UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended September 30, 1999.
- --------------------------------------------------------------------------------
(Please read instructions before preparing form.)
- --------------------------------------------------------------------------------
If amended report check here: |_|
Dickstein Partners Inc.
- --------------------------------------------------------------------------------
Name of Institutional Investment Manager
660 Madison Avenue, 16th Floor New York New York 10021
- --------------------------------------------------------------------------------
Business Address (Street) (City) (State) (Zip)
- --------------------------------------------------------------------------------
Alan S. Cooper, (212) 754-4000, Vice President
- --------------------------------------------------------------------------------
Name, Phone No., and Title of Person Duly Authorized to Submit This Report
ATTENTION
- --------------------------------------------------------------------------------
Intentional misstatements or omissions of facts constitute Federal
Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
- --------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City of New York and State of New York on the 15th day of
November, 1999.
DICKSTEIN PARTNERS INC.
------------------------------------------
(Name of Institutional Investment Manager)
/s/ Alan Cooper
------------------------------------------
Manual Signature of Person Duly Authorized
to Submit this Report
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filed (other than the one filing this report): (List
in alphabetical order.) 13F File Numbers will be assigned to Institutional
Investment Managers after they file their first report.
Name: 13F File No.: Name: 13F File No.:
- ----------------------------- ---------------- -------------- -------------
1. Dickstein & Co., L.P. 28-4218 6.
- ----------------------------- ---------------- -------------- -------------
2. Dickstein Partners, L.P. 28-4098 7.
- ----------------------------- ---------------- -------------- -------------
3. Mark Dickstein 28-4210 8.
- ----------------------------- ---------------- -------------- -------------
4. 9.
- ----------------------------- ---------------- -------------- -------------
5. 10.
- ----------------------------- ---------------- -------------- -------------
<PAGE>
<TABLE>
<CAPTION>
FORM 13F
--------------------------
(SEC USE ONLY)
Page 1 of 3 Name of Reporting Manager Dickstein Partners Inc.
--------------------------------------------------------------------------------------------------------------------------------
Item 8:
Item 5: Item 6: Voting
Item 1: Item 2: Item 3: Item 4: Shares or Investment Discretion Item 7: (Shares)(b)Shared
Name of Issuer Title of Class CUSIP Fair Market Principal b) Shared- (c) Managers Authority
Number Value Amount (a)Sole As Defined Shared- See Instr.V (a) Sole (c)None
--------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Abacus Direct Corp Com 002553-10-5 3,663,750.00 30,000 X 1,2,3 X
659,475.00 5,400 X 3 X
256,462.50 2,100 X 2,3 X
---------------------------------------------------------------------------------------------------------------------------------
Arch Communications
Group Inc. WT EXP
090101 039381-14-0 36,621.38 195,314 X 1,2,3 X
9,560.44 50,989 X 3 X
2,430.56 12,963 X 2,3 X
---------------------------------------------------------------------------------------------------------------------------------
Case Corp Com 14743R-10-3 498,125.00 10,000 X 1,2,3 X
89,662.50 1,800 X 3 X
34,868.75 700 X 2,3 X
---------------------------------------------------------------------------------------------------------------------------------
Case Corp Call 14743R-90-3 2,864,218.75 57,500 (c) X 1,2,3 X
697,375.00 14,000 (c) X 3 X
174,343.75 3,500 (c) X 2,3 X
---------------------------------------------------------------------------------------------------------------------------------
Centocor Inc Com 152342-10-1 14,040,000.00 240,000 X 1,2,3 X
2,527,200.00 43,200 X 3 X
912,600.00 15,600 X 2,3 X
---------------------------------------------------------------------------------------------------------------------------------
Cisco Sys Inc Call 17275R-90-2 8,227,500.00 120,000 (c) X 1,2,3 X
1,645,500.00 24,000 (c) X 3 X
514,218.75 7,500 (c) X 2,3 X
---------------------------------------------------------------------------------------------------------------------------------
Cisco Sys Inc Put 17275R-95-2 2,056,875.00 30,000 (p) X 1,2,3 X
370,237.50 5,400 (p) X 3 X
137,125.00 2,000 (p) X 2,3 X
---------------------------------------------------------------------------------------------------------------------------------
Comcast Corp Put 200300-95-1 787,500.00 20,000 (p) X 1,2,3 X
189,000.00 4,800 (p) X 3 X
51,187.50 1,300 (p) X 2,3 X
---------------------------------------------------------------------------------------------------------------------------------
Comsat Corp Com Ser 1 20564D-10-7 761,777.25 25,714 X 1,2,3 X
163,056.00 5,504 X 3 X
60,168.38 2,031 X 2,3 X
---------------------------------------------------------------------------------------------------------------------------------
Comsat Corp Put 20564D-95-7 770,250.00 26,000 (p) X 1,2,3 X
165,900.00 5,600 (p) X 3 X
59,250.00 2,000 (p) X 2,3 X
---------------------------------------------------------------------------------------------------------------------------------
Criimi Mae Inc Com 226603-10-8 206,250.00 100,000 X 1,2,3 X
37,125.00 18,000 X 3 X
13,406.25 6,500 X 2,3 X
---------------------------------------------------------------------------------------------------------------------------------
Dayton Hudson Corp Call 239753-90-6 1,801,875.00 30,000 (c) X 1,2,3 X
432,450.00 7,200 (c) X 3 X
120,125.00 2,000 (c) X 2,3 X
---------------------------------------------------------------------------------------------------------------------------------
Du Pont E I
De Nemours & Co Put 263534-95-9 1,777,500.00 60,000 (p) X 1,2,3 X
319,950.00 10,800 (p) X 3 X
118,500.00 4,000 (p) X 2,3 X
---------------------------------------------------------------------------------------------------------------------------------
Echostar
Communications New CL A 278762-10-9 1,816,265.00 20,000 X 1,2,3 X
217,951.80 2,400 X 2,3 X
---------------------------------------------------------------------------------------------------------------------------------
Frontier Corporation Call 35906P-90-5 1,060,000.00 40,000 (c) X 1,2,3 X
193,450.00 7,300 (c) X 3 X
71,550.00 2,700 (c) X 2,3 X
---------------------------------------------------------------------------------------------------------------------------------
Column Totals 50,612,637.05
---------------------------------------------------------------------------------------------------------------------------------
<PAGE>
---------------------------------------------------------------------------------------------------------------------------------
Global Crossing Ltd Com G3921A-10-0 10,219,195.00 385,630 X 1,2,3 X
2,191,152.50 82,685 X 3 X
778,702.50 29,385 X 2,3 X
---------------------------------------------------------------------------------------------------------------------------------
Global Crossing Ltd Put G3921A-95-0 10,589,400.00 399,600 (p) X 1,2,3 X
1,945,100.00 73,400 (p) X 3 X
696,950.00 26,300 (p) X 2,3 X
---------------------------------------------------------------------------------------------------------------------------------
Hilton Hotels Corp Call 432848-90-9 493,750.00 50,000 (c) X 1,2,3 X
790,000.00 80,000 (c) X 3 X
49,375.00 5,000 (c) X 2,3 X
---------------------------------------------------------------------------------------------------------------------------------
Jones Intercable Inc Cl A 480206-20-0 8,100,000.00 150,000 X 1,2,3 X
1,501,200.00 27,800 X 3 X
513,000.00 9,500 X 2,3 X
---------------------------------------------------------------------------------------------------------------------------------
Leslie Fay Inc New Com 527016-10-9 1,975,490.00 395,098 X 1,2,3 X
260,455.00 52,091 X 3 X
---------------------------------------------------------------------------------------------------------------------------------
Lucent Technologies Inc.
Com 549463-10-7 30,828,600.00 475,200 X 1,2,3 X
7,490,467.50 115,460 X 3 X
2,000,745.00 30,840 X 2,3 X
---------------------------------------------------------------------------------------------------------------------------------
Marvel Enterprises Inc
Com 57383M-10-8 5,596,253.25 1,029,196 X 1,2,3 X
77,935.69 14,333 X 3 X
---------------------------------------------------------------------------------------------------------------------------------
MediaOne Group Inc Com 58440J-10-4 15,711,875.00 230,000 X 1,2,3 X
2,855,462.50 41,800 X 3 X
1,031,518.75 15,100 X 2,3 X
---------------------------------------------------------------------------------------------------------------------------------
Media One Group Inc Call 58440J-90-4 6,831,250.00 100,000 (c) X 1,2,3 X
1,229,625.00 18,000 (c) X 3 X
450,862.50 6,600 (c) X 2,3 X
---------------------------------------------------------------------------------------------------------------------------------
Microsoft Corp Call 594918-90-4 3,622,500.00 40,000 (c) X 1,2,3 X
652,050.00 7,200 (c) X 3 X
244,518.75 2,700 (c) X 2,3 X
---------------------------------------------------------------------------------------------------------------------------------
Ogden Corp Com 676346-10-9 300,000.00 30,000 X 1,2,3 X
76,000.00 7,600 X 3 X
26,000.00 2,600 X 2,3 X
---------------------------------------------------------------------------------------------------------------------------------
Ogden Corp Call 676346-90-9 2,230,000.00 223,000 (c) X 1,2,3 X
450,000.00 45,000 (c) X 3 X
147,000.00 14,700 (c) X 2,3 X
---------------------------------------------------------------------------------------------------------------------------------
Pioneer Hi Bred Intl Inc
Com 723686-10-1 19,229,437.50 483,000 X 1,2,3 X
3,463,687.50 87,000 X 3 X
1,242,150.00 31,200 X 2,3 X
---------------------------------------------------------------------------------------------------------------------------------
Column Totals 145,891,708.94
---------------------------------------------------------------------------------------------------------------------------------
<PAGE>
---------------------------------------------------------------------------------------------------------------------------------
Reynolds Metals Co Com 761763-10-1 9,056,250.00 150,000 X 1,2,3 X
1,630,125.00 27,000 X 3 X
452,812.50 7,500 X 2,3 X
---------------------------------------------------------------------------------------------------------------------------------
Sprint Corp Com Fon
Group 852061-10-0 3,255,000.00 60,000 X 1,2,3 X
580,475.00 10,700 X 3 X
211,575.00 3,900 X 2,3 X
---------------------------------------------------------------------------------------------------------------------------------
Sprint Corp Call 852061-90-0 5,425,000.00 100,000 (c) X 1,2,3 X
976,500.00 18,000 (c) X 3 X
352,625.00 6,500 (c) X 2,3 X
--------------------------------------------------------------------------------------------------------------------------------
Sprint Corp Put 852061-95-0 3,255,000.00 60,000 (p) X 1,2,3 X
596,750.00 11,000 (p) X 3 X
217,000.00 4,000 (p) X 2,3 X
--------------------------------------------------------------------------------------------------------------------------------
Vodafone Airtouch PLC Sponsored
ADR 92857T-10-7 47,550,000.00 200,000 X 1,2,3 X
11,412,000.00 48,000 X 3 X
3,066,975.00 12,900 X 2,3 X
---------------------------------------------------------------------------------------------------------------------------------
Wyndham Intl Inc CL A 983101-10-6 787,500.00 300,000 X 1,2,3 X
177,187.50 67,500 X 3 X
51,187.50 19,500 X 2,3 X
---------------------------------------------------------------------------------------------------------------------------------
Column Totals 89,053,962.50
---------------------------------------------------------------------------------------------------------------------------------
Aggregate Totals 285,558,308.49
---------------------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended September 30, 1999.
- --------------------------------------------------------------------------------
(Please read instructions before preparing form.)
- --------------------------------------------------------------------------------
If amended report check here: |_|
Dickstein & Co., L.P.
- --------------------------------------------------------------------------------
Name of Institutional Investment Manager
660 Madison Avenue, 16th Floor New York, New York 10021
- --------------------------------------------------------------------------------
Business Address (Street) (City) (State) (Zip)
- --------------------------------------------------------------------------------
Alan S. Cooper, (212) 754-4000, Vice President of Dickstein Partners Inc., the
general partner of the general partner of Dickstein & Co., L.P.
- --------------------------------------------------------------------------------
Name, Phone No., and Title of Person Duly Authorized to Submit This Report
ATTENTION
- --------------------------------------------------------------------------------
Intentional misstatements or omissions of facts constitute Federal
Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
- --------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City of New York and State of New York on the 15th day of
November, 1999.
DICKSTEIN & CO., L.P.
------------------------------------------
(Name of Institutional Investment Manager)
/s/ Alan Cooper
------------------------------------------
Manual Signature of Person Duly Authorized
to Submit this Report
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filed (other than the one filing this report): (List
in alphabetical order.) 13F File Numbers will be assigned to Institutional
Investment Managers after they file their first report.
Name: 13F File No.: Name: 13F File No.:
- ----------------------------- ---------------- -------------- -------------
1. 6.
- ----------------------------- ---------------- -------------- -------------
2. 7.
- ----------------------------- ---------------- -------------- -------------
3. 8.
- ----------------------------- ---------------- -------------- -------------
4. 9.
- ----------------------------- ---------------- -------------- -------------
5. 10.
- ----------------------------- ---------------- -------------- -------------
Pursuant to General Instruction B to Form 13F, the securities over which
Dickstein & Co., L.P. exercises investment discretion are reported on its behalf
on the Form 13F, of even date, filed by Dickstein Partners Inc.
<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended September 30, 1999.
- --------------------------------------------------------------------------------
(Please read instructions before preparing form.)
- --------------------------------------------------------------------------------
If amended report check here: |_|
Dickstein Partners, L.P.
- --------------------------------------------------------------------------------
Name of Institutional Investment Manager
660 Madison Avenue, 16th Floor New York, New York 10021
- --------------------------------------------------------------------------------
Business Address (Street) (City) (State) (Zip)
- --------------------------------------------------------------------------------
Alan S. Cooper, (212) 754-4000, VP of Dickstein Partners Inc., the general
partner of the general partner of Dickstein & Co., L.P.
- --------------------------------------------------------------------------------
Name, Phone No., and Title of Person Duly Authorized to Submit This Report
ATTENTION
- --------------------------------------------------------------------------------
Intentional misstatements or omissions of facts constitute Federal
Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
- --------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City of New York and State of New York on the 15th day of
November, 1999.
DICKSTEIN PARTNERS, L.P.
------------------------------------------
(Name of Institutional Investment Manager)
/s/ Alan Cooper
------------------------------------------
Manual Signature of Person Duly Authorized
to Submit this Report
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filed (other than the one filing this report): (List
in alphabetical order.) 13F File Numbers will be assigned to Institutional
Investment Managers after they file their first report.
Name: 13F File No.: Name: 13F File No.:
- ----------------------------- ---------------- -------------- -------------
1. 6.
- ----------------------------- ---------------- -------------- -------------
2. 7.
- ----------------------------- ---------------- -------------- -------------
3. 8.
- ----------------------------- ---------------- -------------- -------------
4. 9.
- ----------------------------- ---------------- -------------- -------------
5. 10.
- ----------------------------- ---------------- -------------- -------------
Pursuant to General Instruction B to Form 13F, the securities over which
Dickstein Partners, L.P. exercises investment discretion are reported on its
behalf on the Form 13F, of even date, filed by Dickstein Partners Inc.
<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended September 30, 1999.
- --------------------------------------------------------------------------------
(Please read instructions before preparing form.)
- --------------------------------------------------------------------------------
If amended report check here: |_|
Mark Dickstein
- --------------------------------------------------------------------------------
Name of Institutional Investment Manager
660 Madison Avenue, 16th Floor New York, New York 10021
- --------------------------------------------------------------------------------
Business Address (Street) (City) (State) (Zip)
- --------------------------------------------------------------------------------
Mark Dickstein, (212) 754-4000,
- --------------------------------------------------------------------------------
Name, Phone No., and Title of Person Duly Authorized to Submit This Report
ATTENTION
- --------------------------------------------------------------------------------
Intentional misstatements or omissions of facts constitute Federal
Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
- --------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City of New York and State of New York on the 15th day of
November, 1999.
MARK DICKSTEIN
------------------------------------------
(Name of Institutional Investment Manager)
/s/ Mark Dickstein
------------------------------------------
Manual Signature of Person Duly Authorized
to Submit this Report
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filed (other than the one filing this report): (List
in alphabetical order.) 13F File Numbers will be assigned to Institutional
Investment Managers after they file their first report.
Name: 13F File No.: Name: 13F File No.:
- ----------------------------- ---------------- -------------- -------------
1. 6.
- ----------------------------- ---------------- -------------- -------------
2. 7.
- ----------------------------- ---------------- -------------- -------------
3. 8.
- ----------------------------- ---------------- -------------- -------------
4. 9.
- ----------------------------- ---------------- -------------- -------------
5. 10.
- ----------------------------- ---------------- -------------- -------------
Pursuant to General Instruction B to Form 13F, the securities over which Mark
Dickstein exercises investment discretion are reported on his behalf on the Form
13F, of even date, filed by Dickstein Partners Inc.
