<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 9-30-1999
--------------
Check here if Amendment [ ]; Amendment Number:
--------------
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings
entries.
Institutional Investment Manager Filing this Report:
Name: TUDOR INVESTMENT CORP
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Address: ONE LIBERTY PLAZA 51st FL.
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NEW YORK, NY 10006
---------------------------------------------
---------------------------------------------
Form 13F File Number: 28-7762
-----------------
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Tracey Orawiec
---------------------------------------------
Title: Fund Accountant Supervisor
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Phone: 602-6715
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Signature, Place, and Date of Signing:
Tracey Orawiec New York, NY 11/11/99
------------------------ ----------------------------- --------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this
reporting manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this
report, and all holdings are reported by other reporting
manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the
holdings for this reporting manager are reported in this
report and a portion are reported by other reporting
manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
28-
------------------ ------------------------
[Repeat as necessary.]
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers 0
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Form 13F Information Table Entry Total:
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Form 13F Information Table Value Total: $
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(thousands)
List of Other Included Managers:
NONE.
<PAGE>
TUDOR INVESTMENT CORPORATION
QUARTERLY REPORT DETAILING 13F ELIGIBLE SECURITIES
AS OF SEPTEMBER 30, 1999
<TABLE>
<CAPTION>
Investment Discretion
----------------------------
Cusip Fair Market Shares or Shared- Shared
Name of Issuer Title of Class Number Value (x1000) Prin. Amt. as defined Other
- ----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C>
24/7 MEDIA INC COM STK COMMON STOCK 901314104 4,946 130,600 SH 122,200 8,400
3COM CORP COM COMMON STOCK 885535104 2,875 100,000 SH 65,600 34,400
4 KIDS ENTMT INC COM COMMON STOCK 350865101 2,812 90,000 SH 85,100 4,900
ABOUT.COM INC COM STK COMMON STOCK 003736105 11,989 212,200 SH 200,400 11,800
ACT NETWORKS INC COM COMMON STOCK 000975102 7,812 886,500 SH 836,900 49,600
ACTRADE INTL LTD COM COMMON STOCK 004931101 1,594 119,200 SH 111,500 7,700
ACTV INC COM COMMON STOCK 00088E104 18,627 1,336,500 SH 1,263,100 73,400
ADVANTA CORP USD.01 CL-B NONVT COMMON STOCK 007942204 517 44,000 SH 41,200 2,800
AGRIBRANDS INTL COM COMMON STOCK 00849R105 11,215 226,000 SH 211,200 14,800
AHT CORPORATION COM COMMON STOCK 00130R103 1,786 614,800 SH 574,900 39,900
AK STEEL HOLDING CORP COM COMMON STOCK 001547108 7,482 410,000 SH 273,706 136,294
ALLSCRIPTS INC COM STK COMMON STOCK 019886100 8,938 563,100 SH 537,600 25,500
AMDOCS LTD COM STK COMMON STOCK G02602103 11,549 550,000 SH 518,200 31,800
AMER EXPRESS CO COM OPTIONS - PUTS 0258160VF 877 6,500 SH 6,500 -
AMERICAN MOBILE SATELLITE CORP COMMON STOCK 02755R103 6,139 350,800 SH 331,600 19,200
AMERITRADE HOLDINGS CORP-CL A COMMON STOCK 03072H109 2,844 154,800 SH 141,600 13,200
AMFM INC COM COMMON STOCK 001693100 122,229 2,012,000 SH 1,899,800 112,200
AMPHENOL CORP COM CL A COMMON STOCK 032095101 5,585 112,700 SH 106,700 6,000
ANACOMP INC NEW COMMON STOCK 032371106 5,246 318,600 SH 297,500 21,100
ANCOR COMMUNICATIONS INC, COM COMMON STOCK 03332K108 1,818 75,000 SH 70,700 4,300
APPLIED POWER INC CL-A COM COMMON STOCK 038225108 4,945 162,800 SH 153,800 9,000
ARCH COMMUNICATIONS GROUP COMMON STOCK 039381504 16,443 4,110,899 SH 3,875,734 235,165
ARIBA INC COM COMMON STOCK 04033V104 13,582 94,000 SH 88,700 5,300
ART TECHNOLOGY GROUP INC COMMON STOCK 04289L107 166,267 5,460,327 SH 5,460,327 -
ARTISOFT INC COM COMMON STOCK 04314L106 2,096 322,600 SH 300,000 22,600
ASIA PACIFIC RES INTL HLDG LTD COMMON STOCK G05345106 43,524 175,500 SH 117,585 57,915
ASK JEEVES INC COM STK COMMON STOCK 045174109 3,450 100,000 SH 94,400 5,600
AT HOME CORPORATION SER A COM COMMON STOCK 045919107 4,144 100,000 SH 94,600 5,400
AT&T CANADA INC COM STK (CAD) COMMON STOCK 00207Q202 20,928 333,200 SH 315,100 18,100
AT&T CORP LIBERTY MEDIA GROUP COMMON STOCK 001957208 28,917 775,000 SH 732,490 42,510
AUDIOHIGHWAY.COM COMMON STOCK COMMON STOCK 050740109 398 36,200 SH 34,000 2,200
AVERY DENNISON CORP COM COMMON STOCK 053611109 2,637 50,000 SH 33,350 16,650
BEA SYSTEMS INC COM COMMON STOCK 073325102 4,590 130,000 SH 122,800 7,200
BEYOND COM CORP COMMON STOCK 08860E101 306 25,000 SH 23,200 1,800
BIOMATRIX INC COM COMMON STOCK 09060P102 2,585 355,552 SH 114,600 240,952
BOOKS-A-MILLION INC COM COMMON STOCK 098570104 778 95,000 SH 88,300 6,700
BOSTON COMMUNICATIONS GROUP COMMON STOCK 100582105 2,624 456,500 SH 430,500 26,000
BRIGHTPOINT INC COM COMMON STOCK 109473108 2,739 376,300 SH 356,000 20,300
BURNS INTERNATIONAL SERVICES C COMMON STOCK 122374101 12,477 773,800 SH 726,100 47,700
CABLETRON SYS INC COM COMMON STOCK 126920107 6,275 400,000 SH 376,900 23,100
CALPINE CORP COM COMMON STOCK 131347106 4,253 50,000 SH 47,200 2,800
CAMBRIDGE TECHNOLOGY PARTNERS COMMON STOCK 132524109 3,808 262,700 SH 248,300 14,400
CARLISLE HOLDINGS LTD COMMON STOCK P21277101 2,306 223,000 SH 209,600 13,400
CARRIER ACCESS CORP COMSTK USD COMMON STOCK 144460102 6,581 157,400 SH 147,500 9,900
CASH AMER INVTS INC COM COMMON STOCK 14754D100 1,196 126,700 SH 117,700 9,000
CENTRAL EUROPEAN MEDIA ENTERPR COMMON STOCK G20045103 124 80,000 SH 40,000 40,000
CERIDIAN CORP COM COMMON STOCK 15677T106 6,219 250,000 SH 236,000 14,000
CHECKFREE HOLDINGS CORP COMMON STOCK 162816102 21,561 524,300 SH 495,400 28,900
CHINA YUCHAI INTL LT D USD.10 COMMON STOCK G21082105 1,686 930,893 SH 682,700 248,193
COLUMN SUB-TOTAL 624,319
</TABLE>
<TABLE>
<CAPTION>
Voting Authority
------------------------
Name of Issuer Managers Sole Shared None
- ------------------------------------------------ ------------------------
<S> <C> <C> <C>
24/7 MEDIA INC COM STK 122,200 8,400
3COM CORP COM 65,600 34,400
4 KIDS ENTMT INC COM 85,100 4,900
ABOUT.COM INC COM STK 200,400 11,800
ACT NETWORKS INC COM 836,900 49,600
ACTRADE INTL LTD COM 111,500 7,700
ACTV INC COM 1,263,100 73,400
ADVANTA CORP USD.01 CL-B NONVT 41,200 2,800
AGRIBRANDS INTL COM 211,200 14,800
AHT CORPORATION COM 574,900 39,900
AK STEEL HOLDING CORP COM 273,706 136,294
ALLSCRIPTS INC COM STK 537,600 25,500
AMDOCS LTD COM STK 518,200 31,800
AMER EXPRESS CO COM 6,500 -
AMERICAN MOBILE SATELLITE CORP 331,600 19,200
AMERITRADE HOLDINGS CORP-CL A 141,600 13,200
AMFM INC COM 1,899,800 112,200
AMPHENOL CORP COM CL A 106,700 6,000
ANACOMP INC NEW 297,500 21,100
ANCOR COMMUNICATIONS INC, COM 70,700 4,300
APPLIED POWER INC CL-A COM 153,800 9,000
ARCH COMMUNICATIONS GROUP 3,875,734 235,165
ARIBA INC COM 88,700 5,300
ART TECHNOLOGY GROUP INC 5,460,327 -
ARTISOFT INC COM 300,000 22,600
ASIA PACIFIC RES INTL HLDG LTD 117,585 57,915
ASK JEEVES INC COM STK 94,400 5,600
AT HOME CORPORATION SER A COM 94,600 5,400
AT&T CANADA INC COM STK (CAD) 315,100 18,100
AT&T CORP LIBERTY MEDIA GROUP 732,490 42,510
AUDIOHIGHWAY.COM COMMON STOCK 34,000 2,200
AVERY DENNISON CORP COM 33,350 16,650
BEA SYSTEMS INC COM 122,800 7,200
BEYOND COM CORP 23,200 1,800
BIOMATRIX INC COM 114,600 240,952
BOOKS-A-MILLION INC COM 88,300 6,700
BOSTON COMMUNICATIONS GROUP 430,500 26,000
BRIGHTPOINT INC COM 356,000 20,300
BURNS INTERNATIONAL SERVICES C 726,100 47,700
CABLETRON SYS INC COM 376,900 23,100
CALPINE CORP COM 47,200 2,800
CAMBRIDGE TECHNOLOGY PARTNERS 248,300 14,400
CARLISLE HOLDINGS LTD 209,600 13,400
CARRIER ACCESS CORP COMSTK USD 147,500 9,900
CASH AMER INVTS INC COM 117,700 9,000
CENTRAL EUROPEAN MEDIA ENTERPR 40,000 40,000
CERIDIAN CORP COM 236,000 14,000
CHECKFREE HOLDINGS CORP 495,400 28,900
CHINA YUCHAI INTL LT D USD.10 682,700 248,193
COLUMN SUB-TOTAL
</TABLE>
<PAGE>
TUDOR INVESTMENT CORPORATION
QUARTERLY REPORT DETAILING 13F ELIGIBLE SECURITIES
AS OF SEPTEMBER 30, 1999
<TABLE>
<CAPTION>
Investment Discretion
----------------------------
Cusip Fair Market Shares or Shared- Shared
Name of Issuer Title of Class Number Value (x1000) Prin. Amt. as defined Other
- ----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C>
CHINA COM CORP COMMON STOCK G2107X108 3,250 50,000 SH 47,200 2,800
CHROMATICS COLOR SCIENCES INC COMMON STOCK 171116304 390 50,000 SH 47,000 3,000
CLOSURE MEDICAL CORP COMMON STOCK 189093107 1,375 101,380 SH 93,000 8,380
CMGI INC COM COMMON STOCK 125750109 32,349 315,600 SH 298,200 17,400
COINMACH LAUNDRY CORP COM COMMON STOCK 19259L101 390 40,000 SH 37,100 2,900
COMMERCE ONE INC COMMON STOCK 200693109 27,293 279,300 SH 263,800 15,500
COMPAQ COMPUTER CORP COM COMMON STOCK 204493100 11,437 500,000 SH 472,600 27,400
COMPUTER ASSOC INTL INC COM COMMON STOCK 204912109 9,719 159,000 SH 150,300 8,700
COMPUTER LEARNING CTRS INC COM COMMON STOCK 205199102 1,350 366,000 SH 339,400 26,600
CONCURRENT COMPUTER CORP NEW COMMON STOCK 206710204 4,506 661,500 SH 623,400 38,100
CONEXANT SYSTEMS INC COM STK COMMON STOCK 207142100 63,276 870,900 SH 822,500 48,400
CONOCO INC CL-B COMMON STOCK 208251405 1,097 40,130 SH 15,000 25,130
COOPER COS INC COM NEW COMMON STOCK 216648402 4,146 134,300 SH 127,100 7,200
COR THERAPEUTICS INC COM COMMON STOCK 217753102 1,425 75,000 SH 71,000 4,000
CORECOMM LIMITED COM STK COMMON STOCK G2422R109 26,105 792,600 SH 746,700 45,900
COREL SYSTEMS CORP CAD COM COMMON STOCK 21868Q109 5,777 780,200 SH 737,000 43,200
CORNING INC COM COMMON STOCK 219350105 43,256 630,900 SH 596,400 34,500
CORPORATE EXPRESS INC COM COMMON STOCK 219888104 23,077 2,453,500 SH 2,185,300 268,200
CORPORATE EXPRESS INC COM OPTIONS - PUTS 2198880VB 470 50,000 SH 50,000 -
CORT BUSINESS SVCS CORP COM COMMON STOCK 220493100 1,040 45,000 SH 22,500 22,500
COYOTE NETWORK SYSTEMS INC COM COMMON STOCK 22406P108 239 45,180 SH 39,930 5,250
CPI CORP COM COMMON STOCK 125902106 854 25,000 SH 12,500 12,500
CREATIVE BIOMOLECULES INC COMMON STOCK 225270107 199 35,000 SH 33,000 2,000
CRESTLINE CAPITAL CORP COM COMMON STOCK 226153104 4,969 241,700 SH 199,200 42,500
DAOU SYSTEMS INC COM COMMON STOCK 237015102 185 20,000 SH 18,400 1,600
DAVIDS BRIDAL INC COM STK COMMON STOCK 238576102 260 35,000 SH 32,800 2,200
DAYTON HUDSON CORP COM COMMON STOCK 239753106 6,006 100,000 SH 94,600 5,400
DELTA & PINE LAND CO LTD COM COMMON STOCK 247357106 2,588 100,000 SH 50,000 50,000
DIVERSINET CORP COMMON STOCK 25536K204 5,377 527,800 SH 498,900 28,900
DOCUMENTUM INC COM COMMON STOCK 256159104 13,885 642,100 SH 604,400 37,700
DOUBLECLICK INC COM COMMON STOCK 258609304 16,177 135,800 SH 128,200 7,600
DSP COMMUNICATIONS INC COMMON STOCK 23332K106 6,935 365,000 SH 345,000 20,000
EARTHWEB INC. COM STK COMMON STOCK 27032C108 4,637 117,400 SH 110,800 6,600
EAST WEST BANCORP INC COMMON STOCK 27579R104 5,046 425,000 SH 403,300 21,700
EASTMAN KODAK CO COM USD2.5 COMMON STOCK 277461109 1,255 16,600 SH 16,600 -
EBAY INC COM STK COMMON STOCK 278642103 49,442 350,500 SH 251,200 99,300
ECHELON CORP COM COMMON STOCK 27874N105 534 70,000 SH 66,200 3,800
ECLIPSE SURGICAL TECHNOLOGIES COMMON STOCK 278849104 7,804 473,000 SH 447,300 25,700
EG & G INC COM COMMON STOCK 268457108 4,789 120,500 SH 120,500 -
EGGHEAD INC COM COMMON STOCK 282330109 980 140,000 SH 130,700 9,300
ELITE INFORMATION GROUP INC COMMON STOCK 28659M106 2,848 576,800 SH 533,400 43,400
EMBRATEL PARTICIPACOES ADRS STOCKS 29081N100 344 30,000 SH 21,000 9,000
EMUSIC.COM INC COM COMMON STOCK 292476108 3,392 228,000 SH 215,500 12,500
ENAMELON INC COM COMMON STOCK 292499100 313 258,570 SH 236,804 21,766
ENTREMED INC COMMON STOCK 29382F103 1,795 83,000 SH 76,300 6,700
ESTEE LAUDER COS INC CL A COMMON STOCK 518439104 429 11,000 SH 11,000 -
ETHYL CORP COM COMMON STOCK 297659104 193 50,000 SH 46,000 4,000
ETOYS INC COMMON STOCK 297862104 7,827 117,600 SH 111,000 6,600
EXXON CORP COM COMMON STOCK 302290101 5,038 66,300 SH 33,150 33,150
COLUMN SUB-TOTAL 416,068
</TABLE>
<TABLE>
<CAPTION>
Voting Authority
------------------------
Name of Issuer Managers Sole Shared None
- ------------------------------------------------ ------------------------
<S> <C> <C> <C>
CHINA COM CORP 47,200 2,800
CHROMATICS COLOR SCIENCES INC 47,000 3,000
CLOSURE MEDICAL CORP 93,000 8,380
CMGI INC COM 298,200 17,400
COINMACH LAUNDRY CORP COM 37,100 2,900
COMMERCE ONE INC 263,800 15,500
COMPAQ COMPUTER CORP COM 472,600 27,400
COMPUTER ASSOC INTL INC COM 150,300 8,700
COMPUTER LEARNING CTRS INC COM 339,400 26,600
CONCURRENT COMPUTER CORP NEW 623,400 38,100
CONEXANT SYSTEMS INC COM STK 822,500 48,400
CONOCO INC CL-B 15,000 25,130
COOPER COS INC COM NEW 127,100 7,200
COR THERAPEUTICS INC COM 71,000 4,000
CORECOMM LIMITED COM STK 746,700 45,900
COREL SYSTEMS CORP CAD COM 737,000 43,200
CORNING INC COM 596,400 34,500
CORPORATE EXPRESS INC COM 2,185,300 268,200
CORPORATE EXPRESS INC COM 50,000 -
CORT BUSINESS SVCS CORP COM 22,500 22,500
COYOTE NETWORK SYSTEMS INC COM 39,930 5,250
CPI CORP COM 12,500 12,500
CREATIVE BIOMOLECULES INC 33,000 2,000
CRESTLINE CAPITAL CORP COM 199,200 42,500
DAOU SYSTEMS INC COM 18,400 1,600
DAVIDS BRIDAL INC COM STK 32,800 2,200
DAYTON HUDSON CORP COM 94,600 5,400
DELTA & PINE LAND CO LTD COM 50,000 50,000
DIVERSINET CORP 498,900 28,900
DOCUMENTUM INC COM 604,400 37,700
DOUBLECLICK INC COM 128,200 7,600
DSP COMMUNICATIONS INC 345,000 20,000
EARTHWEB INC. COM STK 110,800 6,600
EAST WEST BANCORP INC 403,300 21,700
EASTMAN KODAK CO COM USD2.5 16,600 -
EBAY INC COM STK 251,200 99,300
ECHELON CORP COM 66,200 3,800
ECLIPSE SURGICAL TECHNOLOGIES 447,300 25,700
EG & G INC COM 120,500 -
EGGHEAD INC COM 130,700 9,300
ELITE INFORMATION GROUP INC 533,400 43,400
EMBRATEL PARTICIPACOES 21,000 9,000
EMUSIC.COM INC COM 215,500 12,500
ENAMELON INC COM 236,804 21,766
ENTREMED INC 76,300 6,700
ESTEE LAUDER COS INC CL A 11,000 -
ETHYL CORP COM 46,000 4,000
ETOYS INC 111,000 6,600
EXXON CORP COM 33,150 33,150
COLUMN SUB-TOTAL
</TABLE>
<PAGE>
TUDOR INVESTMENT CORPORATION
QUARTERLY REPORT DETAILING 13F ELIGIBLE SECURITIES
AS OF SEPTEMBER 30, 1999
<TABLE>
<CAPTION>
Investment Discretion
----------------------------
Cusip Fair Market Shares or Shared- Shared
Name of Issuer Title of Class Number Value (x1000) Prin. Amt. as defined Other
- ----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C>
FMC CORP COM (NEW) COMMON STOCK 302491303 3,261 67,600 SH 63,900 3,700
FVC. COM INC COM STK COMMON STOCK 30266P100 2,909 206,900 SH 195,500 11,400
GEMSTAR INTL GROUP LTD COM COMMON STOCK G3788V106 4,296 55,000 SH 52,200 2,800
GENERAL CABLE CORP COM COMMON STOCK 369300108 6,519 543,300 SH 513,500 29,800
GENERAL MOTORS CLASS H COM COMMON STOCK 370442832 53,946 53,400 SH 890 52,510
GENESIS MICROCHIP INC COMMON STOCK 371933102 300 17,000 SH - 17,000
GEOWORKS COM COMMON STOCK 373692102 935 305,200 SH 288,500 16,700
GETTY IMAGES INC COM STK COMMON STOCK 374276103 1,438 59,600 SH 56,400 3,200
GLOBAL INDL TECHNOLOGIES INC C COMMON STOCK 379335102 1,482 121,000 SH 60,500 60,500
GRAND UNION CO COM STK COMMON STOCK 386532402 30,003 2,197,047 SH 2,074,439 122,608
GREY WOLF INC COM COMMON STOCK 397888108 149 50,000 SH 33,350 16,650
HALTER MARINE GROUP INC COM COMMON STOCK 40642Y105 730 134,600 SH 67,300 67,300
HAMBRECHT & QUIST GROUP INC COMMON STOCK 406545103 486 10,000 SH 5,000 5,000
HAMBRECHT & QUIST GROUP INC OPTIONS - PUTS 4065450NI 486 10,000 SH 5,000 5,000
HANOVER DIRECT INC COM COMMON STOCK 410783104 278 109,000 SH 97,300 11,700
HAPPY KIDS INC COM COMMON STOCK 411391105 374 37,500 SH 18,750 18,750
HARBINGER CORP COM COMMON STOCK 41145C103 4,193 248,500 SH 234,900 13,600
HEALTHEON CORPORATION COMMON STOCK 422209106 16,341 1,840 SH 440 1,400
HEARTPORT INC COM COMMON STOCK 421969106 250 55,000 SH 52,000 3,000
HELLENIC TELECOM ORGANIZATB SA COMMON STOCK 423325307 515 46,094 SH - 46,094
HIGHLANDS INS GROUP INC COM COMMON STOCK 431032101 3,187 344,700 SH 320,500 24,200
HOLLINGER INTL INC CL A COMMON STOCK 435569108 2,997 252,500 SH 238,300 14,200
HORACE MANN EDUCATOR CORP COM COMMON STOCK 440327104 20,823 806,700 SH 762,300 44,400
HYPERION SOLUTIONS CORP COMMON STOCK 44914M104 34,310 1,559,600 SH 1,469,700 89,900
IMMUNEX CORP NEW COMMON STOCK 452528102 6,072 140,000 SH 131,200 8,800
INDEPENDENT ENERGY HLDGS COMMON STOCK 45384X108 11,260 586,900 SH 554,800 32,100
INFORMATION RES INC COM COMMON STOCK 456905108 3,686 333,300 SH 312,000 21,300
INKTOMI CORP COMMON STOCK 457277101 12,075 100,600 SH 93,800 6,800
INSO CORP COM COMMON STOCK 457674109 2,268 283,500 SH 267,100 16,400
INTASYS CORP COM COMMON STOCK 45809M109 301 75,000 SH 70,800 4,200
INTERNATIONAL HOME FOODS INC COMMON STOCK 459655106 37,922 2,167,000 SH 2,042,800 124,200
INTRAWARE INC COMMON STOCK 46118M103 7,903 302,900 SH 286,100 16,800
ISPAT INTERNATIONAL NV COM COMMON STOCK 464899103 260 25,000 SH 17,858 7,142
JDA SOFTWARE GROUP INC COMMON STOCK 46612K108 8,668 741,700 SH 691,200 50,500
JDS UNIPHASE CORP COMMON STOCK 46612J101 24,685 216,900 SH 204,900 12,000
JUNIPER NETWORKS INC COMMON STOCK 48203R104 19,407 106,600 SH 100,900 5,700
K TEL INTL INC COM NEW COMMON STOCK 482724200 1,046 185,000 SH 174,900 10,100
KOREA TELECOM CORP ADR ADRS STOCKS 50063P103 6,104 165,000 SH 122,100 42,900
LHS GROUP INC COM COMMON STOCK 501938104 658 22,400 SH 11,200 11,200
LASON INC COM COMMON STOCK 51808R107 1,113 25,000 SH 23,400 1,600
LAUNCH MEDIA INC COM COMMON STOCK 518567102 3,008 250,700 SH 236,700 14,000
LEAP WIRELESS INTL INC COMMON STOCK 521863100 1,191 50,700 SH 47,900 2,800
LOCAL FINL CORP COMMON STOCK 539553107 7,307 790,000 SH 726,700 63,300
LOG ON AMER INC COMMON STOCK 540473105 258 15,000 SH 14,100 900
LONE STAR INDS INC COM NEW COMMON STOCK 542290408 2,492 50,000 SH 25,000 25,000
LYCOS INC COM COMMON STOCK 550818108 13,753 274,400 SH 259,200 15,200
MAGELLAN HEALTH SVCS INC COM COMMON STOCK 559079108 1,279 175,000 SH 164,100 10,900
MARVEL ENTERPRISES INC COMMON STOCK 57383M108 4,250 781,700 SH 738,800 42,900
MASCOTECH INC COMMON STOCK 574670105 11,898 715,700 SH 664,300 51,400
COLUMN SUB-TOTAL 379,072
</TABLE>
<TABLE>
<CAPTION>
Voting Authority
------------------------
Name of Issuer Managers Sole Shared None
- ------------------------------------------------ ------------------------
<S> <C> <C> <C>
FMC CORP COM (NEW) 63,900 3,700
FVC. COM INC COM STK 195,500 11,400
GEMSTAR INTL GROUP LTD COM 52,200 2,800
GENERAL CABLE CORP COM 513,500 29,800
GENERAL MOTORS CLASS H COM 890 52,510
GENESIS MICROCHIP INC - 17,000
GEOWORKS COM 288,500 16,700
GETTY IMAGES INC COM STK 56,400 3,200
GLOBAL INDL TECHNOLOGIES INC C 60,500 60,500
GRAND UNION CO COM STK 2,074,439 122,608
GREY WOLF INC COM 33,350 16,650
HALTER MARINE GROUP INC COM 67,300 67,300
HAMBRECHT & QUIST GROUP INC 5,000 5,000
HAMBRECHT & QUIST GROUP INC 5,000 5,000
HANOVER DIRECT INC COM 97,300 11,700
HAPPY KIDS INC COM 18,750 18,750
HARBINGER CORP COM 234,900 13,600
HEALTHEON CORPORATION 440 1,400
HEARTPORT INC COM 52,000 3,000
HELLENIC TELECOM ORGANIZATB SA - 46,094
HIGHLANDS INS GROUP INC COM 320,500 24,200
HOLLINGER INTL INC CL A 238,300 14,200
HORACE MANN EDUCATOR CORP COM 762,300 44,400
HYPERION SOLUTIONS CORP 1,469,700 89,900
IMMUNEX CORP NEW 131,200 8,800
INDEPENDENT ENERGY HLDGS 554,800 32,100
INFORMATION RES INC COM 312,000 21,300
INKTOMI CORP 93,800 6,800
INSO CORP COM 267,100 16,400
INTASYS CORP COM 70,800 4,200
INTERNATIONAL HOME FOODS INC 2,042,800 124,200
INTRAWARE INC 286,100 16,800
ISPAT INTERNATIONAL NV COM 17,858 7,142
JDA SOFTWARE GROUP INC 691,200 50,500
JDS UNIPHASE CORP 204,900 12,000
JUNIPER NETWORKS INC 100,900 5,700
K TEL INTL INC COM NEW 174,900 10,100
KOREA TELECOM CORP ADR 122,100 42,900
LHS GROUP INC COM 11,200 11,200
LASON INC COM 23,400 1,600
LAUNCH MEDIA INC COM 236,700 14,000
LEAP WIRELESS INTL INC 47,900 2,800
LOCAL FINL CORP 726,700 63,300
LOG ON AMER INC 14,100 900
LONE STAR INDS INC COM NEW 25,000 25,000
LYCOS INC COM 259,200 15,200
MAGELLAN HEALTH SVCS INC COM 164,100 10,900
MARVEL ENTERPRISES INC 738,800 42,900
MASCOTECH INC 664,300 51,400
COLUMN SUB-TOTAL
</TABLE>
<PAGE>
TUDOR INVESTMENT CORPORATION
QUARTERLY REPORT DETAILING 13F ELIGIBLE SECURITIES
AS OF SEPTEMBER 30, 1999
<TABLE>
<CAPTION>
Investment Discretion
----------------------------
Cusip Fair Market Shares or Shared- Shared
Name of Issuer Title of Class Number Value (x1000) Prin. Amt. as defined Other
- ----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C>
MAXXIM MED INC COM COMMON STOCK 57777G105 1,196 50,000 SH 25,000 25,000
MCDERMOTT INTL INC COM COMMON STOCK 580037109 4,252 210,000 SH 140,070 69,930
MCDONALDS CORP COM NPV COMMON STOCK 580135101 15,137 350,000 SH 330,900 19,100
MEDICIS PHARMACEUTICAL CORP COMMON STOCK 584690309 1,710 60,000 SH 57,150 2,850
MESSAGEMEDIA INC COM STK COMMON STOCK 590787107 322 30,000 SH 28,400 1,600
METRICOM INC COMMON STOCK 591596101 341 15,000 SH 14,200 800
METROCALL INC COM COMMON STOCK 591647102 2,228 1,782,800 SH 1,661,800 121,000
MICROCELL TELECOMMUNICATIONS COMMON STOCK 59501T304 162 12,500 SH 11,700 800
MICROSTRATEGY INC COM STK COMMON STOCK 594972101 9,328 166,400 SH 155,726 10,674
MIDWAY GAMES INC COM COMMON STOCK 598148104 726 46,100 SH 43,300 2,800
MOTOROLA INC COM COMMON STOCK 620076109 80,749 917,600 SH 867,200 50,400
MP3.COM INC USD COM COMMON STOCK 62473M109 8,264 220,000 SH 207,700 12,300
MSC INDL DIRECT CO INC CL A CO COMMON STOCK 553530106 553 61,500 SH 57,900 3,600
NATIONAL DISC BROKERS GROUP COMMON STOCK 635646102 3,965 150,000 SH 139,400 10,600
NATURAL MICROSYSTEMS CORP COM COMMON STOCK 638882100 276 20,000 SH 13,100 6,900
NAVISTAR INTL CORP NEW COMMON STOCK 63934E108 10,788 232,000 SH 216,470 15,530
NETWORK ASSOCIATES INC COM COMMON STOCK 640938106 9,879 516,572 SH 488,164 28,408
NETWORK COMPUTING DEVICES INC COMMON STOCK 64120N100 3,645 810,100 SH 756,200 53,900
NETWORK SOLUTIONS INC DEL COMMON STOCK 64121Q102 8,797 147,001 SH 93,100 53,901
NEW ERA OF NETWORKS INC COM COMMON STOCK 644312100 2,163 100,000 SH 93,500 6,500
NEWCOURT CREDIT GROU P INC CAD COMMON STOCK 650905102 2,984 228,500 SH 114,250 114,250
NEXTEL COMMUNICATIONS INC COMMON STOCK 65332V103 3,390 50,000 SH 47,000 3,000
NORTH AMERICAN VACCINE INC COMMON STOCK 657201109 1,243 165,800 SH 157,000 8,800
NOVOSTE CORP COM COMMON STOCK 67010C100 13,695 767,500 SH 659,876 107,624
NTL INCORPORATED COM COMMON STOCK 629407107 20,688 215,300 SH 202,752 12,548
NUCENTRIX BROADBAND NETWORKS COMMON STOCK 670198100 11,106 458,000 SH 431,700 26,300
NUTRITION FOR LIFE INTL INC COMMON STOCK 67061S202 209 86,200 SH 80,200 6,000
OSULLIVAN INDS HLDGS INC COMMON STOCK 688609106 374 25,000 SH 12,500 12,500
OAK INDS INC COM NEW COMMON STOCK 671400505 16,490 485,000 SH 456,500 28,500
OCTEL CORP COM STK COMMON STOCK 675727101 4,204 373,700 SH 349,300 24,400
OLIN CORP COM COMMON STOCK 680665205 1,368 100,500 SH 67,033 33,467
ONSALE INC COMMON STOCK 682838107 1,775 130,300 SH 120,500 9,800
OPEN MARKET INC COM COMMON STOCK 68370M100 1,653 126,000 SH 119,100 6,900
OPTI INC COM COMMON STOCK 683960108 1,800 255,000 SH 157,400 97,600
ORGANOGENESIS INC COM COMMON STOCK 685906109 4,109 547,942 SH 512,572 35,370
ORTHODONTIC CENTERS OF AMERICA COMMON STOCK 68750P103 2,920 167,500 SH 160,200 7,300
OXIGENE INC COMMON STOCK 691828107 1,045 95,000 SH 87,900 7,100
PACIFICORP COM COMMON STOCK 695114108 5,374 267,104 SH 133,553 133,551
PAGEMART WIRELESS INC COMMON STOCK 69553J104 935 156,000 SH 115,700 40,300
PAGING NETWORK INC COM COMMON STOCK 695542100 1,180 1,144 SH 1,144 -
PARK PLACE ENTERTAIN MENT CORP COMMON STOCK 700690100 12,943 1,035,500 SH 978,900 56,600
PARKERVISION INC COMMON STOCK 701354102 4,282 177,500 SH 167,300 10,200
PASIFIK SATELITNUSAN TARA SPON ADRS STOCKS 69365Q106 6,385 837,500 SH 767,000 70,500
PE CORP-CELERA GENOM ICS GRP C COMMON STOCK 69332S201 7,365 183,000 SH 173,100 9,900
PLX TECHNOLOGY INC COM STK COMMON STOCK 693417107 1,977 82,000 SH 53,800 28,200
PRT GROUP INC COMMON STOCK 693579104 1,371 762,210 SH 640,710 121,500
PEAPOD INC COM COMMON STOCK 704718105 467 46,400 SH 43,900 2,500
PERCLOSE INC COMMON STOCK 71361C107 1,630 35,000 SH 33,000 2,000
PHARMACIA & UPJOHN INC COM (CO OPTIONS - PUTS 716941IWE 1,240 25,000 SH 25,000 -
COLUMN SUB-TOTAL 298,683
</TABLE>
<TABLE>
<CAPTION>
Voting Authority
------------------------
Name of Issuer Managers Sole Shared None
- ------------------------------------------------ ------------------------
<S> <C> <C> <C>
MAXXIM MED INC COM 25,000 25,000
MCDERMOTT INTL INC COM 140,070 69,930
MCDONALDS CORP COM NPV 330,900 19,100
MEDICIS PHARMACEUTICAL CORP 57,150 2,850
MESSAGEMEDIA INC COM STK 28,400 1,600
METRICOM INC 14,200 800
METROCALL INC COM 1,661,800 121,000
MICROCELL TELECOMMUNICATIONS 11,700 800
MICROSTRATEGY INC COM STK 155,726 10,674
MIDWAY GAMES INC COM 43,300 2,800
MOTOROLA INC COM 867,200 50,400
MP3.COM INC USD COM 207,700 12,300
MSC INDL DIRECT CO INC CL A CO 57,900 3,600
NATIONAL DISC BROKERS GROUP 139,400 10,600
NATURAL MICROSYSTEMS CORP COM 13,100 6,900
NAVISTAR INTL CORP NEW 216,470 15,530
NETWORK ASSOCIATES INC COM 488,164 28,408
NETWORK COMPUTING DEVICES INC 756,200 53,900
NETWORK SOLUTIONS INC DEL 93,100 53,901
NEW ERA OF NETWORKS INC COM 93,500 6,500
NEWCOURT CREDIT GROU P INC CAD 114,250 114,250
NEXTEL COMMUNICATIONS INC 47,000 3,000
NORTH AMERICAN VACCINE INC 157,000 8,800
NOVOSTE CORP COM 659,876 107,624
NTL INCORPORATED COM 202,752 12,548
NUCENTRIX BROADBAND NETWORKS 431,700 26,300
NUTRITION FOR LIFE INTL INC 80,200 6,000
OSULLIVAN INDS HLDGS INC 12,500 12,500
OAK INDS INC COM NEW 456,500 28,500
OCTEL CORP COM STK 349,300 24,400
OLIN CORP COM 67,033 33,467
ONSALE INC 120,500 9,800
OPEN MARKET INC COM 119,100 6,900
OPTI INC COM 157,400 97,600
ORGANOGENESIS INC COM 512,572 35,370
ORTHODONTIC CENTERS OF AMERICA 160,200 7,300
OXIGENE INC 87,900 7,100
PACIFICORP COM 133,553 133,551
PAGEMART WIRELESS INC 115,700 40,300
PAGING NETWORK INC COM 1,144 -
PARK PLACE ENTERTAIN MENT CORP 978,900 56,600
PARKERVISION INC 167,300 10,200
PASIFIK SATELITNUSAN TARA SPON 767,000 70,500
PE CORP-CELERA GENOM ICS GRP C 173,100 9,900
PLX TECHNOLOGY INC COM STK 53,800 28,200
PRT GROUP INC 640,710 121,500
PEAPOD INC COM 43,900 2,500
PERCLOSE INC 33,000 2,000
PHARMACIA & UPJOHN INC COM (CO 25,000 -
COLUMN SUB-TOTAL
</TABLE>
<PAGE>
TUDOR INVESTMENT CORPORATION
QUARTERLY REPORT DETAILING 13F ELIGIBLE SECURITIES
AS OF SEPTEMBER 30, 1999
<TABLE>
<CAPTION>
Investment Discretion
----------------------------
Cusip Fair Market Shares or Shared- Shared
Name of Issuer Title of Class Number Value (x1000) Prin. Amt. as defined Other
- ----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C>
PHILIP MORRIS CO INC OPTIONS - CALLS 7181540AI 2,403 70,300 SH 70,300 -
PHILLIPS PETE CO COM OPTIONS - CALLS 7185070JK 1,218 25,000 SH 25,000 -
PHONE.COM INC COMMON STOCK 71920Q100 31,057 205,000 SH 193,600 11,400
PHYSICIANS SPECIALITY CORP COMMON STOCK 718934102 366 36,500 SH 18,250 18,250
PITTSTON BRINKS GROUP COM COMMON STOCK 725701106 23,692 1,021,800 SH 962,900 58,900
PLAYERS INTL INC COM COMMON STOCK 727903106 5,122 691,600 SH 647,800 43,800
PRICELINE COM INC COMMON STOCK 741503106 3,869 60,000 SH 56,500 3,500
PRIDE INTERNATIONAL INC COM COMMON STOCK 741932107 1,157 81,600 SH 54,427 27,173
PRIME HOSPITALITY CORP COMMON STOCK 741917108 2,399 300,000 SH 280,900 19,100
PRIMEDIA INC COM STK COMMON STOCK 74157K101 623 44,600 SH 41,700 2,900
PRIMEX TECHNOLOGIES INC COMMON STOCK 741597108 762 38,600 SH 36,300 2,300
PROGENICS PHARMACEUTICALS INC COMMON STOCK 743187106 30,220 2,384,314 SH 1,847,352 536,962
PROVANT INC COM COMMON STOCK 743724106 6,482 402,000 SH 370,100 31,900
PROVIDENT AMERN CORP COM COMMON STOCK 743832107 6,117 404,500 SH 381,500 23,000
PURCHASEPRO.COM COM STK COMMON STOCK 746144104 2,077 59,800 SH 56,600 3,200
R.H. DONNELLEY CORP COM COMMON STOCK 74955W307 6,289 337,700 SH 317,500 20,200
RACING CHAMPIONS CORP COMMON STOCK 750069106 426 75,000 SH 37,500 37,500
RALSTON PURINA CO COM RALSTON COMMON STOCK 751277302 2,048 73,500 SH 69,200 4,300
RAMBUS INC COM COMMON STOCK 750917106 3,942 59,500 SH 56,300 3,200
RARE MEDIUM GROUP INC COMMON STOCK 75382N109 9,832 930,900 SH 850,500 80,400
RED HAT INC COMMON STOCK 756577102 7,680 80,000 SH 76,100 3,900
REPUBLIC N Y CORP COM OPTIONS - PUTS 7607190XL 767 12,500 SH 12,500 -
RESMED INC COM COMMON STOCK 761152107 1,324 40,000 SH 37,500 2,500
RESPONSE USA INC COM NEW COMMON STOCK 761235506 466 318,000 SH 297,000 21,000
SABRATEK CORP COM COMMON STOCK 78571U108 213 76,000 SH 71,100 4,900
SAGA SYSTEMS INC COM STK COMMON STOCK 786610105 1,710 118,500 SH 111,400 7,100
SALTON MAXIM HOUSEWARES COMMON STOCK 795757103 2,480 80,000 SH 75,600 4,400
SANCHEZ COMPUTER ASSOCIATES COMMON STOCK 799702105 1,468 41,800 SH 39,600 2,200
SAVOIR TECHNOLOGY GROUP INC CO COMMON STOCK 80533W107 366 43,500 SH 14,800 28,700
SCM MICROSYSTEMS INC COM COMMON STOCK 784018103 2,612 57,500 SH 53,200 4,300
SCRIPPS CO (E.W.) CL A NEW COMMON STOCK 811054204 74,223 1,510,900 SH 1,424,010 86,890
SDL INC COM COMMON STOCK 784076101 5,151 66,200 SH 62,600 3,600
SENSORMATIC ELEC COMMON STOCK 817265101 10,974 865,000 SH 815,300 49,700
SMART & FINAL INC COM COMMON STOCK 831683107 819 81,900 SH 69,100 12,800
SOFTNET SYSTEMS INC COM COMMON STOCK 833964109 2,803 115,000 SH 108,700 6,300
SPECTRASITE HOLDINGS INC COMM COMMON STOCK 84760T100 19,767 1,664,638 SH 1,573,508 91,130
SPLASH TECH HLDG INC COM COMMON STOCK 848623104 1,010 165,000 SH 156,000 9,000
SPORTSLINE USA INC COM COMMON STOCK 848934105 3,251 110,000 SH 104,000 6,000
SPRINT CORP (PCS GROUP) COMMON STOCK 852061506 31,935 428,300 SH 404,800 23,500
SPRINT CORP USD2.50 COM COMMON STOCK 852061100 67,220 1,239,100 SH 1,171,400 67,700
SPRINT CORP USD2.50 COM OPTIONS - CALLS 8520610JJ 2,712 50,000 SH 25,000 25,000
SPX CORP COM COMMON STOCK 784635104 78,308 862,900 SH 813,300 49,600
SPYGLASS INC COM COMMON STOCK 852192103 937 75,000 SH 70,800 4,200
ST PAUL COS INC USD COM NPV COMMON STOCK 792860108 453 16,500 SH 16,500 -
STATION CASINOS INC COM COMMON STOCK 857689103 8,787 378,000 SH 352,500 25,500
SUNQUEST INFORMATION SYSTEMS I COMMON STOCK 867654105 8,603 533,600 SH 498,700 34,900
SYMANTEC CORP COM COMMON STOCK 871503108 24,074 669,300 SH 632,600 36,700
SYSTEM SOFTWARE ASSOC INC COMMON STOCK 871839205 1,529 789,500 SH 729,450 60,050
TELEFONOS DE MEXICO SA TELMEX ADRS STOCKS 879403780 7,124 100,000 SH 67,000 33,000
COLUMN SUB-TOTAL 508,867
</TABLE>
<TABLE>
<CAPTION>
Voting Authority
------------------------
Name of Issuer Managers Sole Shared None
- ------------------------------------------------ ------------------------
<S> <C> <C> <C>
PHILIP MORRIS CO INC 70,300 -
PHILLIPS PETE CO COM 25,000 -
PHONE.COM INC 193,600 11,400
PHYSICIANS SPECIALITY CORP 18,250 18,250
PITTSTON BRINKS GROUP COM 962,900 58,900
PLAYERS INTL INC COM 647,800 43,800
PRICELINE COM INC 56,500 3,500
PRIDE INTERNATIONAL INC COM 54,427 27,173
PRIME HOSPITALITY CORP 280,900 19,100
PRIMEDIA INC COM STK 41,700 2,900
PRIMEX TECHNOLOGIES INC 36,300 2,300
PROGENICS PHARMACEUTICALS INC 1,847,352 536,962
PROVANT INC COM 370,100 31,900
PROVIDENT AMERN CORP COM 381,500 23,000
PURCHASEPRO.COM COM STK 56,600 3,200
R.H. DONNELLEY CORP COM 317,500 20,200
RACING CHAMPIONS CORP 37,500 37,500
RALSTON PURINA CO COM RALSTON 69,200 4,300
RAMBUS INC COM 56,300 3,200
RARE MEDIUM GROUP INC 850,500 80,400
RED HAT INC 76,100 3,900
REPUBLIC N Y CORP COM 12,500 -
RESMED INC COM 37,500 2,500
RESPONSE USA INC COM NEW 297,000 21,000
SABRATEK CORP COM 71,100 4,900
SAGA SYSTEMS INC COM STK 111,400 7,100
SALTON MAXIM HOUSEWARES 75,600 4,400
SANCHEZ COMPUTER ASSOCIATES 39,600 2,200
SAVOIR TECHNOLOGY GROUP INC CO 14,800 28,700
SCM MICROSYSTEMS INC COM 53,200 4,300
SCRIPPS CO (E.W.) CL A NEW 1,424,010 86,890
SDL INC COM 62,600 3,600
SENSORMATIC ELEC 815,300 49,700
SMART & FINAL INC COM 69,100 12,800
SOFTNET SYSTEMS INC COM 108,700 6,300
SPECTRASITE HOLDINGS INC COMM 1,573,508 91,130
SPLASH TECH HLDG INC COM 156,000 9,000
SPORTSLINE USA INC COM 104,000 6,000
SPRINT CORP (PCS GROUP) 404,800 23,500
SPRINT CORP USD2.50 COM 1,171,400 67,700
SPRINT CORP USD2.50 COM 25,000 25,000
SPX CORP COM 813,300 49,600
SPYGLASS INC COM 70,800 4,200
ST PAUL COS INC USD COM NPV 16,500 -
STATION CASINOS INC COM 352,500 25,500
SUNQUEST INFORMATION SYSTEMS I 498,700 34,900
SYMANTEC CORP COM 632,600 36,700
SYSTEM SOFTWARE ASSOC INC 729,450 60,050
TELEFONOS DE MEXICO SA TELMEX 67,000 33,000
COLUMN SUB-TOTAL
</TABLE>
<PAGE>
TUDOR INVESTMENT CORPORATION
QUARTERLY REPORT DETAILING 13F ELIGIBLE SECURITIES
AS OF SEPTEMBER 30, 1999
<TABLE>
<CAPTION>
Investment Discretion
----------------------------
Cusip Fair Market Shares or Shared- Shared
Name of Issuer Title of Class Number Value (x1000) Prin. Amt. as defined Other
- ----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C>
TELEGLOBE INC CAD CO M NPV COMMON STOCK 87941V100 478 30,974 SH 30,974 -
TELESP PARTICIPACOES SA ADRS STOCKS 87952K100 3,150 200,000 SH 133,666 66,334
TELLABS INC COM COMMON STOCK 879664100 18,635 327,300 SH 309,300 18,000
TERA COMPUTER CO COM COMMON STOCK 88076P108 1,200 291,000 SH 274,600 16,400
TERAYON COMMUNICATION SYS COMMON STOCK 880775101 13,518 276,600 SH 261,200 15,400
TEVA PHARMACEUTICAL ADR FOR 10 ADRS STOCKS 881624209 7,244 144,000 SH 136,000 8,000
THEGLOBE.COM INC COMMON STOCK 88335R101 3,832 280,000 SH 264,800 15,200
TIMKEN COMPANY COM COMMON STOCK 887389104 5,589 346,600 SH 304,800 41,800
TMP WORLDWIDE COM COMMON STOCK 872941109 21,501 353,200 SH 333,700 19,500
TODD AO CORP CL-A COM COMMON STOCK 888896107 2,330 155,400 SH 130,500 24,900
TRANSACTION SYSTEM ARCHITECTS, COMMON STOCK 893416107 1,290 47,900 SH 47,900 -
TRANSWITCH CORP COM COMMON STOCK 894065101 12,825 224,900 SH 213,650 11,250
TRENWICK GROUP INC COM COMMON STOCK 895290104 3,744 226,100 SH 148,500 77,600
TRICON GLOBAL RESTAURANTS INC COMMON STOCK 895953107 11,081 270,700 SH 255,900 14,800
TRINET CORP RLTY TR INC COM COMMON STOCK 896287109 1,190 50,000 SH 25,000 25,000
TSI INTERNATIOAL SOFTWARE LTD COMMON STOCK 872879101 2,869 105,800 SH 100,200 5,600
TUT SYSTEMS COMMON STOCK 901103101 755 29,300 SH 27,500 1,800
TV GUIDE INC CL A COM COMMON STOCK 87307Q109 44,222 1,130,300 SH 1,068,000 62,300
TYCO INTERNATIONAL LTD COM COMMON STOCK 902124106 58,046 562,200 SH 529,500 32,700
UBID INC COMMON STOCK 903469104 4,808 182,300 SH 177,500 4,800
UNITRODE CORP COMMON STOCK 913283107 2,133 50,800 SH 25,600 25,200
VALERO ENERGY CORP COMSTK COMMON STOCK 91913Y100 961 50,000 SH 33,349 16,651
VERTICALNET INC COM STK COMMON STOCK 92532L107 11,099 300,000 SH 283,600 16,400
VIDEOSERVER INC COM COMMON STOCK 926918103 217 30,000 SH 29,300 700
VIEWCAST.COM INC COMMON STOCK 926713108 130 20,000 SH 10,000 10,000
VIVUS INC COM COMMON STOCK 928551100 1,750 615,700 SH 588,300 27,400
VOICESTREAM WIRELESS CORP COM COMMON STOCK 928615103 44,294 717,700 SH 678,300 39,400
WAVE SYSTEMS CORP COMMON STOCK 943526103 537,500 50,000 SH 47,000 3,000
WESTERN WIRELESS CORP COMMON STOCK 95988E204 42,812 954,700 SH 902,300 52,400
WESTWOOD ONE INC COM COMMON STOCK 961815107 3,555 78,800 SH 51,600 27,200
WIND RIVER SYS INC COM COMMON STOCK 973149107 2,423 127,600 SH 120,500 7,100
WINK COMMUNICATIONS COM COMMON STOCK 974168106 763 17,500 SH 16,500 1,000
WMS INDS INC COM COMMON STOCK 929297109 3,081 265,100 SH 246,200 18,900
WYMAN GORDON CO COM COMMON STOCK 983085101 934 50,000 SH 25,000 25,000
YAHOO INC COM COMMON STOCK 984332106 90,882 506,306 SH 476,469 29,837
YOUNG BROADCASTING INC CL A COMMON STOCK 987434107 1,806 34,500 SH 22,600 11,900
ZIONS BANCORP COM COMMON STOCK 989701107 2,848 51,700 SH 25,850 25,850
ZOLTEK COS INC COM COMMON STOCK 98975W104 1,269 158,800 SH 150,700 8,100
ZONAGEN INC COM COMMON STOCK 98975L108 855 291,500 SH 268,700 22,800
COLUMN SUB-TOTAL 967,619
GRAND TOTAL 3,194,628
</TABLE>
<TABLE>
<CAPTION>
Voting Authority
------------------------
Name of Issuer Managers Sole Shared None
- ------------------------------------------------ ------------------------
<S> <C> <C> <C>
TELEGLOBE INC CAD CO M NPV 30,974 -
TELESP PARTICIPACOES SA 133,666 66,334
TELLABS INC COM 309,300 18,000
TERA COMPUTER CO COM 274,600 16,400
TERAYON COMMUNICATION SYS 261,200 15,400
TEVA PHARMACEUTICAL ADR FOR 10 136,000 8,000
THEGLOBE.COM INC 264,800 15,200
TIMKEN COMPANY COM 304,800 41,800
TMP WORLDWIDE COM 333,700 19,500
TODD AO CORP CL-A COM 130,500 24,900
TRANSACTION SYSTEM ARCHITECTS, 47,900 -
TRANSWITCH CORP COM 213,650 11,250
TRENWICK GROUP INC COM 148,500 77,600
TRICON GLOBAL RESTAURANTS INC 255,900 14,800
TRINET CORP RLTY TR INC COM 25,000 25,000
TSI INTERNATIOAL SOFTWARE LTD 100,200 5,600
TUT SYSTEMS 27,500 1,800
TV GUIDE INC CL A COM 1,068,000 62,300
TYCO INTERNATIONAL LTD COM 529,500 32,700
UBID INC 177,500 4,800
UNITRODE CORP 25,600 25,200
VALERO ENERGY CORP COMSTK 33,349 16,651
VERTICALNET INC COM STK 283,600 16,400
VIDEOSERVER INC COM 29,300 700
VIEWCAST.COM INC 10,000 10,000
VIVUS INC COM 588,300 27,400
VOICESTREAM WIRELESS CORP COM 678,300 39,400
WAVE SYSTEMS CORP 47,000 3,000
WESTERN WIRELESS CORP 902,300 52,400
WESTWOOD ONE INC COM 51,600 27,200
WIND RIVER SYS INC COM 120,500 7,100
WINK COMMUNICATIONS COM 16,500 1,000
WMS INDS INC COM 246,200 18,900
WYMAN GORDON CO COM 25,000 25,000
YAHOO INC COM 476,469 29,837
YOUNG BROADCASTING INC CL A 22,600 11,900
ZIONS BANCORP COM 25,850 25,850
ZOLTEK COS INC COM 150,700 8,100
ZONAGEN INC COM 268,700 22,800
COLUMN SUB-TOTAL
GRAND TOTAL
</TABLE>
