UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
RF MONOLITHICS, INC.
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(Name of Issuer)
COMMON STOCK, $.001 PAR VALUE
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(Title of Class of Securities)
74955F106
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(CUSIP Number)
December 11, 2000
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(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
[ ] Rule 13d-1(b)
[X] Rule 13d-1(c)
[ ] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
<PAGE>
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1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NUMBER OF ABOVE
PERSON
ORIN HIRSCHMAN
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2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [X]
(b) [ ]
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3. SEC USE ONLY
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4. CITIZENSHIP OR PLACE OF ORGANIZATION
UNITED STATES
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5. SOLE VOTING POWER
758,672
NUMBER OF ------------------------------------------------------
SHARES 6. SHARED VOTING POWER
BENEFICIALLY
OWNED BY 304,600
EACH ------------------------------------------------------
REPORTING 7. SOLE DISPOSITIVE POWER
PERSON
WITH: 758,672
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8. SHARED DISPOSITIVE POWER
304,600
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9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON.
1,063,272
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10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES*
[ ]
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11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9.
15.0%
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12. TYPE OF REPORTING PERSON*
IN
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<PAGE>
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1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NUMBER OF ABOVE
PERSON
ADAM SMITH CAPITAL MANAGEMENT LLC
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2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC USE ONLY
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4. CITIZENSHIP OR PLACE OF ORGANIZATION
NEW YORK
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5. SOLE VOTING POWER
0
NUMBER OF ------------------------------------------------------
SHARES 6. SHARED VOTING POWER
BENEFICIALLY
OWNED BY 253,100
EACH ------------------------------------------------------
REPORTING 7. SOLE DISPOSITIVE POWER
PERSON
WITH: 0
------------------------------------------------------
8. SHARED DISPOSITIVE POWER
253,100
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9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON.
253,100
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10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES*
[ ]
--------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9.
3.8%
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12. TYPE OF REPORTING PERSON*
OO
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<PAGE>
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1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NUMBER OF ABOVE
PERSON
ADAM SMITH INVESTMENT PARTNERS, L.P.
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2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC USE ONLY
--------------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION
NEW YORK
--------------------------------------------------------------------------------
5. SOLE VOTING POWER
0
NUMBER OF ------------------------------------------------------
SHARES 6. SHARED VOTING POWER
BENEFICIALLY
OWNED BY 253,100
EACH ------------------------------------------------------
REPORTING 7. SOLE DISPOSITIVE POWER
PERSON
WITH: 0
------------------------------------------------------
8. SHARED DISPOSITIVE POWER
253,100
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9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON.
253,100
--------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES*
[ ]
--------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9.
3.8%
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12. TYPE OF REPORTING PERSON*
PN
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<PAGE>
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1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NUMBER OF ABOVE
PERSON
DIAMOND CAPITAL MANAGEMENT INC.
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2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC USE ONLY
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4. CITIZENSHIP OR PLACE OF ORGANIZATION
NEW YORK
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5. SOLE VOTING POWER
0
NUMBER OF ------------------------------------------------------
SHARES 6. SHARED VOTING POWER
BENEFICIALLY
OWNED BY 51,500
EACH ------------------------------------------------------
REPORTING 7. SOLE DISPOSITIVE POWER
PERSON
WITH: 0
------------------------------------------------------
8. SHARED DISPOSITIVE POWER
51,500
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9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON.
51,500
--------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES*
[ ]
--------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9.
0.8%
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12. TYPE OF REPORTING PERSON*
CO
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<PAGE>
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1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NUMBER OF ABOVE
PERSON
ADAM SMITH INVESTMENTS, LTD.
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2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC USE ONLY
--------------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION
BRITISH VIRGIN ISLANDS
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5. SOLE VOTING POWER
0
NUMBER OF ------------------------------------------------------
SHARES 6. SHARED VOTING POWER
BENEFICIALLY
OWNED BY 51,500
EACH ------------------------------------------------------
REPORTING 7. SOLE DISPOSITIVE POWER
PERSON
WITH: 0
------------------------------------------------------
8. SHARED DISPOSITIVE POWER
51,500
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9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON.
51,500
--------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES*
[ ]
--------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9.
0.8%
--------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON*
CO
--------------------------------------------------------------------------------
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<PAGE>
SCHEDULE 13G
Item 1(a) Name of Issuer:
RF Monolithics, Inc.
Item 1(b) Address of Issuer's Principal Executive Offices:
4347 Sigma Road, Dallas, Texas 75244
Item 2(a) Names of Persons Filing:
Orin Hirschman, Adam Smith Capital Management LLC ("ASCM"), Diamond
Capital Management ("DCM"), Adam Smith Investments, Ltd. ("ASI"),
Adam Smith Investment Partners, L.P. ("ASIP").
Item 2(b) Addresses of Principal Business Offices:
The principal executive offices of ASCM, ASIP and DCM, and the
business address of Orin Hirschman, are located at 101 East 52nd
Street, New York, New York 10022. The principal executive office of
ASI is c/o Insinger Trust (BVI) Limited, Tropic Isle Building, P.O.
Box 438, Road Town, Tortola, British Virgin Islands.
Item 2(c) Citizenship:
ASCM is a New York limited liability company, DCM is a New York
corporation, ASI is a British Virgin Islands corporation, and ASIP is
a New York limited partnership. Orin Hirschman is a citizen of the
United States.
Item 2(d) Title of Class of Securities:
Common Stock, and warrants exercisable to purchase Common Stock (the
"Shares").
Item 2(e) CUSIP Number:
74955F106
Item 3. Type of Reporting Person:
N/A
Item 4. Ownership
a. Amount Beneficially Owned:
1,063,272 shares
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<PAGE>
b. Percent of class
15.0%
c. Number of shares as to which such person has:
i. Sole power to vote or to direct the vote
758,672
ii. Shared power to vote or to direct the vote
304,600
iii. Sole power to dispose or to direct the disposition of
758,672
iv. Shared power to dispose or to direct the disposition of
304,600
Item 5. Ownership of Five Percent or Less of a Class:
If this statement is being filed to report the fact that as of the
date hereof the reporting person has ceased to be the beneficial
owner of more than five percent of the class of securities, check the
following.
[ ]
Item 6. Ownership of More than Five Percent on behalf of Another Person.
N/A
Item 7. Identification and Classification of the Subsidiary Which Acquired
the Security Being Reporting on by the Parent Holding Company:
N/A
Item 8. Identification and Classification of Members of the Group.
This Statement is filed by Orin Hirschman by virtue of his direct
beneficial ownership of Shares and his indirect beneficial ownership
of Shares, as an owner of each of ASCM and DCM, and as a holder of
the Common Stock of ASI; by DCM by virtue of being the Investment
Manager of ASI; by ASCM, by virtue of being the sole general partner
of ASIP; and by ASI and ASIP by virtue of their direct beneficial
ownership of Shares. By virtue of the relationships described above,
Orin Hirschman may be deemed to possess indirect beneficial ownership
of the Shares held by each entity. The directors of ASI are F.M.C.
Limited and S.C.S. Limited, which are subsidiaries of Insinger Trust
(BVI) Limited, all of
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<PAGE>
which are British Virgin Islands corporations.
Item 9. Notice of Dissolution of Group:
N/A
Item 10. Certification:
By signing below the undersigned certify that to the best of their
knowledge and belief, the securities referred to above were not
acquired and are not held for the purpose of or with the effect of
changing or influencing the control of the issuer of the securities
and are not held in connection with or as a participant in any
transaction having that purpose or effect.
Signature
After reasonable inquiry and to the best of my knowledge and belief,
the undersigned certify that the information set forth in this statement is
true, complete and correct.
Date: January 4, 2001
/s/ Orin Hirschman
Orin Hirschman
ADAM SMITH CAPITAL MANAGEMENT, L.L.C.,
By: /s/ Orin Hirschman
Orin Hirschman, Manager
ADAM SMITH INVESTMENT PARTNERS, L.P.
By: ADAM SMITH CAPITAL MANAGEMENT, L.L.C.,
General Partner
By: /s/ Orin Hirschman
Orin Hirschman, Manager
DIAMOND CAPITAL MANAGEMENT INC.
By: /s/ Orin Hirschman
Orin Hirschman, President
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<PAGE>
ADAM SMITH INVESTMENTS, LTD.
By: F.M.C LIMITED, Corporate Directors
By: /s/ Grant Brown
Grant Brown
By: S.C.S. LIMITED, Corporate Directors
By: /s/ Judy Hylton
Judy Hylton
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<PAGE>
EXHIBIT A
JOINT FILING AGREEMENT
In accordance with Rule 13d-1(k) under the Securities Exchange Act of
1934, as amended, the persons named below agree to the joint filing on
behalf of each of them of a Statement on Schedule 13G (including amendments
thereto) with respect to the common stock, $.001 par value, of RF
Monolithics, Inc., and further agree that this Joint Filing Agreement be
included as an Exhibit to such joint filings.
In evidence thereof, the undersigned, being duly authorized, hereby execute
this Joint Filing Agreement as of January 4, 2001.
/s/ Orin Hirschman
Orin Hirschman
ADAM SMITH CAPITAL MANAGEMENT, L.L.C.,
By: /s/ Orin Hirschman
Orin Hirschman, Manager
ADAM SMITH INVESTMENT PARTNERS, L.P.
By: ADAM SMITH CAPITAL MANAGEMENT, L.L.C.,
General Partner
By: /s/ Orin Hirschman
Orin Hirschman, Manager
DIAMOND CAPITAL MANAGEMENT INC.
By: /s/ Orin Hirschman
Orin Hirschman, President
ADAM SMITH INVESTMENTS, LTD.
By: F.M.C LIMITED, Corporate Directors
By: /s/ Grant Brown
Grant Brown
By: S.C.S. LIMITED, Corporate Directors
By: /s/ Judy Hylton
Judy Hylton
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