UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended March 31, 1999.
- --------------------------------------------------------------------------------
(Please read instructions before preparing form.)
- --------------------------------------------------------------------------------
If amended report check here: |_|
Dickstein Partners Inc.
- --------------------------------------------------------------------------------
Name of Institutional Investment Manager
660 Madison Avenue, 16th Floor New York New York 10021
- --------------------------------------------------------------------------------
Business Address (Street) (City) (State) (Zip)
- --------------------------------------------------------------------------------
Alan S. Cooper, (212) 754-4000, Vice President
- --------------------------------------------------------------------------------
Name, Phone No., and Title of Person Duly Authorized to Submit This Report
ATTENTION
- --------------------------------------------------------------------------------
Intentional misstatements or omissions of facts constitute Federal
Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
- --------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City of New York and State of New York on the 17th day of
May, 1999.
DICKSTEIN PARTNERS INC.
------------------------------------------
(Name of Institutional Manager)
/s/ Alan Cooper
------------------------------------------
Manual Signature of Person Duly Authorized
to Submit Report
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filled (other than the one filing this report): (List
in alphabetical order.) 13F File Numbers will be assigned to Institutional
Investment Managers after they file their first report.
Name: 13F File No.: Name: 13F File No.:
- ----------------------------- ---------------- -------------- -------------
1. Dickstein & Co., L.P. 28-4218 6.
- ----------------------------- ---------------- -------------- -------------
2. Dickstein Partners, L.P. 28-4098 7.
- ----------------------------- ---------------- -------------- -------------
3. Mark Dickstein 28-4210 8.
- ----------------------------- ---------------- -------------- -------------
4. 9.
- ----------------------------- ---------------- -------------- -------------
5. 10.
- ----------------------------- ---------------- -------------- -------------
<PAGE>
<TABLE>
VALUE SHARES/ SH/ PUT/ INVSTMT -----VOTING AUTHORITY-----
NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- (x$1000) PRN AMT PRN CALL DSCRETN -MANAGERS- SOLE SHARED NONE
<S> <C> <C> <C> <C> <C>
Activision Inc New COM NEW 004930-20-2 495 40,000 SH X 1,2,3 X
131 10,600 SH X 3 X
32 2,600 SH X 2,3 X
America Online Inc Del Put 02364J-95-4 3,969 27,000 SH PUT X 1,2,3 X
1,058 7,200 SH PUT X 3 X
265 1,800 SH PUT X 2,3 X
AMP Inc COM 031897-10-1 56,909 1,060,000 SH X 1,2,3 X
15,081 280,900 SH X 3 X
3,699 68,900 SH X 2,3 X
AMP Inc Call 031897-90-1 8,590 160,000 SH CALL X 1,2,3 X
2,148 40,000 SH CALL X 3 X
537 10,000 SH CALL X 2,3 X
Arch Communications Group Inc COM 039381-10-8 120 89,300 SH X 1,2,3 X
31 23,200 SH X 3 X
8 5,900 SH X 2,3 X
Ascend Communications Inc COM 043491-10-9 30,546 365,000 SH X 1,2,3 X
7,524 89,900 SH X 3 X
1,975 23,600 SH X 2,3 X
AT & T Corp Call 001957-90-9 1,065 20,000 SH CALL X 1,2,3 X
277 5,200 SH CALL X 3 X
75 1,400 SH CALL X 2,3 X
Atlantic Richfield Co COM 048825-10-3 7,300 100,000 SH X 1,2,3 X
1,935 26,500 SH X 3 X
475 6,500 SH X 2,3 X
AT Home Corp Put 045919-95-7 945 6,000 SH PUT X 1,2,3 X
Browning Ferris Inds COM 115885-10-5 3,856 100,000 SH X 1,2,3 X
1,022 26,500 SH X 3 X
251 6,500 SH X 2,3 X
Browning Ferris Inds Call 115885-90-5 636 16,500 SH CALL X 1,2,3 X
174 4,500 SH CALL X 3 X
42 1,100 SH CALL X 2,3 X
Comdisco Inc Call 200336-90-5 420 23,500 SH CALL X 1,2,3 X
109 6,100 SH CALL X 3 X
29 1,600 SH CALL X 2,3 X
Comdisco Inc Put 200336-95-5 358 20,000 SH PUT X 1,2,3 X
95 5,300 SH PUT X 3 X
23 1,300 SH PUT X 2,3 X
Criimi Mae Inc COM 226603-10-8 1,140 424,000 SH X 1,2,3 X
253 94,200 SH X 3 X
76 28,100 SH X 2,3 X
Dayton Hudson Corp Call 239753-90-6 1,999 30,000 SH CALL X 1,2,3 X
533 8,000 SH CALL X 3 X
133 2,000 SH CALL X 2,3 X
Echostar Communications New CL A 278762-10-9 1,628 20,000 SH X 1,2,3 X
391 4,800 SH X 3 X
106 1,300 SH X 2,3 X
Enron Corp Call 293561-90-6 2,161 130,000 SH CALL X 1,2,3 X
562 33,800 SH CALL X 3 X
140 8,400 SH CALL X 2,3 X
Excite Inc COM 300904-10-9 797 5,700 SH X 1,2,3 X
Geocities COM 37247V-10-6 1,697 15,500 SH X 1,2,3 X
329 3,000 SH X 3 X
110 1,000 SH X 2,3 X
Column Totals 164,260
<PAGE>
Globalstar Telecommunications Call G3930H-90-4 5,550 400,000 SH CALL X 1,2,3 X
1,332 96,000 SH CALL X 3 X
333 24,000 SH CALL X 2,3 X
Hilton Hotels Corp Call 432848-90-9 703 50,000 SH CALL X 1,2,3 X
1,125 80,000 SH CALL X 3 X
70 5,000 SH CALL X 2,3 X
K Mart Corp Put 482584-95-9 504 30,000 SH PUT X 1,2,3 X
101 6,000 SH PUT X 3 X
34 2,000 SH PUT X 2,3 X
Leslie Fay Inc New COM 527016-10-9 9,322 2,015,660 SH X 1,2,3 X
1,672 361,476 SH X 3 X
1,575 340,600 SH X 2,3 X
Marvel Enterprises Inc COM 57383M-10-8 9,568 1,458,029 SH X 1,2,3 X
886 134,967 SH X 3 X
1,120 170,620 SH X 2,3 X
Medallion Finl Corp COM 583928-10-6 1,305 87,000 SH X 1,2,3 X
315 21,000 SH X 3 X
86 5,700 SH X 2,3 X
Microsoft Corp Call 594918-90-4 9,000 100,000 SH CALL X 1,2,3 X
2,124 23,600 SH CALL X 3 X
594 6,600 SH CALL X 2,3 X
Morton Intl Inc Ind New COM 619335-10-2 1,103 30,000 SH X 1,2,3 X
294 8,000 SH X 3 X
74 2,000 SH X 2,3 X
Moviefone Inc CL A 624598-10-8 5,636 121,200 SH X 1,2,3 X
1,362 29,300 SH X 3 X
372 8,000 SH X 2,3 X
Ogden Corp COM 676346-10-9 2,394 100,000 SH X 1,2,3 X
632 26,400 SH X 3 X
156 6,500 SH X 2,3 X
Ogden Corp Call 676346-90-9 180 7,500 SH CALL X 1,2,3 X
48 2,000 SH CALL X 3 X
12 500 SH CALL X 2,3 X
Patriot Amern Hospitality
Del Paired CTF 703352-20-3 1,281 250,000 SH X 1,2,3 X
320 62,500 SH X 3 X
83 16,200 SH X 2,3 X
Pharmaceutical Marketing Svcs COM 717123-10-3 2,188 147,100 SH X 1,2,3 X
564 37,900 SH X 3 X
165 11,100 SH X 2,3 X
Platinum Technology Intl Inc COM 72764T-10-1 5,075 200,000 SH X 1,2,3 X
1,345 53,000 SH X 3 X
332 13,100 SH X 2,3 X
Quickturn Design Sys Inc COM 74838E-10-2 4,252 301,000 SH X 1,2,3 X
1,123 79,500 SH X 3 X
275 19,500 SH X 2,3 X
Specialty Catalog Corp COM 84748Q-10-3 1,689 510,000 SH X 1,2,3 X
456 137,689 SH X 3 X
Column Totals 78,730
<PAGE>
Tyco Intl Ltd New Call 902124-90-6 4,305 60,000 SH CALL X 1,2,3 X
1,148 16,000 SH CALL X 3 X
287 4,000 SH CALL X 2,3 X
Tyco Intl Ltd New Put 902124-95-6 7,175 100,000 SH PUT X 1,2,3 X
1,937 27,000 SH PUT X 3 X
466 6,500 SH PUT X 2,3 X
United States Filter Corp COM NEW 911843-20-9 3,063 100,000 SH X 1,2,3 X
735 24,000 SH X 3 X
199 6,500 SH X 2,3 X
VLSI Technology Inc COM 918270-10-9 12,809 659,000 SH X 1,2,3 X
2,750 141,500 SH X 3 X
795 40,900 SH X 2,3 X
VLSI Technology Inc Call 918270-90-9 9,058 466,000 SH CALL X 1,2,3 X
3,034 156,100 SH CALL X 3 X
639 32,900 SH CALL X 2,3 X
Whittaker Corp Del Call 966680-90-7 165 7,500 SH CALL X 1,2,3 X
44 2,000 SH CALL X 3 X
11 500 SH CALL X 2,3 X
Column Totals 48,620
Aggregate Total 291,610
</TABLE>
<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended March 31, 1999.
- --------------------------------------------------------------------------------
(Please read instructions before preparing form.)
- --------------------------------------------------------------------------------
If amended report check here: |_|
Dickstein & Co., L.P.
- --------------------------------------------------------------------------------
Name of Institutional Investment Manager
660 Madison Avenue, 16th Floor New York New York 10021
- --------------------------------------------------------------------------------
Business Address (Street) (City) (State) (Zip)
- --------------------------------------------------------------------------------
Alan S. Cooper, (212) 754-4000, Vice President, of Dickstein Partners Inc.,
the general partner of the general partner of Dickstein & Co., L.P.
- --------------------------------------------------------------------------------
Name, Phone No., and Title of Person Duly Authorized to Submit This Report
ATTENTION
- --------------------------------------------------------------------------------
Intentional misstatements or omissions of facts constitute Federal
Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
- --------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City of New York and State of New York on the 17th day of
May, 1999.
DICKSTEIN & CO., L.P.
------------------------------------------
(Name of Institutional Manager)
/s/ Alan Cooper
------------------------------------------
Manual Signature of Person Duly Authorized
to Submit Report
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filled (other than the one filing this report): (List
in alphabetical order.) 13F File Numbers will be assigned to Institutional
Investment Managers after they file their first report.
Name: 13F File No.: Name: 13F File No.:
- ----------------------------- ---------------- -------------- -------------
1 6.
- ----------------------------- ---------------- -------------- -------------
2. 7.
- ----------------------------- ---------------- -------------- -------------
3. 8.
- ----------------------------- ---------------- -------------- -------------
4. 9.
- ----------------------------- ---------------- -------------- -------------
5. 10.
- ----------------------------- ---------------- -------------- -------------
<PAGE>
Form 13F
Pursuant to General Instruction B to Form 13F, the securities over which
Dickstein & Co., L.P. exercises investment discretion are reported on its behalf
on the Form 13F, of even date, filed by Dickstein Partners Inc.
<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended March 31, 1999.
- --------------------------------------------------------------------------------
(Please read instructions before preparing form.)
- --------------------------------------------------------------------------------
If amended report check here: |_|
Dickstein Partners, L.P.
- --------------------------------------------------------------------------------
Name of Institutional Investment Manager
660 Madison Avenue, 16th Floor New York New York 10021
- --------------------------------------------------------------------------------
Business Address (Street) (City) (State) (Zip)
- --------------------------------------------------------------------------------
Alan S. Cooper, (212) 754-4000, Vice President of Dickstein Partners Inc.,
the general partner of Dickstein Partners, L.P.
- --------------------------------------------------------------------------------
Name, Phone No., and Title of Person Duly Authorized to Submit This Report
ATTENTION
- --------------------------------------------------------------------------------
Intentional misstatements or omissions of facts constitute Federal
Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
- --------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City of New York and State of New York on the 17th day of
May, 1999.
DICKSTEIN PARTNERS, L.P.
------------------------------------------
(Name of Institutional Manager)
/s/ Alan Cooper
------------------------------------------
Manual Signature of Person Duly Authorized
to Submit Report
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filled (other than the one filing this report): (List
in alphabetical order.) 13F File Numbers will be assigned to Institutional
Investment Managers after they file their first report.
Name: 13F File No.: Name: 13F File No.:
- ----------------------------- ---------------- -------------- -------------
1 6.
- ----------------------------- ---------------- -------------- -------------
2. 7.
- ----------------------------- ---------------- -------------- -------------
3. 8.
- ----------------------------- ---------------- -------------- -------------
4. 9.
- ----------------------------- ---------------- -------------- -------------
5. 10.
- ----------------------------- ---------------- -------------- -------------
<PAGE>
FORM 13F
Pursuant to General Instruction B to Form 13F, the securities over which
Dickstein Partners, L.P. exercises investment discretion are reported on its
behalf on the Form 13F, of even date, filed by Dickstein Partners Inc.
<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended March 31, 1999.
- --------------------------------------------------------------------------------
(Please read instructions before preparing form.)
- --------------------------------------------------------------------------------
If amended report check here: |_|
Mark Dickstein
- --------------------------------------------------------------------------------
Name of Institutional Investment Manager
660 Madison Avenue, 16th Floor New York New York 10021
- --------------------------------------------------------------------------------
Business Address (Street) (City) (State) (Zip)
- --------------------------------------------------------------------------------
Mark Dickstein, (212) 754-4000
- --------------------------------------------------------------------------------
Name, Phone No., and Title of Person Duly Authorized to Submit This Report
ATTENTION
- --------------------------------------------------------------------------------
Intentional misstatements or omissions of facts constitute Federal
Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
- --------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City of New York and State of New York on the 17th day of
May, 1999.
MARK DICKSTEIN
------------------------------------------
(Name of Institutional Manager)
/s/ Mark Dickstein
------------------------------------------
Manual Signature of Person Duly Authorized
to Submit Report
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filled (other than the one filing this report): (List
in alphabetical order.) 13F File Numbers will be assigned to Institutional
Investment Managers after they file their first report.
Name: 13F File No.: Name: 13F File No.:
- ----------------------------- ---------------- -------------- -------------
1 6.
- ----------------------------- ---------------- -------------- -------------
2. 7.
- ----------------------------- ---------------- -------------- -------------
3. 8.
- ----------------------------- ---------------- -------------- -------------
4. 9.
- ----------------------------- ---------------- -------------- -------------
5. 10.
- ----------------------------- ---------------- -------------- -------------
<PAGE>
FORM 13F
Pursuant to General Instruction B to Form 13F, the securities over which Mark
Dickstein exercises investment discretion are reported on its behalf on the Form
13F, of even date, filed by Dickstein Partners Inc.
