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U.S. SECURITIES & EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 24F-2
Annual Notice of Securities Sold
Pursuant to Rule 24f-2
1 Name and address of issuer: FUNDS IV Trust
237 Park Avenue
New York, NY 10017
2 Name of each series or class of funds for which this notice is filed:
<TABLE>
<S> <C>
The U.S. Treasury Reserve Money Market Fund The Value Stock Appreciation Fund
The Cash Reserve Money Market Fund The U.S. Intermediate Tax Exempt Fund
The Short-Term Treasury Income Fund The Kansas Intermediate Tax Exempt Fund
The Stock Appreciation Fund The International Equity Fund
</TABLE>
3 Investment Company Act File Number: 811-8496
Securities Act File Number: 33-78420
4 Last day of fiscal year for which this notice is filed: October 18, 1996
5 Check box if this notice is being filed more than 180 days after the close
of issuer's fiscal year for purposes of reporting securities sold after the
close of the fiscal year but before termination of the issuer's 24f-2
declaration
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6 Date of termination of issuer's declaration under rule 24f-2(a)(1), if
applicable: Not applicable
7 Number and amount of securities of the same class or series which had been
registered under the Securities Act of 1933 other than pursuant to rule
24f-2 in a prior fiscal year, but which remained unsold at the beginning of
the fiscal year:
None
8 Number and amount of securities registered during the fiscal year other than
pursuant to rule 24f-2:
None
9 Number and aggregate sale price of securities sold during the fiscal year:
<TABLE>
<CAPTION>
Shares Amount
------ ------
<S> <C> <C>
The U.S. Treasury Reserve Money Market Fund -- --
The Cash Reserve Money Market Fund 137,972,850 $137,972,850
The Short-Term Treasury Income Fund 37,900 380,612
The Stock Appreciation Fund 1,262,601 16,667,627
The Value Stock Appreciation Fund 79,135 1,001,612
The U.S. Intermediate Tax Exempt Fund -- --
The Kansas Intermediate Tax Exempt Fund -- --
The International Equity Fund -- --
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139,352,486 $156,022,701
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</TABLE>
On October 18, 1996, pursuant to an Agreement and Plan of Reorganization dated
May 21, 1996 and Rule 24f-2(b)(3)(ii), Pilot Growth Fund assumed the
obligations, fees, and redemption credits incurred pursuant to Rules 24f-2 and
24e-2 by the Aggressive Stock Appreciation Fund, and Pilot Diversified Bond
Income Fund assumed the obligations, fees, and redemption credits incurred
pursuant to Rules 24f-2 and 24e-2 by the Bond Income Fund and the Intermediate
Bond Income Fund. Pilot Growth Fund and Pilot Diversified Bond Income Fund are
series of The Pilot Funds (Securities Act File No. 2-78440 and Investment
Company Act File No. 811-03517). Purchase, redemption, and dividend
reinvestment activity for the Aggressive Stock Appreciation Fund, the Bond
Income Fund and the Intermediate Bond Income Fund which would otherwise appear
on this Form will therefore be reflected in The Pilot Funds' annual notice
pursuant to Rule 24f-2 filed for the fiscal year ending August 31, 1997.
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10 Number and aggregate sale price of securities sold during the fiscal year in
reliance upon registration pursuant to rule 24f-2:
<TABLE>
<S> <C> <C>
FUNDS IV Trust 139,352,486 $156,022,701
</TABLE>
11 Number and aggregate sale price of securities issued during the fiscal year
in connection with dividend reinvestment plans, if applicable:
<TABLE>
<S> <C> <C>
The U.S. Treasury Reserve Money Market Fund -- --
The Cash Reserve Money Market Fund 2,684 $2,684
The Short-Term Treasury Income Fund 12,662 127,323
The Stock Appreciation Fund 2,115,045 23,950,230
The Value Stock Appreciation Fund 222,939 2,610,619
The U.S. Intermediate Tax Exempt Fund -- --
The Kansas Intermediate Tax Exempt Fund -- --
The International Equity Fund -- --
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2,353,330 $26,690,856
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</TABLE>
12 Calculation of registration fee:
<TABLE>
<S> <C>
(i) Aggregate sale price of securities sold during the
fiscal year in reliance on rule 24f-2 (from item 10) $156,022,701
(ii) Aggregate price of shares issued in connection
with dividend reinvestment plans (from item 11, if
applicable): 26,690,856
(iii)Aggregate price of shares redeemed or
repurchased during the fiscal year (if applicable): 658,290,849
(iv) Aggregate price of shares redeemed or
repurchased and previously applied as a reduction to
filing fees pursuant to rule 24e-2 (if applicable): 0
(v) Net aggregate price of securities sold and issued
during the fiscal year in reliance on rule 24f-2 (line
(i), plus line (ii), less line (iii), plus line (iv): (475,577,292)
(vi) Multiplier prescribed by Section 6(b) of the
Securities Act of 1933 or other applicable law or
regulation 1/33rd of 1%
(vii) Fee due (line (i) or line (v) multiplied by line (vi)): 0.00
13 Check box if fees are being remitted to the
Commission's lockbox depository as described in
section 3a of the Commission's Rules of Informal
and Other Procedures (17 CRF 202.3a):
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Date of mailing or wire transfer of filing fees
to the Commission's lockbox depository:
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</TABLE>
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SIGNATURES
This report has been signed below by the following persons on behalf of the
issuer and in the capacities and on the dates indicated:
By (Signature and Title) /s/ Donald E. Brostrom
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Donald E. Brostrom, Treasurer
Date December 16, 1996
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[BAKER & MCKENZIE LETTERHEAD]
December 11, 1996
FUNDS IV Trust
237 Park Avenue
New York, New York 10017
Dear Sirs:
We refer to the Rule 24f-2 Notice (the "Rule 24f-2 Notice") with
respect to Post-Effective Amendment No. 4 (the "Post-Effective Amendment") to
the Registration Statement on Form N-1A relating to the shares of beneficial
interest, par value $1.00 per share, of FUNDS IV Trust, a Delaware business
trust (the "Trust"). The Post-Effective Amendment registered an indefinite
number of shares of beneficial interest of the Trust pursuant to Rule 24f-2
under the Investment Company Act of 1940, as amended. The Rule 24f-2 Notice
makes definite the number of shares of beneficial interest of the Trust sold
that were so registered under the Post-Effective Amendment.
We have examined and relied upon copies of the Post-Effective
Amendment and the Rule 24f-2 Notice and have examined and relied upon
originals, or copies certified to our satisfaction, of such corporate records,
documents, certificates and other instruments as in our judgment are necessary
or appropriate to enable us to render the opinion set forth below.
Based on the foregoing, we are of the opinion that the shares of
beneficial interest of the Trust, the registration of which the Rule 24f-2
Notice makes definite in number, were duly authorized, legally issued, fully
paid and nonassessable.
We hereby consent to the use of this opinion in connection with the
filing of the Rule 24f-2 Notice. In giving such consent, we do not thereby
admit that we come within the
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BAKER & MCKENZIE
FUNDS IV TRUST
December 11, 1996
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category of persons whose consent is required under section 7 of the
Securities Act of 1933, as amended, or the rules and regulations of the
Securities and Exchange Commission thereunder.
Very truly yours,
/s/ BAKER & MCKENZIE
