UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended June 30, 1999.
- --------------------------------------------------------------------------------
(Please read instructions before preparing form.)
- --------------------------------------------------------------------------------
If amended report check here: |_|
Dickstein Partners Inc.
- --------------------------------------------------------------------------------
Name of Institutional Investment Manager
660 Madison Avenue, 16th Floor New York New York 10021
- --------------------------------------------------------------------------------
Business Address (Street) (City) (State) (Zip)
- --------------------------------------------------------------------------------
Alan S. Cooper, (212) 754-4000, Vice President
- --------------------------------------------------------------------------------
Name, Phone No., and Title of Person Duly Authorized to Submit This Report
ATTENTION
- --------------------------------------------------------------------------------
Intentional misstatements or omissions of facts constitute Federal
Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
- --------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City of New York and State of New York on the 16th day of
August, 1999.
DICKSTEIN PARTNERS INC.
------------------------------------------
(Name of Institutional Investment Manager)
/s/ Alan Cooper
------------------------------------------
Manual Signature of Person Duly Authorized
to Submit this Report
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filed (other than the one filing this report): (List
in alphabetical order.) 13F File Numbers will be assigned to Institutional
Investment Managers after they file their first report.
Name: 13F File No.: Name: 13F File No.:
- ----------------------------- ---------------- -------------- -------------
1. Dickstein & Co., L.P. 28-4218 6.
- ----------------------------- ---------------- -------------- -------------
2. Dickstein Partners, L.P. 28-4098 7.
- ----------------------------- ---------------- -------------- -------------
3. Mark Dickstein 28-4210 8.
- ----------------------------- ---------------- -------------- -------------
4. 9.
- ----------------------------- ---------------- -------------- -------------
5. 10.
- ----------------------------- ---------------- -------------- -------------
<PAGE>
<TABLE>
<CAPTION>
FORM 13F
--------------------------
(SEC USE ONLY)
Page 1 of 3 Name of Reporting Dickstein Partners Inc.
---------------------
--------------------------------------------------------------------------------------------------------------------------------
Item 8:
Item 5: Item 6: Voting
Item 1: Item 2: Item 3: Item 4: Shares or Investment Discretion Item 7: (Shares)(b)Shared
Name of Issuer Title of Class CUSIP Fair Market Principal b) Shared- (c) Managers Authority
Number Value Amount (a)Sole As Defined Shared- See Instr.V (a) Sole (c)None
--------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Ampex Corp Del CL A 032092-10-8 250,000.00 50,000 X 1,2,3 X
60,000.00 12,000 X 3 X
16,000.00 3,200 X 2,3 X
--------------------------------------------------------------------------------------------------------------------------------
Arch Communications Group Com 039381-10-8 139,577.75 16,666 X 1,2,3 X
Inc. 33,500.00 4,000 X 3 X
8,375.00 1,000 X 2,3 X
--------------------------------------------------------------------------------------------------------------------------------
Browning Ferris Inds Com 115885-10-5 4,102,200.00 95,400 X 1,2,3 X
1,092,200.00 25,400 X 3 X
253,700.00 5,900 X 2,3 X
--------------------------------------------------------------------------------------------------------------------------------
Browning Ferris Inds Call 115885-90-5 709,500.00 16,500 (c) X 1,2,3 X
193,500.00 4,500 (c) X 3 X
47,300.00 1,100 (c) X 2,3 X
--------------------------------------------------------------------------------------------------------------------------------
Cisco Sys Inc Call 17275R-90-2 6,443,750.00 100,000 (c) X 1,2,3 X
1,546,500.00 24,000 (c) X 3 X
399,512.50 6,200 (c) X 2,3 X
--------------------------------------------------------------------------------------------------------------------------------
Coach USA Inc Com 18975L-10-6 2,096,875.00 50,000 X 1,2,3 X
503,250.00 12,000 X 3 X
125,812.50 3,000 X 2,3 X
--------------------------------------------------------------------------------------------------------------------------------
Columbia Energy Group Put 197648-95-8 1,253,750.00 20,000 (p) X 1,2,3 X
300,900.00 4,800 (p) X 3 X
75,225.00 1,200 (p) X 2,3 X
--------------------------------------------------------------------------------------------------------------------------------
Comdisco Inc Com 200336-10-5 1,025,000.00 40,000 X 1,2,3 X
246,000.00 9,600 X 3 X
66,625.00 2,600 X 2,3 X
--------------------------------------------------------------------------------------------------------------------------------
Comdisco Inc Call 200336-90-5 330,562.50 12,900 (c) X 1,2,3 X
89,687.50 3,500 (c) X 3 X
20,500.00 800 (c) X 2,3 X
--------------------------------------------------------------------------------------------------------------------------------
Criimi Mae Inc Com 226603-10-8 1,040,625.00 450,000 X 1,2,3 X
249,750.00 108,000 X 3 X
67,525.00 29,200 X 2,3 X
--------------------------------------------------------------------------------------------------------------------------------
Dayton Hudson Corp Call 239753-90-6 3,250,000.00 50,000 (c) X 1,2,3 X
832,000.00 12,800 (c) X 3 X
208,000.00 3,200 (c) X 2,3 X
--------------------------------------------------------------------------------------------------------------------------------
Echostar Communications New CL A 278762-10-9 1,534,380.00 10,000 X 1,2,3 X
736,502.40 4,800 X 3 X
184,125.60 1,200 X 2,3 X
--------------------------------------------------------------------------------------------------------------------------------
Frontier Corporation Com 35906P-10-5 7,375,000.00 125,000 X 1,2,3 X
1,770,000.00 30,000 X 3 X
448,400.00 7,600 X 2,3 X
--------------------------------------------------------------------------------------------------------------------------------
Column Totals 39,126,110.75
<PAGE>
--------------------------------------------------------------------------------------------------------------------------------
Globalstar Telecommuni-
cations LTD Call G3930H-90-4 1,402,843.75 60,500 (c) X 1,2,3 X
371,000.00 16,000 (c) X 3 X
97,387.50 4,200 (c) X 2,3 X
--------------------------------------------------------------------------------------------------------------------------------
Hilton Hotels Corp Call 432848-90-9 709,375.00 50,000 (c) X 1,2,3 X
1,135,000.00 80,000 (c) X 3 X
70,937.50 5,000 (c) X 2,3 X
--------------------------------------------------------------------------------------------------------------------------------
Leslie Fay Inc New Com 527016-10-9 3,545,363.00 550,736 X 1,2,3 X
585,812.50 91,000 X 3 X
--------------------------------------------------------------------------------------------------------------------------------
Lucent Technologies Inc Com 549463-10-7 3,504,600.00 475,200 X 1,2,3 X
851,812.50 115,500 X 3 X
227,555.63 30,855 X 2,3 X
--------------------------------------------------------------------------------------------------------------------------------
MCI Worldcom Inc Call 55268B-90-6 4,303,125.00 50,000 (c) X 1,2,3 X
1,032,750.00 12,000 (c) X 3 X
275,400.00 3,200 (c) X 2,3 X
--------------------------------------------------------------------------------------------------------------------------------
Marvel Enterprises Inc Com 57383M-10-8 9,658,513.88 1,309,629 X 1,2,3 X
737,500.00 100,000 X 3 X
737,500.00 100,000 X 2,3 X
--------------------------------------------------------------------------------------------------------------------------------
Medallion Finl Corp Com 583928-10-6 1,900,000.00 100,000 X 1,2,3 X
456,000.00 24,000 X 3 X
123,500.00 6,500 X 2,3 X
--------------------------------------------------------------------------------------------------------------------------------
Medical Manager Corp Com 58461C-10-3 4,203,750.00 95,000 X 1,2,3 X
1,008,900.00 22,800 X 3 X
278,775.00 6,300 X 2,3 X
--------------------------------------------------------------------------------------------------------------------------------
Microsoft Corp Call 594918-90-4 9,920,625.00 110,000 (c) X 1,2,3 X
2,380,950.00 26,400 (c) X 3 X
658,368.75 7,300 (c) X 2,3 X
--------------------------------------------------------------------------------------------------------------------------------
Microsoft Corp Put 594918-95-4 4,500,000.00 50,000 (p) X 1,2,3 X
1,080,000.00 12,000 (p) X 3 X
270,000.00 3,000 (p) X 2,3 X
--------------------------------------------------------------------------------------------------------------------------------
Ogden Corp Com 676346-10-9 2,600,000.00 100,000 X 1,2,3 X
624,000.00 24,000 X 3 X
171,600.00 6,600 X 2,3 X
--------------------------------------------------------------------------------------------------------------------------------
Ogden Corp Call 676346-90-9 2,600,000.00 100,000 (c) X 1,2,3 X
624,000.00 24,000 (c) X 3 X
169,000.00 6,500 (c) X 2,3 X
--------------------------------------------------------------------------------------------------------------------------------
Patriot Amern Paired CTF 703352-20-3 1,596,875.00 350,000 X 1,2,3 X
Hospitality Del 383,250.00 84,000 X 3 X
104,025.00 22,800 X 2,3 X
--------------------------------------------------------------------------------------------------------------------------------
Pfizer Inc Call 717081-90-3 726,562.50 20,000 (c) X 1,2,3 X
174,375.00 4,800 (c) X 3 X
43,593.75 1,200 (c) X 2,3 X
--------------------------------------------------------------------------------------------------------------------------------
Column Totals 65,844,626.25
<PAGE>
--------------------------------------------------------------------------------------------------------------------------------
Quantum Corp Com 747906-10-5 600,000.00 25,000 X 1,2,3 X
144,000.00 6,000 X 3 X
36,000.00 1,500 X 2,3 X
--------------------------------------------------------------------------------------------------------------------------------
Sequent Computer Sys Inc Com 817338-10-6 884,375.00 50,000 X 1,2,3 X
212,250.00 12,000 X 3 X
53,062.50 3,000 X 2,3 X
--------------------------------------------------------------------------------------------------------------------------------
Synetic Inc Com 87160F-10-9 343,750.00 5,000 X 1,2,3 X
82,500.00 1,200 X 3 X
20,625.00 300 X 2,3 X
--------------------------------------------------------------------------------------------------------------------------------
Synetic Inc Put 87160F-95-9 343,750.00 5,000 (p) X 1,2,3 X
82,500.00 1,200 (p) X 3 X
20,625.00 300 (p) X 2,3 X
--------------------------------------------------------------------------------------------------------------------------------
Telebanc Financial Corp Com 87925R-10-9 1,869,450.00 48,400 X 1,2,3 X
386,250.00 10,000 X 3 X
92,700.00 2,400 X 2,3 X
--------------------------------------------------------------------------------------------------------------------------------
US West Inc New Com 91273H-10-1 1,462,500.00 25,000 X 1,2,3 X
351,000.00 6,000 X 3 X
87,750.00 1,500 X 2,3 X
--------------------------------------------------------------------------------------------------------------------------------
Varian Assoc Inc Com 922204-10-2 2,687,500.00 200,000 X 1,2,3 X
645,000.00 48,000 X 3 X
174,687.50 13,000 X 2,3 X
--------------------------------------------------------------------------------------------------------------------------------
Varlen Corp Com 922248-10-9 8,819,475.00 219,800 X 1,2,3 X
2,086,500.00 52,000 X 3 X
561,750.00 14,000 X 2,3 X
--------------------------------------------------------------------------------------------------------------------------------
Vodafone Group PLC Sponsored ADR 92857T-10-7 40,397,812.50 205,000 X 1,2,3 X
9,695,475.00 49,200 X 3 X
2,601,225.00 13,200 X 2,3 X
--------------------------------------------------------------------------------------------------------------------------------
Whittaker Corp Del Com Par $0.01 966680-40-7 278,750.00 10,000 X 1,2,3 X
66,900.00 2,400 X 3 X
16,725.00 600 X 2,3 X
--------------------------------------------------------------------------------------------------------------------------------
Column Totals 75,104,887.50
--------------------------------------------------------------------------------------------------------------------------------
Aggregate Totals 180,075,624.50
--------------------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended June 30, 1999.
- --------------------------------------------------------------------------------
(Please read instructions before preparing form.)
- --------------------------------------------------------------------------------
If amended report check here: |_|
Dickstein & Co., L.P.
- --------------------------------------------------------------------------------
Name of Institutional Investment Manager
660 Madison Avenue, 16th Floor New York New York 10021
- --------------------------------------------------------------------------------
Business Address (Street) (City) (State) (Zip)
- --------------------------------------------------------------------------------
Alan S. Cooper, (212) 754-4000, VP of Diskstein Partners Inc., the general
partner of the general partner of Dickstein & Co., L.P.
- --------------------------------------------------------------------------------
Name, Phone No., and Title of Person Duly Authorized to Submit This Report
ATTENTION
- --------------------------------------------------------------------------------
Intentional misstatements or omissions of facts constitute Federal
Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
- --------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City of New York and State of New York on the 16th day of
August, 1999.
DICKSTEIN & CO., L.P.
------------------------------------------
(Name of Institutional Investment Manager)
/s/ Alan Cooper
------------------------------------------
Manual Signature of Person Duly Authorized
to Submit this Report
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filed (other than the one filing this report): (List
in alphabetical order.)
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
Name: 13F File No.: Name: 13F File No.:
- ----------------------------- ---------------- -------------- -------------
1. 6.
- ----------------------------- ---------------- -------------- -------------
2. 7.
- ----------------------------- ---------------- -------------- -------------
3. 8.
- ----------------------------- ---------------- -------------- -------------
4. 9.
- ----------------------------- ---------------- -------------- -------------
5. 10.
- ----------------------------- ---------------- -------------- -------------
<PAGE>
FORM 13F
Pursuant to General Instruction B to Form 13F, the securities over which
Dickstein & Co., L.P. exercises investment discretion are reported on its behalf
on the Form 13F, of even date, filed by Dickstein Partners Inc.
<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended June 30, 1999.
- --------------------------------------------------------------------------------
(Please read instructions before preparing form.)
- --------------------------------------------------------------------------------
If amended report check here: |_|
Dickstein Partners, L.P.
- --------------------------------------------------------------------------------
Name of Institutional Investment Manager
660 Madison Avenue, 16th Floor New York New York 10021
- --------------------------------------------------------------------------------
Business Address (Street) (City) (State) (Zip)
- --------------------------------------------------------------------------------
Alan S. Cooper, (212) 754-4000, VP of Dickstein Partners Inc., the general
partner of the general partner of Dickstein & Co., L.P.
- --------------------------------------------------------------------------------
Name, Phone No., and Title of Person Duly Authorized to Submit This Report
ATTENTION
- --------------------------------------------------------------------------------
Intentional misstatements or omissions of facts constitute Federal
Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
- --------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City of New York and State of New York on the 16th day of
August, 1999.
DICKSTEIN PARTNERS, L.P.
------------------------------------------
(Name of Institutional Investment Manager)
/s/ Alan Cooper
------------------------------------------
Manual Signature of Person Duly Authorized
to Submit this Report
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filed (other than the one filing this report): (List
in alphabetical order.)
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
Name: 13F File No.: Name: 13F File No.:
- ----------------------------- ---------------- -------------- -------------
1. 6.
- ----------------------------- ---------------- -------------- -------------
2. 7.
- ----------------------------- ---------------- -------------- -------------
3. 8.
- ----------------------------- ---------------- -------------- -------------
4. 9.
- ----------------------------- ---------------- -------------- -------------
5. 10.
- ----------------------------- ---------------- -------------- -------------
<PAGE>
FORM 13F
Pursuant to General Instruction B to Form 13F, the securities over which
Dickstein Partners, L.P. exercises investment discretion are reported on its
behalf on the Form 13F, of even date, filed by Dickstein Partners Inc.
<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended June 30, 1999.
- --------------------------------------------------------------------------------
(Please read instructions before preparing form.)
- --------------------------------------------------------------------------------
If amended report check here: |_|
Mark Dickstein
- --------------------------------------------------------------------------------
Name of Institutional Investment Manager
660 Madison Avenue, 16th Floor New York New York 10021
- --------------------------------------------------------------------------------
Business Address (Street) (City) (State) (Zip)
- --------------------------------------------------------------------------------
Mark Dickstein, (212) 754-4000,
- --------------------------------------------------------------------------------
Name, Phone No., and Title of Person Duly Authorized to Submit This Report
ATTENTION
- --------------------------------------------------------------------------------
Intentional misstatements or omissions of facts constitute Federal
Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
- --------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City of New York and State of New York on the 16th day of
August, 1999.
MARK DICKSTEIN
------------------------------------------
(Name of Institutional Manager)
/s/ Mark Dickstein
------------------------------------------
Manual Signature of Person Duly Authorized
to Submit this Report
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filed (other than the one filing this report): (List
in alphabetical order.)
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
Name: 13F File No.: Name: 13F File No.:
- ----------------------------- ---------------- -------------- -------------
1. 6.
- ----------------------------- ---------------- -------------- -------------
2. 7.
- ----------------------------- ---------------- -------------- -------------
3. 8.
- ----------------------------- ---------------- -------------- -------------
4. 9.
- ----------------------------- ---------------- -------------- -------------
5. 10.
- ----------------------------- ---------------- -------------- -------------
<PAGE>
FORM 13F
Pursuant to General Instruction B to Form 13F, the securities over which
Mark Dickstein exercises investment discretion are reported on its behalf
on the Form 13F, of even date, filed by Dickstein Partners Inc.
