,700 41.1250 1,468,162.50
263534109 DD Du Pont (E.I.) De Nemours 65,000 67.9375 4,415,937.63
264399106 DUK Duke Energy Corp. 9,500 56.1250 533,187.58
26632S109 DURA Dura Pharmaceuticals 74,500 11.0625 824,156.25
26922C103 ETEC Etec Systems Inc 48,500 33.5000 1,624,750.00
281020107 EIX Edison International 22,900 28.1875 645,493.90
29476L107 EQR Equity Res Prop 76,300 44.9375 3,428,731.25
302290101 XON Exxon Corporation 45,600 76.9375 3,508,350.05
302571104 FPL FPL Group Inc 9,800 55.6250 545,125.15
307000109 FDO Family Dollar Stores Inc. 118,000 24.6250 2,905,750.32
313400301 FRE FHLMC 9,200 57.1875 526,125.04
320867104 FMBI First Midwest/Il 15,500 39.8750 618,062.50
33763V109 FSR Firstar Corporation 129,100 27.6250 3,566,387.80
337738108 FISV Fiserv, Inc. 55,000 34.3125 1,887,187.50
337932107 FE FirstEnergy Corp. 18,700 31.5625 590,218.96
349853101 FWRD Forward Air Corporation 135,600 27.6250 3,745,950.00
359081106 FTR Frontier Insurance Group 43,300 15.5000 671,150.00
362320103 GTE GTE Corp 58,500 71.0000 4,153,500.00
369550108 GD General Dynamics Corp. 31,500 69.1875 2,179,406.81
369604103 GE General Electric Co. 62,100 109.6875 6,811,593.79
395384100 GPT Greenpoint Financial Corp 60,000 33.1875 1,991,250.00
404132102 HCC HCC Insurance 69,100 21.8750 1,511,562.50
406216101 HAL Halliburton Company 14,600 43.4375 634,187.63
422806109 HEI Heico Corporation 98,100 25.4375 2,495,418.75
422806208 HEI/A Heico Corp-A 20,000 22.7500 455,000.00
423074103 HNZ Heinz (H.J.) Co. 45,500 49.1875 2,238,031.44
423328103 HF Heller Financial 119,200 28.1875 3,359,950.00
437076102 HD Home Depot, Inc. 28,900 64.0000 1,849,600.00
439104100 HH Hooper Holmes, Inc. 162,500 21.2500 3,453,125.00
441815107 HI Household International Corp. 11,000 45.5625 501,187.55
458140100 INTC Intel Corp 62,400 59.2500 3,697,200.00
459200101 IBM IBM CORP 36,600 124.8750 4,570,425.05
460146103 IP International Paper Co. 39,200 52.7500 2,067,800.09
460690100 IPG Interpublic Group of Cos.,Inc. 38,200 86.1875 3,292,362.81
478160104 JNJ Johnson & Johnson 26,900 94.0000 2,528,600.00
480206200 JOINA Jones Intercab 71,800 49.9375 3,585,512.50
493267108 KEY KeyCorp 58,400 32.6875 1,908,950.18
494368103 KMB Kimberly Clark Corp. 10,700 57.0000 609,900.00
49446R109 KIM Kimco Realty 76,300 38.5000 2,937,550.00
524651106 LGTO Legato Systems 81,800 59.3125 4,851,762.50
524908100 LEH Lehman Brothers Holdings, Inc. 10,000 58.9375 589,375.29
532457108 LLY Lilly (Eli) & Co. 21,600 68.0000 1,468,800.00
535678106 LLTC Linear Technology Corp 68,500 65.3125 4,473,906.46
542312103 LSS Lone Star Technology 98,600 16.9375 1,670,037.50
Page 2 of 4
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<CAPTION>
Monday, August 02, 1999
Mutual of America Capital Management
Form 13f for Quarter Ending June 30, 1999 12:15 PM
Name of Reporting Manager: Mutual of America Capital Management
<S> <C> <C> <C> <C> <C>
CUSIP Ticker Issuer Holdings Price Market Value
549463107 LU Lucent Technologies 49,400 66.6875 3,294,362.59
55268B106 WCOM MCI Worldcom Inc 35,100 93.6250 3,286,237.59
552690109 MDU MDU Resources Group 41,300 22.8125 942,156.25
554489104 CLI Mack-Cali Realty Corp. 99,100 30.8125 3,053,518.75
57772K101 MXIM Maxim Integrated 63,200 65.0000 4,108,000.00
584949101 MEDQ Medquist, Inc. 83,200 43.3750 3,608,800.00
587118100 SUIT Men's Wearhouse 35,600 26.0000 925,600.00
589331107 MRK Merck & Company 46,800 71.5000 3,346,200.00
589433101 MDP Meredith Corp 31,300 34.2500 1,072,025.00
592903108 METZ Metzler Group 145,300 26.6875 3,877,693.75
594918104 MSFT Microsoft Corp 94,300 88.0000 8,298,400.00
601073109 MIL Millipore Corp. 80,000 39.2500 3,140,000.00
607059102 MOB Mobil Corp 14,800 99.0000 1,465,200.00
612085100 MTP Montana Power 47,800 73.2500 3,501,350.00
617446448 MWD Morgan Stanley Dean Witter 10,700 95.1250 1,017,837.59
620076109 MOT Motorola, Inc. 47,000 94.3750 4,435,625.24
628351108 MM Mutual Risk Management Ltd. 87,200 33.4375 2,915,750.00
629568106 NBR Nabors Industries Inc. 114,000 22.3750 2,550,750.00
635405103 NCC National City Corp. 15,400 65.3125 1,005,812.54
636518102 NATI National Instruments 100,000 39.9063 3,990,630.00
640938106 NETA Network Assoc 183,700 14.8750 2,732,537.50
650111107 NYT New York Times Company 19,500 37.6250 733,687.80
651290108 NFX Newfield Exploration Company 81,000 26.5625 2,151,562.50
65332V103 NXTL Nextel Communications 45,500 48.5000 2,206,750.00
656569100 NT Nortel Networks Corporation 54,500 85.6875 4,669,969.00
670008101 NVLS Novellus Systems 60,500 66.0000 3,993,000.00
67481E106 OEI Ocean Energy Inc 140,400 10.0625 1,412,775.00
681919106 OMC Omnicom Group, Inc. 42,100 79.2500 3,336,425.00
68618W100 OFG Oriental Financial 43,000 24.2500 1,042,750.00
690768403 OI Owens Illinois, Inc. 70,000 32.6250 2,283,751.39
693304107 PE Peco Energy Co. 11,400 42.9375 489,487.57
69331C108 PCG PG&E Corp 16,900 33.1250 559,812.62
69357H106 PRIA PRI Automation 77,000 34.1250 2,627,625.00
704326107 PAYX Paychex Inc 67,500 31.6250 2,134,688.25
713448108 PEP PepsiCo, Inc. 98,500 38.1875 3,761,469.02
71366Q101 PRGN Peregrine Systems Inc. 100,000 25.1250 2,512,500.00
716941109 PNU Pharmacia & Upjohn 28,300 56.0000 1,584,800.00
717081103 PFE Pfizer Inc 25,800 104.8750 2,705,775.11
719405102 PLAB Photronics Inc 70,000 25.2500 1,767,500.00
741437305 PR Price Communications Corp. 153,700 14.2500 2,190,225.00
742718109 PG Procter & Gamble Company 25,500 89.2500 2,275,875.00
743168106 PRGX Profit Recovery Group Internat 82,200 46.4375 3,817,162.50
744573106 PEG Public Svc. Enterprise Group 13,700 40.8750 559,987.64
74460D109 PSA Public Storage 113,300 27.8125 3,151,156.25
74762E102 PWR Quanta Services 127,200 38.1250 4,849,500.00
780257804 RD Royal Dutch Petroleum-NYS 40,700 60.2500 2,452,175.00
783549108 R Ryder System, Inc. 58,500 26.0000 1,521,000.00
78387G103 SBC SBC Communications, Inc. 38,400 58.0000 2,227,200.00
78440X101 SLG SL Green Realty 173,500 20.3125 3,524,218.75
79377W108 SKS Saks Inc 32,900 28.5625 939,706.36
801003104 SANG SANGSTAT MEDICAL 38,900 17.0000 661,300.00
803111103 SLE Sara Lee Corp. 63,000 22.6875 1,429,312.66
806857108 SLB Schlumberger, Ltd. 17,100 63.6875 1,089,056.29
816850101 SMTC Semtech Corp 29,100 51.3750 1,495,012.50
826912107 SIG Sigcorp Inc 34,700 28.9375 1,004,131.25
Page 3 of 4
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<CAPTION>
Monday, August 02, 1999
Mutual of America Capital Management
Form 13f for Quarter Ending June 30, 1999 12:16 PM
Name of Reporting Manager: Mutual of America Capital Management
<S> <C> <C> <C> <C> <C>
CUSIP Ticker Issuer Holdings Price Market Value
830879102 SKYW Skywest Inc 102,100 24.0625 2,456,781.25
842587107 SO Southern Company 22,500 26.5000 596,250.00
844741108 LUV Southwest Airlines Co. 18,200 31.1250 566,475.25
847220209 SEH Spartech Corp. 20,000 28.3125 566,250.00
848497103 SPK Spieker Properties 85,700 39.0000 3,342,300.00
870756103 SWFT Swift Transport 60,000 22.5000 1,350,000.00
872540109 TJX TJX Companies 60,400 33.3125 2,012,075.21
880770102 TER Teradyne Inc 67,300 69.3750 4,668,937.87
88162G103 WATR Tetra Tech Inc 249,625 17.6250 4,399,641.53
881694103 TX Texaco Inc 15,900 62.5000 993,750.00
882508104 TXN Texas Instruments, Inc. 13,600 145.0000 1,972,000.00
882848104 TXU Texas Utilities Co. 12,500 41.2500 515,625.06
886547108 TIF Tiffany & Company 72,100 92.9375 6,700,793.75
902124106 TYC Tyco International Ltd. 19,100 94.7500 1,809,725.07
902974104 USL US Liquids Inc 100,000 18.6250 1,862,500.00
90331R101 UFS US Foodservice 85,200 43.0000 3,663,600.00
90338N103 XPRSA US XPress Enterprises 61,600 10.7500 662,200.00
909214108 UIS Unisys Corp 309,000 38.9375 12,031,690.63
911163103 UNFI United Natural 32,100 24.6875 792,468.75
913017109 UTX United Tech Corp 9,200 71.6875 659,525.10
919260109 VALN Vallen Corp 122,000 16.0000 1,952,000.00
925524308 VIA/B Viacom Inc 135,800 44.0000 5,975,200.00
928615103 VSTR Voicestream Wireless Corp. 102,700 28.6250 2,939,787.50
929042109 VNO Vornado Realty Trust 75,100 35.6875 2,680,131.25
931142103 WMT Wal-Mart Stores Inc 83,400 48.2500 4,024,050.00
941053100 WCNX Waste Connection 147,800 29.6250 4,378,575.00
947074100 WFT Weatherford International 128,150 36.6250 4,693,494.36
95988E204 WWCA Western Wireless 122,700 29.6250 3,634,987.50
961840105 WTSLA Wet Seal Inc 88,000 26.8125 2,359,500.00
983919101 XLNX Xilinx Inc 78,800 56.6875 4,466,975.00
Totals for Equities 12,460,874 481,634,801.73
Preferred
437296205 Home Ownership Funding Corp 37,500 846.0900 31,728,375.00
437297203 Home Ownership II 12,500 846.8100 10,585,125.00
Totals for Preferred 50,000 42,313,500.00
Grand Total 12,510,874 523,948,301.73
Page 4 of 4
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