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Previous: IPC INFORMATION SYSTEMS INC, 15-15D, 2000-08-14 |
Next: GROESBECK INVESTMENT MANAGEMENT CORP /NJ/, 13F-HR, 2000-08-14 |
<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or quarter Ended: June 30, 2000
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Tudor Investment Corporation
Address: One Liberty Plaza, 51st Floor
New York, NY 10006
Form 13F File Number: 28-7762
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: John Torell
Title: Managing Director
Phone: (203) 863-6742
Signature, Place, and Date of Signing:
/s/ John Torell Greenwich, CT 06830 August 11, 2000
------------------------ ------------------- ---------------
[Signature] [City, State] [Date]
<PAGE>
Report Type (Check only one.):
[ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13 NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Included Managers:
Form 13F File Number Name
28-5175 Tudor Proprietary Trading, L.L.C.
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers 1.
Form 13F Information Table Entry Total 220
Form 13F Information Table Value Total $1,848,698 (Thousands)
List of Other Included Managers:
No. Form 13F File Number Name
1. 28-5175 Tudor Proprietary Trading, L.L.C.
<PAGE>
TUDOR INVESTMENT CORPORATION
QUARTERLY REPORT DETAILING 13F ELIGIBLE SECURITIES
AS OF JUNE 30, 2000
<TABLE>
<CAPTION>
Investment Discretion
-------------------------
Cusip Fair Market Shares or Shared- Shared
Name of Issuer Title of Class Number Value (x1000) Prin. Amt. as defined Other
---------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
3Com Corp COMMON STOCK 885535104 37,457 650,000 546,914 103,086
3TEC Energy Corporation COMMON STOCK 88575R308 1,000 100,000 100,000 -
4Kids Entertainment Incorporated COMMON STOCK 350865101 11,202 429,800 406,223 23,577
AA 2000-10-21 35.000 C E AMEX CALL OPTION 013817AJG 88 1,000 650 350
Abbott Laboratories COMMON STOCK 002824100 31,194 700,000 663,636 36,364
ACTV Incorporated COMMON STOCK 00088E104 5,765 385,910 365,124 20,786
Aetna Incorporated COMMON STOCK 008117103 54,039 841,900 797,884 44,016
Agribrands International Incorporated COMMON STOCK 00849R105 7,821 186,550 176,768 9,782
Agrium inc COMMON STOCK 008916108 1,639 190,000 141,848 48,152
Alcoa Incorporated COMMON STOCK 013817101 6,380 220,000 164,800 55,200
Allscripts Inc COMMON STOCK 019886100 12,917 561,600 532,153 29,447
American General Corporation COMMON STOCK 026351106 13,176 216,000 204,777 11,223
American International Group Inc. COMMON STOCK 026874107 23,500 200,000 189,563 10,437
American Standard Companies Incorporated COMMON STOCK 029712106 4,834 117,900 88,150 29,750
APC 2000-08-18 55.000 C E NYSE CALL OPTION 0325110HK 45 250 187 63
Arch Communications Group Incorporated COMMON STOCK 039381504 28,575 4,396,099 4,165,498 230,601
Ariel Corporation COMMON STOCK 04033M104 249 85,000 80,469 4,531
Art Technology Group Inc COMMON STOCK 04289L109 370,372 4,077,027 4,077,027 -
ArthroCare Corporation COMMON STOCK 043136100 788 14,800 14,024 776
Auspex Systems Incorporated COMMON STOCK 052116100 6,946 1,406,740 1,314,058 92,682
Avado Brands Incorporated COMMON STOCK 05336P108 38 25,000 18,750 6,250
Bestfoods COMMON STOCK 08658U101 693 10,000 7,500 2,500
BFO 2000-07-21 60.000 C E NONE CALL OPTION 08658U0GL 712 750 564 186
BFO 2000-10-20 70.000 P E NONE PUT OPTION 08658U0VN 19 100 75 25
Biotech Holders Trust COMMON STOCK 09067D201 26,663 150,000 142,207 7,793
Biotime Incorporated COMMON STOCK 09066L105 407 57,610 54,512 3,098
Boise Cascade Corp COMMON STOCK 097383103 1,295 50,000 37,500 12,500
Borden Chems & Plastics Ltd COMMON STOCK 099541203 823 199,500 149,749 49,751
Boston Scientific Corporation COMMON STOCK 101137107 4,798 218,700 207,073 11,627
Burlington Resources Incorporated COMMON STOCK 122014103 15,109 395,000 335,861 59,139
Burr Brown Corporation COMMON STOCK 122574106 1,908 22,000 16,500 5,500
Calico Commerce Inc COMMON STOCK 129897104 813 50,000 47,300 2,700
Campbell Soup Company COMMON STOCK 134429109 583 20,000 14,800 5,200
Caremark Rx Inc. COMMON STOCK 141705103 34,551 5,071,740 4,786,462 285,278
Cell Pathways Incorporated COMMON STOCK 15114R101 1,998 85,000 80,631 4,369
Centurytel Inc. COMMON STOCK 156700106 2,875 100,000 94,804 5,196
Ceridian Corporation COMMON STOCK 15677T106 1,203 50,000 47,320 2,680
CG 2001-01-19 60.000 C A NYSE CALL OPTION 1976480AL 648 700 525 175
Chaparral Resources Inc.-PP-144 COMMON STOCK 159420306 144 22,222 22,222 -
Chesapeake Energy Corporation COMMON STOCK 165167107 9,125 1,175,000 514,250 660,750
Children's Place COMMON STOCK 168905107 289 14,100 13,320 780
ChoicePoint Incorporated COMMON STOCK 170388102 4,727 107,137 26,153 80,984
Chordiant Software COMMON STOCK 170404107 19,687 1,315,789 1,315,789 -
Chromatics Color Sciences Intl Inc COMMON STOCK 171116304 244 50,000 47,000 3,000
Citadel Communications Corp COMMON STOCK 172853202 873 25,000 23,701 1,299
Citrix Systems COMMON STOCK 177376100 1,894 100,000 94,758 5,242
Clear Channel Communications COMMON STOCK 184502102 3,750 50,000 47,402 2,598
CMS Energy Corporation COMMON STOCK 125896100 2,987 135,000 101,000 34,000
Columbia Energy Group COMMON STOCK 197648108 19,688 300,000 206,250 93,750
Compaq Computer Corporation COMMON STOCK 204493100 28,254 1,105,300 1,047,879 57,421
Conoco Inc - Cl A COMMON STOCK 208251306 4,620 210,000 157,500 52,500
Cooper Industries Incorporated COMMON STOCK 216669101 2,605 80,000 60,000 20,000
Corecomm Limited COMMON STOCK G2422R109 1,950 100,000 94,314 5,686
Corn Products International Incorporated COMMON STOCK 219023108 1,326 50,000 37,500 12,500
<CAPTION>
Voting Authority
-----------------------------------
Name of Issuer Managers Sole Shared None
<S> <C> <C> <C> <C>
----------------------------------------------------------------------------------------------------
3Com Corp 1. 546,914 103,086
3TEC Energy Corporation 1. 100,000 -
4Kids Entertainment Incorporated 1. 406,223 23,577
AA 2000-10-21 35.000 C E AMEX 1. 650 350
Abbott Laboratories 1. 663,636 36,364
ACTV Incorporated 1. 365,124 20,786
Aetna Incorporated 1. 797,884 44,016
Agribrands International Incorporated 1. 176,768 9,782
Agrium inc 1. 141,848 48,152
Alcoa Incorporated 1. 164,800 55,200
Allscripts Inc 1. 532,153 29,447
American General Corporation 1. 204,777 11,223
American International Group Inc. 1. 189,563 10,437
American Standard Companies Incorporated 1. 88,150 29,750
APC 2000-08-18 55.000 C E NYSE 1. 187 63
Arch Communications Group Incorporated 1. 4,165,498 230,601
Ariel Corporation 1. 80,469 4,531
Art Technology Group Inc 1. 4,077,027 -
ArthroCare Corporation 1. 14,024 776
Auspex Systems Incorporated 1. 1,314,058 92,682
Avado Brands Incorporated 1. 18,750 6,250
Bestfoods 1. 7,500 2,500
BFO 2000-07-21 60.000 C E NONE 1. 564 186
BFO 2000-10-20 70.000 P E NONE 1. 75 25
Biotech Holders Trust 1. 142,207 7,793
Biotime Incorporated 1. 54,512 3,098
Boise Cascade Corp 1. 37,500 12,500
Borden Chems & Plastics Ltd 1. 149,749 49,751
Boston Scientific Corporation 1. 207,073 11,627
Burlington Resources Incorporated 1. 335,861 59,139
Burr Brown Corporation 1. 16,500 5,500
Calico Commerce Inc 1. 47,300 2,700
Campbell Soup Company 1. 14,800 5,200
Caremark Rx Inc. 1. 4,786,462 285,278
Cell Pathways Incorporated 1. 80,631 4,369
Centurytel Inc. 1. 94,804 5,196
Ceridian Corporation 1. 47,320 2,680
CG 2001-01-19 60.000 C A NYSE 1. 525 175
Chaparral Resources Inc.-PP-144 1. 22,222 -
Chesapeake Energy Corporation 1. 514,250 660,750
Children's Place 1. 13,320 780
ChoicePoint Incorporated 1. 26,153 80,984
Chordiant Software 1. 1,315,789 -
Chromatics Color Sciences Intl Inc 1. 47,000 3,000
Citadel Communications Corp 1. 23,701 1,299
Citrix Systems 1. 94,758 5,242
Clear Channel Communications 1. 47,402 2,598
CMS Energy Corporation 1. 101,000 34,000
Columbia Energy Group 1. 206,250 93,750
Compaq Computer Corporation 1. 1,047,879 57,421
Conoco Inc - Cl A 1. 157,500 52,500
Cooper Industries Incorporated 1. 60,000 20,000
Corecomm Limited 1. 94,314 5,686
Corn Products International Incorporated 1. 37,500 12,500
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
Investment Discretion
-------------------------
Cusip Fair Market Shares or Shared- Shared
Name of Issuer Title of Class Number Value (x1000) Prin. Amt. as defined Other
---------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
Coulter Pharmaceutical Incorporated COMMON STOCK 222116105 3,245 158,300 149,178 9,122
Countrywide Credit Industries Inc. COMMON STOCK 222372104 1,667 55,000 52,142 2,858
Coyote Network Systems Incorporated COMMON STOCK 22406P108 236 45,045 39,795 5,250
Crossroads, Inc COMMON STOCK 22765D100 1,683 100,002 100,002 -
Crystal Systems Solutions Limited COMMON STOCK M26763108 378 40,000 37,100 2,900
Cytoclonal Pharmaceuticals COMMON STOCK 23282G105 203 20,000 18,600 1,400
Dexter Corporation COMMON STOCK 252165105 2,399 50,000 37,500 12,500
Digital Island COMMON STOCK 25385N101 18,578 382,080 382,080 -
E.W. Scripps Company COMMON STOCK 811054204 14,203 288,300 273,074 15,226
Eaton Corporation COMMON STOCK 278058102 838 12,500 9,375 3,125
Echostar Communications Corporation COMMON STOCK 278762109 8,029 242,500 229,901 12,599
El Paso Electric Company COMMON STOCK 283677854 784 70,000 - 70,000
El Paso Energy Corporation COMMON STOCK 283905107 33,700 661,600 626,911 34,689
Electronic Data Systems Corporated COMMON STOCK 285661104 1,073 26,000 24,649 1,351
Elite Information Group Incorporated COMMON STOCK 28659M106 3,782 545,150 516,562 28,588
Engelhard Corporation COMMON STOCK 292845104 4,385 257,000 192,830 64,170
Enron Corporation COMMON STOCK 293561106 3,225 50,000 7,500 42,500
Entremed Incorporated COMMON STOCK 29382F103 2,485 83,000 76,300 6,700
Federal - Mogul Corporation COMMON STOCK 313549107 335 35,000 28,230 6,770
FMC Corporation COMMON STOCK 302491303 1,451 25,000 18,750 6,250
Forcenergy Inc. COMMON STOCK 345206205 8,053 400,139 320,110 80,029
Forest Oil Corporation COMMON STOCK 346091606 957 60,000 45,000 15,000
Freeport-McMoran Copper- Class B COMMON STOCK 35671D857 740 80,000 60,000 20,000
Gardenburger Incorporated COMMON STOCK 365476100 98 17,400 15,500 1,900
General Dynamics Corp COMMON STOCK 369550108 10,037 192,100 182,120 9,980
Globalstar Telecommunications COMMON STOCK G3930H104 2,115 235,000 222,563 12,437
GLW 2000-07-21 140.000 P E NONE PUT OPTION 2193500SY - 200 148 52
Grand Union Co COMMON STOCK 386532402 1,107 2,083,647 1,974,203 109,444
Hannaford Brothers Company COMMON STOCK 410550107 10,782 150,000 112,502 37,498
Healthaxis.Com, Inc. COMMON STOCK 42219D100 2,097 550,000 550,000 -
Healtheon/WebMD Corporation COMMON STOCK 422209106 7,723 521,367 515,927 5,440
Herbalife Intl - Class A COMMON STOCK 426908208 136 15,500 5,375 10,125
Hubbell Incorporated-- Class A COMMON STOCK 443510102 647 25,000 18,500 6,500
Hubbell Incorporated--Class B COMMON STOCK 443510201 1,785 70,000 53,100 16,900
IMS Health Incorporated COMMON STOCK 449934108 14,400 800,000 758,442 41,558
Infinity Broadcasting Corp COMMON STOCK 45662S102 11,889 327,200 310,202 16,998
Information Resources Engineering COMMON STOCK 45675F303 1,263 50,000 50,000 -
Informix Corporation COMMON STOCK 456779107 40,166 5,400,470 5,117,203 283,267
Inprise Corp COMMON STOCK 45766C102 306 50,000 37,500 12,500
Intelect Communications Incorporated COMMON STOCK 458144102 116 50,000 37,500 12,500
International Home Foods Incorporated COMMON STOCK 459655106 29,334 1,400,000 1,325,453 74,547
Internet America Incorporated COMMON STOCK 46058Y109 354 70,000 65,200 4,800
ITXC Corporation COMMON STOCK 45069F109 354 10,000 6,800 3,200
KeraVision Incorporated COMMON STOCK 492061106 171 35,600 33,590 2,010
Key Energy Group Incorporated COMMON STOCK 492914106 14,847 1,540,000 344,750 1,195,250
K-tel International Incorporated COMMON STOCK 482724200 393 185,100 174,870 10,230
Lafarge Corp COMMON STOCK 505862102 3,150 150,000 112,502 37,498
Log On America Incorporated COMMON STOCK 540473105 54 10,000 9,400 600
Louis Dreyfus Natural Gas Corporation COMMON STOCK 546011107 1,096 35,000 26,250 8,750
Lycos Inc COMMON STOCK 550818108 4,452 82,450 61,838 20,612
Marvel Enterprises Inc COMMON STOCK 57383M108 8,391 1,342,600 1,272,206 70,394
Mattel Inc COMMON STOCK 577081102 68,799 5,217,000 4,941,836 275,164
MediaOne Group Incorporated COMMON STOCK 58440J104 60,477 909,600 682,201 227,399
MemberWorks Inc COMMON STOCK 586002107 282 8,400 7,958 442
<CAPTION>
Voting Authority
-----------------------------------
Name of Issuer Managers Sole Shared None
<S> <C> <C> <C> <C>
----------------------------------------------------------------------------------------------------
Coulter Pharmaceutical Incorporated 1. 149,178 9,122
Countrywide Credit Industries Inc. 1. 52,142 2,858
Coyote Network Systems Incorporated 1. 39,795 5,250
Crossroads, Inc 1. 100,002 -
Crystal Systems Solutions Limited 1. 37,100 2,900
Cytoclonal Pharmaceuticals 1. 18,600 1,400
Dexter Corporation 1. 37,500 12,500
Digital Island - 382,080 -
E.W. Scripps Company 1. 273,074 15,226
Eaton Corporation 1. 9,375 3,125
Echostar Communications Corporation 1. 229,901 12,599
El Paso Electric Company 1. - 70,000
El Paso Energy Corporation 1. 626,911 34,689
Electronic Data Systems Corporated 1. 24,649 1,351
Elite Information Group Incorporated 1. 516,562 28,588
Engelhard Corporation 1. 192,830 64,170
Enron Corporation 1. 7,500 42,500
Entremed Incorporated 1. 76,300 6,700
Federal - Mogul Corporation 1. 28,230 6,770
FMC Corporation 1. 18,750 6,250
Forcenergy Inc. 1. 320,110 80,029
Forest Oil Corporation 1. 45,000 15,000
Freeport-McMoran Copper- Class B 1. 60,000 20,000
Gardenburger Incorporated 1. 15,500 1,900
General Dynamics Corp 1. 182,120 9,980
Globalstar Telecommunications 1. 222,563 12,437
GLW 2000-07-21 140.000 P E NONE 1. 148 52
Grand Union Co 1. 1,974,203 109,444
Hannaford Brothers Company 1. 112,502 37,498
Healthaxis.Com, Inc. - 550,000 -
Healtheon/WebMD Corporation 1. 515,927 5,440
Herbalife Intl - Class A 1. 5,375 10,125
Hubbell Incorporated-- Class A 1. 18,500 6,500
Hubbell Incorporated--Class B 1. 53,100 16,900
IMS Health Incorporated 1. 758,442 41,558
Infinity Broadcasting Corp 1. 310,202 16,998
Information Resources Engineering 1. 50,000 -
Informix Corporation 1. 5,117,203 283,267
Inprise Corp 1. 37,500 12,500
Intelect Communications Incorporated 1. 37,500 12,500
International Home Foods Incorporated 1. 1,325,453 74,547
Internet America Incorporated 1. 65,200 4,800
ITXC Corporation 1. 6,800 3,200
KeraVision Incorporated 1. 33,590 2,010
Key Energy Group Incorporated 1. 344,750 ########
K-tel International Incorporated 1. 174,870 10,230
Lafarge Corp 1. 112,502 37,498
Log On America Incorporated 1. 9,400 600
Louis Dreyfus Natural Gas Corporation 1. 26,250 8,750
Lycos Inc 1. 61,838 20,612
Marvel Enterprises Inc 1. 1,272,206 70,394
Mattel Inc 1. 4,941,836 275,164
MediaOne Group Incorporated 1. 682,201 227,399
MemberWorks Inc 1. 7,958 442
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
Investment Discretion
-------------------------
Cusip Fair Market Shares or Shared- Shared
Name of Issuer Title of Class Number Value (x1000) Prin. Amt. as defined Other
---------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
Meredith Corp COMMON STOCK 589433101 5,403 160,100 151,781 8,319
MetLife Inc. COMMON STOCK 59156R108 7,179 342,500 324,470 18,030
Metrocall Incorporated COMMON STOCK 591647102 4,199 466,520 441,204 25,316
Micron Technology Incorporated COMMON STOCK 595112103 44,031 500,000 474,030 25,970
MicroStrategy Incorporated COMMON STOCK 594972101 1,995 66,500 63,043 3,457
MRO 2000-07-22 25.000 C E AMEX CALL OPTION 9029050GE 178 1,500 975 525
MRO 2001-01-20 30.000 C E AMEX CALL OPTION 9029050AF 288 2,000 1,300 700
Murphy Oil Corporation COMMON STOCK 626717102 1,190 20,000 15,000 5,000
NA 2000-07-22 50.000 C A NYSE CALL OPTION 6295260GJ 13 50 38 12
National-Oilwell Incorporated COMMON STOCK 637071101 4,440 135,000 101,050 33,950
Navistar International Corporation COMMON STOCK 63934E108 1,708 55,000 41,000 14,000
NOK 2000-07-21 65.000 C E NONE CALL OPTION 654902CGM 6 250 168 82
NOK 2000-07-21 70.000 C E NONE CALL OPTION 654902CGN 3 500 335 165
Novoste Corporation COMMON STOCK 67010C100 7,845 128,600 98,926 29,674
NTL Incorporated COMMON STOCK 629407107 4,790 80,000 75,805 4,195
Nucor Corporation COMMON STOCK 670346105 830 25,000 18,500 6,500
Ocean Energy Inc. COMMON STOCK 67481E106 4,682 330,000 250,955 79,045
Olin Corp COMMON STOCK 680665205 371 22,500 16,875 5,625
OpenTV Corporation COMMON STOCK G67543101 2,468 55,000 52,118 2,882
Organogenesis Incorporated COMMON STOCK 685906109 2,855 250,000 234,300 15,700
PALM 2000-07-21 30.000 P PUT OPTION 6966420SF 226 1,500 1,126 374
PALM 2000-08-18 30.000 P PUT OPTION 6966420TF 976 3,000 2,250 750
PALM 2000-08-18 60.000 P PUT OPTION 6966420TL 2,147 750 563 187
Park Place Entertainment COMMON STOCK 700690100 26,729 2,196,000 2,080,578 115,422
Parker Drilling Company COMMON STOCK 701081101 928 150,000 112,500 37,500
Parkervision Incorporated COMMON STOCK 701354102 8,241 163,400 153,914 9,486
Pegasus Communications Corporation COMMON STOCK 705904100 6,084 124,000 117,557 6,443
Peregrine Systems Inc. COMMON STOCK 71366Q101 3,226 93,000 88,167 4,833
Perle Systems Limited COMMON STOCK 714152105 331 100,000 94,600 5,400
Phelps Dodge Corporation COMMON STOCK 717265102 1,859 50,000 37,500 12,500
Phillips Petroleum Co. COMMON STOCK 718507106 1,267 25,000 18,750 6,250
Physiometrix, Inc COMMON STOCK 718928104 8,194 370,370 370,370 -
Pioneer Group, Inc. COMMON STOCK 723684106 2,118 50,000 37,500 12,500
Pittston Brinks Group COMMON STOCK 725701106 12,459 882,060 835,783 46,277
Plug Power Inc COMMON STOCK 72919P103 638 10,200 9,665 535
Praxair, Inc. COMMON STOCK 74005P104 1,123 30,000 22,500 7,500
Prime Hospitality Corporation COMMON STOCK 741917108 944 100,000 94,805 5,195
Progenics Pharmaceuticals Inc. COMMON STOCK 743187106 20,186 2,179,313 2,156,813 22,500
PRT Group Inc. COMMON STOCK 693579104 4,569 4,511,960 4,511,960 -
Q 2000-07-22 50.000 P A NYSE PUT OPTION 7491215SJ 232 864 648 216
Q 2000-07-22 55.000 P E NONE PUT OPTION 7491211SK 957 1,531 1,148 383
Q 2000-07-22 60.000 P A NYSE PUT OPTION 7491211SL 2,788 2,593 1,945 648
QLogic Corporation COMMON STOCK 747277101 3,488 52,800 39,600 13,200
Qwest Communications Intl Inc COMMON STOCK 749121109 22,500 450,000 426,622 23,378
R&B Falcon Corporation COMMON STOCK 74912E101 471 20,000 15,000 5,000
Racing Champions Corporation COMMON STOCK 750069106 84 50,000 25,000 25,000
Ralston-Ralston Purina Group COMMON STOCK 751277302 4,352 218,300 206,960 11,340
RMBS 2001-01-19 75.000 P E NASDAQ PUT OPTION 7509174MO 140 100 75 25
RPM Incorporated Ohio COMMON STOCK 749685103 2,683 265,000 201,672 63,328
Ryerson Tull Incorporated COMMON STOCK 78375P107 3,891 375,000 280,580 94,420
Salton Inc COMMON STOCK 795757103 12,151 329,400 313,407 15,993
Sanchez Computer Associates Incorporated COMMON STOCK 799702105 5,665 238,520 220,040 18,480
Santa Fe International Corporation COMMON STOCK G7805C108 1,181 33,800 25,350 8,450
SCM Microsystems Incorporated COMMON STOCK 784018103 9,921 163,800 153,194 10,606
<CAPTION>
Voting Authority
-----------------------------------
Name of Issuer Managers Sole Shared None
<S> <C> <C> <C> <C>
----------------------------------------------------------------------------------------------------
Meredith Corp 1. 151,781 8,319
MetLife Inc. 1. 324,470 18,030
Metrocall Incorporated 1. 441,204 25,316
Micron Technology Incorporated 1. 474,030 25,970
MicroStrategy Incorporated 1. 63,043 3,457
MRO 2000-07-22 25.000 C E AMEX 1. 975 525
MRO 2001-01-20 30.000 C E AMEX 1. 1,300 700
Murphy Oil Corporation 1. 15,000 5,000
NA 2000-07-22 50.000 C A NYSE 1. 38 12
National-Oilwell Incorporated 1. 101,050 33,950
Navistar International Corporation 1. 41,000 14,000
NOK 2000-07-21 65.000 C E NONE 1. 168 82
NOK 2000-07-21 70.000 C E NONE 1. 335 165
Novoste Corporation 1. 98,926 29,674
NTL Incorporated 1. 75,805 4,195
Nucor Corporation 1. 18,500 6,500
Ocean Energy Inc. 1. 250,955 79,045
Olin Corp 1. 16,875 5,625
OpenTV Corporation 1. 52,118 2,882
Organogenesis Incorporated 1. 234,300 15,700
PALM 2000-07-21 30.000 P 1. 1,126 374
PALM 2000-08-18 30.000 P 1. 2,250 750
PALM 2000-08-18 60.000 P 1. 563 187
Park Place Entertainment 1. 2,080,578 115,422
Parker Drilling Company 1. 112,500 37,500
Parkervision Incorporated 1. 153,914 9,486
Pegasus Communications Corporation 1. 117,557 6,443
Peregrine Systems Inc. 1. 88,167 4,833
Perle Systems Limited 1. 94,600 5,400
Phelps Dodge Corporation 1. 37,500 12,500
Phillips Petroleum Co. 1. 18,750 6,250
Physiometrix, Inc 1. 370,370 -
Pioneer Group, Inc. 1. 37,500 12,500
Pittston Brinks Group 1. 835,783 46,277
Plug Power Inc 1. 9,665 535
Praxair, Inc. 1. 22,500 7,500
Prime Hospitality Corporation 1. 94,805 5,195
Progenics Pharmaceuticals Inc. 1. 2,156,813 22,500
PRT Group Inc. - 4,511,960 -
Q 2000-07-22 50.000 P A NYSE 1. 648 216
Q 2000-07-22 55.000 P E NONE 1. 1,148 383
Q 2000-07-22 60.000 P A NYSE 1. 1,945 648
QLogic Corporation 1. 39,600 13,200
Qwest Communications Intl Inc 1. 426,622 23,378
R&B Falcon Corporation 1. 15,000 5,000
Racing Champions Corporation 1. 25,000 25,000
Ralston-Ralston Purina Group 1. 206,960 11,340
RMBS 2001-01-19 75.000 P E NASDAQ 1. 75 25
RPM Incorporated Ohio 1. 201,672 63,328
Ryerson Tull Incorporated 1. 280,580 94,420
Salton Inc 1. 313,407 15,993
Sanchez Computer Associates Incorporated 1. 220,040 18,480
Santa Fe International Corporation 1. 25,350 8,450
SCM Microsystems Incorporated 1. 153,194 10,606
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
Investment Discretion
-------------------------
Cusip Fair Market Shares or Shared- Shared
Name of Issuer Title of Class Number Value (x1000) Prin. Amt. as defined Other
---------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
Seagate Technology Incorporated COMMON STOCK 811804103 32,451 590,000 442,501 147,499
Seagram Company Limited COMMON STOCK 811850106 2,174 37,500 28,125 9,375
SEG 2000-07-22 45.000 P A NYSE PUT OPTION 811804SSI 19 500 375 125
Sensormatic Electronics Corporation COMMON STOCK 817265101 15,373 971,230 920,293 50,937
Shared Medical Systems Corporation COMMON STOCK 819486101 8,779 120,365 90,275 30,090
Sirius Satellite Radio Inc. COMMON STOCK 82966U103 1,329 30,000 24,000 6,000
Smithfield Foods Incorporated COMMON STOCK 832248108 3,506 125,000 91,034 33,966
SNC 2000-07-22 20.000 C A NONE CALL OPTION 8329140GD 425 1,000 751 249
SNC 2000-09-15 30.000 C A NONE CALL OPTION 8329140IF 21 340 255 85
Snyder Communications Incorporated COMMON STOCK 832914105 831 35,000 26,200 8,800
Solutia Incorporated COMMON STOCK 834376105 481 35,000 25,900 9,100
Southwest Gas Corporation COMMON STOCK 844895102 1,752 100,000 62,150 37,850
Sprint Corporation COMMON STOCK 852061100 10,200 200,000 189,611 10,389
SPX Corporation COMMON STOCK 784635104 20,559 170,000 161,014 8,986
Sunoco Incoporated COMMON STOCK 86764P109 2,944 100,000 75,190 24,810
Sunquest Information Systems Inc. COMMON STOCK 867654105 5,750 534,900 506,850 28,050
Symbol Technologies Inc. COMMON STOCK 871508107 18,000 333,100 315,796 17,304
T 2000-07-22 45.000 P E NYSE PUT OPTION 0019570SI 3,842 2,900 2,176 724
Tenet Healthcare Corporation COMMON STOCK 88033G100 63,733 2,360,490 2,236,739 123,751
Tesoro Petroleum Corporation COMMON STOCK 881609101 759 75,000 56,250 18,750
The Mead Corporation COMMON STOCK 582834107 1,010 40,000 30,000 10,000
Thermo Electron Corporation COMMON STOCK 883556102 22,293 1,058,400 1,003,098 55,302
Thermo Instrument Systems Inc. COMMON STOCK 883559106 6,735 359,200 340,364 18,836
Time Warner Incorporated COMMON STOCK 887315109 7,600 100,000 75,000 25,000
Travelnow.com PPL COMMON STOCK 89490A107 4,000 500,000 500,000 -
UAM 2000-11-18 22.500 P A NYSE PUT OPTION 9094200WX 14 220 165 55
Ucar International Inc. COMMON STOCK 90262K109 3,462 265,000 198,750 66,250
UMG 2000-07-21 70.000 P E NYSE PUT OPTION 001957RSN 198 635 476 159
Unisys Corp COMMON STOCK 909214108 29,010 1,934,000 1,833,532 100,468
United Shipping & Tech COMMON STOCK 911498103 4,776 895,522 895,522 -
UnumProvident Corp. COMMON STOCK 91529Y106 375 18,700 17,729 971
US WEST Inc COMMON STOCK 91273H101 29,455 343,500 257,626 85,874
USG Corp. COMMON STOCK 903293405 1,214 40,000 26,000 14,000
USW 2000-07-22 70.000 C A NYSE CALL OPTION 91273HEGN 794 500 375 125
USX-Marathon Group COMMON STOCK 902905827 11,905 475,000 406,063 68,937
USX-U.S. Steel Group COMMON STOCK 90337T101 464 25,000 18,750 6,250
VA Linux Systems Inc COMMON STOCK 91819B105 2,408 56,000 52,980 3,020
Valence Technology, Inc COMMON STOCK 918914102 553 30,000 28,396 1,604
Ventro Corporation COMMON STOCK 922815105 250 13,231 13,231 -
Verio Incorporated COMMON STOCK 923433106 2,774 50,000 37,500 12,500
Vixel Corporation COMMON STOCK 928552108 1,619 196,296 196,296 -
VO 2000-07-22 60.000 C A NYSE CALL OPTION 8118500GL 33 250 188 62
VO 2000-08-18 60.000 P E NONE PUT OPTION 8118500TL 169 500 376 124
VO 2000-11-18 60.000 P A NYSE PUT OPTION 8118500WL 147 250 188 62
VoiceStream Wireless Corporation COMMON STOCK 928615103 1,163 10,000 9,444 556
Waste Systems International, Inc. COMMON STOCK 94106P209 125 71,429 69,300 2,129
Wave Systems Corp COMMON STOCK 943526103 790 50,000 47,000 3,000
Weatherford International-NEW COMMON STOCK 947074100 228 5,700 4,275 1,425
Web Methods COMMON STOCK 94768C108 1,179 7,500 7,110 390
Wells Fargo Company COMMON STOCK 949746101 2,042 52,700 39,525 13,175
Wesley Jessen Visioncare COMMON STOCK 951018100 13,147 350,000 262,500 87,500
Western Wireless Corporation COMMON STOCK 95988E204 2,725 50,000 46,364 3,636
Williams Cos Inc COMMON STOCK 969457100 8,338 200,000 148,000 52,000
X 2001-01-19 22.500 C E NYSE CALL OPTION 90337T0AX 23 250 187 63
<CAPTION>
Voting Authority
-----------------------------------
Name of Issuer Managers Sole Shared None
<S> <C> <C> <C> <C>
----------------------------------------------------------------------------------------------------
Seagate Technology Incorporated 1. 442,501 147,499
Seagram Company Limited 1. 28,125 9,375
SEG 2000-07-22 45.000 P A NYSE 1. 375 125
Sensormatic Electronics Corporation 1. 920,293 50,937
Shared Medical Systems Corporation 1. 90,275 30,090
Sirius Satellite Radio Inc. 1. 24,000 6,000
Smithfield Foods Incorporated 1. 91,034 33,966
SNC 2000-07-22 20.000 C A NONE 1. 751 249
SNC 2000-09-15 30.000 C A NONE 1. 255 85
Snyder Communications Incorporated 1. 26,200 8,800
Solutia Incorporated 1. 25,900 9,100
Southwest Gas Corporation 1. 62,150 37,850
Sprint Corporation 1. 189,611 10,389
SPX Corporation 1. 161,014 8,986
Sunoco Incoporated 1. 75,190 24,810
Sunquest Information Systems Inc. 1. 506,850 28,050
Symbol Technologies Inc. 1. 315,796 17,304
T 2000-07-22 45.000 P E NYSE 1. 2,176 724
Tenet Healthcare Corporation 1. 2,236,739 123,751
Tesoro Petroleum Corporation 1. 56,250 18,750
The Mead Corporation 1. 30,000 10,000
Thermo Electron Corporation 1. 1,003,098 55,302
Thermo Instrument Systems Inc. 1. 340,364 18,836
Time Warner Incorporated 1. 75,000 25,000
Travelnow.com PPL 1. 500,000 -
UAM 2000-11-18 22.500 P A NYSE 1. 165 55
Ucar International Inc. 1. 198,750 66,250
UMG 2000-07-21 70.000 P E NYSE 1. 476 159
Unisys Corp 1. 1,833,532 100,468
United Shipping & Tech 1. 895,522 -
UnumProvident Corp. 1. 17,729 971
US WEST Inc 1. 257,626 85,874
USG Corp. 1. 26,000 14,000
USW 2000-07-22 70.000 C A NYSE 1. 375 125
USX-Marathon Group 1. 406,063 68,937
USX-U.S. Steel Group 1. 18,750 6,250
VA Linux Systems Inc 1. 52,980 3,020
Valence Technology, Inc 1. 28,396 1,604
Ventro Corporation 1. 13,231 -
Verio Incorporated 1. 37,500 12,500
Vixel Corporation 1. 196,296 -
VO 2000-07-22 60.000 C A NYSE 1. 188 62
VO 2000-08-18 60.000 P E NONE 1. 376 124
VO 2000-11-18 60.000 P A NYSE 1. 188 62
VoiceStream Wireless Corporation 1. 9,444 556
Waste Systems International, Inc. 1. 69,300 2,129
Wave Systems Corp 1. 47,000 3,000
Weatherford International-NEW 1. 4,275 1,425
Web Methods 1. 7,110 390
Wells Fargo Company 1. 39,525 13,175
Wesley Jessen Visioncare 1. 262,500 87,500
Western Wireless Corporation 1. 46,364 3,636
Williams Cos Inc 1. 148,000 52,000
X 2001-01-19 22.500 C E NYSE 1. 187 63
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
Investment Discretion
-------------------------
Cusip Fair Market Shares or Shared- Shared
Name of Issuer Title of Class Number Value (x1000) Prin. Amt. as defined Other
---------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
Xerox Corp COMMON STOCK 984121103 208 10,000 9,432 568
YNR 2000-07-22 65.000 P A NYSE PUT OPTION 9874250SM 804 1,020 766 254
York International Corporation COMMON STOCK 986670107 631 25,000 23,701 1,299
Zoltek Companies Incorporated COMMON STOCK 98975W104 1,350 158,800 150,700 8,100
Grand Total 1,848,698
<CAPTION>
Voting Authority
-----------------------------------
Name of Issuer Managers Sole Shared None
<S> <C> <C> <C> <C>
----------------------------------------------------------------------------------------------------
Xerox Corp 1. 9,432 568
YNR 2000-07-22 65.000 P A NYSE 1. 766 254
York International Corporation 1. 23,701 1,299
Zoltek Companies Incorporated 1. 150,700 8,100
</TABLE>
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