UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended June 30, 2000.
--------------------------------------------------------------------------------
(Please read instructions before preparing form.)
--------------------------------------------------------------------------------
If amended report check here: |_|
Dickstein Partners Inc.
--------------------------------------------------------------------------------
Name of Institutional Investment Manager
660 Madison Avenue, 16th Floor New York New York 10021
--------------------------------------------------------------------------------
Business Address (Street) (City) (State) (Zip)
--------------------------------------------------------------------------------
Timothy O'Brien, (212) 754-4000, Vice President
--------------------------------------------------------------------------------
Name, Phone No., and Title of Person Duly Authorized to Submit This Report
ATTENTION
--------------------------------------------------------------------------------
Intentional misstatements or omissions of facts constitute Federal
Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
--------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City of New York and State of New York on the 14th day of
August, 2000.
DICKSTEIN PARTNERS INC.
------------------------------------------
(Name of Institutional Investment Manager)
/s/ Timothy O'Brien
------------------------------------------
Manual Signature of Person Duly Authorized
to Submit this Report
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filed (other than the one filing this report): (List
in alphabetical order.) 13F File Numbers will be assigned to Institutional
Investment Managers after they file their first report.
Name: 13F File No.: Name: 13F File No.:
----------------------------- ---------------- -------------- -------------
1. Dickstein & Co., L.P. 28-4218 6.
----------------------------- ---------------- -------------- -------------
2. Dickstein Partners, L.P. 28-4098 7.
----------------------------- ---------------- -------------- -------------
3. Mark Dickstein 28-4210 8.
----------------------------- ---------------- -------------- -------------
4. 9.
----------------------------- ---------------- -------------- -------------
5. 10.
----------------------------- ---------------- -------------- -------------
<PAGE>
<TABLE>
<CAPTION>
FORM 13F
--------------------------
(SEC USE ONLY)
Page 1 of 3 Name of Reporting Manager Dickstein Partners Inc.
-----------------------------------------------------------------------------------------------------------------------------------
Item 8:
Item 5: Item 6: Voting
Item 1: Item 2: Item 3: Item 4: Shares or Investment Discretion Item 7: (Shares)(b)Shared
Name of Issuer Title of CUSIP Fair Market Principal b) Shared- (c) Managers Authority
Class Number Value Amount (a)Sole As Defined Shared- See Instr.V (a) Sole (c)None
-----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Abercrombie & Fitch Co CL A 002896-20-7 1,141,875.00 90,000 X 1,2,3 X
126,875.00 10,000 X 3 X
-----------------------------------------------------------------------------------------------------------------------------------
AT & T Corp Com 001957-10-9 400,837.50 12,600 X 1,2,3 X
-----------------------------------------------------------------------------------------------------------------------------------
AT & T Corp Call 001957-90-9 1,113,437.50 35,000 (c) X 1,2,3 X
159,062.50 5,000 (c) X 3 X
------------------------------------------------------------------------------------------------------------------------------------
Active Software Inc Com 00504E-10-0 2,580,001.88 33,210 X 1,2,3 X
372,900.00 4,800 X 3 X
------------------------------------------------------------------------------------------------------------------------------------
BCE Inc Put 05534B-95-9 1,666,875.00 70,000 (p) X 1,2,3 X
238,125.00 10,000 (p) X 3 X
------------------------------------------------------------------------------------------------------------------------------------
Bestfoods Call 08658U-90-1 2,423,750.00 35,000 (c) X 1,2,3 X
346,250.00 5,000 (c) X 3 X
------------------------------------------------------------------------------------------------------------------------------------
Bristol-Myers Squibb Co Call 110122-90-8 3,495,000.00 60,000 (c) X 1,2,3 X
466,000.00 8,000 (c) X 3 X
------------------------------------------------------------------------------------------------------------------------------------
C-Cube Microsystems Inc new Com 12501N-10-8 2,100,000.00 105,000 X 1,2,3 X
300,000.00 15,000 X 3 X
------------------------------------------------------------------------------------------------------------------------------------
Columbia Energy Group Call 197648-90-8 10,893,750.00 166,000 (c) X 1,2,3 X
1,575,000.00 24,000 (c) X 3 X
------------------------------------------------------------------------------------------------------------------------------------
Comcast Corp Cl A SPL 200300-20-0 3,509,625.00 147,000 X 1,2,3 X
------------------------------------------------------------------------------------------------------------------------------------
Critical Path Inc Com 22674V-10-0 2,964,315.94 50,835 X 1,2,3 X
------------------------------------------------------------------------------------------------------------------------------------
Dominion Res Inc VA New Com 25746U-10-9 17,335,220.00 404,320 X 1,2,3 X
------------------------------------------------------------------------------------------------------------------------------------
Dun & Bradstreet Corp Del Call 26483B-90-6 1,001,875.00 35,000 (c) X 1,2,3 X
200,375.00 7,000 (c) X 3 X
------------------------------------------------------------------------------------------------------------------------------------
EMC Corp Mass Com 268648-10-2 2,657,812.50 35,000 X 1,2,3 X
379,687.50 5,000 X 2,3 X
------------------------------------------------------------------------------------------------------------------------------------
EMC Corp Mass Put 268648-95-2 2,657,812.50 35,000 (p) X 1,2,3 X
379,687.50 5,000 (p) X 2,3 X
------------------------------------------------------------------------------------------------------------------------------------
Edwards Lifesciences Corp Com 28176E-10-8 2,551,937.50 133,000 X 1,2,3 X
364,562.50 19,000 X 2,3 X
------------------------------------------------------------------------------------------------------------------------------------
Edwards Lifesciences Corp Call 28176E-90-8 2,469,431.25 128,700 (c) X 1,2,3 X
312,756.25 16,300 (c) X 2,3 X
------------------------------------------------------------------------------------------------------------------------------------
Edwards Lifesciences Corp Put 28176E-95-8 585,218.75 30,500 (p) X 1,2,3 X
86,343.75 4,500 (p) X 2,3 X
------------------------------------------------------------------------------------------------------------------------------------
Global Crossing Ltd Com G3921A-10-0 5,153,829.38 195,870 X 1,2,3 X
------------------------------------------------------------------------------------------------------------------------------------
Golden St Bancorp Inc Call 381197-90-2 1,917,325.00 108,400 (c) X 1,2,3 X
275,925.00 15,600 (c) X 3 X
------------------------------------------------------------------------------------------------------------------------------------
Ibis Technology Corp Call 450909-90-6 1,091,250.00 18,000 (c) X 1,2,3 X
121,250.00 2,000 (c) X 3 X
------------------------------------------------------------------------------------------------------------------------------------
Column Totals 75,415,979.69
------------------------------------------------------------------------------------------------------------------------------------
<PAGE>
Page 2 of 3 Name of Reporting Manager Dickstein Partners Inc.
-----------------------------------------------------------------------------------------------------------------------------------
Item 8:
Item 5: Item 6: Voting
Item 1: Item 2: Item 3: Item 4: Shares or Investment Discretion Item 7: (Shares)(b)Shared
Name of Issuer Title of CUSIP Fair Market Principal b) Shared- (c) Managers Authority
Class Number Value Amount (a)Sole As Defined Shared- See Instr.V (a) Sole (c)None
-----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Intel Corp Com 458140-10-0 243,000.00 36,000 X 1,2,3 X
267,000.00 4,000 X 3 X
------------------------------------------------------------------------------------------------------------------------------------
Intel Corp Put 458140-95-0 1,735,500.00 26,000 (p) X 1,2,3 X
267,000.00 4,000 (p) X 3 X
------------------------------------------------------------------------------------------------------------------------------------
Johnson & Johnson Com 478160-10-4 15,623,550.00 153,360 X 1,2,3 X
700,252.00 9,968 X 2,3 X
------------------------------------------------------------------------------------------------------------------------------------
Lucent Technologies Inc. Com 549463-10-7 27,710,100.00 475,200 X 1,2,3 X
1,912,080.00 30,840 X 2,3 X
------------------------------------------------------------------------------------------------------------------------------------
Laser Power Corp Com 51806K-10-4 312,000.00 64,000 X 1,2,3 X
46,312.50 9,500 X 3 X
------------------------------------------------------------------------------------------------------------------------------------
Microsoft Corp Com 594918-10-4 5,036,062.50 63,000 X 1,2,3 X
719,437.50 9,000 X 3 X
------------------------------------------------------------------------------------------------------------------------------------
Microsoft Corp Put 594918-95-4 5,036,062.50 63,000 (p) X 1,2,3 X
719,437.50 9,000 (p) X 3 X
------------------------------------------------------------------------------------------------------------------------------------
Nabisco Hldgs Corp Call 629526-90-4 16,075,500.00 306,200 (c) X 1,2,3 X
2,299,500.00 43,800 (c) X 3 X
------------------------------------------------------------------------------------------------------------------------------------
Nabisco Hldgs Corp Put 629526-95-4 2,388,750.00 45,500 (p) X 1,2,3 X
341,250.00 6,500 (p) X 3 X
------------------------------------------------------------------------------------------------------------------------------------
Nextlink Communications Inc Cl A 65333H-70-7 1,707,187.50 45,000 X 1,2,3 X
189,687.50 5,000 X 3 X
------------------------------------------------------------------------------------------------------------------------------------
Nextlink Communications Inc Put 65333H-95-7 599,412.50 15,800 (p) X 3 X
------------------------------------------------------------------------------------------------------------------------------------
Palm Inc Put 696642-95-7 1,109,625.00 33,000 (p) X 1,2,3 X
168,125.00 5,000 (p) X 3 X
------------------------------------------------------------------------------------------------------------------------------------
Philip Morris Cos Inc Call 718154-90-7 9,867,187.50 375,000 (c) X 1,2,3 X
1,184,062.50 45,000 (c) X 3 X
------------------------------------------------------------------------------------------------------------------------------------
Qwest Communications Intl InCall 749121-90-9 5,868,093.75 118,100 (c) X 1,2,3 X
790,031.25 15,900 (c) X 3 X
------------------------------------------------------------------------------------------------------------------------------------
Qwest Communications Intl InPut 749121-95-9 16,819,218.75 338,500 (p) X 1,2,3 X
2,409,843.75 48,500 (p) X 3 X
------------------------------------------------------------------------------------------------------------------------------------
Reynolds R J Tob Hldgs Inc Put 76182K-95-5 9,652,406.25 345,500 (p) X 1,2,3 X
1,313,062.50 47,000 (p) X 3 X
------------------------------------------------------------------------------------------------------------------------------------
Seagram LTD Com 811850-10-6 3,152,250.00 54,000 X 1,2,3 X
350,250.00 6,000 X 3 X
------------------------------------------------------------------------------------------------------------------------------------
Seagram LTD Call 811850-90-6 1,050,750.00 18,000 (c) X 1,2,3 X
116,750.00 2,000 (c) X 3 X
------------------------------------------------------------------------------------------------------------------------------------
Southdown Inc Com 841297-10-4 1,828,968.75 31,500 X 1,2,3 X
261,281.25 4,500 X 3 X
------------------------------------------------------------------------------------------------------------------------------------
Sprint Corp Call 852061-90-0 1,377,000.00 27,000 (c) X 1,2,3 X
153,000.00 3,000 (c) X 3 X
------------------------------------------------------------------------------------------------------------------------------------
Telecomunicacoes Spon Adr
De Sao Paulo Pfd 87929A-10-2 12,349,251.88 654,265 X 1,2,3 X
1,763,359.13 93,423 X 3 X
------------------------------------------------------------------------------------------------------------------------------------
Tyco Intl. Ltd new Call 902124-90-6 135,000.00 18,000 X 1,2,3 X
15,000.00 2,000 X 3 X
------------------------------------------------------------------------------------------------------------------------------------
US Airways Group Inc Put 911905-95-7 358,312.50 9,000 (p) X 1,2,3 X
39,812.50 1,000 (p) X 3 X
------------------------------------------------------------------------------------------------------------------------------------
Column Totals 156,061,724.25
------------------------------------------------------------------------------------------------------------------------------------
<PAGE>
Page 3 of 3 Name of Reporting Manager Dickstein Partners Inc.
-----------------------------------------------------------------------------------------------------------------------------------
Item 8:
Item 5: Item 6: Voting
Item 1: Item 2: Item 3: Item 4: Shares or Investment Discretion Item 7: (Shares)(b)Shared
Name of Issuer Title of CUSIP Fair Market Principal b) Shared- (c) Managers Authority
Class Number Value Amount (a)Sole As Defined Shared- See Instr.V (a) Sole (c)None
-----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
US West Inc New Com 91273H-10-1 16,362,500.00 192,500 X 1,2,3 X
2,337,500.00 27,500 X 3 X
------------------------------------------------------------------------------------------------------------------------------------
US West Inc New Call 91273H-90-1 19,337,500.00 227,500 (c) X 1,2,3 X
2,762,500.00 32,500 (c) X 3 X
------------------------------------------------------------------------------------------------------------------------------------
Verio Inc Com 923433-10-6 14,985,000.00 270,000 X 1,2,3 X
1,665,000.00 30,000 X 3 X
------------------------------------------------------------------------------------------------------------------------------------
Vector Group Ltd Com 92240M-10-8 337,500.00 22,500 X 1,2,3 X
37,500.00 2,500 X 3 X
------------------------------------------------------------------------------------------------------------------------------------
Vodafone Airtouch PLC Sponsored
ADR 92857T-10-7 24,120,185.75 577,729 X 1,2,3 X
3,583,781.25 64,500 X 2,3 X
------------------------------------------------------------------------------------------------------------------------------------
Voicestream Wireless Corp Com 928615-10-3 4,433,542.50 38,138 X 1,2,3 X
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
Column Totals 89,962,509.50
------------------------------------------------------------------------------------------------------------------------------------
Aggregate Totals 321,440,213.44
------------------------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended June 30, 2000.
--------------------------------------------------------------------------------
(Please read instructions before preparing form.)
--------------------------------------------------------------------------------
If amended report check here: |_|
Dickstein & Co., L.P.
--------------------------------------------------------------------------------
Name of Institutional Investment Manager
660 Madison Avenue, 16th Floor New York, New York 10021
--------------------------------------------------------------------------------
Business Address (Street) (City) (State) (Zip)
--------------------------------------------------------------------------------
Timothy O'Brien, (212) 754-4000, Vice President of Dickstein Partners Inc., the
general partner of the general partner of Dickstein & Co., L.P.
--------------------------------------------------------------------------------
Name, Phone No., and Title of Person Duly Authorized to Submit This Report
ATTENTION
--------------------------------------------------------------------------------
Intentional misstatements or omissions of facts constitute Federal
Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
--------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City of New York and State of New York on the 14th day of
August, 2000.
DICKSTEIN & CO., L.P.
------------------------------------------
(Name of Institutional Investment Manager)
/s/ Timothy O'Brien
------------------------------------------
Manual Signature of Person Duly Authorized
to Submit this Report
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filed (other than the one filing this report): (List
in alphabetical order.) 13F File Numbers will be assigned to Institutional
Investment Managers after they file their first report.
Name: 13F File No.: Name: 13F File No.:
----------------------------- ---------------- -------------- -------------
1. 6.
----------------------------- ---------------- -------------- -------------
2. 7.
----------------------------- ---------------- -------------- -------------
3. 8.
----------------------------- ---------------- -------------- -------------
4. 9.
----------------------------- ---------------- -------------- -------------
5. 10.
----------------------------- ---------------- -------------- -------------
Pursuant to General Instruction B to Form 13F, the securities over which
Dickstein & Co., L.P. exercises investment discretion are reported on its behalf
on the Form 13F, of even date, filed by Dickstein Partners Inc.
<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended June 30, 2000.
--------------------------------------------------------------------------------
(Please read instructions before preparing form.)
--------------------------------------------------------------------------------
If amended report check here: |_|
Dickstein Partners, L.P.
--------------------------------------------------------------------------------
Name of Institutional Investment Manager
660 Madison Avenue, 16th Floor New York, New York 10021
--------------------------------------------------------------------------------
Business Address (Street) (City) (State) (Zip)
--------------------------------------------------------------------------------
Timothy O'Brien, (212) 754-4000, VP of Dickstein Partners Inc., the general
partner of Dickstein Partners, L.P.
--------------------------------------------------------------------------------
Name, Phone No., and Title of Person Duly Authorized to Submit This Report
ATTENTION
--------------------------------------------------------------------------------
Intentional misstatements or omissions of facts constitute Federal
Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
--------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City of New York and State of New York on the 14th day of
August, 2000.
DICKSTEIN PARTNERS, L.P.
------------------------------------------
(Name of Institutional Investment Manager)
/s/ Timothy O'Brien
------------------------------------------
Manual Signature of Person Duly Authorized
to Submit this Report
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filed (other than the one filing this report): (List
in alphabetical order.) 13F File Numbers will be assigned to Institutional
Investment Managers after they file their first report.
Name: 13F File No.: Name: 13F File No.:
----------------------------- ---------------- -------------- -------------
1. 6.
----------------------------- ---------------- -------------- -------------
2. 7.
----------------------------- ---------------- -------------- -------------
3. 8.
----------------------------- ---------------- -------------- -------------
4. 9.
----------------------------- ---------------- -------------- -------------
5. 10.
----------------------------- ---------------- -------------- -------------
Pursuant to General Instruction B to Form 13F, the securities over which
Dickstein Partners, L.P. exercises investment discretion are reported on its
behalf on the Form 13F, of even date, filed by Dickstein Partners Inc.
<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended June 30, 2000.
--------------------------------------------------------------------------------
(Please read instructions before preparing form.)
--------------------------------------------------------------------------------
If amended report check here: |_|
Mark Dickstein
--------------------------------------------------------------------------------
Name of Institutional Investment Manager
660 Madison Avenue, 16th Floor New York, New York 10021
--------------------------------------------------------------------------------
Business Address (Street) (City) (State) (Zip)
--------------------------------------------------------------------------------
Mark Dickstein, (212) 754-4000,
--------------------------------------------------------------------------------
Name, Phone No., and Title of Person Duly Authorized to Submit This Report
ATTENTION
--------------------------------------------------------------------------------
Intentional misstatements or omissions of facts constitute Federal
Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
--------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City of New York and State of New York on the 14th day of
August, 2000.
MARK DICKSTEIN
------------------------------------------
(Name of Institutional Investment Manager)
/s/ Mark Dickstein
------------------------------------------
Manual Signature of Person Duly Authorized
to Submit this Report
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filed (other than the one filing this report): (List
in alphabetical order.) 13F File Numbers will be assigned to Institutional
Investment Managers after they file their first report.
Name: 13F File No.: Name: 13F File No.:
----------------------------- ---------------- -------------- -------------
1. 6.
----------------------------- ---------------- -------------- -------------
2. 7.
----------------------------- ---------------- -------------- -------------
3. 8.
----------------------------- ---------------- -------------- -------------
4. 9.
----------------------------- ---------------- -------------- -------------
5. 10.
----------------------------- ---------------- -------------- -------------
Pursuant to General Instruction B to Form 13F, the securities over which Mark
Dickstein exercises investment discretion are reported on his behalf on the Form
13F, of even date, filed by Dickstein Partners Inc.
