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THIS DOCUMENT IS A COPY OF THE SCHEDULE 13G FILED ON
FEBRUARY 18, 1997 PURSUANT TO A RULE 201
TEMPORARY HARDSHIP EXEMPTION.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. 1)*
THE UNIMARK GROUP, INC.
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(Name of Issuer)
Common Stock, par value $.01 per share
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(Title of Class of Securities)
904789 10 4
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(CUSIP Number)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities,
and for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
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CUSIP No. 904789 10 4
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Rafael Vaquero Bazan
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) / /
(b) / /
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
Mexico
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5 SOLE VOTING POWER
NUMBER OF
226,236
SHARES -------------------------------------------------
6 SHARED VOTING POWER
BENEFICIALLY
OWNED BY N/A
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EACH 7 SOLE DISPOSITIVE POWER
REPORTING
226,236
PERSON ------------------------------------------------
8 SHARED DISPOSITIVE POWER
WITH
N/A
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9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
226,236
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10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
[Not applicable]
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11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
2.65%
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12 TYPE OF REPORTING PERSON*
IN
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ITEM 1.
(a) NAME OF ISSUER:
THE UNIMARK GROUP, INC.
(b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES:
The UniMark House
124 McMakin Road
Bartonville, Texas 75226
ITEM 2.
(a) NAME OF PERSON FILING:
Rafael Vaquero Bazan
(b) ADDRESS OF PRINCIPAL BUSINESS OFFICE:
Industrias Citricolas de S.A. de C.V.
Montemorelos, Mexico
(c) CITIZENSHIP:
Mexico
(d) TITLE OF CLASS OF SECURITIES:
Common Stock, par value $.01 per share
(e) CUSIP NUMBER:
904789 10 4
ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(b), or 13d-2(b),
CHECK WHETHER THE PERSON FILING IS A:
(a) [ ] Broker or Dealer registered under section 15 of the Act
(b) [ ] Bank as defined in section 3(a)(6) of the Act
(c) [ ] Insurance Company as defined in section 3(a)(19) of the Act
(d) [ ] Investment Company registered under section 8 of the
Investment Company Act
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(e) [ ] Investment Adviser registered under section 203 of the
Investment Advisers Act of 1940
(f) [ ] Employee Benefit Plan, Pension Fund which is subject to
the provisions of the Employee Retirement Income Security
Act of 1974 or Endowment Fund: see Section
240.13d-1(b)(1)(ii)(F)
(g) [ ] Parent Holding Company, in accordance with Section
240.13d-1(b)(1)(ii)(G) (Note: See Item 7)
(h) [ ] Group, in accordance with Section
240.13d-13d-1(b)(1)(ii)(H)
N/A
ITEM 4. OWNERSHIP:
(a) AMOUNT BENEFICIALLY OWNED: 226,236
(b) PERCENT OF CLASS: 2.65%
(c) NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS:
(i) SOLE POWER TO VOTE OR TO DIRECT THE VOTE:
226,236
(ii) SHARED POWER TO VOTE OR TO DIRECT THE VOTE:
N/A
(iii) SOLE POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF:
226,236
(iv) SHARED POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF:
N/A
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS:
If this Statement is being filed to report the fact that as of the date
hereof the reporting person has ceased to be the beneficial owner of more than
five percent of the class of securities, check the following [X].
Item 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON:
Not applicable.
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ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE
SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY:
Not applicable.
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP:
Not applicable.
ITEM 9. NOTICE OF DISSOLUTION OF GROUP:
Not applicable.
ITEM 10. CERTIFICATION:
Not applicable.
SIGNATURE.
After reasonable inquiry and to the best of my knowledge and belief. I
certify that the information set forth in this statement is true, complete, and
correct.
Date: February 14, 1997
/s/ Rafael Vaquero Bazan
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Rafael Vaquero Bazan
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