<PAGE> 1
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Quarter Ended 31 March, 1999
Check here if Amendment [ ]; Amendment Number:
----
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries
Institutional Investment Manager Filing this Report:
Name: M&G Investment Management Limited
Address: 3 Minster Court
Green Tower Street
London EC3R 7XH, England
Form 13F File Number: 28-4284
The Institutional Investment Manager filing this report and the person by whom
it is signed represent that the person signing the report is authorized to
submit it, that all information contained herein is true, correct and complete,
and that it is understood that all required items, statements, schedules,
lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Sandra M Macdonald
Title: Company Secretary
Phone: 011-44171-621 8920
Signature, Place, and Date of Signing:
/s/ S Macdonald London, England 8 April 1999
- ------------------------------- -------------------------- ------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[x] 13F HOLDINGS REPORT. (Check if all holdings of this reporting manager are
reported in this report.)
[ ] 13F NOTICE. (Check if no holdings reported are in this report, and all
holdings are reported in this report and a portion are reported by other
reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
<PAGE> 2
FORM 13F
<TABLE>
<CAPTION>
(SEC USE ONLY)
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Page 1 of 17 NAME OF REPORTING MANAGER M&G INVESTMENT MANAGEMENT LIMITED
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Item 6: Item 8:
Investment Voting Authority
Discretion (Shares)
------------------ ------------------
Item 2: Item 3: Item 4: Item 5: (b) Item 7:
Title of Class CUSIP Fair Shares or (a) Shared- (c) Managers (a) (b) (c)
Number Market Principal Sole As Shared- See Sole Shared None
Value Amount Defined Other Instr. V
$'000 in
Instr. V
- -----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ABBOTT LABS CON NPV 002824100 422 8,890 X X
- -----------------------------------------------------------------------------------------------------------------------------------
ABBOTT LABS CON NPV 002824100 8,418 177,462 X X
- -----------------------------------------------------------------------------------------------------------------------------------
ADAPTEC INC COM USD0.001 00651F108 6,086 257,600 X X
- -----------------------------------------------------------------------------------------------------------------------------------
ADVANCED MICRO DEV COM USD0.01 007903107 2,846 180,000 X X
- -----------------------------------------------------------------------------------------------------------------------------------
AETNA INC. COMMON STOCK NPV 008117103 6,260 76,460 X X
- -----------------------------------------------------------------------------------------------------------------------------------
ALBERTSON'S COMM US$1.00 013104104 333 6,190 X X
- -----------------------------------------------------------------------------------------------------------------------------------
ALBERTSON'S COMM US$1.00 013104104 5,637 104,871 X X
- -----------------------------------------------------------------------------------------------------------------------------------
ALCAN ALUMINIUM COM NPV 013716105 903 35,000 X X
- -----------------------------------------------------------------------------------------------------------------------------------
AMERICAN EXPRESS COM USD 0.60 025816109 11,537 95,050 X X
- -----------------------------------------------------------------------------------------------------------------------------------
AMERICAN INTL COM USD 2.50 026874107 326 2,700 X X
- -----------------------------------------------------------------------------------------------------------------------------------
AMERICAN INTL COM USD 2.50 026874107 5,483 45,388 X X
- -----------------------------------------------------------------------------------------------------------------------------------
AMGEN COM US$ 0.0001 031162100 639 8,260 X X
- -----------------------------------------------------------------------------------------------------------------------------------
AMGEN COM US$ 0.0001 031162100 7,361 95,209 X X
- -----------------------------------------------------------------------------------------------------------------------------------
ANGLO AMERICAN PLATINUM ADR(CNV INTO 1 ORD R0.10) 034855106 15,135 953,400 X X
- -----------------------------------------------------------------------------------------------------------------------------------
COLUMN TOTALS 71,386
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</TABLE>
<PAGE> 3
FORM 13F
<TABLE>
<CAPTION>
(SEC USE ONLY)
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Page 2 of 17 NAME OF REPORTING MANAGER M&G INVESTMENT MANAGEMENT LIMITED
-------------------------------------------------------------------------------------------------------
Item 6: Item 8:
Investment Voting Authority
Discretion (Shares)
------------------ ------------------
Item 2: Item 3: Item 4: Item 5: (b) Item 7:
Title of Class CUSIP Fair Shares or (a) Shared- (c) Managers (a) (b) (c)
Number Market Principal Sole As Shared- See Sole Shared None
Value Amount Defined Other Instr. V
$'000 in
Instr. V
- -----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ANGLOGOLD LVL1 ADR REP 1/2 ZARO 50 035128206 17,663 900,000 X X
- -----------------------------------------------------------------------------------------------------------------------------------
ANHEUSER BUSCH CMN 1 035229103 12,750 168,175 X X
- -----------------------------------------------------------------------------------------------------------------------------------
APPLIED MATERIALS USD0.01 COMMON STOCK 038222105 756 12,350 X X
- -----------------------------------------------------------------------------------------------------------------------------------
APPLIED MATERIALS USD0.01 COMMON STOCK 038222105 12,634 206,263 X X
- -----------------------------------------------------------------------------------------------------------------------------------
ASTORIA FINANCIAL COM USD0.01 046265104 499 10,000 X X
- -----------------------------------------------------------------------------------------------------------------------------------
AT & T COM US$1 001957109 1,040 12,745 X X
- -----------------------------------------------------------------------------------------------------------------------------------
AT & T COM US$1 001957109 16,681 204,522 X X
- -----------------------------------------------------------------------------------------------------------------------------------
ATMEL COMMON STOCK NPV 049513104 5,588 362,000 X X
- -----------------------------------------------------------------------------------------------------------------------------------
BANKAMERICA CORP COM USD0.01 06605F102 604 8,437 X X
- -----------------------------------------------------------------------------------------------------------------------------------
BANKAMERICA CORP COM USD0.01 06605F102 10,274 143,565 X X
- -----------------------------------------------------------------------------------------------------------------------------------
BEAR STEARNS COS COM USD 1.00 073902108 294 6,552 X X
- -----------------------------------------------------------------------------------------------------------------------------------
BEAR STEARNS COS COM USD 1.00 073902108 4,952 110,514 X X
- -----------------------------------------------------------------------------------------------------------------------------------
BELL ATLANTIC USD1.00 COMMON STOCK 077853109 213 4,060 X X
- -----------------------------------------------------------------------------------------------------------------------------------
BELL ATLANTIC USD1.00 COMMON STOCK 077853109 20,620 393,237 X X
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COLUMN TOTALS 104,568
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</TABLE>
<PAGE> 4
FORM 13F
<TABLE>
<CAPTION>
(SEC USE ONLY)
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Page 3 of 17 NAME OF REPORTING MANAGER M&G INVESTMENT MANAGEMENT LIMITED
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Item 6: Item 8:
Investment Voting Authority
Discretion (Shares)
------------------ ------------------
Item 2: Item 3: Item 4: Item 5: (b) Item 7:
Title of Class CUSIP Fair Shares or (a) Shared- (c) Managers (a) (b) (c)
Number Market Principal Sole As Shared- See Sole Shared None
Value Amount Defined Other Instr. V
$'000 in
Instr. V
- -----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
- -----------------------------------------------------------------------------------------------------------------------------------
BESTFOODS CMN US$0.25 08658U101 5,778 120,850 X X
- -----------------------------------------------------------------------------------------------------------------------------------
BK ONE CORP COM USD0.01 06423A103 346 6,370 X X
- -----------------------------------------------------------------------------------------------------------------------------------
BK ONE CORP COM USD0.01 06423A103 10,302 189,907 X X
- -----------------------------------------------------------------------------------------------------------------------------------
BOEING COM US$5 097023105 300 8,730 X X
- -----------------------------------------------------------------------------------------------------------------------------------
BOEING COM US$5 097023105 7,476 217,875 X X
- -----------------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIB COM USD0.10 110122108 495 7,630 X X
- -----------------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIB COM USD0.10 110122108 5,810 89,550 X X
- -----------------------------------------------------------------------------------------------------------------------------------
BRITE VOICE SYSTEMS COMMON STOCK NPV 110411105 867 106,700 X X
- -----------------------------------------------------------------------------------------------------------------------------------
BROWN FORMAN CMN 'B' SHS 115637209 4,664 80,850 X X
- -----------------------------------------------------------------------------------------------------------------------------------
CALIFORNIA MICRO COM NPV 130439102 503 196,200 X X
- -----------------------------------------------------------------------------------------------------------------------------------
CALLAWAY GOLF COM USD 0.01 131193104 4,120 412,000 X X
- -----------------------------------------------------------------------------------------------------------------------------------
CAMBRIDGE TECHN COM NPV 132524109 276 20,000 X X
- -----------------------------------------------------------------------------------------------------------------------------------
CAROLINA FIRST USD 1.00 COM STOCK 143877108 2,966 136,350 X X
- -----------------------------------------------------------------------------------------------------------------------------------
CATERPILLAR COM USD 1.00 149123101 335 7,170 X X
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COLUMN TOTALS 44,238
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</TABLE>
<PAGE> 5
FORM 13F
<TABLE>
<CAPTION>
(SEC USE ONLY)
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Page 4 of 17 NAME OF REPORTING MANAGER M&G INVESTMENT MANAGEMENT LIMITED
-------------------------------------------------------------------------------------------------------
Item 6: Item 8:
Investment Voting Authority
Discretion (Shares)
------------------ ------------------
Item 2: Item 3: Item 4: Item 5: (b) Item 7:
Title of Class CUSIP Fair Shares or (a) Shared- (c) Managers (a) (b) (c)
Number Market Principal Sole As Shared- See Sole Shared None
Value Amount Defined Other Instr. V
$'000 in
Instr. V
- -----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
CATERPILLAR COM USD 1.00 149123101 5,678 121,444 X X
- -----------------------------------------------------------------------------------------------------------------------------------
CERNER COM USD 0.01 156782104 624 39,000 X X
- -----------------------------------------------------------------------------------------------------------------------------------
CHARTER ONE FINANCIAL USD0.01 COMMON STOCK 160903100 620 21,737 X X
- -----------------------------------------------------------------------------------------------------------------------------------
CHARTER ONE FINANCIAL USD0.01 COMMON STOCK 160903100 1,976 69,333 X X
- -----------------------------------------------------------------------------------------------------------------------------------
CHASE MANHATTAN US$1.00 COMMON STOCK 16161A108 344 4,180 X X
- -----------------------------------------------------------------------------------------------------------------------------------
CHASE MANHATTAN US$1.00 COMMON STOCK 16161A108 31,226 379,942 X X
- -----------------------------------------------------------------------------------------------------------------------------------
CHATEAU COMMUNITIES COM USD0.01 161726104 5,982 216,056 X X
- -----------------------------------------------------------------------------------------------------------------------------------
CHELSEA GCA REALTY COM US$0.01 163262108 4,880 167,200 X X
- -----------------------------------------------------------------------------------------------------------------------------------
CHEVRON COM USD 1.5 166751107 451 5,030 X X
- -----------------------------------------------------------------------------------------------------------------------------------
CHEVRON COM USD 1.5 166751107 9,154 102,070 X X
- -----------------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS COM NPV 17275R102 386 3,450 X X
- -----------------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS COM NPV 17275R102 7,085 63,330 X X
- -----------------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC COM USD0.01 172967101 527 8,130 X X
- -----------------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC COM USD0.01 172967101 20,992 323,895 X X
- -----------------------------------------------------------------------------------------------------------------------------------
COLUMN TOTALS 89,925
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</TABLE>
<PAGE> 6
FORM 13F
<TABLE>
<CAPTION>
(SEC USE ONLY)
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Page 5 of 17 NAME OF REPORTING MANAGER M&G INVESTMENT MANAGEMENT LIMITED
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Item 6: Item 8:
Investment Voting Authority
Discretion (Shares)
------------------ ------------------
Item 2: Item 3: Item 4: Item 5: (b) Item 7:
Title of Class CUSIP Fair Shares or (a) Shared- (c) Managers (a) (b) (c)
Number Market Principal Sole As Shared- See Sole Shared None
Value Amount Defined Other Instr. V
$'000 in
Instr. V
- -----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
CLOROX CMN US$1 189054109 6,026 51,420 X X
- -----------------------------------------------------------------------------------------------------------------------------------
COCA COLA COM US$0.25 191216100 395 6,340 X X
- -----------------------------------------------------------------------------------------------------------------------------------
COCA COLA COM US$0.25 191216100 14,685 235,900 X X
- ------------------------------------------------------------------------------------------------------------------------------------
COLGATE PALMOLIVE CMN US$1 194162103 6,302 68,125 X X
- -----------------------------------------------------------------------------------------------------------------------------------
COMMUNITY FIRST BANCSHARE US$0.01 COMMON STOCK 203902101 380 20,000 X X
- -----------------------------------------------------------------------------------------------------------------------------------
COTT COM NPV 22163N106 903 380,000 X X
- -----------------------------------------------------------------------------------------------------------------------------------
COUSINS PROPERTIES COM US$1 222795106 3,190 110,000 X X
- -----------------------------------------------------------------------------------------------------------------------------------
CROWN RESOURCES USD0.01 COMMON STOCK 228569109 994 600,000 X X
- -----------------------------------------------------------------------------------------------------------------------------------
CROWN RESOURCES USD0.01 COMMON STOCK 228569109 83 50,000 X X
- -----------------------------------------------------------------------------------------------------------------------------------
CULLEN FROST BANKERS USD5.00 COMMON STOCK 229899109 241 5,000 X X
- -----------------------------------------------------------------------------------------------------------------------------------
CYPRUS AMAX MINERL COM NPV 232809103 211 17,500 X X
- -----------------------------------------------------------------------------------------------------------------------------------
DATA GENERAL CORP COM USD0.01 237688106 4,641 426,800 X X
- -----------------------------------------------------------------------------------------------------------------------------------
DIEBOLD COM USD 1.25 253651103 1,443 60,900 X X
- -----------------------------------------------------------------------------------------------------------------------------------
DIME BANCORP INC COM USD0.01 25429Q102 3,475 145,545 X X
- -----------------------------------------------------------------------------------------------------------------------------------
COLUMN TOTALS 42,969
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</TABLE>
<PAGE> 7
FORM 13F
<TABLE>
<CAPTION>
(SEC USE ONLY)
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Page 6 of 17 NAME OF REPORTING MANAGER M&G INVESTMENT MANAGEMENT LIMITED
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Item 6: Item 8:
Investment Voting Authority
Discretion (Shares)
------------------ ------------------
Item 2: Item 3: Item 4: Item 5: (b) Item 7:
Title of Class CUSIP Fair Shares or (a) Shared- (c) Managers (a) (b) (c)
Number Market Principal Sole As Shared- See Sole Shared None
Value Amount Defined Other Instr. V
$'000 in
Instr. V
- -----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
DOW JONES CMN US$1 260561105 9,454 199,025 X X
- -----------------------------------------------------------------------------------------------------------------------------------
DU PONT DE NEMOURS COM USD0.30 263534109 516 8,800 X X
- -----------------------------------------------------------------------------------------------------------------------------------
DU PONT DE NEMOURS COM USD0.30 263534109 7,116 121,260 X X
- -----------------------------------------------------------------------------------------------------------------------------------
DUKE ENERGY COMMON STOCK NPV 264399106 281 5,100 X X
- -----------------------------------------------------------------------------------------------------------------------------------
DUKE ENERGY COMMON STOCK NPV 264399106 4,705 85,550 X X
- -----------------------------------------------------------------------------------------------------------------------------------
DUN & BRADSTREET C COM USD1 26483B106 9,059 257,000 X X
- -----------------------------------------------------------------------------------------------------------------------------------
EASTMAN KODAK CO COM USD2.50 277461109 209 3,250 X X
- -----------------------------------------------------------------------------------------------------------------------------------
EASTMAN KODAK CO COM USD2.50 277461109 3,548 55,170 X X
- -----------------------------------------------------------------------------------------------------------------------------------
ELEC DATA SYS CORP COM USD0.01 285661104 3,206 64,850 X X
- -----------------------------------------------------------------------------------------------------------------------------------
ELI LILLY & CO COM USD NPV 532457108 240 2,730 X X
- -----------------------------------------------------------------------------------------------------------------------------------
ELI LILLY & CO COM USD NPV 532457108 4,096 46,680 X X
- -----------------------------------------------------------------------------------------------------------------------------------
ENESCO COM VTG USD0.25 292973104 2,001 110,000 X X
- -----------------------------------------------------------------------------------------------------------------------------------
EQUITY RESIDENTIAL SHS BEN INTEREST US$0.01 29476L107 270 6,580 X X
- -----------------------------------------------------------------------------------------------------------------------------------
EQUITY RESIDENTIAL SHS BEN INTEREST US$0.01 29476L107 18,029 439,070 X X
- -----------------------------------------------------------------------------------------------------------------------------------
COLUMN TOTALS 62,730
- -----------------------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE> 8
FORM 13F
<TABLE>
<CAPTION>
(SEC USE ONLY)
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Page 7 of 17 NAME OF REPORTING MANAGER M&G INVESTMENT MANAGEMENT LIMITED
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Item 6: Item 8:
Investment Voting Authority
Discretion (Shares)
------------------ ------------------
Item 2: Item 3: Item 4: Item 5: (b) Item 7:
Title of Class CUSIP Fair Shares or (a) Shared- (c) Managers (a) (b) (c)
Number Market Principal Sole As Shared- See Sole Shared None
Value Amount Defined Other Instr. V
$'000 in
Instr. V
- -----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
EXECUTIVE RISK INC COM USD0.01 301586103 1,060 15,000 X X
- -----------------------------------------------------------------------------------------------------------------------------------
EXXON CORP CAP NPV 302290101 1,033 14,500 X X
- -----------------------------------------------------------------------------------------------------------------------------------
EXXON CORP CAP NPV 302290101 16,627 233,367 X X
- -----------------------------------------------------------------------------------------------------------------------------------
FAMILY DOLLAR STORES USD0.10 COMMON STOCK 307000109 1,491 65,000 X X
- -----------------------------------------------------------------------------------------------------------------------------------
FANNIE MAE COM USD NPV 313586109 260 3,760 X X
- -----------------------------------------------------------------------------------------------------------------------------------
FANNIE MAE COM USD NPV 313586109 4,269 61,810 X X
- -----------------------------------------------------------------------------------------------------------------------------------
FEDERATED DEPT STO COM USD0.01 31410H101 261 6,500 X X
- -----------------------------------------------------------------------------------------------------------------------------------
FEDERATED DEPT STO COM USD0.01 31410H101 4,381 109,180 X X
- -----------------------------------------------------------------------------------------------------------------------------------
FLEMING COS INC COM US$2.50 (ASSD) 339130106 586 74,200 X X
- -----------------------------------------------------------------------------------------------------------------------------------
FORD MOTOR CO COM USD1 345370100 262 4,600 X X
- -----------------------------------------------------------------------------------------------------------------------------------
FORD MOTOR CO COM USD1 345370100 13,736 240,720 X X
- -----------------------------------------------------------------------------------------------------------------------------------
FREEPORT McMOR C&G USD0.01 'B' COM STOCK 35671D857 3,019 300,000 X X
- -----------------------------------------------------------------------------------------------------------------------------------
FREEPORT McMOR C&G CLASS 'A' COM USD0.10 35671D105 8,181 850,000 X X
- -----------------------------------------------------------------------------------------------------------------------------------
FREEPORT McMOR C&G DEP SHS REPR 0.05 GD PR 35671D600 2,269 150,000 X X
- -----------------------------------------------------------------------------------------------------------------------------------
COLUMN TOTALS 57,435
- -----------------------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE> 9
FORM 13F
<TABLE>
<CAPTION>
(SEC USE ONLY)
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Page 8 of 17 NAME OF REPORTING MANAGER M&G INVESTMENT MANAGEMENT LIMITED
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Item 6: Item 8:
Investment Voting Authority
Discretion (Shares)
------------------ ------------------
Item 2: Item 3: Item 4: Item 5: (b) Item 7:
Title of Class CUSIP Fair Shares or (a) Shared- (c) Managers (a) (b) (c)
Number Market Principal Sole As Shared- See Sole Shared None
Value Amount Defined Other Instr. V
$'000 in
Instr. V
- -----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
FREEPORT-MCMOR C&G CLASS 'A' COM USD0.10 35671D105 1,511 157,000 X X
- -----------------------------------------------------------------------------------------------------------------------------------
GANNETT CO CMN US$1 364730101 4,922 78,600 X X
- -----------------------------------------------------------------------------------------------------------------------------------
GEN ELEC CO AMER COM USD0.16 369604103 949 8,350 X X
- -----------------------------------------------------------------------------------------------------------------------------------
GEN ELEC CO AMER COM USD0.16 369604103 16,022 140,930 X X
- -----------------------------------------------------------------------------------------------------------------------------------
GEN MOTORS CORP COM USD1 2/3 370442105 316 3,590 X X
- -----------------------------------------------------------------------------------------------------------------------------------
GENENTECH US$0.02 SPECIAL
COMMON STOCK 368710307 5,518 64,070 X X
- -----------------------------------------------------------------------------------------------------------------------------------
GENZYME CORP COM USD0.01 372917104 2,068 41,000 X X
- -----------------------------------------------------------------------------------------------------------------------------------
GETCHELL GOLD CORP COM USD0.01 374265106 10,200 400,000 X X
- -----------------------------------------------------------------------------------------------------------------------------------
GETCHELL GOLD CORP COM USD0.01 374265106 510 20,000 X X
- -----------------------------------------------------------------------------------------------------------------------------------
GILLETTE COM USD1.00 375766102 7,077 117,705 X X
- -----------------------------------------------------------------------------------------------------------------------------------
GLATFELTER(PH)CO COM US$0.01 377316104 1,294 115,000 X X
- -----------------------------------------------------------------------------------------------------------------------------------
GUANGSHEN RAILWAY ADR-EACH REP 50
ORD'H'SHS C 40065W107 92 16,230 X X
- -----------------------------------------------------------------------------------------------------------------------------------
GUANGSHEN RAILWAY ADR-EACH REP 50
ORD'H'SHS C 40065W107 1,160 203,904 X X
- -----------------------------------------------------------------------------------------------------------------------------------
GULF INDONESIA RES COM.NPV 402284103 126 15,800 X X
- -----------------------------------------------------------------------------------------------------------------------------------
COLUMN TOTALS 51,765
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</TABLE>
<PAGE> 10
FORM 13F
<TABLE>
<CAPTION>
(SEC USE ONLY)
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Page 9 of 17 NAME OF REPORTING MANAGER M&G INVESTMENT MANAGEMENT LIMITED
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Item 6: Item 8:
Investment Voting Authority
Discretion (Shares)
------------------ ------------------
Item 2: Item 3: Item 4: Item 5: (b) Item 7:
Title of Class CUSIP Fair Shares or (a) Shared- (c) Managers (a) (b) (c)
Number Market Principal Sole As Shared- See Sole Shared None
Value Amount Defined Other Instr. V
$'000 in
Instr. V
- -----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
GULF INDONESIA RES COM NPV 402284103 2,962 370,300 X X
- -----------------------------------------------------------------------------------------------------------------------------------
H.J.HEINZ CO. U$0.25 COMMON STOCK 423074103 3,040 63,420 X X
- -----------------------------------------------------------------------------------------------------------------------------------
HELEN OF TROY COM USD 0.10 4388N1065 799 61,200 X X
- -----------------------------------------------------------------------------------------------------------------------------------
HERSHEY FOODS CMN US$1 427866108 6,420 111,525 X X
- -----------------------------------------------------------------------------------------------------------------------------------
HEWLETT PACKARD COM USD 1.00 428236103 397 5,670 X X
- -----------------------------------------------------------------------------------------------------------------------------------
HEWLETT PACKARD COMM US$1.00 428236103 6,822 97,540 X X
- -----------------------------------------------------------------------------------------------------------------------------------
HOMESTAKE MINING COM USD1 437614100 1,650 200,000 X X
- -----------------------------------------------------------------------------------------------------------------------------------
IMPALA PLATINUM ADR(CNV INTO ORD RO.20) 452553209 14,620 850,000 X X
- -----------------------------------------------------------------------------------------------------------------------------------
INTEL CORP COM USD0.001 458140100 688 5,610 X X
- -----------------------------------------------------------------------------------------------------------------------------------
INTEL CORP COM USD0.001 458140100 10,934 89,163 X X
- -----------------------------------------------------------------------------------------------------------------------------------
INTL BUSINESS MCHN COM USD0.50 459200101 416 2,310 X X
- -----------------------------------------------------------------------------------------------------------------------------------
INTL BUSINESS MCHN COM USD0.50 459200101 10,142 56,287 X X
- -----------------------------------------------------------------------------------------------------------------------------------
JABIL CIRCUIT USDO.001 COMMON STOCK 466313103 1,835 44,340 X X
- -----------------------------------------------------------------------------------------------------------------------------------
JDN REALTY CORP COM US$0.01 465917102 6,476 330,000 X X
- -----------------------------------------------------------------------------------------------------------------------------------
COLUMN TOTALS 67,201
- -----------------------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE> 11
FORM 13F
<TABLE>
<CAPTION>
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Page 10 of 17 NAME OF REPORTING MANAGER M&G INVESTMENT MANAGEMENT LIMITED
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Item 6: Item 8:
Investment Voting Authority
Discretion (Shares)
------------------- ------------------
Item 2: Item 3: Item 4: Item 5: (b) Item 7:
Title of Class CUSIP Fair Shares or (a) Shared- (c) Managers (a) (b) (c)
Number Market Principal Sole As Shared- See Sole Shared None
Value Amount Defined Other Instr. V
$'000 in
Instr. V
- -----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
JOHNSON & JOHNSON COM USD1 478160104 304 3,258 X X
- -----------------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON COM USD1 478160104 11,953 127,926 X X
- -----------------------------------------------------------------------------------------------------------------------------------
K MART CORP COM USD1 482584109 4,196 245,000 X X
- -----------------------------------------------------------------------------------------------------------------------------------
KELLOGG COM USD0.25 487836108 5,506 160,755 X X
- -----------------------------------------------------------------------------------------------------------------------------------
KINDER MORGAN ENERGY COM USD NPV 494550106 5,265 152,900 X X
- -----------------------------------------------------------------------------------------------------------------------------------
LAM RESEARCH USD0.001 COMMON STOCK 512807108 5,231 174,000 X X
- -----------------------------------------------------------------------------------------------------------------------------------
LEVIATHAN GAS PIPELINE COM NPV 527367205 4,550 200,000 X X
- -----------------------------------------------------------------------------------------------------------------------------------
LUCENT TECHNOLOGIE COM USD0.01 549463107 369 3,400 X X
- -----------------------------------------------------------------------------------------------------------------------------------
LUCENT TECHNOLOGIE COM USD0.01 549463107 5,990 55,211 X X
- -----------------------------------------------------------------------------------------------------------------------------------
MCDONALD'S CORP COM USD0.01 580135101 8,105 180,100 X X
- -----------------------------------------------------------------------------------------------------------------------------------
MCGRAW HILL CMN US$1 580645109 9,249 168,550 X X
- -----------------------------------------------------------------------------------------------------------------------------------
MCI WORLDCOM COM USD0.01 55268B106 409 4,460 X X
- -----------------------------------------------------------------------------------------------------------------------------------
MCI WORLDCOM COM USD0.01 55268B106 6,879 74,972 X X
- -----------------------------------------------------------------------------------------------------------------------------------
MEDITRUST PAIRED CTS(1 COM CORP & COM 58501T306 3,265 264,549 X X
- -----------------------------------------------------------------------------------------------------------------------------------
COLUMN TOTALS 71,271
- -----------------------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE> 12
FORM 13F
<TABLE>
<CAPTION>
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Page 11 of 17 NAME OF REPORTING MANAGER M&G INVESTMENT MANAGEMENT LIMITED
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Item 6: Item 8:
Investment Voting Authority
Discretion (Shares)
------------------ ------------------
Item 2: Item 3: Item 4: Item 5: (b) Item 7:
Title of Class CUSIP Fair Shares or (a) Shared- (c) Managers (a) (b) (c)
Number Market Principal Sole As Shared- See Sole Shared None
Value Amount Defined Other Instr. V
$'000 in
Instr. V
- -----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
MEDTRONIC INC COM USD0.10 585055106 1,848 25,319 X X
- -----------------------------------------------------------------------------------------------------------------------------------
MERCK & CO COM NPV 589331107 682 8,364 X X
- -----------------------------------------------------------------------------------------------------------------------------------
MERCK & CO COM NPV 589331107 43,672 535,448 X X
- -----------------------------------------------------------------------------------------------------------------------------------
MERRILL LYNCH CMN US$1.333 590188108 15,866 175,925 X X
- -----------------------------------------------------------------------------------------------------------------------------------
MICROSOFT COM USD 0.00005 594918104 1,178 12,620 X X
- -----------------------------------------------------------------------------------------------------------------------------------
MICROSOFT COM USD 0.00005 594918104 20,688 221,709 X X
- -----------------------------------------------------------------------------------------------------------------------------------
MINNESOTA MINING & MFG COMMON STOCK NPV 604059105 344 4,860 X X
- -----------------------------------------------------------------------------------------------------------------------------------
MINNESOTA MINING & MFG COMMON STOCK NPV 604059105 5,937 83,988 X X
- -----------------------------------------------------------------------------------------------------------------------------------
MORGAN ST DEAN WIT & CO CMN US$0.01 617446448 16,311 161,795 X X
- -----------------------------------------------------------------------------------------------------------------------------------
MORGAN(JP) & CO INC COM USD2.50 616880100 623 5,000 X X
- -----------------------------------------------------------------------------------------------------------------------------------
MORGAN(JP) & CO INC COM USD2.50 616880100 30,588 245,439 X X
- -----------------------------------------------------------------------------------------------------------------------------------
MOTOROLA COM US$3 620076109 898 11,909 X X
- -----------------------------------------------------------------------------------------------------------------------------------
MOTOROLA COM US$3 620076109 15,100 200,332 X X
- -----------------------------------------------------------------------------------------------------------------------------------
NAMIBIAN COPPER MN COM USD0.001 629866104 4 100,000 X X
- -----------------------------------------------------------------------------------------------------------------------------------
COLUMN TOTALS 153,739
- -----------------------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE> 13
FORM 13F
<TABLE>
<CAPTION>
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Page 12 of 17 NAME OF REPORTING MANAGER M&G INVESTMENT MANAGEMENT LIMITED
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Item 6: Item 8:
Investment Voting Authority
Discretion (Shares)
------------------ ------------------
Item 2: Item 3: Item 4: Item 5: (b) Item 7:
Title of Class CUSIP Fair Shares or (a) Shared- (c) Managers (a) (b) (c)
Number Market Principal Sole As Shared- See Sole Shared None
Value Amount Defined Other Instr. V
$'000 in
Instr. V
- -----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
NATIONAL DATA USD0.125 COMMON STOCK 635621105 5,598 126,500 X X
- -----------------------------------------------------------------------------------------------------------------------------------
NATIONWIDE HEALTH COM USD0.10 638620104 5,574 290,500 X X
- -----------------------------------------------------------------------------------------------------------------------------------
NATL SEMICONDUCTOR COM USD0.50 637640103 755 80,000 X X
- -----------------------------------------------------------------------------------------------------------------------------------
NET BANK INC COM USD0.01 640933107 3,339 53,000 X X
- -----------------------------------------------------------------------------------------------------------------------------------
NEWMOUNT MINING COM US$1.60 651639106 15,952 928,125 X X
- -----------------------------------------------------------------------------------------------------------------------------------
NEWMOUNT MINING COM US$1.60 651639106 1,719 100,000 X X
- -----------------------------------------------------------------------------------------------------------------------------------
NEWPARK RESOURCES COM US$0.01 651718504 249 35,000 X X
- -----------------------------------------------------------------------------------------------------------------------------------
NORTH FORK BANCORP COM USD2.50 659424105 959 45,000 X X
- -----------------------------------------------------------------------------------------------------------------------------------
NOVELLUS SYSTEMS COMMON STOCK NPV 670008101 2,915 54,350 X X
- -----------------------------------------------------------------------------------------------------------------------------------
NTHN STATES POWER COM USD2.50 665772109 3,775 162,800 X X
- -----------------------------------------------------------------------------------------------------------------------------------
ORACLE CORP COM USD0.01 68389X105 522 19,230 X X
- -----------------------------------------------------------------------------------------------------------------------------------
ORACLE CORP COM USD0.01 68389X105 6,753 248,970 X X
- -----------------------------------------------------------------------------------------------------------------------------------
ORION CAPITAL COM USD1.00 686268103 3,125 100,000 X X
- -----------------------------------------------------------------------------------------------------------------------------------
PARAGON TRADE BRANDS COM US$0.01 69912K107 507 153,200 X X
- -----------------------------------------------------------------------------------------------------------------------------------
COLUMN TOTALS 51,742
- -----------------------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE> 14
FORM 13F
<TABLE>
<CAPTION>
(SEC USE ONLY)
--------------
Page 13 of 17 NAME OF REPORTING MANAGER M&G INVESTMENT MANAGEMENT LIMITED
-------------------------------------------------------------------------------------------------------
Item 6: Item 8:
Investment Voting Authority
Discretion (Shares)
------------------ ------------------
Item 2: Item 3: Item 4: Item 5: (b) Item 7:
Title of Class CUSIP Fair Shares or (a) Shared- (c) Managers (a) (b) (c)
Number Market Principal Sole As Shared- See Sole Shared None
Value Amount Defined Other Instr. V
$'000 in
Instr. V
- -----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
PAREXEL INTL CP COM USD0.01 699462107 759 37,000 X X
- -----------------------------------------------------------------------------------------------------------------------------------
PECO ENERGY CO COM NPV 693304107 330 7,120 X X
- -----------------------------------------------------------------------------------------------------------------------------------
PECO ENERGY CO COM NPV 693304107 16,229 349,960 X X
- -----------------------------------------------------------------------------------------------------------------------------------
PENNCORP FINANCIAL US$0.01 COMMON STK 708094107 142 283,500 X X
- -----------------------------------------------------------------------------------------------------------------------------------
PEPSICO INC CAP USD0.01 2/3 713448108 6,145 157,050 X X
- -----------------------------------------------------------------------------------------------------------------------------------
PFIZER COM USD 0.05 717081103 471 3,330 X X
- -----------------------------------------------------------------------------------------------------------------------------------
PFIZER COM USD 0.05 717081103 7,902 55,820 X X
- -----------------------------------------------------------------------------------------------------------------------------------
PHELPS DODGE COM US$6.25 717265102 541 11,000 X X
- -----------------------------------------------------------------------------------------------------------------------------------
PHILIP MORRIS COS COM STK USD0.3333 718154107 461 13,130 X X
- -----------------------------------------------------------------------------------------------------------------------------------
PHILIP MORRIS COS COM STK USD0.3333 718154107 7,746 220,516 X X
- -----------------------------------------------------------------------------------------------------------------------------------
PNC BANK CORP COM USD5 693475105 588 10,550 X X
- -----------------------------------------------------------------------------------------------------------------------------------
PNC BANK CORP COM USD5 693475105 19,727 354,250 X X
- -----------------------------------------------------------------------------------------------------------------------------------
POHANG IRON & STEEL SPON ADR 730450103 2,485 140,000 X X
- -----------------------------------------------------------------------------------------------------------------------------------
PROCTER & GAMBLE COM USD NPV 742718109 345 3,430 X X
- -----------------------------------------------------------------------------------------------------------------------------------
COLUMN TOTALS 63,871
- -----------------------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE> 15
FORM 13F
<TABLE>
<CAPTION>
(SEC USE ONLY)
--------------
Page 14 of 17 NAME OF REPORTING MANAGER M&G INVESTMENT MANAGEMENT LIMITED
-------------------------------------------------------------------------------------------------------
Item 6: Item 8:
Investment Voting Authority
Discretion (Shares)
------------------ ------------------
Item 2: Item 3: Item 4: Item 5: (b) Item 7:
Title of Class CUSIP Fair Shares or (a) Shared- (c) Managers (a) (b) (c)
Number Market Principal Sole As Shared- See Sole Shared None
Value Amount Defined Other Instr. V
$'000 in
Instr. V
- -----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
PROCTOR & GAMBLE COM USD NPV 742718109 12,498 124,435 X X
- -----------------------------------------------------------------------------------------------------------------------------------
QUANTUM CORP COM USD0.01 747906105 1,850 100,000 X X
- -----------------------------------------------------------------------------------------------------------------------------------
QUEENS COUNTY BANC COM USD0.01 748242104 467 16,875 X X
- -----------------------------------------------------------------------------------------------------------------------------------
QUINTILES TRANSNAT COM USD0.01 748767100 791 20,500 X X
- -----------------------------------------------------------------------------------------------------------------------------------
R.O.C. TAIWAN FUND UNITS 749651105 2,980 472,000 X X
- -----------------------------------------------------------------------------------------------------------------------------------
RJR NABISCO COM US$0.01 74960K876 10,318 394,000 X X
- -----------------------------------------------------------------------------------------------------------------------------------
ROYAL GOLD COMMON STOCK US$0.01 780287108 2,550 600,000 X X
- -----------------------------------------------------------------------------------------------------------------------------------
ROYAL GOLD COMMON STOCK US$0.01 780287108 106 25,000 X X
- -----------------------------------------------------------------------------------------------------------------------------------
SAFEWAY INC COM USD0.01 786514208 1,402 27,250 X X
- -----------------------------------------------------------------------------------------------------------------------------------
SARA LEE CMN US$ 1.33 803111103 4,609 183,450 X X
- -----------------------------------------------------------------------------------------------------------------------------------
SBC COMMUNICATIONS USD1.00 COMMON STOCK 78387G103 786 16,420 X X
- -----------------------------------------------------------------------------------------------------------------------------------
SBC COMMUNICATIONS USD1.00 COMMON STOCK 78387G103 12,140 253,567 X X
- -----------------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER USD COM 0.01 806857108 712 11,800 X X
- -----------------------------------------------------------------------------------------------------------------------------------
SCHWAB (CHARLES) CMN US$0.01 808513105 12,294 127,725 X X
- -----------------------------------------------------------------------------------------------------------------------------------
COLUMN TOTALS 63,503
- -----------------------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE> 16
FORM 13F
<TABLE>
<CAPTION>
(SEC USE ONLY)
--------------
Page 15 of 17 NAME OF REPORTING MANAGER M&G INVESTMENT MANAGEMENT LIMITED
-------------------------------------------------------------------------------------------------------
Item 6: Item 8:
Investment Voting Authority
Discretion (Shares)
-------------------- ------------------
Item 2: Item 3: Item 4: Item 5: (b) Item 7:
Title of Class CUSIP Fair Shares or (a) Shared- (c) Managers (a) (b) (c)
Number Market Principal Sole As Shared- See Sole Shared None
Value Amount Defined Other Instr. V
$'000 in
Instr. V
- -----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
SEAGATE TECHNOLOGY COM USD0.01 811804103 324 10,930 X X
- -----------------------------------------------------------------------------------------------------------------------------------
SEAGATE TECHNOLOGY COM USD0.01 811804103 10,298 347,600 X X
- -----------------------------------------------------------------------------------------------------------------------------------
SENSORMATIC ELEC COM USD0.01 817265101 3,860 401,000 X X
- -----------------------------------------------------------------------------------------------------------------------------------
SIMON PROPERTY GROUP COM USD0.0001 828806109 414 15,270 X X
- -----------------------------------------------------------------------------------------------------------------------------------
SIMON PROPERTY GROUP COM USD0.0001 828806109 6,922 255,203 X X
- -----------------------------------------------------------------------------------------------------------------------------------
SMART MODULAR TECH COM NPV 831690102 444 30,000 X X
- -----------------------------------------------------------------------------------------------------------------------------------
SOVEREIGN BANCORP COMMON STOCK NPV 845905108 452 36,000 X X
- -----------------------------------------------------------------------------------------------------------------------------------
SPRINT CORP (PCS GROUP) CMN US$1 852061506 3,341 74,662 X X
- -----------------------------------------------------------------------------------------------------------------------------------
STILLWATER MINING COM USD0.01 86074Q102 19,406 750,000 X X
- -----------------------------------------------------------------------------------------------------------------------------------
STILLWATER MINING COM USD0.01 86074Q102 2,911 112,500 X X
- -----------------------------------------------------------------------------------------------------------------------------------
SUN CO INC COM US$1 86764P109 3,517 97,524 X X
- -----------------------------------------------------------------------------------------------------------------------------------
TEXACO INC COM USD3.125 881694103 8,155 140,000 X X
- -----------------------------------------------------------------------------------------------------------------------------------
TIME WARNER INC COM USD1 887315109 14,395 201,155 X X
- -----------------------------------------------------------------------------------------------------------------------------------
TRANSACTION SYSTEM CL'A'COM USD0.01 893416107 894 25,000 X X
- -----------------------------------------------------------------------------------------------------------------------------------
COLUMN TOTALS 75,333
- -----------------------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE> 17
FORM 13F
<TABLE>
<CAPTION>
(SEC USE ONLY)
--------------
Page 16 of 17 NAME OF REPORTING MANAGER M&G INVESTMENT MANAGEMENT LIMITED
-------------------------------------------------------------------------------------------------------
Item 6: Item 8:
Investment Voting Authority
Discretion (Shares)
------------------ ------------------
Item 2: Item 3: Item 4: Item 5: (b) Item 7:
Title of Class CUSIP Fair Shares or (a) Shared- (c) Managers (a) (b) (c)
Number Market Principal Sole As Shared- See Sole Shared None
Value Amount Defined Other Instr. V
$'000 in
Instr. V
- -----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
TRANSOCEAN OFFSHOR COM USD0.01 893817106 461 16,300 X X
- -----------------------------------------------------------------------------------------------------------------------------------
UNICOM CORP COM US$12.50 904911104 9,416 251,500 X X
- -----------------------------------------------------------------------------------------------------------------------------------
UNISYS USD0.01 COMMON STOCK 909214108 2,255 80,000 X X
- -----------------------------------------------------------------------------------------------------------------------------------
US TREASURY NOTES 5.875% 15/02/2004 912827N81 2,458 2,384,000 X X
- -----------------------------------------------------------------------------------------------------------------------------------
US TREASURY NTS 6.625% NTS 15/5/07
USD1000 9128272U5 9,187 8,502,000 X X
- -----------------------------------------------------------------------------------------------------------------------------------
US TREASURY NTS 3.625% TIPS 15/04/28 USD 912810FD5 6,407 6,685,000 X X
- -----------------------------------------------------------------------------------------------------------------------------------
US TREASURY NTS 3.375% TIPS 15/1/07
USD1000 9128272M3 3,852 4,000,000 X X
- -----------------------------------------------------------------------------------------------------------------------------------
UST CORP COM USD0.62 1/2 902900109 7,223 335,000 X X
- -----------------------------------------------------------------------------------------------------------------------------------
USX-MARATHON GROUP COM USD1 902905827 2,756 100,000 X X
- -----------------------------------------------------------------------------------------------------------------------------------
VENGOLD COM USD NPV 92267K100 273 1,250,000 X X
- -----------------------------------------------------------------------------------------------------------------------------------
VIACOM INC CLASS 'B' N/VTG
COM US$0.01 925524308 12,240 146,475 X X
- -----------------------------------------------------------------------------------------------------------------------------------
VISHAY INTERTECHNOLOGY US$0.10 COMMON STOCK 928298108 1,912 130,725 X X
- -----------------------------------------------------------------------------------------------------------------------------------
WAL-MART STORES US$0.10 COMMON STOCK 931142103 551 5,740 X X
- -----------------------------------------------------------------------------------------------------------------------------------
WAL-MART STORES US$0.10 COMMON STOCK 931142103 9,372 97,690 X X
- -----------------------------------------------------------------------------------------------------------------------------------
COLUMN TOTALS 68,363
- -----------------------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE> 18
FORM 13F
<TABLE>
<CAPTION>
(SEC USE ONLY)
--------------
Page 17 of 17 NAME OF REPORTING MANAGER M&G INVESTMENT MANAGEMENT LIMITED
-------------------------------------------------------------------------------------------------------
Item 6: Item 8:
Investment Voting Authority
Discretion (Shares)
------------------ ------------------
Item 2: Item 3: Item 4: Item 5: (b) Item 7:
Title of Class CUSIP Fair Shares or (a) Shared- (c) Managers (a) (b) (c)
Number Market Principal Sole As Shared- See Sole Shared None
Value Amount Defined Other Instr. V
$'000 in
Instr. V
- -----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
WALBRO U$0.50 COMMON STOCK 931154108 666 73,000 X X
- -----------------------------------------------------------------------------------------------------------------------------------
WALT DISNEY CO U$0.025 COMMON STOCK 254687106 224 6,960 X X
- -----------------------------------------------------------------------------------------------------------------------------------
WALT DISNEY CO U$0.025 COMMON STOCK 254687106 15,491 481,270 X X
- -----------------------------------------------------------------------------------------------------------------------------------
WASTE MANAGEMENT USD0.01 COMMON STOCK 94106L109 1,685 40,000 X X
- -----------------------------------------------------------------------------------------------------------------------------------
WELLMAN U$0.001 COMMON STOCK 949702104 913 100,000 X X
- -----------------------------------------------------------------------------------------------------------------------------------
WEYERHAEUSER USD 1.25 COMMON STOCK 962166104 465 8,460 X X
- -----------------------------------------------------------------------------------------------------------------------------------
WEYERHAEUSER USD 1.25 COMMON STOCK 962166104 8,175 148,812 X X
- -----------------------------------------------------------------------------------------------------------------------------------
WHX CORP 7 1/2% CNV PFD US.50 929248300 941 26,700 X X
- -----------------------------------------------------------------------------------------------------------------------------------
WORTHINGTON INDUSTRIES COM USD 0.01 981811102 2,658 225,000 X X
- -----------------------------------------------------------------------------------------------------------------------------------
COLUMN TOTALS 31,218
- -----------------------------------------------------------------------------------------------------------------------------------
REPORT TOTAL 1,171,257
- -----------------------------------------------------------------------------------------------------------------------------------
</TABLE>
