UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended September 30, 2000.
--------------------------------------------------------------------------------
(Please read instructions before preparing form.)
--------------------------------------------------------------------------------
If amended report check here: |_|
Dickstein Partners Inc.
--------------------------------------------------------------------------------
Name of Institutional Investment Manager
660 Madison Avenue, 16th Floor New York New York 10021
--------------------------------------------------------------------------------
Business Address (Street) (City) (State) (Zip)
--------------------------------------------------------------------------------
Timothy O'Brien, (212) 754-4000, Vice President
--------------------------------------------------------------------------------
Name, Phone No., and Title of Person Duly Authorized to Submit This Report
ATTENTION
--------------------------------------------------------------------------------
Intentional misstatements or omissions of facts constitute Federal
Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
--------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City of New York and State of New York on the 14th day of
November, 2000.
DICKSTEIN PARTNERS INC.
------------------------------------------
(Name of Institutional Investment Manager)
/s/ Timothy O'Brien
------------------------------------------
Manual Signature of Person Duly Authorized
to Submit this Report
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filed (other than the one filing this report): (List
in alphabetical order.) 13F File Numbers will be assigned to Institutional
Investment Managers after they file their first report.
Name: 13F File No.: Name: 13F File No.:
----------------------------- ---------------- -------------- -------------
1. Dickstein & Co., L.P. 28-4218 6.
----------------------------- ---------------- -------------- -------------
2. Dickstein Partners, L.P. 28-4098 7.
----------------------------- ---------------- -------------- -------------
3. Mark Dickstein 28-4210 8.
----------------------------- ---------------- -------------- -------------
4. 9.
----------------------------- ---------------- -------------- -------------
5. 10.
----------------------------- ---------------- -------------- -------------
<PAGE>
<TABLE>
<CAPTION>
FORM 13F
--------------------------
(SEC USE ONLY)
Page 1 of 3 Name of Reporting Manager Dickstein Partners Inc.
-----------------------------------------------------------------------------------------------------------------------------------
Item 8:
Item 5: Item 6: Voting
Item 1: Item 2: Item 3: Item 4: Shares or Investment Discretion Item 7: (Shares)(b)Shared
Name of Issuer Title of CUSIP Fair Market Principal b) Shared- (c) Managers Authority
Class Number Value Amount (a)Sole As Defined Shared- See Instr.V (a) Sole (c)None
-----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
AT & T CDA Inc DEPS RCPT 00207Q-20-2 1,643,625.00 54,000 X 1,2,3 X
CL 182,625.00 6,000 X 3 X
---------------------------------------------------------------------------------------------------------------------------------
AT & T Corp Com 001957-10-9 8,178,187.50 279,000 X 1,2,3 X
908,687.50 31,000 X 3 X
---------------------------------------------------------------------------------------------------------------------------------
AT & T Corp Put 001957-95-9 7,914,375.00 270,000 (p) X 1,2,3 X
879,375.00 30,000 (p) X 3 X
---------------------------------------------------------------------------------------------------------------------------------
AXA Finl Inc Com 002451-10-2 13,753,125.00 270,000 X 1,2,3 X
1,528,125.00 30,000 X 3 X
---------------------------------------------------------------------------------------------------------------------------------
Agritope Inc Del Com 00855D-10-7 596,625.00 64,500 X 1,2,3 X
592,000.00 64,000 X 3 X
---------------------------------------------------------------------------------------------------------------------------------
Amazon Com Inc Put 023135-95-6 518,906.25 13,500 (p) X 1,2,3 X
57,656.25 1,500 (p) X 3 X
---------------------------------------------------------------------------------------------------------------------------------
Associates First Cl A 046008-10-8 343,125.00 9,000 X 1,2,3 X
Cap Corp 38,125.00 1,000 X 3 X
---------------------------------------------------------------------------------------------------------------------------------
Bear Stearns Cos Inc Com 073902-10-8 634,218.75 9,900 X 1,2,3 X
70,468.75 1,100 X 3 X
---------------------------------------------------------------------------------------------------------------------------------
Bestfoods Com 08658U-10-1 32,737,500.00 450,000 X 1,2,3 X
3,637,500.00 50,000 X 3 X
---------------------------------------------------------------------------------------------------------------------------------
Bristol-Myers Squibb Co Call 110122-90-8 2,070,000.00 36,000 (c) X 1,2,3 X
230,000.00 4,000 (c) X 3 X
---------------------------------------------------------------------------------------------------------------------------------
C-Cube Microsystems Inc Com 12501N-10-8 2,567,250.00 126,000 X 1,2,3 X
New 285,250.00 14,000 X 3 X
---------------------------------------------------------------------------------------------------------------------------------
Citigroup Inc Call 172967-90-1 1,946,250.00 36,000 (c) X 1,2,3 X
216,250.00 4,000 (c) X 3 X
---------------------------------------------------------------------------------------------------------------------------------
Columbia Energy Group Com 197648-10-8 9,610,312.50 135,000 X 1,2,3 X
1,067,812.50 15,000 X 3 X
---------------------------------------------------------------------------------------------------------------------------------
Columbia Energy Group Call 197648-90-8 11,532,375.00 162,000 (c) X 1,2,3 X
1,281,375.00 18,000 (c) X 3 X
---------------------------------------------------------------------------------------------------------------------------------
Comcast Corp Cl A SPL 200300-20-0 6,017,812.50 147,000 X 1,2,3 X
---------------------------------------------------------------------------------------------------------------------------------
Critical Path Inc Com 22674V-10-0 3,088,226.25 50,835 X 1,2,3 X
---------------------------------------------------------------------------------------------------------------------------------
Cyberonics Inc Com 23251P-10-2 192,937.50 9,000 X 1,2,3 X
21,437.50 1,000 X 3 X
---------------------------------------------------------------------------------------------------------------------------------
Dominion Res Inc VA Com 25746U-10-9 23,677,990.00 404,320 X 1,2,3 X
New
---------------------------------------------------------------------------------------------------------------------------------
EMC Corp Mass Com 268648-10-2 2,688,187.50 27,000 X 1,2,3 X
298,687.50 3,000 X 3 X
---------------------------------------------------------------------------------------------------------------------------------
EMC Corp Mass Call 268648-90-2 1,344,093.75 13,500 (c) X 1,2,3 X
149,343.75 1,500 (c) X 3 X
---------------------------------------------------------------------------------------------------------------------------------
EMC Corp Mass Put 268648-95-2 2,688,187.50 27,000 (p) X 1,2,3 X
298,687.50 3,000 (p) X 3 X
---------------------------------------------------------------------------------------------------------------------------------
Edwards Lifesciences Com 28176E-95-8 1,583,400.00 72,800 X 1,2,3 X
Corp
---------------------------------------------------------------------------------------------------------------------------------
Edwards Lifesciences Call 28176E-90-8 326,250.00 15,000 (c) X 1,2,3 X
Corp 504,600.00 23,200 (c) X 3 X
---------------------------------------------------------------------------------------------------------------------------------
Column Totals 147,900,966.25
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
Page 2 of 3 Name of Reporting Manager Dickstein Partners Inc.
-----------------------------------------------------------------------------------------------------------------------------------
Item 8:
Item 5: Item 6: Voting
Item 1: Item 2: Item 3: Item 4: Shares or Investment Discretion Item 7: (Shares)(b)Shared
Name of Issuer Title of CUSIP Fair Market Principal b) Shared- (c) Managers Authority
Class Number Value Amount (a)Sole As Defined Shared- See Instr.V (a) Sole (c)None
-----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
---------------------------------------------------------------------------------------------------------------------------------
Elder Beerman Stores Com 284470-10-1 67,500.00 15,000 X 1,2,3 X
Corp New 450,000.00 100,000 X 3 X
---------------------------------------------------------------------------------------------------------------------------------
Federal Natl Mtg Assn Call 313586-90-9 1,287,000.00 18,000 (c) X 1,2,3 X
143,000.00 2,000 (c) X 3 X
---------------------------------------------------------------------------------------------------------------------------------
Fort James Corp Com 347471-10-4 9,077,062.50 297,000 X 1,2,3 X
1,008,562.50 33,000 X 3 X
---------------------------------------------------------------------------------------------------------------------------------
General Mtrs Corp Call 370442-90-2 669,240.00 18,000 (c) X 1,2,3 X
74,360.00 2,000 (c) X 3 X
---------------------------------------------------------------------------------------------------------------------------------
Global Crossing Ltd Com G3921A-10-0 6,243,356.25 195,870 X 1,2,3 X
---------------------------------------------------------------------------------------------------------------------------------
Georgia Pac Corp Call 373298-90-8 636,750.00 36,000 (c) X 1,2,3 X
70,750.00 4,000 (c) X 3 X
---------------------------------------------------------------------------------------------------------------------------------
Golden St Bancorp Inc Call 381197-90-2 2,558,250.00 108,000 (c) X 1,2,3 X
284,250.00 12,000 (c) X 3 X
---------------------------------------------------------------------------------------------------------------------------------
Hilfiger Tommy Corp Ord G8915Z-10-2 606,375.00 63,000 X 1,2,3 X
67,375.00 7,000 X 3 X
---------------------------------------------------------------------------------------------------------------------------------
Ibis Technology Corp Call 450909-90-6 326,812.50 9,000 (c) X 1,2,3 X
36,312.50 1,000 (c) X 3 X
---------------------------------------------------------------------------------------------------------------------------------
Ibis Technology Corp Put 450909-95-6 424,856.25 11,700 (p) X 1,2,3 X
47,206.25 1,300 (p) X 3 X
---------------------------------------------------------------------------------------------------------------------------------
Intel Corp Call 458140-90-0 743,625.00 18,000 (c) X 1,2,3 X
82,625.00 2,000 (c) X 3 X
---------------------------------------------------------------------------------------------------------------------------------
Kmart Corp Put 482584-95-9 1,636,875.00 270,000 (p) X 1,2,3 X
181,875.00 30,000 (p) X 3 X
---------------------------------------------------------------------------------------------------------------------------------
Mallinckrodt Inc New Com 561232-10-9 10,251,562.50 225,000 X 1,2,3 X
1,139,062.50 25,000 X 3 X
---------------------------------------------------------------------------------------------------------------------------------
Mitchell Energy & Dev Call 606592-90-2 1,258,875.00 27,000 (c) X 1,2,3 X
Corp 139,875.00 3,000 (c) X 3 X
---------------------------------------------------------------------------------------------------------------------------------
Nabisco Group Hldgs Com 62952P-10-2 3,839,062.50 135,000 X 1,2,3 X
Corp 426,562.50 15,000 X 3 X
---------------------------------------------------------------------------------------------------------------------------------
Nextlink Communications l A 5333H-70-7 66,787,062.50 192,200 X 3 X
Inc
---------------------------------------------------------------------------------------------------------------------------------
Pfizer Inc Com 717081-10-3 14,042,968.75 312,500 X 3 X
---------------------------------------------------------------------------------------------------------------------------------
Philip Morris Cos Inc Call 718154-90-7 6,623,437.50 225,000 (c) X 1,2,3 X
735,937.50 25,000 (c) X 3 X
---------------------------------------------------------------------------------------------------------------------------------
Qwest Communications Com 749121-10-9 20,584,880.38 428,294 X 3 X
Intl Inc
---------------------------------------------------------------------------------------------------------------------------------
Radiologix Inc Com 75040K-10-9 385,200.00 64,200 X 1,2,3 X
41,400.00 6,900 X 3 X
---------------------------------------------------------------------------------------------------------------------------------
SDL Inc Com 784076-10-1 6,690,600.00 21,600 X 1,2,3 X
743,400.00 2,400 X 3 X
---------------------------------------------------------------------------------------------------------------------------------
Seagate Technology Com 811804-10-3 3,437,500.00 50,000 X 3 X
---------------------------------------------------------------------------------------------------------------------------------
Column Totals 103,851,405.38
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
Page 3 of 3 Name of Reporting Manager Dickstein Partners Inc.
-----------------------------------------------------------------------------------------------------------------------------------
Item 8:
Item 5: Item 6: Voting
Item 1: Item 2: Item 3: Item 4: Shares or Investment Discretion Item 7: (Shares)(b)Shared
Name of Issuer Title of CUSIP Fair Market Principal b) Shared- (c) Managers Authority
Class Number Value Amount (a)Sole As Defined Shared- See Instr.V (a) Sole (c)None
-----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
---------------------------------------------------------------------------------------------------------------------------------
Seagram LTD Com 811850-10-6 7,799,718.75 135,500 X 1,2,3 X
978,562.50 17,000 X 3 X
---------------------------------------------------------------------------------------------------------------------------------
Seagram LTD Call 811850-90-6 1,554,187.50 27,000 (c) X 1,2,3 X
195,712.50 3,400 (c) X 3 X
---------------------------------------------------------------------------------------------------------------------------------
Sun Microsystems Inc Call 866810-90-4 1,050,750.00 9,000 (c) X 1,2,3 X
116,750.00 1,000 (c) X 3 X
---------------------------------------------------------------------------------------------------------------------------------
United Asset Mgmt Corp Com 909420-10-1 2,250,000.00 90,000 X 1,2,3 X
250,000.00 10,000 X 3 X
---------------------------------------------------------------------------------------------------------------------------------
Voicestream Wireless Com 928615-10-3 10,722,559.75 92,138 X 1,2,3 X
Corp 698,250.00 6,000 X 3 X
---------------------------------------------------------------------------------------------------------------------------------
Ziff-Davis Inc Com Zd 989511-10-0 1,027,968.75 127,500 X 1,2,3 X
---------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
Column Totals 26,644,459.75
------------------------------------------------------------------------------------------------------------------------------------
Aggregate Totals 278,396,831.38
------------------------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended September 30, 2000.
--------------------------------------------------------------------------------
(Please read instructions before preparing form.)
--------------------------------------------------------------------------------
If amended report check here: |_|
Dickstein & Co., L.P.
--------------------------------------------------------------------------------
Name of Institutional Investment Manager
660 Madison Avenue, 16th Floor New York, New York 10021
--------------------------------------------------------------------------------
Business Address (Street) (City) (State) (Zip)
--------------------------------------------------------------------------------
Timothy O'Brien, (212) 754-4000, Vice President of Dickstein Partners Inc., the
general partner of the general partner of Dickstein & Co., L.P.
--------------------------------------------------------------------------------
Name, Phone No., and Title of Person Duly Authorized to Submit This Report
ATTENTION
--------------------------------------------------------------------------------
Intentional misstatements or omissions of facts constitute Federal
Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
--------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City of New York and State of New York on the 14th day of
November, 2000.
DICKSTEIN & CO., L.P.
------------------------------------------
(Name of Institutional Investment Manager)
/s/ Timothy O'Brien
------------------------------------------
Manual Signature of Person Duly Authorized
to Submit this Report
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filed (other than the one filing this report): (List
in alphabetical order.) 13F File Numbers will be assigned to Institutional
Investment Managers after they file their first report.
Name: 13F File No.: Name: 13F File No.:
----------------------------- ---------------- -------------- -------------
1. 6.
----------------------------- ---------------- -------------- -------------
2. 7.
----------------------------- ---------------- -------------- -------------
3. 8.
----------------------------- ---------------- -------------- -------------
4. 9.
----------------------------- ---------------- -------------- -------------
5. 10.
----------------------------- ---------------- -------------- -------------
Pursuant to General Instruction B to Form 13F, the securities over which
Dickstein & Co., L.P. exercises investment discretion are reported on its behalf
on the Form 13F, of even date, filed by Dickstein Partners Inc.
<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended September 30, 2000.
--------------------------------------------------------------------------------
(Please read instructions before preparing form.)
--------------------------------------------------------------------------------
If amended report check here: |_|
Dickstein Partners, L.P.
--------------------------------------------------------------------------------
Name of Institutional Investment Manager
660 Madison Avenue, 16th Floor New York, New York 10021
--------------------------------------------------------------------------------
Business Address (Street) (City) (State) (Zip)
--------------------------------------------------------------------------------
Timothy O'Brien, (212) 754-4000, VP of Dickstein Partners Inc., the general
partner of Dickstein Partners, L.P.
--------------------------------------------------------------------------------
Name, Phone No., and Title of Person Duly Authorized to Submit This Report
ATTENTION
--------------------------------------------------------------------------------
Intentional misstatements or omissions of facts constitute Federal
Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
--------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City of New York and State of New York on the 14th day of
November, 2000.
DICKSTEIN PARTNERS, L.P.
------------------------------------------
(Name of Institutional Investment Manager)
/s/ Timothy O'Brien
------------------------------------------
Manual Signature of Person Duly Authorized
to Submit this Report
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filed (other than the one filing this report): (List
in alphabetical order.) 13F File Numbers will be assigned to Institutional
Investment Managers after they file their first report.
Name: 13F File No.: Name: 13F File No.:
----------------------------- ---------------- -------------- -------------
1. 6.
----------------------------- ---------------- -------------- -------------
2. 7.
----------------------------- ---------------- -------------- -------------
3. 8.
----------------------------- ---------------- -------------- -------------
4. 9.
----------------------------- ---------------- -------------- -------------
5. 10.
----------------------------- ---------------- -------------- -------------
Pursuant to General Instruction B to Form 13F, the securities over which
Dickstein Partners, L.P. exercises investment discretion are reported on its
behalf on the Form 13F, of even date, filed by Dickstein Partners Inc.
<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended September 30, 2000.
--------------------------------------------------------------------------------
(Please read instructions before preparing form.)
--------------------------------------------------------------------------------
If amended report check here: |_|
Mark Dickstein
--------------------------------------------------------------------------------
Name of Institutional Investment Manager
660 Madison Avenue, 16th Floor New York, New York 10021
--------------------------------------------------------------------------------
Business Address (Street) (City) (State) (Zip)
--------------------------------------------------------------------------------
Mark Dickstein, (212) 754-4000,
--------------------------------------------------------------------------------
Name, Phone No., and Title of Person Duly Authorized to Submit This Report
ATTENTION
--------------------------------------------------------------------------------
Intentional misstatements or omissions of facts constitute Federal
Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
--------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City of New York and State of New York on the 14th day of
November, 2000.
MARK DICKSTEIN
------------------------------------------
(Name of Institutional Investment Manager)
/s/ Mark Dickstein
------------------------------------------
Manual Signature of Person Duly Authorized
to Submit this Report
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filed (other than the one filing this report): (List
in alphabetical order.) 13F File Numbers will be assigned to Institutional
Investment Managers after they file their first report.
Name: 13F File No.: Name: 13F File No.:
----------------------------- ---------------- -------------- -------------
1. 6.
----------------------------- ---------------- -------------- -------------
2. 7.
----------------------------- ---------------- -------------- -------------
3. 8.
----------------------------- ---------------- -------------- -------------
4. 9.
----------------------------- ---------------- -------------- -------------
5. 10.
----------------------------- ---------------- -------------- -------------
Pursuant to General Instruction B to Form 13F, the securities over which Mark
Dickstein exercises investment discretion are reported on his behalf on the Form
13F, of even date, filed by Dickstein Partners Inc.
