UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended December 31, 1999.
- --------------------------------------------------------------------------------
(Please read instructions before preparing form.)
- --------------------------------------------------------------------------------
If amended report check here: |_|
Dickstein Partners Inc.
- --------------------------------------------------------------------------------
Name of Institutional Investment Manager
660 Madison Avenue, 16th Floor New York New York 10021
- --------------------------------------------------------------------------------
Business Address (Street) (City) (State) (Zip)
- --------------------------------------------------------------------------------
Alan S. Cooper, (212) 754-4000, Vice President
- --------------------------------------------------------------------------------
Name, Phone No., and Title of Person Duly Authorized to Submit This Report
ATTENTION
- --------------------------------------------------------------------------------
Intentional misstatements or omissions of facts constitute Federal
Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
- --------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City of New York and State of New York on the 14th day of
February, 2000.
DICKSTEIN PARTNERS INC.
------------------------------------------
(Name of Institutional Investment Manager)
/s/ Alan Cooper
------------------------------------------
Manual Signature of Person Duly Authorized
to Submit this Report
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filed (other than the one filing this report): (List
in alphabetical order.) 13F File Numbers will be assigned to Institutional
Investment Managers after they file their first report.
Name: 13F File No.: Name: 13F File No.:
- ----------------------------- ---------------- -------------- -------------
1. Dickstein & Co., L.P. 28-4218 6.
- ----------------------------- ---------------- -------------- -------------
2. Dickstein Partners, L.P. 28-4098 7.
- ----------------------------- ---------------- -------------- -------------
3. Mark Dickstein 28-4210 8.
- ----------------------------- ---------------- -------------- -------------
4. 9.
- ----------------------------- ---------------- -------------- -------------
5. 10.
- ----------------------------- ---------------- -------------- -------------
<PAGE>
<TABLE>
<CAPTION>
FORM 13F
--------------------------
(SEC USE ONLY)
Page 1 of 2 Name of Reporting Manager Dickstein Partners Inc.
- -----------------------------------------------------------------------------------------------------------------------------------
Item 8:
Item 5: Item 6: Voting
Item 1: Item 2: Item 3: Item 4: Shares or Investment Discretion Item 7: (Shares)(b)Shared
Name of Issuer Title of Class CUSIP Fair Market Principal b) Shared- (c) Managers Authority
Number Value Amount (a)Sole As Defined Shared- See Instr.V (a) Sole (c)None
- -----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Advantica Restaurant
Group Inc Com 00758B-10-9 202,500.00 120,000 X 1,2,3 X
27,000.00 16,000 X 3 X
- -----------------------------------------------------------------------------------------------------------------------------------
Arch Communications
Group Inc WT EXP 039381-14-0 91,553.44 195,314 X 1,2,3 X
090101 23,901.09 50,989 X 3 X
- -----------------------------------------------------------------------------------------------------------------------------------
AT & T Corp Call 001957-90-9 9,146,250.00 180,000 (c) X 1,2,3 X
1,305,881.25 25,700 (c) X 3 X
- -----------------------------------------------------------------------------------------------------------------------------------
AT & T Corp Put 001957-95-9 4,573,125.00 90,000 (p) X 1,2,3 X
650,400.00 12,800 (p) X 3 X
- -----------------------------------------------------------------------------------------------------------------------------------
Atlantic Richfield Co Com 048825-10-3 3,027,500.00 35,000 X 1,2,3 X
441,150.00 5,100 X 3 X
- -----------------------------------------------------------------------------------------------------------------------------------
BCE Inc Com 05534B-10-9 3,156,562.50 35,000 X 1,2,3 X
450,937.50 5,000 X 3 X
- -----------------------------------------------------------------------------------------------------------------------------------
Bristol Myers Squibb Co Call 110122-90-8 3,369,843.75 52,500 (c) X 1,2,3 X
481,406.25 7,500 (c) X 3 X
- -----------------------------------------------------------------------------------------------------------------------------------
Cendant Corp Com 151313-10-3 12,617,187.50 475,000 X 1,2,3 X
1,806,250.00 68,000 X 3 X
- -----------------------------------------------------------------------------------------------------------------------------------
Cendant Corp Call 151313-90-3 3,320,312.50 125,000 (c) X 1,2,3 X
464,843.75 17,500 (c) X 3 X
- -----------------------------------------------------------------------------------------------------------------------------------
Cisco Sys Inc Call 17275R-90-2 8,034,375.00 75,000 (c) X 1,2,3 X
1,146,237.50 10,700 (c) X 3 X
- -----------------------------------------------------------------------------------------------------------------------------------
Columbia Energy Group Com 197648-10-8 15,496,250.00 245,000 X 1,2,3 X
2,213,750.00 35,000 X 3 X
- -----------------------------------------------------------------------------------------------------------------------------------
Columbia Energy Group Put 197648-95-8 917,125.00 14,500 (p) X 1,2,3 X
335,225.00 5,300 (p) X 3 X
- -----------------------------------------------------------------------------------------------------------------------------------
Dayton Hudson Corp Call 239753-90-6 700,000.00 10,000 (c) X 1,2,3 X
210,000.00 3,000 (c) X 3 X
- -----------------------------------------------------------------------------------------------------------------------------------
Du Pont E I DE Nemours
& Co Com 263534-10-9 8,341,421.88 126,265 X 1,2,3 X
579,897.63 8,803 X 2,3 X
- -----------------------------------------------------------------------------------------------------------------------------------
Echostar Communications
New CL A 278762-10-9 1,458,750.00 15,000 X 1,2,3 X
- -----------------------------------------------------------------------------------------------------------------------------------
General MTRS Corp Com 370442-10-5 5,088,125.00 70,000 X 1,2,3 X
683,262.50 9,400 X 3 X
- -----------------------------------------------------------------------------------------------------------------------------------
Global Crossing Ltd Com G3921A-10-0 5,876,100.00 195,870 X 1,2,3 X
- -----------------------------------------------------------------------------------------------------------------------------------
Hilton Hotels Corp Call 432848-90-9 478,125.00 50,000 (c) X 1,2,3 X
765,000.00 80,000 (c) X 3 X
- -----------------------------------------------------------------------------------------------------------------------------------
Isocor Com 464902-10-5 4,691,250.00 108,000 X 1,2,3 X
851,375.00 19,600 X 3 X
- -----------------------------------------------------------------------------------------------------------------------------------
Column Totals 103,022,874.03
- -----------------------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F
--------------------------
(SEC USE ONLY)
Page 2 of 2 Name of Reporting Manager Dickstein Partners Inc.
- -----------------------------------------------------------------------------------------------------------------------------------
Item 8:
Item 5: Item 6: Voting
Item 1: Item 2: Item 3: Item 4: Shares or Investment Discretion Item 7: (Shares)(b)Shared
Name of Issuer Title of Class CUSIP Fair Market Principal b) Shared- (c) Managers Authority
Number Value Amount (a)Sole As Defined Shared- See Instr.V (a) Sole (c)None
- -----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Johnson & Johnson Com 478160-10-4 14,300,820.00 153,360 X 1,2,3 X
929,516.00 9,968 X 2,3 X
- -----------------------------------------------------------------------------------------------------------------------------------
Jones Intercable Inc Cl A 480206-20-0 7,185,937.50 105,000 X 1,2,3 X
1,026,562.50 15,000 X 3 X
- -----------------------------------------------------------------------------------------------------------------------------------
Lucent Technologies Inc. Com 549463-10-7 35,640,000.00 475,200 X 1,2,3 X
2,313,000.00 30,840 X 2,3 X
- -----------------------------------------------------------------------------------------------------------------------------------
MCI Worldcom Inc Call 55268B-90-6 2,653,125.00 50,000 (c) X 1,2,3 X
376,743.75 7,100 (c) X 3 X
- -----------------------------------------------------------------------------------------------------------------------------------
MGC Communications Inc Com 552763-30-2 547,500.00 8,000 X 1,2,3 X
68,437.50 1,000 X 3 X
- -----------------------------------------------------------------------------------------------------------------------------------
Marvel Enterprises Inc Com 57383M-10-8 5,162,828.00 938,696 X 1,2,3 X
78,831.50 14,333 X 3 X
- -----------------------------------------------------------------------------------------------------------------------------------
MediaOne Group Inc Com 58440J-10-4 17,674,556.25 230,100 X 1,2,3 X
2,527,131.25 32,900 X 3 X
- -----------------------------------------------------------------------------------------------------------------------------------
Media One Group Inc Call 58440J-90-4 9,985,625.00 130,000 (c) X 1,2,3 X
1,482,481.25 19,300 (c) X 3 X
- -----------------------------------------------------------------------------------------------------------------------------------
Microsoft Corp Call 594918-90-4 1,751,250.00 15,000 (c) X 1,2,3 X
256,850.00 2,200 (c) X 3 X
- -----------------------------------------------------------------------------------------------------------------------------------
Olsten Corp Com 681385-10-0 832,500.00 74,000 X 1,2,3 X
112,500.00 10,000 X 3 X
- -----------------------------------------------------------------------------------------------------------------------------------
Omnipoint Corp Com 68212D-10-2 6,018,750.00 50,000 X 1,2,3 X
758,362.50 6,300 X 3 X
- -----------------------------------------------------------------------------------------------------------------------------------
Qwest Communications
Intl Inc Call 749121-90-9 6,149,000.00 143,000 (c) X 1,2,3 X
881,500.00 20,500 (c) X 3 X
- -----------------------------------------------------------------------------------------------------------------------------------
Reynolds Metals Co Com 761763-10-1 6,534,375.00 85,000 X 1,2,3 X
822,562.50 10,700 X 3 X
- -----------------------------------------------------------------------------------------------------------------------------------
US West Inc New Com 91273H-10-1 22,680,000.00 315,000 X 1,2,3 X
3,247,200.00 45,100 X 3 X
- -----------------------------------------------------------------------------------------------------------------------------------
US West Inc New Call 91273H-90-1 17,640,000.00 245,000 (c) X 1,2,3 X
2,520,000.00 35,000 (c) X 3 X
- -----------------------------------------------------------------------------------------------------------------------------------
Vodafone Airtouch PLC Sponsored 92857T-10-7 49,500,000.00 1,000,000 X 1,2,3 X
ADR 3,192,750.00 64,500 X 2,3 X
- -----------------------------------------------------------------------------------------------------------------------------------
Wyndham Intl Inc CL A 983101-10-6 287,500.00 100,000 X 1,2,3 X
287,500.00 100,000 X 3 X
- -----------------------------------------------------------------------------------------------------------------------------------
Column Totals 225,425,695.50
- -----------------------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended December 31, 1999.
- --------------------------------------------------------------------------------
(Please read instructions before preparing form.)
- --------------------------------------------------------------------------------
If amended report check here: |_|
Dickstein & Co., L.P.
- --------------------------------------------------------------------------------
Name of Institutional Investment Manager
660 Madison Avenue, 16th Floor New York, New York 10021
- --------------------------------------------------------------------------------
Business Address (Street) (City) (State) (Zip)
- --------------------------------------------------------------------------------
Alan S. Cooper, (212) 754-4000, Vice President of Dickstein Partners Inc., the
general partner of the general partner of Dickstein & Co., L.P.
- --------------------------------------------------------------------------------
Name, Phone No., and Title of Person Duly Authorized to Submit This Report
ATTENTION
- --------------------------------------------------------------------------------
Intentional misstatements or omissions of facts constitute Federal
Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
- --------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City of New York and State of New York on the 14th day of
February, 2000.
DICKSTEIN & CO., L.P.
------------------------------------------
(Name of Institutional Investment Manager)
/s/ Alan Cooper
------------------------------------------
Manual Signature of Person Duly Authorized
to Submit this Report
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filed (other than the one filing this report): (List
in alphabetical order.) 13F File Numbers will be assigned to Institutional
Investment Managers after they file their first report.
Name: 13F File No.: Name: 13F File No.:
- ----------------------------- ---------------- -------------- -------------
1. 6.
- ----------------------------- ---------------- -------------- -------------
2. 7.
- ----------------------------- ---------------- -------------- -------------
3. 8.
- ----------------------------- ---------------- -------------- -------------
4. 9.
- ----------------------------- ---------------- -------------- -------------
5. 10.
- ----------------------------- ---------------- -------------- -------------
Pursuant to General Instruction B to Form 13F, the securities over which
Dickstein & Co., L.P. exercises investment discretion are reported on its behalf
on the Form 13F, of even date, filed by Dickstein Partners Inc.
<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended December 31, 1999.
- --------------------------------------------------------------------------------
(Please read instructions before preparing form.)
- --------------------------------------------------------------------------------
If amended report check here: |_|
Dickstein Partners, L.P.
- --------------------------------------------------------------------------------
Name of Institutional Investment Manager
660 Madison Avenue, 16th Floor New York, New York 10021
- --------------------------------------------------------------------------------
Business Address (Street) (City) (State) (Zip)
- --------------------------------------------------------------------------------
Alan S. Cooper, (212) 754-4000, VP of Dickstein Partners Inc., the general
partner of Dickstein Partners, L.P.
- --------------------------------------------------------------------------------
Name, Phone No., and Title of Person Duly Authorized to Submit This Report
ATTENTION
- --------------------------------------------------------------------------------
Intentional misstatements or omissions of facts constitute Federal
Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
- --------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City of New York and State of New York on the 14th day of
February, 2000.
DICKSTEIN PARTNERS, L.P.
------------------------------------------
(Name of Institutional Investment Manager)
/s/ Alan Cooper
------------------------------------------
Manual Signature of Person Duly Authorized
to Submit this Report
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filed (other than the one filing this report): (List
in alphabetical order.) 13F File Numbers will be assigned to Institutional
Investment Managers after they file their first report.
Name: 13F File No.: Name: 13F File No.:
- ----------------------------- ---------------- -------------- -------------
1. 6.
- ----------------------------- ---------------- -------------- -------------
2. 7.
- ----------------------------- ---------------- -------------- -------------
3. 8.
- ----------------------------- ---------------- -------------- -------------
4. 9.
- ----------------------------- ---------------- -------------- -------------
5. 10.
- ----------------------------- ---------------- -------------- -------------
Pursuant to General Instruction B to Form 13F, the securities over which
Dickstein Partners, L.P. exercises investment discretion are reported on its
behalf on the Form 13F, of even date, filed by Dickstein Partners Inc.
<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended December 31, 1999.
- --------------------------------------------------------------------------------
(Please read instructions before preparing form.)
- --------------------------------------------------------------------------------
If amended report check here: |_|
Mark Dickstein
- --------------------------------------------------------------------------------
Name of Institutional Investment Manager
660 Madison Avenue, 16th Floor New York, New York 10021
- --------------------------------------------------------------------------------
Business Address (Street) (City) (State) (Zip)
- --------------------------------------------------------------------------------
Mark Dickstein, (212) 754-4000,
- --------------------------------------------------------------------------------
Name, Phone No., and Title of Person Duly Authorized to Submit This Report
ATTENTION
- --------------------------------------------------------------------------------
Intentional misstatements or omissions of facts constitute Federal
Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
- --------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City of New York and State of New York on the 14th day of
February, 2000.
MARK DICKSTEIN
------------------------------------------
(Name of Institutional Investment Manager)
/s/ Mark Dickstein
------------------------------------------
Manual Signature of Person Duly Authorized
to Submit this Report
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filed (other than the one filing this report): (List
in alphabetical order.) 13F File Numbers will be assigned to Institutional
Investment Managers after they file their first report.
Name: 13F File No.: Name: 13F File No.:
- ----------------------------- ---------------- -------------- -------------
1. 6.
- ----------------------------- ---------------- -------------- -------------
2. 7.
- ----------------------------- ---------------- -------------- -------------
3. 8.
- ----------------------------- ---------------- -------------- -------------
4. 9.
- ----------------------------- ---------------- -------------- -------------
5. 10.
- ----------------------------- ---------------- -------------- -------------
Pursuant to General Instruction B to Form 13F, the securities over which Mark
Dickstein exercises investment discretion are reported on his behalf on the Form
13F, of even date, filed by Dickstein Partners Inc.
